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20.2 The trace operator007D02149D2D

007D02149D2D

The goal of this chapter is to give a meaning to the restriction of a quasi-psh singularity to a subvariety. If $\varphi \in \mathrm{QPSH}(X)$ and $Y\subseteq X$ is a subvariety, the naive restriction $\varphi |_ Y$ is often unsatisfactory: it may be identically $-\infty $, or it may fail to preserve quasi-equisingular approximations.

There is a useful analogy with the trace operator in real analysis. A Sobolev function on a domain cannot, in general, be restricted pointwise to the boundary; instead, it admits a trace obtained by approximation using smooth functions, and the trace is well-defined modulo almost everywhere equality. 20.2 summarizes the corresponding dictionary.

Real analysis

Pluripotential theory

smooth functions

potentials with analytic singularities

Sobolev functions

potentials with $\mathcal I$-good singularities

Sobolev convergence

$d_ S$-convergence

equality almost everywhere

$P$-equivalence

Table 8.1 A dictionary for the trace operator.

The situation here is similar. A singular quasi-psh function need not have a meaningful pointwise restriction to $Y$, but after replacing it by quasi-equisingular approximants and passing to the appropriate $d_ S$-limit of the pointwise restriction of these approximants to $Y$, one obtains a well-defined $P$-singularity type. This is the trace $\operatorname{Tr}_ Y(\varphi )$.

The trace operator is designed to be compatible with the two comparison theories developed earlier. It depends only on the $\mathcal{I}$-singularity type of $\varphi $, and itself is well-defined modulo $P$-equivalence.

The first part of the chapter defines the trace and proves its basic properties: independence of the quasi-equisingular approximation, monotonicity, linearity, compatibility with bimeromorphic pullback, and continuity under decreasing $d_ S$-limits. These results provide the analytic foundation for later applications.

The second part relates the trace operator to restricted volumes. For a big class $\alpha $ and a subvariety $Y$ not contained in the non-Kähler locus, the classical restricted volume $\operatorname{vol}_{X|Y}(\alpha )$ can be expressed as the non-pluripolar volume of the trace of a potential with minimal singularities. We also prove an asymptotic Riemann–Roch formula for the restricted multiplier ideal sheaves.

The final part develops analytic Bertini-type statements. These results describe when multiplier ideals restrict correctly to a general hypersurface and when $\mathcal I$-goodness is preserved under restriction.

20.2.1 The definition of the trace operatorE3F1F75C84E9

Let $X$ be a connected compact Kähler manifold and $Y\subseteq X$ be an irreducible analytic subset.

The trace operator gives a way to restrict a quasi-plurisubharmonic function on $X$ to $\widetilde{Y}$, the normalization of $Y$. It follows from [Proposition 3.6, GK20] that $\widetilde{Y}$ is a normal Kähler space. We refer to section 9.10 for the pluripotential theory on unibranch Kähler spaces.

For later applications, we need this generality even if initially we are only interested in the smooth case.

Before diving into the trace operator, let us try to understand what goes wrong with the naive restriction procedure: simply take $\varphi |_{\widetilde{Y}}$. Both examples below are local, but can easily be globalized since the singularities are isolated.

Example 20.2.2.482E170F0825 Consider the case where $\varphi $ has log-log singularities as in example 16.3.22. Locally we can take $\varphi (z)=-\log (-\log |z|^2)$. We have $\nu (\varphi ,0)=0$ but $\varphi |_0=-\infty $. So the naive restriction is not defined in this case.

Even if the naive restriction is defined, it does not behave well.

Example 20.2.3.DC6BE2600DA0 Consider a psh function $\varphi $ in two variables, say

\[ \varphi (z,w)=\left( -\log (-\log |z|^2)\right) \lor \left(\log |w|^2\right). \]

Take an arbitrary quasi-equisingular approximation $(\varphi _ j)_ j$. Then each $\varphi _ j$ is locally bounded since $\nu (\varphi ,(0,0))=0$. Let us consider the restrictions to $H=\{ z=0\} $. Then $\varphi _ j|_ H$ is still bounded, while

\[ \varphi |_ H(w)=\log |w|^2. \]

In other words, the restrictions $\varphi _ j|_ H$ fail to be a quasi-equisingular approximation of $\varphi |_ H$.

Our trace operator gives an elegant way to solve both problems.

We first observe that if $\varphi \in \mathrm{QPSH}(X)$ has analytic singularities and $\nu (\varphi ,Y)=0$, then $\varphi |_ Y\not\equiv -\infty $. Indeed, if $\varphi |_ Y\equiv -\infty $, then in a local presentation

\[ \varphi =c\log (|f_1|^2+\cdots +|f_ N|^2)+\mathcal{O}(1) \]

all generators $f_1,\ldots ,f_ N$ vanish along $Y$, which gives $\nu (\varphi ,Y)>0$, a contradiction.

This observation will be crucial in the sequel.

Proposition 20.2.4.82453E358B30 Let $\varphi \in \mathrm{QPSH}(X)$ be a function such that $\nu (\varphi ,Y)=0$. Let $(\varphi _ i)_ i$, $(\psi _ i)_ i$ be quasi-equisingular approximations of $\varphi $. Then

2B91479A9BE3 20.2.5
\begin{equation} \lim _{i\to \infty } d_ S\left(\varphi _ i|_{\widetilde{Y}},\psi _ i|_{\widetilde{Y}}\right)=0. \end{equation}
Here in (20.2.5), $d_ S$ refers to any $d_{S,\theta }$, where $\theta $ is any closed smooth real $(1,1)$-form on $\widetilde{Y}$ representing a big cohomology class and satisfying $\varphi _ i|_{\widetilde{Y}},\psi _ i|_{\widetilde{Y}}\in \mathrm{PSH}(\widetilde{Y},\theta )$. For different choices of $\theta $, (20.2.5) remains equivalent, as explained in corollary 16.9.36.

Proof. After subtracting a common constant from $\varphi $, $\varphi _ i$ and $\psi _ i$, we may assume that $\varphi _ i\leq 0$ for all $i\geq 1$.

