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20.4 Divisorial currents on compact modificationsD53B61AD71E9

D53B61AD71E9

Let $X$ be a compact complex manifold and $Y\subset X$ a connected compact complex submanifold of dimension $r\geq 1$. Fix a smooth real $(1,1)$-form $\theta $ and a Hermitian form $\omega $ on $X$, and let $u\in \mathrm{PSH}(X,\theta )$ have generic Lelong number $\nu (u,Y)=\inf _{y\in Y}\nu (u,y)=0$.

The divisorial trace data of $u$ along $Y$ (section 20.3) assign a number to every prime divisor on every smooth compact modification of $Y$. A single model sees only part of these data, since blowing up can reveal vanishing that had higher codimension on $Y$. Summing the coefficients visible on one model gives a closed positive current, whose mass is controlled by a Gauduchon degree. These currents agree under pushforward, while their pullbacks acquire an effective exceptional correction. The trace envelope, which imposes the trace inequalities on all models at once, pulls back exactly. This discrepancy explains why the ordinary singularity type of the divisorial part on one model need not realize the full trace data.

The divisorial currents are closed even when the background is not. In a closed restricted background, subtracting them gives residual Bott–Chern classes that are compatible between models. To identify the exceptional correction for an infinite divisorial sum, we need pullback to be continuous on closed positive currents; this continuity comes from choosing, in each Bott–Chern class, the representative of constant Gauduchon trace. Residual classes with a nonzero prescribed exterior derivative belong to the affine spaces of section 10.30.

Let $u_ m$ and $\epsilon _ m$ be the analytic approximants and curvature errors of corollary 5.36.2: $u_ m$ has analytic singularities of type $(1/m,\mathcal I(mu))$, and $\theta +\mathrm{dd}^{\mathrm{c}}u_ m\geq -\epsilon _ m\omega $ with $\epsilon _ m\to 0$. For a smooth compact modification $\pi :Z\to Y$, put

\[ \theta _ Z=\pi ^*(\theta |_ Y),\qquad \omega _ Z^0=\pi ^*(\omega |_ Y),\qquad b_ m(E)=\operatorname {ord}_ E\bigl (\mathcal I(mu)\mathcal O_ Y\bigr ) \quad (m\in \mathbb Z_{\geq 1}). \]

Here $E$ is a prime divisor on $Z$, $[E]$ denotes its integration current, and $b_ m(E)$ is the vanishing order along $E$ of the image ideal $\mathfrak a_ m(u;Y)=\mathcal I(mu)\mathcal O_ Y$ pulled back to $Z$. By theorem 20.3.2, the trace numbers satisfy

\[ \frac{b_ m(E)}m\longrightarrow \tau _{Y,u}(E),\qquad \tau _{Y,u}(E)=\sup _{m\geq 1}\frac{b_ m(E)}m. \]

By corollary 5.43.26, the restrictions $u_ m|_ Y$ are not identically $-\infty $, and the curvature bound pulls back to $\mathrm{dd}^{\mathrm{c}}((u_ m|_ Y)\circ \pi )\geq -\theta _ Z-\epsilon _ m\omega _ Z^0$.

20.4.1 Divisorial trace currents9A1D9C97FB7B

On a model $Z$, the curvature current of the pulled-back analytic approximant dominates the divisor of the image ideal of $\mathcal I(mu)$. Pairing with a Gauduchon metric removes the potential from this inequality, and the resulting bound passes to the limit in each coefficient and controls the sum of all trace coefficients. For a Gauduchon metric $\gamma $ on $Z$, we call $\int _ ZT\wedge \gamma ^{r-1}$ the trace mass of a positive $(1,1)$-current $T$; when $r=1$, $\gamma ^{r-1}=1$ and $\gamma $ may be any Hermitian metric.

For a positive integer $m$, with $E$ ranging over the prime divisors on $Z$, define the finite divisorial current

\[ D_{m,Z}=\frac1m\sum _ E b_ m(E)[E]. \]

The sum is finite: the pulled-back image ideal is a nonzero coherent ideal on the compact manifold $Z$, so its zero set has only finitely many components of codimension one. We also consider the possibly infinite sum

\[ S_ Z(u;Y)=\sum _ E\tau _{Y,u}(E)[E], \]

which a priori is defined only through its finite subsums.

Theorem 20.4.2.A67FA9DFB4BC The sum $S_ Z(u;Y)$ defines a closed positive $(1,1)$-current of finite mass on $Z$. For every Gauduchon metric $\gamma $ on $Z$,

B7771456202C 20.4.3
\begin{equation} \int _ Z S_ Z(u;Y)\wedge \gamma ^{r-1} \leq \int _ Z\theta _ Z\wedge \gamma ^{r-1}, \end{equation}

where $\gamma ^{r-1}=1$ if $r=1$. Moreover,

\[ 0\leq D_{m,Z}\leq S_ Z(u;Y),\qquad \int _ Z\bigl (S_ Z(u;Y)-D_{m,Z}\bigr )\wedge \gamma ^{r-1} \longrightarrow 0. \]

In particular, $D_{m,Z}$ converges weakly to $S_ Z(u;Y)$ as currents, and the dyadic sequence $D_{2^ j,Z}$ is increasing.

Proof. Set $w_ m=(u_ m|_ Y)\circ \pi $. By corollary 5.43.26, these functions are not identically $-\infty $. Moreover, $u_ m|_ Y$ has analytic type $(1/m,\mathfrak a_ m(u;Y))$ by proposition 5.34.1, as in the proof of that corollary, so its pullback $w_ m$ has generic Lelong number $b_ m(E)/m$ along $E$. Thus

\[ T_ m=\theta _ Z+\epsilon _ m\omega _ Z^0+\mathrm{dd}^{\mathrm{c}}w_ m\geq 0, \qquad \nu (w_ m,E)=b_ m(E)/m. \]

Lemma 5.38.1 gives $D_{m,Z}\leq T_ m$. Integration by parts for currents and the Gauduchon condition therefore give

\[ \int _ ZD_{m,Z}\wedge \gamma ^{r-1} \leq \int _ Z\theta _ Z\wedge \gamma ^{r-1} +\epsilon _ m\int _ Z\omega _ Z^0\wedge \gamma ^{r-1}. \]

For any fixed finite set of prime divisors, let $m\to \infty $ in the coefficients of these divisors, using theorem 20.3.2, and then take the supremum over all finite sets. This proves (20.4.3) for every finite subsum.

