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2.9.20 Circle selection and high-value sets965F35E04B2D

An affine complex line in $\mathbb C^ n$ is a set $L=a+\mathbb Cb$ with $a\in \mathbb C^ n$ and $b\in \mathbb C^ n\setminus \{ 0\} $. For an open set $D\subset \mathbb C^ n$, we identify the section $D\cap L$ with the open set $\{ \zeta \in \mathbb C:a+\zeta b\in D\} $, and we call a function on a connected component of $D\cap L$ subharmonic if its composite with $\zeta \mapsto a+\zeta b$ is subharmonic in the sense of definition 3.4.2.

In the plane, the spherical means of (3.4.3) are averages with respect to arc length: the surface measure $S$ on the unit circle (subsection 3.1.1) is the image of Lebesgue measure on $[0,2\pi )$ under $\theta \mapsto \mathrm e^{\mathrm i\theta }$. Indeed, by the change of variables formula for $(t,\theta )\mapsto t\mathrm e^{\mathrm i\theta }$, whose Jacobian determinant is $t$, the cone over an arc $\{ \mathrm e^{\mathrm i\theta }:\theta _1\leq \theta <\theta _2\} $ with $0\leq \theta _1\leq \theta _2\leq 2\pi $ has area $(\theta _2-\theta _1)/2$, so the arc has $S$-measure $\theta _2-\theta _1$. These arcs are closed under finite intersections, and every open subset of the circle is a countable union of them, so they generate the Borel sets of the circle. Since the whole circle is such an arc, lemma 2.2.6(2) identifies the two finite measures. Hence

\[ M_ w(\zeta ,r)=\frac1{2\pi }\int _0^{2\pi }w(\zeta +r\mathrm e^{\mathrm i\theta })\, \mathrm d\theta \]

for an upper semicontinuous function $w$ on an open subset of $\mathbb C$ containing $\overline{B(\zeta ,r)}$.

Consequently, subharmonicity on $D\cap L$ does not depend on the parametrization. Two parametrizations differ by a map $\psi (\zeta )=\alpha \zeta +\beta $ with $\alpha \neq 0$, which is a homeomorphism and maps the circle of radius $r$ about $\zeta $ onto the circle of radius $|\alpha |r$ about $\psi (\zeta )$. Since $\psi (\zeta +r\mathrm e^{\mathrm i\theta })=\psi (\zeta )+|\alpha |r\mathrm e^{\mathrm i(\theta +\arg \alpha )}$ and Lebesgue measure on the circle is invariant under rotations, the arc-length formula gives $M_{w\circ \psi }(\zeta ,r)=M_ w(\psi (\zeta ),|\alpha |r)$.

In the proof of theorem 2.9.22 we must choose, measurably in the circle, a point of each circle at which a given function is large. The sets of admissible points will be closed and have positive length, and for such sets the arc-length median provides an explicit Borel choice.

Lemma 2.9.21.DC992DBF55C7 Let $T$ be a separable metric space, and let $F\subset T\times [0,2\pi ]$ be a Borel set whose sections $F_ t=\{ \theta :(t,\theta )\in F\} $ are closed and have positive Lebesgue measure for every $t\in T$. Then there is a Borel map $a\colon T\to [0,2\pi ]$ such that $a(t)\in F_ t$ for every $t\in T$.

Proof. Write $|\cdot |$ for Lebesgue measure on $[0,2\pi ]$, and put $\ell (t)=|F_ t|$ and $A_ t(b)=|F_ t\cap [0,b]|$ for $b\in [0,2\pi ]$. We first show that, for fixed $b$, the function $t\mapsto A_ t(b)$ is Borel; with $b=2\pi $, so is $\ell $. Since $T$ and $[0,2\pi ]$ are separable metric spaces, the Borel sets of $T\times [0,2\pi ]$ form the $\sigma $-algebra generated by the products of Borel sets (lemma 2.2.8). Hence the sections $G_ t$ of a Borel set $G$ are Borel, because the sets all of whose sections are Borel form a $\sigma $-algebra containing these products. The class of Borel sets $G\subset T\times [0,2\pi ]$ for which $t\mapsto |G_ t\cap [0,b]|$ is Borel contains the products $B_1\times B_2$ of Borel sets, for which this function is $\mathbf1_{B_1}(t)|B_2\cap [0,b]|$. It is closed under complements, since the complement of $G$ gives $b-|G_ t\cap [0,b]|$, and under countable disjoint unions, which give sums. Since the products of Borel sets are closed under finite intersections, lemma 2.2.6(1) shows that the class contains every Borel set.