Take a Kähler form $\omega $ on $X$ such that $\varphi _ i,\psi _ i\in \mathrm{PSH}(X,\omega /2)$ for all $i\geq 1$. By corollary 16.9.36, we need to show that

\[ \lim _{i\to \infty } d_{S,\omega |_{\widetilde{Y}}}\left(\varphi _ i|_{\widetilde{Y}},\psi _ i|_{\widetilde{Y}}\right)=0. \]

Assume that this fails. Then, up to replacing the sequences by subsequences, we may assume that the following limit exists and

\[ \lim _{i\to \infty } d_{S,\omega |_{\widetilde{Y}}}\left(\varphi _ i|_{\widetilde{Y}},\psi _ i|_{\widetilde{Y}}\right)>0. \]

Take a Kähler form $\tilde{\omega }$ on $\widetilde{Y}$. Then

\[ \lim _{i\to \infty } d_{S,\omega |_{\widetilde{Y}}+\tilde{\omega }}\left(\varphi _ i|_{\widetilde{Y}},\psi _ i|_{\widetilde{Y}}\right)>0 \]

by corollary 16.9.36.

By corollary 18.1.14, after changing the background class from $\omega /2$ to $\omega $ if necessary, we have

\[ \varphi _ i\xrightarrow {d_ S}P_{\omega }[\varphi ]_{\mathcal I},\quad \psi _ i\xrightarrow {d_ S}P_{\omega }[\varphi ]_{\mathcal I}. \]

Let

\[ \chi _ i\coloneqq \varphi _ i\lor \psi _ i. \]

By proposition 16.9.42, we have $\chi _ i\xrightarrow {d_ S} P_{\omega }[\varphi ]_{\mathcal{I}}$. Moreover, $(\chi _ i)_ i$ is again a quasi-equisingular approximation of the original potential $\varphi $ as follows from corollary 18.1.14.

The triangle inequality gives

\[ d_ S(\varphi _ i|_{\widetilde{Y}},\psi _ i|_{\widetilde{Y}}) \leq d_ S(\varphi _ i|_{\widetilde{Y}},\chi _ i|_{\widetilde{Y}})+ d_ S(\psi _ i|_{\widetilde{Y}},\chi _ i|_{\widetilde{Y}}). \]

Thus, after passing to a subsequence and interchanging the two quasi-equisingular approximations if necessary, we may assume that

\[ \varliminf _{i\to \infty }d_ S(\varphi _ i|_{\widetilde{Y}},\chi _ i|_{\widetilde{Y}})>0. \]

Replacing $(\psi _ i)_ i$ by $(\chi _ i)_ i$, we may therefore assume that

\[ \varphi _ i\leq \psi _ i \]

for all $i$, while preserving the contradiction assumption.

Take a decreasing sequence $(\epsilon _ j)_ j$ in $\mathbb {R}_{>0}$ with limit $0$ such that $(1-\epsilon _ j)\varphi _ j\in \mathrm{PSH}(X,\omega )$. We first observe that

\[ \lim _{i\to \infty } d_{S,\omega |_{\widetilde{Y}}}\left(\varphi _ i|_{\widetilde{Y}},(1-\epsilon _ i)\varphi _ i|_{\widetilde{Y}}\right)=0. \]

This is a consequence of 16.9.25. Hence, by corollary 16.9.36, we find

\[ \lim _{i\to \infty } d_{S,\omega |_{\widetilde{Y}}+\tilde{\omega }}\left(\varphi _ i|_{\widetilde{Y}},(1-\epsilon _ i)\varphi _ i|_{\widetilde{Y}}\right)=0. \]

Since $(\varphi _ i)_ i$ and $(\epsilon _ i)_ i$ are decreasing and $\varphi _ i\leq 0$, the sequence $\bigl ((1-\epsilon _ i)\varphi _ i|_{\widetilde{Y}}\bigr )_ i$ is decreasing. It has uniformly positive mass in the class $\omega |_{\widetilde{Y}}+\tilde{\omega }$. Hence corollary 16.9.24, together with the preceding estimate, gives a potential $\psi \in \mathrm{PSH}(\widetilde{Y},\omega |_{\widetilde{Y}}+\tilde{\omega })$ such that

\[ \varphi _ i|_{\widetilde{Y}}\xrightarrow {d_ S}\psi . \]

Hence,

\[ \lim _{i\to \infty } d_{S,\omega |_{\widetilde{Y}}+\tilde{\omega }}\left(\psi ,(1-\epsilon _ i)\varphi _ i|_{\widetilde{Y}}\right)=0. \]

By proposition 5.18.12, after choosing $j_ i$ inductively with $j_ i\geq i$ and $j_ i>j_{i-1}$, we may assume that

\[ \psi _{j_ i}\preceq (1-\epsilon _ i)\varphi _ i. \]

Since we have arranged $\varphi _ j\leq \psi _ j$ for all $j$, it follows that

\[ \varphi _{j_ i}\leq \psi _{j_ i}\preceq (1-\epsilon _ i)\varphi _ i. \]

Hence,

\[ \varphi _{j_ i}|_{\widetilde{Y}}\leq \psi _{j_ i}|_{\widetilde{Y}}\preceq (1-\epsilon _ i)\varphi _ i|_{\widetilde{Y}}. \]

Therefore, by corollary 16.9.8,

\[ \begin{aligned} \varlimsup _{i\to \infty } d_{S,\omega |_{\widetilde{Y}}+\tilde{\omega }}\left(\varphi _{j_ i}|_{\widetilde{Y}},\psi _{j_ i}|_{\widetilde{Y}}\right) \leq & \varlimsup _{i\to \infty } d_{S,\omega |_{\widetilde{Y}}+\tilde{\omega }}\left(\varphi _{j_ i}|_{\widetilde{Y}},(1-\epsilon _ i)\varphi _ i|_{\widetilde{Y}}\right)\\ =& \varlimsup _{i\to \infty } d_{S,\omega |_{\widetilde{Y}}+\tilde{\omega }}\left(\psi ,(1-\epsilon _ i)\varphi _ i|_{\widetilde{Y}}\right)\\ = & 0, \end{aligned} \]

which is a contradiction. $\square$

Definition 20.2.6.ADF6E265888F Let $\varphi \in \mathrm{QPSH}(X)$ be a function such that $\nu (\varphi ,Y)=0$. We say a potential $\psi \in \mathrm{QPSH}(\widetilde{Y})$ is a1 trace operator of $\varphi $ along $Y$ if there is a quasi-equisingular approximation $(\varphi _ j)_{j>0}$ of $\varphi $ such that

7AF21EBA8F4E 20.2.7
\begin{equation} \varphi _ j|_{\widetilde{Y}}\xrightarrow {d_ S}\psi {}^{\href{#sgpt-a0000065657}{2}}. \end{equation}

Indeed, choosing the background Kähler form on $\widetilde{Y}$ sufficiently positive, the restricted quasi-equisingular approximation is a decreasing sequence with masses bounded below by a positive constant; hence it converges by corollary 16.9.24. Observe that by proposition 20.2.4, the condition (20.2.7) is independent of the choice of $(\varphi _ j)_ j$.