Every prime divisor has strictly positive $\gamma $-area. Hence at most countably many coefficients are positive: for each positive integer $k$, only finitely many terms can have trace mass at least $1/k$, and every positive term is among these for some $k$. Enumerate the corresponding divisors. The finite partial sums are increasing positive closed currents with uniformly bounded trace mass. They therefore converge, in the sense of coefficient measures and weakly as currents, to a positive current of finite mass, which is closed because differentiation is continuous on currents. This constructs $S_ Z(u;Y)$ and proves the integral inequality.

The supremum formula for $\tau _{Y,u}(E)$ gives $b_ m(E)/m\leq \tau _{Y,u}(E)$ for every $m$ and $E$, and the limit along the integers gives coefficientwise convergence. Dominated convergence for the countable series with summable weights $\tau _{Y,u}(E)\int _ E\gamma ^{r-1}$ shows that the trace mass of $S_ Z-D_{m,Z}$ tends to zero. Since a fixed smooth test form is bounded in absolute value, on positive $(1,1)$-currents, by a constant times the trace mass, this gives weak convergence. Finally, $b_{2m}(E)\geq 2b_ m(E)$ gives $D_{2m,Z}\geq D_{m,Z}$. $\square$

20.4.4 Compatibility between models70BE0BB07401

Under a further modification, a prime divisor and its strict transform define the same vanishing order on the image ideals, while exceptional divisors disappear under pushforward. Hence the trace currents are compatible with pushforward. Under pullback, exceptional divisors can carry additional vanishing, and divisibility of the pulled-back ideals shows that this additional vanishing is nonnegative.

Theorem 20.4.5.76E7A41B366A Let $g:Z'\to Z$ be a smooth compact modification, and regard $Z'$ as a model over $Y$ through $\pi \circ g$. Then

\[ g_*S_{Z'}(u;Y)=S_ Z(u;Y). \]

The current $S_ Z(u;Y)$ is additive and positively homogeneous in $u$. For every finite set $\mathcal F$ of prime divisors on $Z$, the finite effective real divisor

\[ A_{\mathcal F}=\sum _{E\in \mathcal F}\tau _{Y,u}(E)E \]

satisfies

\[ [g^*A_{\mathcal F}]\leq S_{Z'}(u;Y). \]

Proof. Every prime divisor on $Z'$ is either the strict transform of a prime divisor on $Z$ or exceptional for $g$. If $E'$ is the strict transform of a prime divisor $E\subset Z$, then $g$ is biholomorphic near generic points of $E'$. Hence $E'$ and $E$ define the same vanishing order on the image ideals from $Y$, so $\tau _{Y,u}(E')=\tau _{Y,u}(E)$, and $g_*[E']=[E]$.

The image of an exceptional prime divisor $F$ has codimension at least two. The pullback of a smooth $(r-1,r-1)$ test form therefore restricts to zero on the regular locus of $F$, where the restriction of $g$ has complex rank at most $r-2$; thus $g_*[F]=0$. In dimension one, a modification between smooth compact curves is an isomorphism, and there are no exceptional divisors. Pushforward under the proper map $g$ is continuous on currents. Applying it to the increasing finite partial sums, or equivalently testing their summable positive coefficient measures, proves the displayed compatibility. Additivity and homogeneity follow coefficientwise from proposition 20.3.4.

For the inequality, fix a positive integer $m$ and let $\mathfrak a_{m,Z}=\mathcal I(mu)\mathcal O_ Z$ denote the image ideal on $Z$. Its divisorial vanishing gives

\[ \mathfrak a_{m,Z}\subseteq \mathcal O_ Z\left(-\sum _{E\in \mathcal F}b_ m(E)E\right). \]

Indeed, on a manifold, a holomorphic function vanishing to the indicated generic orders is divisible by the corresponding powers of the local equations of the divisors. Pulling back this inclusion and taking the order along a prime divisor $F\subset Z'$ gives

55CA1CD82506 20.4.6
\begin{equation} b_ m(F)\geq \sum _{E\in \mathcal F} b_ m(E)\operatorname {ord}_ F(g^*E). \end{equation}

Divide by $m$ and let $m\to \infty $; the sum is finite. Thus every coefficient of $g^*A_{\mathcal F}$ is at most the corresponding coefficient $\tau _{Y,u}(F)$ of $S_{Z'}(u;Y)$. Since both sides are positive divisorial currents, this proves the asserted inequality of currents. $\square$

20.4.7 The trace envelope as a common majorantB7F265C09335

The trace envelope of subsection 20.3.23 imposes the trace inequalities along all divisors over $Y$, including those that do not appear on a given model. It therefore gives a single potential on $Y$, in the original background $\theta |_ Y$, whose pulled-back curvature current dominates the trace current on every model.

Proposition 20.4.8.C592843AB1E3 There exists $v\in \mathrm{PSH}(Y,\theta |_ Y)$ such that, for every smooth compact modification $\pi :Z\to Y$,

\[ \nu (v\circ \pi ,E)\geq \tau _{Y,u}(E) \quad \hbox{for every prime divisor }E\subset Z, \]

and

\[ \pi ^*(\theta |_ Y)+\mathrm{dd}^{\mathrm{c}}(v\circ \pi )\geq S_ Z(u;Y). \]

Proof. Take for $v$ the trace envelope $\mathcal T_{\theta |_ Y}(u;Y)$ of (20.3.25). By theorem 20.3.27, it belongs to $\mathrm{PSH}(Y,\theta |_ Y)$ and satisfies every defining trace inequality. On a fixed model $Z$, lemma 5.38.1 therefore allows us to subtract every finite partial sum of $S_ Z(u;Y)$ from $\theta _ Z+\mathrm{dd}^{\mathrm{c}}(v\circ \pi )$ while preserving positivity. Passing to the limit of these partial sums, constructed in theorem 20.4.2, preserves positivity and proves the second assertion. $\square$

The potential in the proof is canonical: by theorem 20.3.30, $v\circ \pi $ is the trace envelope on $Z$ in the background $\theta _ Z$ for the same trace data. Its generic Lelong numbers may nevertheless exceed the prescribed trace numbers. Exact realization of the trace data requires the reverse inequality, which section 20.3 establishes for analytic singularities, for Kähler $Y$ in sufficiently large closed backgrounds, and for pullbacks from curves. By contrast, the ordinary singularity type attached to $S_ Z$ by corollary 5.38.6 records only the divisorial part on the particular model $Z$.

