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21.2.7 Invariant functions on tubes and complex toriEFCDD26ABB1E

We now prove the correspondence between invariant plurisubharmonic functions and convex functions described at the beginning of the chapter. For a nonempty open convex set $V\subset \mathbb R^ n$, $n\geq 1$, consider the tube

\[ V+\mathrm i\mathbb R^ n=\{ t+\mathrm is:t\in V,\ s\in \mathbb R^ n\} \subset \mathbb C^ n, \]

with coordinates $w=t+\mathrm is$. Recall from section 5.12, here without the variables $z$, that a function $U$ on the tube is invariant under imaginary translations if $U(w+\mathrm is')=U(w)$ for all $s'\in \mathbb R^ n$, that is, if $U(t+\mathrm is)$ depends only on $t$. As observed there, the complex Hessian of a smooth function of this kind is a quarter of its real Hessian in $t$, so plurisubharmonicity becomes convexity; the general case follows by smoothing. In addition, local integrability of $U$ excludes the value $-\infty $.

Proposition 21.2.8.909102168A21 Let $n\geq 1$, let $V\subset \mathbb R^ n$ be a nonempty open convex set, and let $U\in \mathrm{PSH}(V+\mathrm i\mathbb R^ n)$ be invariant under imaginary translations. Then there is a finite convex function $f\colon V\to \mathbb R$ such that $U(t+\mathrm is)=f(t)$ for all $t\in V$ and $s\in \mathbb R^ n$. Conversely, for every finite convex function $f$ on $V$, the function $f(\operatorname{Re}w)$ is plurisubharmonic on $V+\mathrm i\mathbb R^ n$ and invariant under imaginary translations.

Proof. Define $f(t)=U(t)$, identifying $t\in V$ with $t+\mathrm i0$; by invariance, $U(t+\mathrm is)=f(t)$. By theorem 5.9.1, $U$ is locally integrable, so the set $\{ U=-\infty \} =\{ f=-\infty \} +\mathrm i\mathbb R^ n$ is a Lebesgue null set in $\mathbb C^ n$. Applying Fubini's theorem on products of compact boxes in $t$ and in $s$, we see that $\{ f=-\infty \} $ is a null set in $V$.

For $\varepsilon >0$ let $V_\varepsilon =\{ t\in V:\operatorname {dist}(t,\mathbb R^ n\setminus V)>\varepsilon \} $. A point $t$ lies in $V_\varepsilon $ if and only if the closed ball $\overline{B(t,\varepsilon )}$ lies in $V$, so $V_\varepsilon $ is the intersection of the convex sets $V-y$, $|y|\leq \varepsilon $, and is convex. The points of the tube at distance more than $\varepsilon $ from its complement form the tube $V_\varepsilon +\mathrm i\mathbb R^ n$. On this set let $U_\varepsilon =U*\rho _\varepsilon $, where $\rho _\varepsilon $ is the radial mollifier of section 2.5 on $\mathbb C^ n=\mathbb R^{2n}$. The function $U_\varepsilon $ is smooth, and its complex Hessian matrix $(\partial ^2U_\varepsilon /\partial w_ j\partial \bar w_ k)$ is positive semidefinite. Indeed, for $\xi \in \mathbb C^ n$, the function $\sum _{j,k}(\partial ^2U_\varepsilon /\partial w_ j\partial \bar w_ k)\xi _ j\bar\xi _ k$ is, by proposition 2.5.3(1), the mollification of the distribution $\sum _{j,k}(\partial ^2U/\partial w_ j\partial \bar w_ k)\xi _ j\bar\xi _ k$, which is positive by theorem 5.9.1 and the matrix criterion of section 5.4, so it is nonnegative by proposition 2.5.3(3).

Moreover, $U_\varepsilon \downarrow U$ as $\varepsilon \downarrow 0$ by (3.4.13), because $U$ is subharmonic and locally integrable (theorem 5.9.1). Since imaginary translations commute with convolution, $U_\varepsilon $ is invariant under them; write $U_\varepsilon (t+\mathrm is)=f_\varepsilon (t)$. For a function of $t=\operatorname{Re}w$ alone we have $\partial /\partial w_ j=\frac12\partial /\partial t_ j=\partial /\partial \bar w_ j$, hence

\[ \frac{\partial ^2U_\varepsilon }{\partial w_ j\partial \bar w_ k} =\frac14\frac{\partial ^2f_\varepsilon }{\partial t_ j\partial t_ k}. \]

The left side is a positive semidefinite matrix, so $f_\varepsilon $ has positive semidefinite real Hessian. Hence the restriction of $f_\varepsilon $ to every segment in the convex set $V_\varepsilon $ has nonnegative second derivative, and $f_\varepsilon $ is convex on $V_\varepsilon $.

Suppose that $f(t_0)=-\infty $ for some $t_0\in V$, and choose $r\in (0,1)$ with $\overline{B(t_0,3r)}\subset V$. The upper semicontinuous function $U$ is bounded above, say by $C$, on the compact set $\overline{B(t_0,3r)}+\mathrm i[-1,1]^ n$. Since $U_\varepsilon (w)$ is an average of $U$ over the ball $\overline{B(w,\varepsilon )}$, we get $U_\varepsilon \leq C$ on $B(t_0,2r)$ for $\varepsilon <r$; moreover $B(t_0,2r)\subset V_\varepsilon $ for such $\varepsilon $. For $t\in B(t_0,r)$, the point $2t-t_0$ lies in $B(t_0,2r)$, and $t$ is the midpoint of $t_0$ and $2t-t_0$. Convexity of $f_\varepsilon $ therefore gives

\[ f_\varepsilon (t) \leq \tfrac 12f_\varepsilon (t_0) +\tfrac 12f_\varepsilon (2t-t_0) \leq \tfrac 12f_\varepsilon (t_0)+\tfrac 12C. \]

As $\varepsilon \downarrow 0$, $f_\varepsilon (t_0)\downarrow f(t_0)=-\infty $ and $f_\varepsilon (t)\downarrow f(t)$, so $f=-\infty $ on $B(t_0,r)$. This contradicts the fact that $\{ f=-\infty \} $ is a null set. Hence $f$ is finite. Finally, every segment $[a,b]\subset V$ is compact and therefore lies in $V_\varepsilon $ for small $\varepsilon $; the convexity inequalities for $f_\varepsilon $ on $[a,b]$ pass to the pointwise limit, so $f$ is convex.