Later on in theorem 21.13.75, we shall prove that the trace operator corresponds to the natural way of restricting convex bodies in the toric setting.

Proposition 20.2.8.45EA06425921 Let $\varphi \in \mathrm{QPSH}(X)$ such that $\nu (\varphi ,Y)=0$. Suppose that $\psi $ and $\psi '$ are trace operators of $\varphi $ along $Y$. Then $\psi $ and $\psi '$ are $\mathcal{I}$-good and $\psi \sim _ P\psi '$.

Proof. The restrictions of the analytic approximants have analytic singularities on $\widetilde{Y}$, so the claim follows from theorem 18.1.2. The fact that $\psi \sim _ P\psi '$ follows from proposition 20.2.4 and proposition 16.9.6. $\square$

Example 20.2.9.75F5F5ACD2FAAs a trivial example, when $Y$ is just a single point, then $\mathrm{QPSH}(Y)$ is canonically identified with $\mathbb {R}$. Any constant $c\in \mathbb {R}$ is a trace operator of a function $\varphi \in \mathrm{QPSH}(X)$ satisfying $\nu (\varphi ,Y)=0$.

Definition 20.2.10.5239E9ADD0FF Let $\varphi \in \mathrm{QPSH}(X)$ such that $\nu (\varphi ,Y)=0$. We write $\operatorname{Tr}_{Y}(\varphi )$ for any trace operator of $\varphi $ along $Y$.

Given a closed smooth real $(1,1)$-form $\theta $ on $X$. When $\operatorname{Tr}_ Y(\varphi )$ can be chosen to lie in $\mathrm{PSH}(\widetilde{Y},\theta |_{\widetilde{Y}})_{>0}$, we write

\[ \operatorname{Tr}_ Y^{\theta }(\varphi )\coloneqq P_{\theta |_{\widetilde{Y}}}\bigl [ \operatorname{Tr}_ Y(\varphi ) \bigr ]=P_{\theta |_{\widetilde{Y}}}\bigl [ \operatorname{Tr}_ Y(\varphi ) \bigr ]_{\mathcal{I}}. \]
The trace operator $\operatorname{Tr}_ Y(\varphi )$ is therefore well-defined only up to $P$-equivalence by proposition 20.2.8. Also observe that if $\varphi \in \mathrm{PSH}(X,\theta )$ for some smooth closed real $(1,1)$-form $\theta $ on $X$, then for any Kähler form $\omega $ on $X$, the trace operator $\operatorname{Tr}_ Y^{\theta +\omega }(\varphi )$ is always defined. In particular, if $\theta _{\varphi }$ is a Kähler current, $\operatorname{Tr}^{\theta }_ Y(\varphi )$ is always defined.

Remark 20.2.11.F5CDFD8547BC As in 5.19.5, the trace operator could also be applied to closed positive $(1,1)$-currents on $X$. If $T\in \mathcal{Z}_+(X,\alpha )$ for some pseudo-effective class $\alpha $ on $X$ (see definition 5.19.3) and $\beta \in \mathrm{H}^{1,1}(\widetilde{Y},\mathbb {R})$, then we write

\[ \operatorname{Tr}^{\beta }_ Y(T) \]

for any (if exists) closed positive $(1,1)$-current in $\beta $ representing $\operatorname{Tr}_ Y(T)$ when $\nu (T,Y)=0$.

Proposition 20.2.12.B293F74D2022 Let $\varphi \in \mathrm{QPSH}(X)$ such that $\nu (\varphi ,Y)=0$. Assume that $\varphi |_ Y\not\equiv -\infty $. Then

\[ \varphi |_{\widetilde{Y}}\preceq _ P \operatorname{Tr}_ Y(\varphi ). \]

Proof. Take a Kähler form $\omega $ such that $\omega _{\varphi }$ is a Kähler current. Let $(\varphi _ j)_{j>0}$ be a quasi-equisingular approximation of $\varphi $ in $\mathrm{PSH}(X,\omega )_{>0}$. We may assume that $\varphi _ j\leq 0$ for all $j\geq 1$.

Then

D2EC0F645F1C 20.2.13
\begin{equation} \varphi _ j|_{\widetilde{Y}}\leq P_{\omega |_{\widetilde{Y}}}\left[\varphi _ j|_{\widetilde{Y}}\right] \end{equation}

for all $j\geq 1$. In particular,

\[ \varphi |_{\widetilde{Y}}\leq \inf _{j\geq 1}P_{\omega |_{\widetilde{Y}}}\left[\varphi _ j|_{\widetilde{Y}}\right]. \]

Thanks to corollary 16.9.14,

9C0808B7B91F 20.2.14
\begin{equation} \operatorname{Tr}_ Y(\varphi )\sim _ P \inf _{j\geq 1} P_{\omega |_{\widetilde{Y}}}[\varphi _ j|_{\widetilde{Y}}]. \end{equation}

We conclude our assertion. $\square$

Example 20.2.15.917FA516701F Let $\varphi \in \mathrm{QPSH}(X)$ such that $\nu (\varphi ,Y)=0$. Assume that $\varphi $ has analytic singularities. Then

\[ \operatorname{Tr}_ Y(\varphi )\sim _ P \varphi |_{\widetilde{Y}}. \]

Example 20.2.16.50B7DFD48C9D Let $\varphi \in \mathrm{QPSH}(X)$. Take a closed real smooth $(1,1)$-form $\theta $ on $X$ such that $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$, then

\[ \operatorname{Tr}_ X(\varphi )\sim _ P P_{\theta }[\varphi ]_{\mathcal{I}},\quad \operatorname{Tr}^{\theta }_ X(\varphi ) = P_{\theta }[\varphi ]_{\mathcal{I}}. \]

In particular, the trace operator can be regarded as a generalization of the $\mathcal{I}$-envelope.