20.4.9 Bott–Chern classes and closed currents9F22F2EB9CD1

Bott–Chern cohomology records a closed $(1,1)$-current modulo $\mathrm{dd}^{\mathrm{c}}$ of global functions, and so separates the smooth background of the current from its potential. When $\theta $ is closed, subtracting the trace current from the pulled-back background gives a residual class on each model, and compatibility with pushforward organizes these classes into a b-divisor class in the sense of 20.1.1 The notion of b-divisors.

For a complex manifold $Z$, let $\Lambda ^{1,1}_{\mathbb R}$ denote the bundle of real $(1,1)$-forms and define

\[ H^{1,1}_{\mathrm{BC}}(Z,\mathbb R) =\frac{\{ \beta \in C^\infty (Z,\Lambda ^{1,1}_{\mathbb R}):\mathrm{d}\beta =0\} }{\{ \mathrm{dd}^{\mathrm{c}}f:f\in C^\infty (Z,\mathbb R)\} }. \]

Lemma 20.4.10.C288B8AF0D4E Replacing smooth forms and smooth functions in this quotient by real currents and real distributions gives the same space. In particular, every closed positive $(1,1)$-current $T$ on $Z$ can be written

\[ T=\beta +\mathrm{dd}^{\mathrm{c}}w \]

with $\beta $ smooth and closed and $w$ a global quasi-plurisubharmonic function.

Proof. The decomposition of lemma 5.38.4 shows that the natural map from the smooth quotient to the current quotient is surjective, and it gives a quasi-plurisubharmonic potential for positive currents. The same lemma shows that two distributional potentials in such decompositions differ by a smooth function; equivalently, a distribution whose $\mathrm{dd}^{\mathrm{c}}$ is smooth is itself smooth. Hence two smooth forms that are identified in the current quotient are already identified in the smooth quotient, and the map is injective. $\square$

From now on, $Z$ is connected and compact. By the lemma, every closed real $(1,1)$-current $T$ has a Bott–Chern class, written $\{ T\} _{\mathrm{BC}}$; the class is pseudoeffective if it contains a closed positive current. Pullback of classes is defined on smooth representatives. Pushforward of classes under a modification is defined on current representatives; it is well defined because pushforward commutes with $\mathrm{dd}^{\mathrm{c}}$, and by the lemma the resulting class is again a smooth Bott–Chern class. For a modification $g$ and every smooth real $(1,1)$-form $\beta $ on its target, $g_*g^*\beta =\beta $ as currents, by the change of variables formula for the degree-one map $g$.

A Gauduchon metric $\gamma $ defines a linear functional on this cohomology:

\[ \ell _\gamma (\{ T\} _{\mathrm{BC}})=\int _ ZT\wedge \gamma ^{\dim Z-1}. \]

Integration by parts for currents shows that it does not depend on the representative. On a positive representative it is nonnegative, and it vanishes only if that representative is zero, by the strict positivity of the metric. In particular, the pseudoeffective cone contains no line: if $T_1,T_2\geq 0$ represent opposite classes, their sum has zero Gauduchon pairing, hence $T_1=T_2=0$.

Gauduchon pairings detect closed curvature information that is invisible in de Rham cohomology. Consider the Hopf manifold $X_ n$, $n\geq 2$, with its Gauduchon form $\omega $ and covering coordinates $z\in \mathbb C^ n\setminus \{ 0\} $, as in subsection 19.8.12. The form $\alpha =\mathrm{dd}^{\mathrm{c}}\log |z|^2$ is exact as a de Rham form, because $\mathrm d^{\mathrm c}\log |z|^2$ descends to the quotient: the logarithm changes only by a constant under the contraction. Nevertheless, by the calculation in proposition 19.8.13,

\[ \ell _\omega (\{ \alpha \} _{\mathrm{BC}}) =\int _{X_ n}\alpha \wedge \omega ^{n-1}=2(n-1)>0, \]

so the Bott–Chern class of $\alpha $ is nonzero.

We return to the smooth compact modifications of the manifold $Y$ fixed at the beginning of the chapter. Two such modifications $\pi :Z\to Y$ and $\pi ':Z'\to Y$ are compared through modifications $g:Z'\to Z$ with $\pi '=\pi \circ g$; we then say that $Z'$ dominates $Z$.

Definition 20.4.11.6EC6FB71DCF4 A Bott–Chern b-divisor class over $Y$ is a family

\[ \mathbb A=(\mathbb A_ Z)_{\pi :Z\to Y},\qquad \mathbb A_ Z\in H^{1,1}_{\mathrm{BC}}(Z,\mathbb R), \]

indexed by the smooth compact modifications of $Y$ and compatible with pushforward: $g_*\mathbb A_{Z'}=\mathbb A_ Z$ whenever $g:Z'\to Z$ is a modification over $Y$. It is pseudoeffective if every $\mathbb A_ Z$ is pseudoeffective. It is Cartier if there are a model $Z$ and a class $a_ Z\in H^{1,1}_{\mathrm{BC}}(Z,\mathbb R)$ such that $\mathbb A_{Z'}=g^*a_ Z$ for every model $g:Z'\to Z$ dominating $Z$; the pair $(Z,a_ Z)$ is then called a Cartier realization of $\mathbb A$.

When the models are Kähler, the $\partial \bar\partial $-lemma identifies this cohomology with the real $(1,1)$-cohomology used in 20.1.1 The notion of b-divisors, and the definition agrees with the one given there.

We now return to the trace data fixed at the beginning of the chapter. When $\theta $ is closed, the common majorant of proposition 20.4.8 provides positive representatives of the residual classes.

Proposition 20.4.12.E2830D0CF2C8 If the ambient background $\theta $ is closed, the classes

\[ \mathbb A_ Z(u;Y,\theta ) =\{ \pi ^*(\theta |_ Y)-S_ Z(u;Y)\} _{\mathrm{BC}} \]

form a pseudoeffective Bott–Chern b-divisor class. They depend only on the ambient multiplier-ideal class of $u$ and the Bott–Chern class of $\theta |_ Y$.