For fixed $t$, the function $A_ t$ is nondecreasing and $1$-Lipschitz, with $A_ t(0)=0$ and $A_ t(2\pi )=\ell (t)>0$. Define

\[ a(t)=\inf \{ b\in \mathbb Q\cap [0,2\pi ]:A_ t(b)\geq \ell (t)/2\} . \]

Because $A_ t$ is continuous and nondecreasing and $0<\ell (t)/2<\ell (t)$, the set of all $b\in [0,2\pi ]$ with $A_ t(b)\geq \ell (t)/2$ is an interval $[b_ t,2\pi ]$ with $0<b_ t<2\pi $ and $A_ t(b_ t)=\ell (t)/2$. The rational numbers are dense in this interval, so $a(t)=b_ t$ and $A_ t(a(t))=\ell (t)/2$. The map $a$ is Borel, since for every $c\in (0,2\pi ]$

\[ \{ t:a(t)<c\} =\bigcup _{b\in \mathbb Q\cap [0,c)}\{ t:A_ t(b)\geq \ell (t)/2\} . \]

Finally, suppose that $a(t)\notin F_ t$. Since $F_ t$ is closed and $a(t)>0$, some interval $[a(t)-\varepsilon ,a(t)]$ with $\varepsilon >0$ misses $F_ t$, and $A_ t$ is constant on it. A rational number $b$ in this interval with $b<a(t)$ then satisfies $A_ t(b)=\ell (t)/2$, contradicting the definition of $a(t)$. Hence $a(t)\in F_ t$. $\square$

Theorem 2.9.22.2C0F0197F3BF Let $D\subset \mathbb C^ n$ be open, with $n\geq 2$, and let $x\in D$ and $R>0$ satisfy $\overline{B(x,R)}\subset D$. Let $u\colon D\to [-\infty ,\infty )$ be a Borel function such that, for every complex line $L$ through $x$, the restriction of $u$ to the connected component of $D\cap L$ containing $x$ is subharmonic, and put $A=u(x)$. Then there is a Borel probability measure $\mu $ carried by the Borel set

\[ E=\{ y\in \mathbb C^ n:R/2\leq |y-x|\leq R,\ u(y)\geq A\} \]

such that $I_{2n-2}(\mu )\leq C_ nR^{-(2n-2)}$, where the constant $C_ n$ depends only on $n$.

Proof. We obtain $\mu $ by choosing, in a Borel way, a point of $E$ on each circle of radius $r\in [R/2,R]$ centered at $x$ in a complex line through $x$, and then we estimate its energy. For $\xi \in \mathbb P^{n-1}(\mathbb C)$ we first choose a unit vector $e_0(\xi )\in \xi $ in a Borel way: if $j$ is the first index with $(P_\xi )_{jj}>0$, put $e_0(\xi )=P_\xi e_ j/\sqrt{(P_\xi )_{jj}}$. Since $|P_\xi e_ j|^2=\langle P_\xi e_ j,e_ j\rangle =(P_\xi )_{jj}$, this is a unit vector in $\xi $. The set of $\xi $ with a given first index $j$ is Borel, and $e_0$ is continuous on it.

Let $r\in [R/2,R]$ and $\xi \in \mathbb P^{n-1}(\mathbb C)$. The circle $\theta \mapsto x+r\mathrm e^{\mathrm i\theta }e_0(\xi )$ lies in the closed disc $\{ x+\zeta e_0(\xi ):|\zeta |\leq r\} $, which is connected, contains $x$ and is contained in $D$; hence it lies in the connected component containing $x$ of the section of $D$ by the line $x+\xi $. On this component $u$ is subharmonic; in particular it is upper semicontinuous and bounded above on the circle, and by theorem 3.4.5(2) and the arc-length formula for circle means at the beginning of this section, it satisfies the submean inequality

\[ A=u(x)\leq \frac1{2\pi }\int _0^{2\pi }u(x+r\mathrm e^{\mathrm i\theta }e_0(\xi ))\, \mathrm d\theta . \]

Let

\[ F_{r,\xi }=\{ \theta \in [0,2\pi ]:u(x+r\mathrm e^{\mathrm i\theta }e_0(\xi ))\geq A\} . \]

This set is closed by upper semicontinuity, and it has positive length. If $A=-\infty $, it is the whole interval $[0,2\pi ]$. If $A$ is finite and $F_{r,\xi }$ were a null set, then $A-u$ would be positive almost everywhere on the circle, so the circle mean of $u$ would be strictly less than $A$, contradicting the submean inequality.