Example 20.2.17.2272C87A04CE Assume that $\varphi \in \mathrm{PSH}(X,\theta )$ for some closed smooth real $(1,1)$-form $\theta $ on $X$, $\nu (\varphi ,Y)=0$ and

4411B718BF44 20.2.18
\begin{equation} \lim _{\epsilon \searrow 0} \int _{\widetilde{Y}} \left( \theta |_{\widetilde{Y}} +\epsilon \omega |_{\widetilde{Y}}+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta +\epsilon \omega }(\varphi )\right)^{\dim Y} >0 \end{equation}

for any arbitrary choice of a Kähler form $\omega $ on $X$. Then it follows from proposition 16.4.4 that $\operatorname{Tr}_ Y^{\theta }(\varphi )$ is defined, and its mass is exactly the above limit.

As a consequence, we have the following formula:

8.9
\begin{equation} \int _{\widetilde{Y}} \left(\theta |_{\widetilde{Y}}+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(\varphi )\right)^{\dim Y}=\lim _{\epsilon \searrow 0} \int _{\widetilde{Y}} \left( \theta |_{\widetilde{Y}} +\epsilon \omega |_{\widetilde{Y}}+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta +\epsilon \omega }(\varphi )\right)^{\dim Y}, \end{equation}

where the left-hand side is understood as $0$ if $\operatorname{Tr}_ Y^{\theta }(\varphi )$ is not defined.

Remark 20.2.19.ECCF7648C028 The trace operator allows us to introduce the following extension of the moving Seshadri constant. For $T\in \mathcal{Z}_+(X,\alpha )$ and $x\in X$, define

\[ \epsilon (T,x)\coloneqq \inf _{V\ni x}\left(\frac{\operatorname{vol}\operatorname{Tr}_ V^{\alpha |_{\widetilde{V}}} T}{\operatorname{mult}_ x V} \right)^{\frac{1}{\dim V}}, \]

where $\operatorname{vol}\operatorname{Tr}_ V^{\alpha |_{\widetilde{V}}} T=0$ if $\operatorname{Tr}_ V^{\alpha |_{\widetilde{V}}} T$ is not defined. Here $V$ runs over all positive-dimensional closed irreducible analytic subsets of $X$ containing $x$.

20.2.20 Properties of the trace operator4A91513F4829

Let $X$ be a connected compact Kähler manifold and $Y\subseteq X$ be an irreducible analytic subset.

We prove a few elementary properties of the trace operator.

Proposition 20.2.21.F2C3DD7D449E Let $\varphi ,\psi \in \mathrm{QPSH}(X)$, $\lambda >0$. Assume that $\nu (\varphi ,Y)=\nu (\psi ,Y)=0$. Then we have the following:

  1. C2434E03D2CC

    Suppose that $\varphi \preceq _{\mathcal{I}}\psi $. Then $\operatorname{Tr}_ Y(\varphi )\preceq _ P \operatorname{Tr}_ Y(\psi )$.

  2. 2C348D36BD1E

    We have

    \[ \operatorname{Tr}_ Y(\varphi +\psi )\sim _ P \operatorname{Tr}_ Y(\varphi )+\operatorname{Tr}_ Y(\psi ). \]
  3. 11F393C1BB1A

    We have

    \[ \operatorname{Tr}_ Y(\lambda \varphi )\sim _ P \lambda \operatorname{Tr}_ Y(\varphi ). \]
  4. 4C6B27F676F6

    We have

    \[ \operatorname{Tr}_ Y(\varphi \lor \psi )\sim _ P \operatorname{Tr}_ Y(\varphi )\lor \operatorname{Tr}_ Y(\psi ). \]
As a consequence of 1, the $P$-equivalence class of $\operatorname{Tr}_ Y(\varphi )$ depends only on the $\mathcal{I}$-equivalence class of $\varphi $.

Proof. Take a closed smooth real $(1,1)$-form $\theta $ on $X$ such that $\theta _{\varphi }$, $\theta _{\psi }$ are both Kähler currents. Let $(\varphi _ j)_ j$ and $(\psi _ j)_ j$ be quasi-equisingular approximations of $\varphi $ and $\psi $ in $\mathrm{PSH}(X,\theta )$ respectively. We may assume that $\varphi _ j\leq 0$ and $\psi _ j\leq 0$ for all $j\geq 1$.

1 We choose the quasi-equisingular approximations compatibly. By theorem 5.18.11, we may take $\varphi _ j$ and $\psi _ j$ with analytic singularities of types

\[ \left(2^{-j},\mathcal I(2^ j\varphi )\right), \quad \left(2^{-j},\mathcal I(2^ j\psi )\right), \]

respectively. Since $\varphi \preceq _{\mathcal I}\psi $, we have

\[ \mathcal I(2^ j\varphi )\subseteq \mathcal I(2^ j\psi ) \]

for every $j$. Hence $\varphi _ j\preceq \psi _ j$ for every $j$. Restricting to $\widetilde{Y}$, we get $\varphi _ j|_{\widetilde{Y}}\preceq \psi _ j|_{\widetilde{Y}}$. Passing to the $d_ S$-limits by proposition 16.9.44, we obtain

\[ \operatorname{Tr}_ Y(\varphi )\preceq _ P\operatorname{Tr}_ Y(\psi ). \]

Restricting to $\widetilde{Y}$ and passing to the $d_ S$-limits by proposition 16.9.44, we obtain

\[ \operatorname{Tr}_ Y(\varphi )\preceq _ P \operatorname{Tr}_ Y(\psi ). \]

2 It follows from theorem 16.9.45 that $\varphi _ j+\psi _ j\xrightarrow {d_ S}P_{\theta }[\varphi ]_{\mathcal{I}}+P_{\theta }[\psi ]_{\mathcal{I}}$. However, by proposition 16.6.27 and proposition 18.1.17, we have

\[ P_{\theta }[\varphi ]_{\mathcal{I}}+P_{\theta }[\psi ]_{\mathcal{I}}\sim _ P P_{2\theta }[\varphi +\psi ]_{\mathcal{I}}. \]

Therefore, by proposition 16.9.6, corollary 18.1.14 and proposition 5.18.2, $(\varphi _ j+\psi _ j)_ j$ is a quasi-equisingular approximation of $\varphi +\psi $. We conclude using theorem 16.9.45.

3 Let $(\lambda _ j)_ j$ be an increasing sequence of positive rational numbers with limit $\lambda $. Then $(\lambda _ j\varphi _ j)_ j$ is a quasi-equisingular approximation of $\lambda \varphi $. Since $\lambda _ j/\lambda \to 1$, 16.9.25 gives

\[ d_ S\left((\lambda _ j/\lambda )\varphi _ j|_{\widetilde{Y}},\varphi _ j|_{\widetilde{Y}}\right)\to 0. \]

After scaling the background class, 16.9.41 shows that $\lambda _ j\varphi _ j|_{\widetilde{Y}}$ and $\lambda \varphi _ j|_{\widetilde{Y}}$ have the same $d_ S$-limit. The assertion follows.