Proof. By proposition 20.4.8, there is one $v$ on $Y$ such that

\[ R_ Z=\pi ^*(\theta |_ Y)+\mathrm{dd}^{\mathrm{c}}(v\circ \pi )-S_ Z(u;Y)\geq 0 \]

on every model. Since $\theta $ and $S_ Z$ are closed, $R_ Z$ is closed, and its class is the class in the statement. This proves pseudoeffectivity. Compatibility with pushforward follows from theorem 20.4.5 together with $g_*g^*(\theta _ Z)=\theta _ Z$. Finally, the trace data do not change under ambient multiplier-ideal equivalence, and replacing $\theta |_ Y$ by $\theta |_ Y+\mathrm{dd}^{\mathrm{c}}f$ with $f$ smooth changes no class; this proves the last assertion. $\square$

If $\theta $ is not closed, the same expression $R_ Z$ is still a positive current, but

\[ \mathrm{d}R_ Z=\pi ^*(\mathrm{d}\theta |_ Y). \]

It is therefore not closed in general and defines no Bott–Chern class. Classes whose representatives have a prescribed nonzero exterior derivative are treated in section 10.30.

20.4.13 The b-divisor class of a closed positive currentF45AA1F2A651

For a closed positive current, the construction can be carried out with its own potential in place of the restricted ambient ideals. The trace coefficients then become the generic Lelong numbers of the pulled-back potential along divisors, and divisorial removal gives the positive residual currents directly.

In this section, $T$ is a closed positive $(1,1)$-current on $Y$, written $T=\beta +\mathrm{dd}^{\mathrm{c}}w$ as in lemma 20.4.10. On a smooth compact modification $\pi :Z\to Y$, the pullback $\pi ^*T$ is the positive current defined by composing local plurisubharmonic potentials with $\pi $; since $\pi $ is surjective, these compositions are not identically $-\infty $. With $E$ ranging over the prime divisors on $Z$, set

\[ N_ Z(T)=\sum _ E\nu (w\circ \pi ,E)[E],\qquad \operatorname {Reg}_ Z(T)=\pi ^*T-N_ Z(T). \]

By divisorial removal (lemma 5.38.1), the second current is positive and closed. The following lemma identifies the coefficients of $N_ Z(T)$ with trace numbers when the ambient manifold is $Y$ itself.

Lemma 20.4.14.691315D9AA1C Let $w$ be a quasi-plurisubharmonic function on $Y$, and take the ambient manifold in (20.3.3) to be $Y$ itself. For every prime divisor $E$ on a smooth compact modification $\pi :Z\to Y$, the resulting self-trace satisfies

\[ \tau _{Y,w}(E)=\nu (w\circ \pi ,E). \]

In particular, for the potential $w$ of the closed positive current $T$, one has $N_ Z(T)=S_ Z(w;Y)$.

Proof. Since $w$ is not identically $-\infty $, its Lelong number vanishes at almost every point; hence $\nu (w,Y)=0$, and the self-trace is defined. Fix a divisor $E$ on a compact modification and apply lemma 5.38.9 on a coordinate neighborhood of a point of its image in $Y$. With $\nu _ E=\nu (w\circ \pi ,E)$ and $A_ E$ the log discrepancy of $E$, it gives

\[ \max \{ \nu _ E-A_ E/m,0\} \leq \frac1m\operatorname {ord}_ E\mathcal I(mw) \leq \nu _ E. \]

The limit along the integers defining $\tau _{Y,w}(E)$ is therefore $\nu _ E$. Since all coefficients agree, the two divisorial currents are equal. $\square$

Theorem 20.4.15.25F4A4E3755D The family

\[ \mathbb D(T)_ Z=\{ \operatorname {Reg}_ Z(T)\} _{\mathrm{BC}} \]

is a pseudoeffective Bott–Chern b-divisor class. For closed positive currents $T_1,T_2$ and $a\geq 0$,

\[ \mathbb D(T_1+T_2)=\mathbb D(T_1)+\mathbb D(T_2), \qquad \mathbb D(aT_1)=a\mathbb D(T_1). \]

On a Kähler manifold, with Kähler models, it agrees with the b-divisor class of the same current in 20.1.1 The notion of b-divisors.

Proof. By the lemma, $N_ Z(T)=S_ Z(w;Y)$, so theorem 20.4.5 gives $g_*N_{Z'}(T)=N_ Z(T)$ for every modification $g:Z'\to Z$ over $Y$. Moreover, $g_*g^*(\pi ^*T)=\pi ^*T$. To see this, write the current as a smooth form plus $\mathrm{dd}^{\mathrm{c}}$ of a potential; the change of variables formula for the degree-one map $g$ applies both to the smooth form and to the locally integrable pulled-back potential, and pushforward commutes with $\mathrm{dd}^{\mathrm{c}}$. Therefore

\[ g_*\operatorname {Reg}_{Z'}(T)=\operatorname {Reg}_ Z(T). \]

Taking classes proves compatibility, and positivity of the regular parts proves pseudoeffectivity. Generic Lelong numbers are additive under addition of positive currents and scale under multiplication by nonnegative constants. Hence so are the divisorial parts and the regular parts, which proves the two identities. In the Kähler case, the regular parts and, by the $\partial \bar\partial $-lemma, their cohomology classes are exactly those of the construction cited in the statement. $\square$

20.4.16 Nef Cartier realizationsEB6B5025AAF9

If $T$ has analytic singularities, a log resolution splits its pullback into a finite divisor and a current with bounded potentials. The bounded part acquires no divisorial component on higher models, so its class determines the whole b-divisor class there, and smooth regularization of its bounded potential shows that this class is nef.

A class $a\in H^{1,1}_{\mathrm{BC}}(Z,\mathbb R)$ is nef if, for one Hermitian metric $\gamma $, it has for every $\epsilon >0$ a smooth representative $\beta _\epsilon \geq -\epsilon \gamma $. Since any two Hermitian metrics are comparable, this does not depend on the metric. A Cartier b-divisor class is called nef if it has a Cartier realization $(Z,a_ Z)$ with $a_ Z$ nef.