The set of $(r,\xi ,\theta )$ with $\theta \in F_{r,\xi }$ is Borel, because $u$ is Borel and the map $(r,\xi ,\theta )\mapsto x+r\mathrm e^{\mathrm i\theta }e_0(\xi )$ into $\overline{B(x,R)}$ is Borel, being continuous on each of the finitely many Borel sets on which $e_0$ is continuous. Since $[R/2,R]\times \mathbb P^{n-1}(\mathbb C)$ is a compact, hence separable, metric space, lemma 2.9.21 gives a Borel map $(r,\xi )\mapsto \alpha (r,\xi )$ with $\alpha (r,\xi )\in F_{r,\xi }$. Put $e(r,\xi )=\mathrm e^{\mathrm i\alpha (r,\xi )}e_0(\xi )$ and $\Psi (r,\xi )=x+re(r,\xi )$. Then $\Psi $ is Borel, hence product-measurable (lemma 2.2.8), and it takes its values in $E$. Let $\mu $ be the image under $\Psi $ of the product of normalized Lebesgue measure on $[R/2,R]$ and $\sigma $. It is a Borel probability measure carried by $E$.

It remains to estimate the energy; the estimate does not depend on the choice of the phases $\alpha (r,\xi )$. For $r,r'\in [R/2,R]$ and unit vectors $e,e'$ spanning $\xi ,\xi '$,

\[ |re-r'e'|^2=(r-r')^2+rr'|e-e'|^2 \geq (r-r')^2+\frac{R^2}{4}\bigl (2-2|\langle e,e'\rangle |\bigr ), \]

where the identity follows by expanding both sides with $|e|=|e'|=1$ and $|e-e'|^2=2-2\operatorname{Re}\langle e,e'\rangle $, and the inequality holds since $rr'\geq R^2/4$ and $\operatorname{Re}\langle e,e'\rangle \leq |\langle e,e'\rangle |$. With $a=d(\xi ,\xi ')\in [0,\pi /2]$, we have $2-2|\langle e,e'\rangle |=4\sin ^2(a/2)\geq 4a^2/\pi ^2$, because $\sin y\geq 2y/\pi $ for $0\leq y\leq \pi /2$ by concavity of the sine on this interval. Hence $|re-r'e'|^2\geq (r-r')^2+R^2a^2/\pi ^2$.

Write $r=Rt$ with $t\in [1/2,1]$. Equip $[1/2,1]\times \mathbb P^{n-1}(\mathbb C)$ with the metric $\rho $ defined by $\rho ((t,\xi ),(t',\xi '))^2=(t-t')^2+d(\xi ,\xi ')^2$, and with the product probability $m$ of normalized Lebesgue measure and $\sigma $, which is defined on all Borel sets of this separable metric space by lemma 2.2.8. Then $\mu $ is the image of $m$ under $(t,\xi )\mapsto \Psi (Rt,\xi )$, and the lower bound for $|re-r'e'|^2$, together with $\pi >1$, gives

\[ |\Psi (Rt,\xi )-\Psi (Rt',\xi ')|\geq \frac R\pi \, \rho ((t,\xi ),(t',\xi ')). \]

A $\rho $-ball of radius $s\leq 1$ is contained in the product of an interval of length $2s$, whose normalized measure is at most $4s$, and a ball of radius $s$ for the metric $d$. Since $s\leq 1<\pi /2$, lemma 2.9.19 shows that its $m$-measure is at most $4s^{2n-1}$. In particular $m$ has no atoms, so the diagonal, a closed and hence product-measurable set (lemma 2.2.8), is null for $m\times m$ by Tonelli's theorem. Fix $z\in [1/2,1]\times \mathbb P^{n-1}(\mathbb C)$. Splitting the integral into the set where $\rho (z,z')\geq 1$ and the shells where $2^{-k-1}\leq \rho (z,z')<2^{-k}$, $k\geq 0$, we obtain

\[ \int \rho (z,z')^{-(2n-2)}\, \mathrm d m(z') \leq 1+\sum _{k=0}^\infty 2^{(k+1)(2n-2)}\cdot 4\cdot 2^{-k(2n-1)}=1+2^{2n+1}. \]

Since $\mu $ is the image of $m$, the product $\mu \times \mu $ is the image of $m\times m$ under the product map, because both measures agree on rectangles (proposition 2.2.7). Therefore the lower bound for $|\Psi (Rt,\xi )-\Psi (Rt',\xi ')|$, valid off the $m\times m$-null diagonal, and an integration in $z$ give

\[ I_{2n-2}(\mu )\leq \Bigl (\frac\pi R\Bigr )^{2n-2}\iint \rho (z,z')^{-(2n-2)}\, \mathrm d m(z')\, \mathrm d m(z)\leq \pi ^{2n-2}(1+2^{2n+1})R^{-(2n-2)}. \]

This is the assertion, with $C_ n=\pi ^{2n-2}(1+2^{2n+1})$. $\square$

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