4 By proposition 16.9.42, we have

\[ \varphi _ j\lor \psi _ j\xrightarrow {d_ S} P_{\theta }[\varphi ]_{\mathcal{I}}\lor P_{\theta }[\psi ]_{\mathcal{I}}. \]

By proposition 16.6.27 and proposition 18.1.17, we have

\[ P_{\theta }[\varphi ]_{\mathcal{I}}\lor P_{\theta }[\psi ]_{\mathcal{I}}\sim _ P P_{\theta }[\varphi \lor \psi ]_{\mathcal{I}}. \]

Therefore, our assertion follows exactly as in the proof of 2. $\square$

The trace operator is continuous along $d_ S$-convergent decreasing sequences.

Proposition 20.2.22.58627BFD2457 Let $(\varphi _ j)_{j\in I}$ be a decreasing net in $\mathrm{QPSH}(X)$. Assume that there exists a closed real smooth $(1,1)$-form $\theta $ such that $\varphi _ j\in \mathrm{PSH}(X,\theta )$ for each $j\in I$. Assume that $\varphi _ j\xrightarrow {d_ S}\varphi \in \mathrm{QPSH}(X)$ and $\nu (\varphi ,Y)=0$. Then

\[ \operatorname{Tr}_ Y(\varphi _ j)\xrightarrow {d_ S}\operatorname{Tr}_ Y(\varphi ). \]
In view of corollary 18.1.14, the trace operator preserves the property of being a quasi-equisingular approximation, thereby solving the problem in example 20.2.2.

Proof. It is enough to prove the sequential assertion. Indeed, suppose that the net statement fails. Then there is $\delta >0$ such that for every $i_0\in I$ one can find $i\geq i_0$ with

\[ d_ S(\operatorname{Tr}_ Y(\varphi _ i),\operatorname{Tr}_ Y(\varphi ))\geq \delta . \]

Using also $\varphi _ i\xrightarrow {d_ S}\varphi $, we may choose an increasing sequence $i_ j\in I$ such that

\[ d_ S(\varphi _{i_ j},\varphi )<j^{-1},\quad d_ S(\operatorname{Tr}_ Y(\varphi _{i_ j}),\operatorname{Tr}_ Y(\varphi ))\geq \delta . \]

The sequence $(\varphi _{i_ j})_ j$ is decreasing and converges to $\varphi $ in $d_ S$, contradicting the sequential assertion.

Thus we assume that $(\varphi _ j)_{j\geq 1}$ is a decreasing sequence and that $\varphi _ j\xrightarrow {d_ S}\varphi $.

Take a Kähler form $\omega $ on $X$ so that $\varphi _ j,\varphi \in \mathrm{PSH}(X,\omega )_{>0}$. Replacing $\varphi _ j$ by $P_{\omega }[\varphi _ j]$, we may then assume that $(\varphi _ j)_ j$ is a decreasing sequence of model potentials. By proposition 16.9.47, we have

\[ P_{\omega }[\varphi ]=\inf _{j\geq 1}\varphi _ j. \]

By proposition 16.9.6, we may assume from now on that

\[ \varphi =\inf _{j\geq 1}\varphi _ j. \]

After adding a Kähler form to $\omega $, we may assume that $\omega _{\varphi }$ is a Kähler current.

For each $j\geq 1$, choose a quasi-equisingular approximation $(\varphi _ j^ k)_{k\geq 1}$ of $\varphi _ j$ in $\mathrm{PSH}(X,\omega )$. Using the standard construction in theorem 5.18.11, we may choose these approximations compatibly in $j$, so that for each fixed $k$,

\[ \varphi _{j+1}^ k\preceq \varphi _ j^ k \]

We shall choose an increasing sequence of integers $k_ j$ and put

\[ \eta _ j\coloneqq \varphi _ j^{k_ j}. \]

The sequence $(k_ j)_ j$ is chosen inductively: Choose $k_1>1$, for $j>1$, we choose $k_ j$ large enough so that

  1. 1BA5628DE09C

    $k_{j}\geq k_{j-1}$;

  2. C590440C99EE

    $d_{S,\omega }(\eta _ j,P_{\omega }[\varphi _ j]_{\mathcal{I}})\leq 1/(j-1)$;

  3. 5061729EE0BF

    $d_{S,\omega |_{\widetilde{Y}}}(\eta _ j|_{\widetilde{Y}},\operatorname{Tr}_ Y^{\omega }(\varphi _ j))<1/(j-1)$.

It follows from the compatibility in $j$ and from $k_ j\geq k_{j-1}$ that $(\eta _ j)_ j$ is decreasing in singularity types. Indeed,

\[ \eta _{j+1}=\varphi _{j+1}^{k_{j+1}}\preceq \varphi _{j+1}^{k_ j}\preceq \varphi _ j^{k_ j}=\eta _ j. \]

By theorem 16.9.49, we have

\[ P_{\omega }[\varphi _ j]_{\mathcal{I}}\xlongrightarrow {d_ S} P_{\omega }[\varphi ]_{\mathcal{I}}. \]

By 2 and corollary 18.1.14, we have $\eta _ j\xrightarrow {d_ S} P_{\omega }[\varphi ]_{\mathcal{I}}$. Observe that by proposition 16.9.47,

\[ P_{\omega }[\varphi ]_{\mathcal{I}}=\inf _{j>0} P_{\omega }\left[\eta _ j\right]. \]

By proposition 16.6.22, for each $j>0$, $P_{\omega }[\eta _ j]$ has analytic singularities. By theorem 16.9.59, $(P_{\omega }[\eta _ j])_ j$ is a quasi-equisingular approximation of $P_{\omega }[\varphi ]_{\mathcal{I}}$. Therefore, by definition of the trace operator and proposition 20.2.21 1,

\[ \eta _ j|_{\widetilde{Y}}\xrightarrow {d_ S} \operatorname{Tr}_ Y(\varphi ). \]

It follows from 3 that

\[ \operatorname{Tr}_ Y(\varphi _ j)\xrightarrow {d_ S}\operatorname{Tr}_ Y(\varphi ). \]