Lemma 20.4.17.6370BDE30D1B On a connected compact complex manifold $Z$, let $\beta $ be a smooth real $(1,1)$-form and $v$ a bounded quasi-plurisubharmonic function. If $R=\beta +\mathrm{dd}^{\mathrm{c}}v\geq 0$ is closed, then $\{ R\} _{\mathrm{BC}}$ is nef.

Proof. Since $R$ is closed, so is $\beta $. Fix a Hermitian metric $\gamma $. By proposition 5.31.2, there are smooth functions $v_ j$ and numbers $\epsilon _ j\downarrow 0$ such that

\[ \beta +\mathrm{dd}^{\mathrm{c}}v_ j\geq -\epsilon _ j\gamma . \]

These forms are closed representatives of $\{ R\} _{\mathrm{BC}}$. Given $\epsilon >0$, choosing $j$ with $\epsilon _ j\leq \epsilon $ gives the estimate required in the definition of nefness. $\square$

Theorem 20.4.18.0AD88DBD3706 If the closed positive current $T$ has analytic singularities, then $\mathbb D(T)$ is Cartier and has a nef Cartier realization on a smooth compact modification.

Proof. Resolve the analytic singularity ideal, using the log-resolution theorem in [section on analytic singularities, theorem on existence of log resolutions, SGPT]. On a suitable smooth compact model $\pi :Z\to Y$,

\[ \pi ^*T=[D]+R, \]

where $D$ is a finite effective rational divisor and $R$ is a closed positive current with locally bounded potentials. To obtain a global bounded potential, choose smooth metrics on the line bundles of the components of $D$ and subtract the corresponding logarithms of squared norms of the canonical sections from $w\circ \pi $. The remainder $v$ is globally bounded, and

\[ R=\beta _ Z+\mathrm{dd}^{\mathrm{c}}v \]

for a smooth closed form $\beta _ Z$. By the lemma, the class of $R$ is nef.

On every further compact modification $g:Z'\to Z$, the current $g^*R$ still has bounded local potentials and therefore zero Lelong numbers. Hence the divisorial part of $g^*\pi ^*T$ is exactly $[g^*D]$, and its regular part is $g^*R$. It follows that $\mathbb D(T)_{Z'}=g^*\{ R\} _{\mathrm{BC}}$. Thus $(Z,\{ R\} _{\mathrm{BC}})$ is a nef Cartier realization. $\square$

For a general current, analytic regularization gives closed approximants bounded below by $-\epsilon _ m\gamma $. Adding $\epsilon _ m\gamma $ makes them positive but, when $\gamma $ is not closed, changes their exterior derivative. The approximation then takes place in the larger spaces of section 10.30, and does not by itself approximate the original Bott–Chern b-divisor class by nef Cartier classes.

20.4.19 Continuous representatives and pullbackD9E4FD0A9290

A finite divisorial sum is pulled back through the local equations of its divisors. For an infinite sum we need pullback to be continuous on closed positive currents whose Bott–Chern classes vary. Solving a scalar equation for the Gauduchon trace selects a smooth representative in each class; the complementary normalized potentials then converge in $L^1$, and lemma 5.43.19 shows that their pullbacks converge as well.

In this section, $Y$ denotes an arbitrary connected compact complex manifold of dimension $n\geq 1$, and $\gamma $ is a Gauduchon metric on $Y$; in dimension one, any Hermitian metric will do. Fix smooth norms on tensor fields induced by $\gamma $. Put $V_\gamma =\int _ Y\gamma ^ n$ and, for a real $(1,1)$-form or current $B$, define its scalar trace $\sigma _\gamma (B)$ by

\[ \sigma _\gamma (B)\, \gamma ^ n=B\wedge \gamma ^{n-1}. \]

For a current this is an identity of distributions. As in the proof of theorem 11.4.2, we use the classical elliptic Fredholm theorem, elliptic regularity, and the continuity on distributions of the normalized elliptic inverse.

Lemma 20.4.20.721E66DF8C88 Every closed real $(1,1)$-current $T$ has a unique decomposition

\[ T=B_\gamma (T)+\mathrm{dd}^{\mathrm{c}}v_\gamma (T),\qquad \int _ Yv_\gamma (T)\, \gamma ^ n=0, \]

where $v_\gamma (T)$ is a real distribution and $B_\gamma (T)$ is a smooth closed real form with constant scalar trace. Both assignments are linear and continuous from weak convergence of currents to convergence of distributions. The forms $B_\gamma (T)$ lie in a finite-dimensional space, and their convergence takes place in $C^\infty $.

This space maps isomorphically onto $H^{1,1}_{\mathrm{BC}}(Y,\mathbb R)$. If $T\geq 0$, then $v_\gamma (T)$ is quasi-plurisubharmonic. On the cone of positive closed currents, $v_\gamma (T)$ depends continuously on $T$ in $L^1$, and for every nonnegative integer $l$,

641BFD39D2E5 20.4.21
\begin{equation} \| B_\gamma (T)\| _{C^ l}+\| v_\gamma (T)\| _{L^1(\gamma ^ n)} \leq C_ l\int _ YT\wedge \gamma ^{n-1}, \end{equation}

where the constants $C_ l$ depend only on the fixed metric and norms.

Proof. Set $L_\gamma f=\sigma _\gamma (\mathrm{dd}^{\mathrm{c}}f)$. We use the inverse $G_\gamma $ of (11.31.3), normalized with the volume form $\gamma ^ n/V_\gamma $. It acts on top-degree distributions of total mass zero and is continuous by the elliptic estimates for the operator and its transpose.

Step 1: construction. Define

\[ c_ T=\frac{\int _ YT\wedge \gamma ^{n-1}}{V_\gamma },\qquad v_\gamma (T)=G_\gamma \bigl ((\sigma _\gamma (T)-c_ T)\gamma ^ n\bigr ),\qquad B_\gamma (T)=T-\mathrm{dd}^{\mathrm{c}}v_\gamma (T). \]

The current $B_\gamma (T)$ is closed and has scalar trace $c_ T$. We now prove its smoothness and the finite-dimensionality assertion without using any Kähler identity.