Conversely, let $f$ be a finite convex function on $V$. By proposition 21.2.4, $f$ is continuous and has a subgradient $p\in \mathbb R^ n$ at every point. Let $w_0=t_0+\mathrm is_0$ be a point of the tube, $a\in \mathbb C^ n\setminus \{ 0\} $, and $r>0$ such that the circle $\{ w_0+r\mathrm e^{\mathrm i\theta }a:\theta \in [0,2\pi ]\} $ lies in the tube. If $p$ is a subgradient of $f$ at $t_0$, then

\[ f\bigl (\operatorname{Re}(w_0+r\mathrm e^{\mathrm i\theta }a)\bigr ) \geq f(t_0)+r\left\langle p, \operatorname{Re}(\mathrm e^{\mathrm i\theta }a)\right\rangle =f(t_0)+r\operatorname{Re}\Bigl (\mathrm e^{\mathrm i\theta }\sum _ jp_ ja_ j\Bigr ). \]

The last term has mean zero over $\theta \in [0,2\pi ]$, so the mean of the left side over the circle is at least $f(t_0)=f(\operatorname{Re}w_0)$. Since $w_0$, $a$ and $r$ are arbitrary, the restriction of the continuous function $f(\operatorname{Re}w)$ to every affine complex line satisfies the submean inequality of definition 3.4.2 at every point, and it is therefore subharmonic. As $f(\operatorname{Re}w)$ is finite and continuous and the tube is a domain, definition 5.8.1 shows that $f(\operatorname{Re}w)$ is plurisubharmonic. It is invariant under imaginary translations by construction. $\square$

Corollary 21.2.9.0C12F36D1EDD Let $n\geq 1$, let $V\subset \mathbb R^ n$ be a nonempty open convex set, and put

\[ \Omega _ V=\{ z\in (\mathbb C^*)^ n: (\log |z_1|^2,\ldots ,\log |z_ n|^2)\in V\} . \]

Let $\varphi \in \mathrm{PSH}(\Omega _ V)$ be invariant under the action of the compact torus $(S^1)^ n$ by separate rotations of the coordinates, $(z_1,\ldots ,z_ n)\mapsto (\mathrm e^{\mathrm i\theta _1}z_1,\ldots ,\mathrm e^{\mathrm i\theta _ n}z_ n)$. Then there is a finite convex function $f$ on $V$ such that

\[ \varphi (z)=f(\log |z_1|^2,\ldots ,\log |z_ n|^2)\qquad (z\in \Omega _ V). \]

Conversely, for every finite convex function $f$ on $V$ this formula defines an $(S^1)^ n$-invariant plurisubharmonic function on $\Omega _ V$. In particular, an $(S^1)^ n$-invariant plurisubharmonic function on $(\Delta ^*)^ n$ or on $(\mathbb C^*)^ n$ is finite everywhere, where $\Delta ^*=\{ \zeta \in \mathbb C:0<|\zeta |<1\} $.

Proof. Consider the holomorphic map

\[ E\colon \mathbb C^ n\to (\mathbb C^*)^ n,\qquad E(w)=(\exp (w_1/2),\ldots ,\exp (w_ n/2)). \]

Since $\log |E_ j(w)|^2=\operatorname{Re}w_ j$, it maps the tube $V+\mathrm i\mathbb R^ n$ onto $\Omega _ V$; in particular, $\Omega _ V$ is connected. By proposition 5.9.3, $\varphi \circ E$ is either plurisubharmonic or identically $-\infty $ on the tube, and the second alternative is impossible because $E$ is surjective and $\varphi $ is nontrivial. Since $E(w+\mathrm is')=(\mathrm e^{\mathrm is_1'/2}E_1(w),\ldots ,\mathrm e^{\mathrm is_ n'/2}E_ n(w))$, the rotation invariance of $\varphi $ makes $\varphi \circ E$ invariant under imaginary translations. Proposition 21.2.8 now gives a finite convex function $f$ with $\varphi (E(w))=f(\operatorname{Re}w)$, which is the asserted formula.

Conversely, let $f$ be finite and convex. Then $f(\operatorname{Re}w)$ is plurisubharmonic on the tube by proposition 21.2.8. Near each point of $\Omega _ V$, the map $E$ has the holomorphic local inverse $z\mapsto (2\log z_1,\ldots ,2\log z_ n)$, defined with local branches of the logarithm, and $f(\log |z_1|^2,\ldots ,\log |z_ n|^2)$ is the composition of $f(\operatorname{Re}w)$ with this inverse. By proposition 5.9.3 it is plurisubharmonic near that point, since it is finite. Plurisubharmonicity is a local property, so the function is plurisubharmonic on $\Omega _ V$, and it is $(S^1)^ n$-invariant because it depends only on $|z_1|,\ldots ,|z_ n|$. The domains $(\Delta ^*)^ n$ and $(\mathbb C^*)^ n$ are $\Omega _ V$ for $V=(-\infty ,0)^ n$ and $V=\mathbb R^ n$. $\square$

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