We conclude the proof. $\square$

Example 20.2.23.531FFD6D4B64 The trace operator is not continuous along increasing sequences. Let us consider the case $X=\mathbb {P}^2$ with coordinates $(z_1,z_2)$ on $\mathbb {C}^2\subseteq X$. Let $\omega _{\mathrm{{FS}}}$ denote the Fubini–Study metric. The subvariety $Y\cong \mathbb {P}^1$ is defined by $z_2=0$. Consider an increasing sequence $(\varphi _ j)_ j$ in $\mathrm{PSH}(X,\omega _{\mathrm{FS}})$, whose potentials near $(0,0)$ are given by

\[ \log |z_1|^2\lor \left( j^{-1}\log |z_2|^2\right)+\mathcal{O}(1). \]

The pointwise restriction of these potentials to $Y$ are given locally by

\[ \log |z_1|^2+\mathcal{O}(1). \]

On the other hand, locally

\[ \log |z_1|^2\lor \left( j^{-1}\log |z_2|^2\right)\to 0 \]

almost everywhere as $j\to \infty $. So the trace operator is not continuous along the sequence $(\varphi _ j)_ j$.

Lemma 20.2.24.DDEF49346283 Let $\pi \colon Z\rightarrow X$ be a proper bimeromorphic morphism, where $Z$ is a connected Kähler manifold. Assume that $W$ (resp. $Y$) is an irreducible analytic subset of $Z$ (resp. $X$) such that the restriction $\Pi \colon W\rightarrow Y$ of $\pi $ is defined and is bimeromorphic, so that we have the following commutative diagram

Mathematical diagram from the source

Then for any $\varphi \in \mathrm{QPSH}(X)$ with $\nu (\varphi ,Y)=0$, we have

3B7501D970A6 20.2.25
\begin{equation} \widetilde{\Pi }^*\operatorname{Tr}_{Y}(\varphi )\sim _ P\operatorname{Tr}_ W(\pi ^*\varphi ). \end{equation}

Proof. We first observe that by Zariski's main theorem, $\nu (\pi ^*\varphi ,W)=0$. So the right-hand side of (20.2.25) makes sense.

Step 1. Assume that $\varphi $ has analytic singularities. It suffices to apply example 20.2.15 to reformulate (20.2.25) as

\[ \widetilde{\Pi }^*(\varphi |_{\widetilde{Y}})\sim _ P(\pi ^*\varphi )|_{\widetilde{W}}. \]

In fact, the strict equality holds, which is nothing but the functoriality of pullbacks.

Step 2. Next we handle the general case. Choose a smooth closed real $(1,1)$-form $\theta $ such that $\theta _{\varphi }$ is a Kähler current. Take a quasi-equisingular approximation $(\varphi _ j)_ j$ of $\varphi $ in $\mathrm{PSH}(X,\theta )$. By corollary 18.1.15, $(\pi ^*\varphi _ j)_ j$ is a quasi-equisingular approximation of $\pi ^*\varphi $. From Step 1, we know that for each $j$,

\[ \widetilde{\Pi }^*\operatorname{Tr}_{Y}(\varphi _ j)\sim _ P\operatorname{Tr}_ W(\pi ^*\varphi _ j). \]

Letting $j\to \infty $, the right-hand side converges to $\operatorname{Tr}_ W(\pi ^*\varphi )$ by the definition of the trace operator. On the left-hand side, the $d_ S$-convergence of $\operatorname{Tr}_ Y(\varphi _ j)$ to $\operatorname{Tr}_ Y(\varphi )$, together with 16.8.26 and corollary 16.9.11, implies (20.2.25). $\square$

Proposition 20.2.26.DB90B2D3ADEB Let $\varphi \in \mathrm{QPSH}(X)$ with $\nu (\varphi ,Y)=0$. Assume that $Y$ is smooth. Then for any $\lambda >0$, we have

E9AC29FB30B6 20.2.27
\begin{equation} \mathcal{I}(\lambda \operatorname{Tr}_ Y(\varphi ))\subseteq \operatorname{Res}_ Y\mathcal{I}(\lambda \varphi ). \end{equation}
See definition 5.16.23 for the definition of $\operatorname{Res}_ Y$.

Proof. Take a Kähler form $\omega $ on $X$ such that $\omega _{\varphi }$ is a Kähler current.

Let $(\varphi _ j)_ j$ be a quasi-equisingular approximation of $\varphi $ in $\mathrm{PSH}(X,\omega )$.

For each $j\geq 1$, we have

\[ \operatorname{Tr}_ Y(\varphi ) \preceq _ P \varphi _ j|_ Y. \]

Indeed, $\operatorname{Tr}_ Y(\varphi )$ is $P$-equivalent to the decreasing $d_ S$-limit of the restrictions $\varphi _ j|_ Y$, hence it is more singular than each $\varphi _ j|_ Y$.

For any $\lambda '>\lambda >0$, we can find $j>0$ so that

\[ \mathcal{I}(\lambda ' \varphi _ j)\subseteq \mathcal{I}(\lambda \varphi ). \]

By corollary 16.8.14 and theorem 5.16.26, we have

\[ \mathcal{I}(\lambda ' \operatorname{Tr}_ Y(\varphi ))\subseteq \mathcal{I}(\lambda ' \varphi _ j|_ Y)\subseteq \operatorname{Res}_ Y\mathcal{I}(\lambda '\varphi _ j)\subseteq \operatorname{Res}_ Y\mathcal{I}(\lambda \varphi ). \]

Thanks to the strong openness theorem theorem 5.16.21, we conclude (20.2.27). $\square$

Lastly, we turn our attention to global sections. For this we will need the following global Ohsawa–Takegoshi extension theorem for the trace operator:

Theorem 20.2.28.71AECE2E70ED Let $L$ be a big line bundle on $X$ and let $\theta $ be a closed real smooth $(1,1)$-form on $X$ representing $c_1(L)$. Suppose that $\varphi \in \mathrm{PSH}(X,\theta )$ and $\theta _{\varphi }$ is a Kähler current. Assume that $Y$ is smooth and $\nu (\varphi ,Y)=0$. Let $T$ be a holomorphic line bundle on $X$. Then there exists $k_0$ such that for all $k \geq k_0$ and $s \in \mathrm{H}^0(Y, T|_ Y\otimes L|_ Y^ k\otimes \mathcal{I}(k \operatorname{Tr}_ Y^{\theta }(\varphi )))$, there exists an extension $\tilde s \in \mathrm{H}^0(X, T\otimes L^ k \otimes \mathcal{I}(k\varphi ))$.