Step 2: an elliptic system. Let $J$ be the complex structure acting on real covectors. On real $(1,1)$-forms consider the first-order operator

\[ \mathscr P B=(\mathrm{d}B,\mathrm{d}\sigma _\gamma (B)). \]

Its principal symbol at a nonzero real covector $\xi $ is $B\mapsto (\xi \wedge B,\xi \, \sigma _\gamma (B))$, and we claim that it is injective. If $\xi \wedge B=0$, then the $(1,1)$ condition forces $B$ to be a real multiple of $\xi \wedge J\xi $. To check this, choose unitary real coordinates with $\xi =\mathrm{d}x_1$: every term of $B$ contains $\mathrm{d}x_1$, and invariance under $J$ forces every term to contain $\mathrm{d}y_1$ as well. If moreover $\xi \, \sigma _\gamma (B)=0$, then $\sigma _\gamma (B)=0$; since the scalar trace of $\xi \wedge J\xi $ is nonzero, the multiple is zero.

Let $\mathscr P^*$ be the formal adjoint of $\mathscr P$ for the fixed metric and volume. Since the symbol of $\mathscr P$ is injective, $\mathscr P^*\mathscr P$ is elliptic. By elliptic regularity and compactness, its distributional kernel is a finite-dimensional space of smooth forms. Since $\mathscr P B_\gamma (T)=0$, the form $B_\gamma (T)$ belongs to this space. Conversely, the kernel consists exactly of the closed forms with constant scalar trace: integrating $\langle \mathscr P^*\mathscr P B,B\rangle $ gives $\mathscr P B=0$, and connectedness makes the trace constant. Denote this kernel by $\mathscr H_\gamma $.

Step 3: Bott–Chern representatives. The construction is linear and continuous on distributions. Convergence of the components $B_\gamma (T)$ therefore takes place in the finite-dimensional space $\mathscr H_\gamma $, hence in every smooth norm. If $T=\mathrm{dd}^{\mathrm{c}}f$ for a distribution $f$, then $c_ T=0$ and the inverse gives $v_\gamma (T)=f-V_\gamma ^{-1}\int _ Yf\gamma ^ n$, so $B_\gamma (T)=0$. Applied to smooth closed forms, this shows that $\mathscr H_\gamma $ contains exactly one representative of each Bott–Chern class. Uniqueness of the decomposition can also be seen directly: if two decompositions are given, $L_\gamma $ of the difference of the two potentials is a constant, integration forces this constant to be zero, and the normalized kernel of $L_\gamma $ is zero.

Step 4: positive currents. Suppose now that $T\geq 0$. The inequality $\mathrm{dd}^{\mathrm{c}}v_\gamma (T)\geq -B_\gamma (T)$ gives a quasi-plurisubharmonic representative of the distribution $v_\gamma (T)$. Let positive closed currents $T_ j$ converge weakly to $T$. Their components $B_\gamma (T_ j)$ converge smoothly, so the potentials $v_\gamma (T_ j)$ have a common smooth lower curvature bound. By theorem 5.25.2, after subtracting their suprema they form an $L^1$-precompact family. If $a_ j=\sup _ Yv_\gamma (T_ j)$, the zero-mean normalization gives

\[ 0\leq a_ j V_\gamma =\int _ Y\bigl (a_ j-v_\gamma (T_ j)\bigr )\, \gamma ^ n, \]

and the right-hand side is uniformly bounded. Hence the potentials $v_\gamma (T_ j)$ themselves are $L^1$-precompact. Every cluster point equals their distributional limit $v_\gamma (T)$, so the whole sequence converges in $L^1$.

Finally, the positive closed currents with trace mass $\int _ YT\wedge \gamma ^{n-1}=1$ form a weakly compact set: positivity bounds their coefficient measures, weak limits remain positive and closed, and testing with $\gamma ^{n-1}$ preserves the trace mass. The smooth and $L^1$ continuity just proved bounds both norms on this set, and positive homogeneity gives (20.4.21). A positive current of trace mass zero is zero, so this case is included. $\square$

The smooth representatives give a common curvature bound for converging normalized potentials. This is exactly the hypothesis needed to pull back their $L^1$ convergence.

Proposition 20.4.22.D7373D3639FA Let $g:Z\to Y$ be a smooth compact modification, and fix a Gauduchon metric $\gamma '$ on $Z$. Pullback of positive closed $(1,1)$-currents, defined through their local potentials, is weakly continuous. Moreover, there is a constant $C_ g$, depending only on the modification and the fixed metrics, such that

EBECC85902E6 20.4.23
\begin{equation} \int _ Zg^*T\wedge (\gamma ')^{n-1} \leq C_ g\int _ YT\wedge \gamma ^{n-1} \qquad (T\geq 0,\ \mathrm{d}T=0). \end{equation}

Proof. Write $T=B_\gamma (T)+\mathrm{dd}^{\mathrm{c}}v_\gamma (T)$. The pullback is

\[ g^*T=g^*B_\gamma (T)+\mathrm{dd}^{\mathrm{c}}(v_\gamma (T)\circ g). \]

This current is positive and closed, since it is locally $\mathrm{dd}^{\mathrm{c}}$ of plurisubharmonic functions, and the composed potential is not identically $-\infty $ because $g$ is surjective. The formula agrees with the definition through local potentials, so it does not depend on the decomposition.

If $T_ j\to T$, the smooth parts converge in $C^\infty $, and the potentials converge in $L^1(Y)$ with a common lower curvature bound. By lemma 5.43.19, their compositions with $g$ converge in $L^1(Z)$, and taking $\mathrm{dd}^{\mathrm{c}}$ proves the weak convergence of the pullbacks.

Integration by parts on $Z$ gives

\[ \int _ Zg^*T\wedge (\gamma ')^{n-1} =\int _ Zg^*B_\gamma (T)\wedge (\gamma ')^{n-1}. \]

The absolute value of the right-hand side is at most a fixed constant times $\| B_\gamma (T)\| _{C^0}$. Since the left-hand side is nonnegative, (20.4.21) gives (20.4.23). $\square$

Corollary 20.4.24.AC7947F570DB Let $g:Z\to Y$, $\gamma $ and $\gamma '$ be as in proposition 20.4.22. Let $D_ j$ be prime divisors on $Y$, with integration currents $[D_ j]$, and let $c_ j>0$. If $S=\sum _ j c_ j[D_ j]$ is a positive closed current of finite mass, then

\[ g^*S=\sum _ j c_ j[g^*D_ j] \]

as positive currents of finite mass. The trace masses on $Z$ of the positive tails of this series tend to zero. In particular, $g^*S$ is again purely divisorial.