It is of interest to know whether one can control the $L^2$-norm of $\tilde{s}$ in the above result.

Proof. Fix a Kähler form $\omega $ on $X$ and a Hermitian metric $h_ T$ on $T$. We may assume that $Y\neq X$ and that $\theta _{\varphi } \geq 3\delta \omega $ for some $\delta >0$. Let $(\varphi _ j)_ j$ be the decreasing quasi-equisingular approximation of $\varphi $ in $\mathrm{PSH}(X,\theta )$. We can assume that $\theta _{\varphi _ j} \geq 2\delta \omega $ for all $j\geq 1$. Also, there exists $\epsilon _0 >0$ such that $\theta _{(1+\epsilon )\varphi _ j} \geq \delta \omega $ for any $\epsilon \in (0,\epsilon _0)$. Take $k_0=k_0(\delta ,h_ T)$ as in theorem 5.20.16.

We fix $k \geq k_0$ and $s \in \mathrm{H}^0(Y, T|_ Y\otimes L|_ Y^ k\otimes \mathcal{I}(k\operatorname{Tr}_ Y^{\theta }(\varphi )))$. By theorem 5.16.21, there exists $\epsilon \in (0,\epsilon _0)$ such that $s \in \mathrm{H}^0(Y, T|_ Y\otimes L|_ Y^ k\otimes \mathcal{I}(k(1+\epsilon )\operatorname{Tr}_ Y^{\theta }(\varphi )))$.

Since $\operatorname{Tr}_ Y^{\theta }(\varphi ) \preceq _ P \varphi _ j|_ Y$, corollary 16.8.14 implies that $s \in \mathrm{H}^0(Y, T|_ Y\otimes L|_ Y^ k\otimes \mathcal{I}(k(1+\epsilon )\varphi _ j|_ Y))$. By theorem 5.20.16, there exists $\tilde s_ j \in \mathrm{H}^0(X, T\otimes L^ k \otimes \mathcal{I}(k(1+\epsilon )\varphi _ j))$ such that $\tilde s_ j|_ Y =s$, for all $j$.

But by definition of quasi-equisingular approximation, we obtain that for high enough $j$ the inclusion $\mathcal{I}(k(1+\epsilon )\varphi _ j) \subseteq \mathcal{I}(k\varphi )$ holds. As a result, $\tilde s_ j \in \mathrm{H}^0(X, T\otimes L^ k \otimes \mathcal{I}(k\varphi ))$ for high enough $j$, finishing the argument. $\square$

20.2.29 Relation to the classical restricted volumesA437169E35B2

Let $X$ be a connected compact Kähler manifold of dimension $n$ and $Y$ be a connected submanifold of dimension $m$. Fix a big class $\alpha \in \mathrm{H}^{1,1}(X,\mathbb {R})$. Take a closed smooth real $(1,1)$-form $\theta \in \alpha $. Fix a Kähler form $\omega $ on $X$.

Recall that the notions of non-Kähler locus and non-nef locus were defined in definition 5.19.9 and definition 5.19.11.

When $Y\not\subseteq \operatorname{nK}(\alpha )$, Matsumura ([Definition 1.4, Mat13]) defines the restricted volume of $\{ \theta \} $ to $Y$ in the following manner:

D4594BE77AFC 20.2.30
\begin{equation} \operatorname{vol}_{X|Y}(\alpha )\coloneqq \sup _{\varphi } \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi |_ Y\right)^{m}, \end{equation}

where $\varphi $ runs over elements in $\mathrm{PSH}(X,\theta )$ with analytic singularities such that $\varphi |_ Y\not\equiv -\infty $. This definition is independent of the choice of $\theta $.

In case $Y\not\subseteq \operatorname{nn}(\alpha )$, Collins–Tosatti [CT22] extend the above definition of restricted volume:

03AF8A775E35 20.2.31
\begin{equation} \operatorname{vol}_{X|Y}(\alpha )\coloneqq \lim _{\epsilon \searrow 0}\sup _{\varphi } \int _ Y \left(\theta |_ Y + \epsilon \omega |_ Y +\mathrm{dd}^{\mathrm{c}}\varphi |_ Y\right)^ m. \end{equation}

where $\varphi $ runs over elements in $\mathrm{PSH}(X,\theta +\epsilon \omega )$ with analytic singularities such that $\varphi |_ Y\not\equiv -\infty $. This definition is independent of the choice of $\theta $.

Proposition 20.2.32.AFC4F39F65CF Assume that $Y\not\subseteq \operatorname{nK}(\alpha )$. Then

DA6F88B54E6F 20.2.33
\begin{equation} \operatorname{vol}_{X|Y}(\alpha )= \int _ Y \left( \theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(V_{\theta }) \right)^ m =\int _ Y (\theta |_ Y + \mathrm{dd}^{\mathrm{c}}V_\theta |_ Y)^ m. \end{equation}

Proof. We start with the first equality of (20.2.33). Since $Y\not\subseteq \operatorname{nK}(\alpha )$, $V_{\theta }|_ Y \not\equiv -\infty $ as a consequence of 13.13.8, hence also $\nu (V_{\theta },Y)=0$.

Take a quasi-equisingular approximation $(\varphi _ j)_{j>0}$ of $V_{\theta }$ with $\varphi _ j\in \mathrm{PSH}(X,\theta +\epsilon _ j\omega )$ for a decreasing sequence $(\epsilon _ j)_{j>0}$ converging to $0$. By the monotonicity theorem theorem 13.13.11, we have for each $j>0$,

\[ \int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\geq \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\chi |_ Y\right)^ m \]

for every $\chi \in \mathrm{PSH}(X,\theta )$ with $\chi |_ Y\not\equiv -\infty $. Since $\chi $ is arbitrary, we conclude that

\[ \lim _{j\to \infty }\int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\geq \operatorname{vol}_{X|Y}(\alpha ). \]

For any fixed $\epsilon >0$, we have

\[ \begin{split} \lim _{j\to \infty } \int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\leq & \lim _{j\to \infty } \int _ Y \left(\theta |_ Y+\epsilon \omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\\ =& \int _ Y \left(\theta |_ Y+\epsilon \omega |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta +\epsilon \omega }(V_{\theta })\right)^ m. \end{split} \]

Letting $\epsilon \to 0+$ and applying example 20.2.17, we conclude that the $\leq $ direction in the first equality of (20.2.33) holds. Moreover, $Y\not\subseteq \operatorname{nK}(\alpha )$ implies $\operatorname{vol}_{X|Y}(\alpha )>0$ by (20.2.30). Hence the limiting mass in example 20.2.17 is positive, and $\operatorname{Tr}_ Y^\theta (V_\theta )$ is indeed defined in the present situation.