Proof. Apply the proposition to the increasing finite partial sums $S_ N$ and to their positive closed tails $S-S_ N$. Pullback is additive on positive closed currents, by addition of local potentials. Thus $g^*S-g^*S_ N=g^*(S-S_ N)\geq 0$, and its trace mass is at most $C_ g$ times the trace mass of $S-S_ N$, which tends to zero. The pullback of a finite divisor is the usual pullback of its local equations, which identifies $g^*S_ N$ with the corresponding partial sum of the series, and hence $g^*S$ with its limit. Its terms are integration currents of prime divisors with nonnegative coefficients, and regrouping this countable positive sum of finite mass does not change it. $\square$

20.4.25 Exceptional divisors between trace modelsF423B2B60EE2

We return to the trace data fixed at the beginning of the chapter, with $\dim Y=r$, and write $S_ Z=S_ Z(u;Y)$. By corollary 20.4.24, the full trace current can now be pulled back under a modification $g:Z'\to Z$. The pullback is bounded above by the trace current on $Z'$, with equal coefficients along strict transforms, so the difference is a finite effective divisor supported on the exceptional locus. Its logarithmic potential measures the change in the ordinary singularity types of the divisorial parts.

Theorem 20.4.26.400A4F39FD56 For a smooth compact modification $g:Z'\to Z$ over $Y$, there is a unique finite effective real divisor $E_ g$ supported on the exceptional locus of $g$ such that

D5C95521E68E 20.4.27
\begin{equation} S_{Z'}=g^*S_ Z+[E_ g]. \end{equation}

For a further smooth compact modification $h:Z''\to Z'$, these divisors satisfy

398DC29813C5 20.4.28
\begin{equation} E_{g\circ h}=E_ h+h^*E_ g. \end{equation}

Their coefficients are additive and positively homogeneous in the ambient potential $u$.

For every $m$, the analytic-ideal divisors on the two models differ by a finite effective divisor $E_{m,g}$ supported on the exceptional locus:

\[ [E_{m,g}]=D_{m,Z'}-g^*D_{m,Z}. \]

For every Gauduchon metric $\gamma '$ on $Z'$, the measures

\[ [E_{m,g}]\wedge (\gamma ')^{r-1} \longrightarrow [E_ g]\wedge (\gamma ')^{r-1} \]

converge in total variation.

Proof. Step 1: the exceptional divisor. Enumerate the prime divisors on $Z$ with positive trace coefficient. By theorem 20.4.5, the pullback of every finite partial sum of $S_ Z$ is at most $S_{Z'}$, and corollary 20.4.24 identifies the increasing limit of these pullbacks with $g^*S_ Z$. Thus $S_{Z'}-g^*S_ Z$ is a positive closed divisorial current. The two currents have equal coefficients along the strict transform of every prime divisor on $Z$, because these coefficients are computed by the same valuation. Every other prime divisor on $Z'$ is exceptional for $g$, and the exceptional analytic set has only finitely many irreducible components on the compact manifold $Z'$. Hence the difference is the integration current of a finite effective real divisor $E_ g$ supported on its divisorial components, and the coefficients of integration currents determine $E_ g$ uniquely.

Step 2: the cocycle identity. Pullback of positive closed $(1,1)$-currents is functorial, since it is defined by composing local plurisubharmonic potentials. Using (20.4.27) for $h$ and for $g$ gives

\[ S_{Z''}=h^*S_{Z'}+[E_ h] =(g\circ h)^*S_ Z+[h^*E_ g]+[E_ h], \]

and uniqueness gives (20.4.28). Additivity and positive homogeneity follow from the same properties of the trace coefficients and the linearity of pullback.

Step 3: approximation. For fixed $m$, apply (20.4.6) to the finitely many prime divisors in the support of the image ideal on $Z$. After division by $m$, it gives $D_{m,Z'}-g^*D_{m,Z}\geq 0$. The coefficients along strict transforms vanish, so this difference is the integration current of an effective real divisor $E_{m,g}$ supported on the exceptional locus.

Choose also a Gauduchon metric $\gamma $ on $Z$. By theorem 20.4.2, the currents $S_ Z-D_{m,Z}$ and $S_{Z'}-D_{m,Z'}$ are positive, and their trace masses tend to zero. Subtracting the two identities for the exceptional currents gives

\[ [E_{m,g}]-[E_ g] =-(S_{Z'}-D_{m,Z'})+g^*(S_ Z-D_{m,Z}), \]

where both $S_{Z'}-D_{m,Z'}$ and $g^*(S_ Z-D_{m,Z})$ are positive. By (20.4.23), the total variation of the signed measure $([E_{m,g}]-[E_ g])\wedge (\gamma ')^{r-1}$ is therefore at most

\[ \int _{Z'}(S_{Z'}-D_{m,Z'})\wedge (\gamma ')^{r-1} +C_ g\int _ Z(S_ Z-D_{m,Z})\wedge \gamma ^{r-1}. \]

Both terms tend to zero, which proves convergence in total variation. $\square$

For a modification $g:Z'\to Z$ as in the theorem, the coefficient of $E_ g$ along an exceptional prime divisor $F\subset Z'$ is

3A85C5091414 20.4.29
\begin{equation} \tau _{Y,u}(F) -\sum _{D\subset Z}\tau _{Y,u}(D)\operatorname {ord}_ F(g^*D), \end{equation}

where $D$ ranges over the prime divisors on $Z$ with positive trace coefficient. This countable sum converges: it is the coefficient of $g^*S_ Z$ along $F$ in the positive divisorial series of corollary 20.4.24, and it is at most $\tau _{Y,u}(F)$. The same current identity compares the ordinary singularity types attached to $S_ Z$ and $S_{Z'}$ by corollary 5.38.6.

Corollary 20.4.30.74858EC68B34 Choose decompositions $S_ Z=B_ Z+\mathrm{dd}^{\mathrm{c}}v_ Z$ and $S_{Z'}=B_{Z'}+\mathrm{dd}^{\mathrm{c}}v_{Z'}$ with smooth closed forms $B_ Z,B_{Z'}$, as in corollary 5.38.6. Let $\rho _{E_ g}$ be a global logarithmic potential of $E_ g$, that is, a quasi-plurisubharmonic function on $Z'$ such that $\mathrm{dd}^{\mathrm{c}}\rho _{E_ g}-[E_ g]$ is smooth. Then

\[ v_{Z'}-(v_ Z\circ g)-\rho _{E_ g} \]

is represented by a smooth function. In particular,

\[ v_{Z'}\preceq v_ Z\circ g \]

in the sense of definition 16.7.1, and the two ordinary singularity types are equal if and only if $E_ g=0$.

Proof. Global logarithmic potentials exist: choose smooth Hermitian metrics on the line bundles of the prime components of $E_ g$, let $\alpha _{E_ g}$ be the corresponding weighted sum of their curvature forms, and let $\rho _{E_ g}$ be the weighted sum of the logarithms of the squared norms of the canonical sections. Then

\[ \mathrm{dd}^{\mathrm{c}}\rho _{E_ g}=[E_ g]-\alpha _{E_ g}, \]

and any two global logarithmic potentials differ by a smooth function, by lemma 5.38.4. We may therefore use this choice. The function $\rho _{E_ g}$ is quasi-plurisubharmonic and bounded above on the compact manifold $Z'$.

The chosen decompositions and (20.4.27) give

\[ \mathrm{dd}^{\mathrm{c}}\bigl (v_{Z'}-v_ Z\circ g-\rho _{E_ g}\bigr ) =g^*B_ Z+\alpha _{E_ g}-B_{Z'}, \]

which is smooth. By lemma 5.38.4, this difference of locally integrable functions is represented by a smooth function. The resulting equality of quasi-plurisubharmonic functions extends from almost everywhere to everywhere by lemma 5.24.3. Since $\rho _{E_ g}$ is bounded above, this gives the ordinary domination.

If $E_ g=0$, the smooth difference gives ordinary equivalence. Conversely, ordinary equivalence would give equal generic Lelong numbers along every prime divisor of $Z'$, whereas the identity just proved shows that along a prime component of $E_ g$ these numbers differ by its positive coefficient. Hence ordinary equivalence forces $E_ g=0$. $\square$

When $\theta $ is closed, the positive residual currents $R_ Z$ constructed in the proof of proposition 20.4.12, and their Bott–Chern classes, satisfy

\[ \begin{split} R_{Z'}& =g^*R_ Z-[E_ g],\\ \mathbb A_{Z'}(u;Y,\theta ) & =g^*\mathbb A_ Z(u;Y,\theta )-\{ [E_ g]\} _{\mathrm{BC}}. \end{split} \]

Indeed, the smooth background and the common trace potential pull back, while (20.4.27) gives the change in the subtracted divisorial current. The correction $\{ [E_ g]\} _{\mathrm{BC}}$ accounts for the additional divisorial vanishing prescribed on the higher model. This is consistent with the exact pullback of the trace envelope in theorem 20.3.30, since the envelope imposes the trace inequalities on all models at once. The following example shows that the correction can be nonzero even when the trace data are realized exactly by a potential.

Example 20.4.31.74A0526E4030 Let $Y=\mathbb P^2$ with homogeneous coordinates $[t_0:t_1:t_2]$, let $\sigma $ be the Fubini–Study form normalized by $\int _ Y\sigma ^2=1$, and choose $a\in \mathbb Q_{>0}$. Put

\[ u=a\log \frac{|t_1|^2+|t_2|^2}{|t_0|^2+|t_1|^2+|t_2|^2}, \]

and take the ambient manifold to be $Y$ itself. Then $u\in \mathrm{PSH}(Y,a\sigma )$. It has analytic singularities, with its only pole at $p=[1:0:0]$, and zero generic Lelong number on $Y$. By proposition 20.3.6, its trace data are given by the generic Lelong numbers of its pullbacks: $\tau _{Y,u}(E)=\nu (u\circ \pi ,E)$ for every prime divisor $E$ on a smooth compact modification $\pi $ of $Y$. Since $u$ has no divisorial poles on $Y$, we have $S_ Y=0$, whose canonical ordinary type is that of a smooth function. If $\pi :\widetilde Y\to Y$ is the blowup at $p$ with exceptional curve $F$, then

\[ S_{\widetilde Y}=a[F],\qquad E_\pi =aF. \]

Indeed, on either standard chart of the blowup, the numerator is the squared modulus of the exceptional coordinate times a smooth positive function, so the pole order is $a$ along $F$ and zero along every other prime divisor. Thus the trace data are realized exactly by $u$, although $E_\pi \neq 0$. The exceptional difference does not obstruct exact realization; it prevents the identification of the realizing potential with the canonical ordinary type of the divisorial part on the original model, which here is smooth.

The same phenomenon occurs on a manifold without the bounded mass property. Let $(W,\omega _ W)$ be a compact Hermitian manifold of dimension $k$ that fails the bounded mass property, such as the Hopf threefold of theorem 23.1.1, and pull $u$ back to $Y\times W$; take both the ambient manifold and the submanifold to be $Y\times W$. The pole set of the pullback is $\{ p\} \times W$, of codimension two, and the modification $\widetilde Y\times W\to Y\times W$ has exceptional coefficient $a$ along $F\times W$. Analytic restriction again shows that the trace data are realized exactly. Let $\operatorname {pr}_ Y$ and $\operatorname {pr}_ W$ be the two product projections.

Choose smooth $\omega _ W$-plurisubharmonic functions $H_ j$ whose masses tend to infinity. For the Hermitian form $\Omega =\operatorname {pr}_ Y^*\sigma +\operatorname {pr}_ W^*\omega _ W$, the pullbacks of the $H_ j$ have masses

\[ \binom {k+2}{2}\left(\int _ Y\sigma ^2\right) \left(\int _ W(\omega _ W+\mathrm{dd}^{\mathrm{c}}H_ j)^ k\right)\longrightarrow +\infty , \]

by the binomial expansion of smooth forms and the dimensions of the two factors. Hence the product also fails the bounded mass property. The pulled-back potential belongs to $\mathrm{PSH}(Y\times W,C\Omega )$ for every $C\geq \max \{ a,1\} $, since its curvature is bounded below by $-a\operatorname {pr}_ Y^*\sigma $. Scaling the smooth functions $H_ j$ by $C$ shows that $C\Omega $ also has unbounded mass.

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