For the reverse direction, by definition, for any fixed $\epsilon >0$, we have

\[ \begin{aligned} \int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m & \leq \int _ Y \left(\theta |_ Y+\epsilon \omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\\ & \leq \operatorname{vol}_{X|Y}(\{ \theta \} +\epsilon \{ \omega \} ) \end{aligned} \]

for all large enough $j$. Therefore, for large $j$, by the monotonicity theorem theorem 13.13.11, we have

\[ \int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(V_{\theta })\right)^ m\leq \operatorname{vol}_{X|Y}(\{ \theta \} +\epsilon \{ \omega \} ). \]

Letting $j\to \infty $ and $\epsilon \searrow 0$, using the continuity of $\operatorname{vol}_{X|Y}$ ([Corollary 4.11, Mat13]) together with example 20.2.17, we conclude the first equality of (20.2.33).

Now we address the second equality. Due to theorem 13.13.11, the defining formula (20.2.30), and the definition of $V_\theta $, we obtain that

\[ \operatorname{vol}_{X|Y}(\{ \theta \} ) \leq \int _ Y (\theta |_ Y + \mathrm{dd}^{\mathrm{c}}V_\theta |_ Y)^ m. \]

The reverse inequality now follows from the first equality of (20.2.33), theorem 13.13.11 and the fact that $V_\theta |_ Y \preceq _ P \operatorname{Tr}_ Y^\theta (V_\theta )$ as proved in proposition 20.2.12. $\square$

Theorem 20.2.34.7EFDFA26519B If $Y\not\subseteq \operatorname{nn}(\alpha )$, then

3C4F71AC116E 20.2.35
\begin{equation} \begin{aligned} \operatorname{vol}_{X|Y}(\alpha ) & = \lim _{\epsilon \to 0+}\int _ Y \Bigl (\theta |_ Y + \epsilon \omega |_ Y + \mathrm{dd}^{\mathrm{c}}V_{\theta + \epsilon \omega }|_ Y\Bigr )^ m\\ =& \lim _{\epsilon \to 0+}\int _ Y \left(\theta |_ Y + \epsilon \omega |_ Y + \mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta + \epsilon \omega }(V_{\theta + \epsilon \omega }) \right)^ m \\ & =\int _ Y \left( \theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(V_{\theta }) \right)^ m, \end{aligned} \end{equation}

where the last term is understood as $0$ if $\operatorname{Tr}_ Y^{\theta }(V_{\theta })$ is not defined.

Proof. Since $\nu (V_\theta , Y)=0$, we have $Y\not\subseteq \operatorname{nK}(\alpha +\epsilon \{ \omega \} )$ for all $\epsilon >0$. Therefore, by (20.2.31) and (20.2.33), only the last equality of (20.2.35) needs to be argued.

Thanks to 16.9.50, we have

\[ V_{\theta +\epsilon \omega }\xrightarrow {d_ S}V_{\theta } \]

as $\epsilon \to 0+$.

Therefore, using proposition 20.2.22, we find

\[ \operatorname{Tr}_ Y\left( V_{\theta +\epsilon \omega } \right) \xrightarrow {d_ S} \operatorname{Tr}_ Y\left(V_{\theta }\right). \]

Set

\[ M\coloneqq \lim _{\epsilon _0\to 0+}\int _ Y \left(\theta |_ Y+\epsilon _0\omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta +\epsilon _0\omega }(V_{\theta })}. \]

By example 20.2.17, if $\operatorname{Tr}_ Y^{\theta }(V_{\theta })$ is defined, then

\[ M=\int _ Y (\theta |_ Y)^ m_{\operatorname{Tr}_ Y^{\theta }(V_{\theta })}, \]

whereas if $\operatorname{Tr}_ Y^{\theta }(V_{\theta })$ is not defined, then $M=0$. Thus $M$ is the last term of (20.2.35), with the convention made in the statement.

Thanks to theorem 16.9.30, for any $\epsilon _0>0$, we have

\[ \begin{aligned} \lim _{\epsilon \to 0+}\int _ Y \left(\theta |_ Y + \epsilon _0 \omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + \epsilon _0 \omega }(V_{\theta + \epsilon \omega })} & = \int _ Y (\theta |_ Y + \epsilon _0 \omega |_ Y)^ m_{\operatorname{Tr}_ Y^{\theta + \epsilon _0 \omega }(V_{\theta })}. \end{aligned} \]

By the definition of $M$, this implies the existence of $(\epsilon _ j)_{j>0}$ such that $0<\epsilon _ j<1/j$ and

6EEF71F49B54 20.2.36
\begin{equation} \lim _{j\to \infty }\int _ Y \left(\theta |_ Y + j^{-1}\omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + j^{-1} \omega }(V_{\theta + \epsilon _ j \omega }) } = M. \end{equation}

Moreover, for each $j>0$,

E74D68200A33 20.2.37
\begin{equation} \begin{aligned} \int _ Y \left(\theta |_ Y + j^{-1} \omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + j^{-1} \omega }(V_{\theta + \epsilon _ j \omega }) } \geq & \int _ Y \left(\theta |_ Y + \epsilon _ j \omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + \epsilon _ j\omega }(V_{\theta + \epsilon _ j \omega }) } \\ \geq & M. \end{aligned} \end{equation}

Indeed, the first inequality follows from the multi-linearity of the non-pluripolar products proposition 13.11.4 6. For the second one, if $M=0$ there is nothing to prove; if $M>0$, then example 20.2.17 shows that $\operatorname{Tr}_ Y^\theta (V_\theta )$ is defined, and the inequality follows from the multi-linearity of the non-pluripolar products proposition 13.11.4 6 and the monotonicity theorem proposition 16.8.22. Putting (20.2.36) and (20.2.37) together, it follows that

\[ \lim _{j\to \infty }\int _ Y \left(\theta |_ Y + \epsilon _ j \omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + \epsilon _ j \omega }(V_{\theta + \epsilon _ j \omega }) } = M. \]

Finally, since $\int _ Y \left(\theta |_ Y + \epsilon \omega |_ Y + \mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta + \epsilon \omega }(V_{\theta + \epsilon \omega }) \right)^ m$ depends monotonically on $\epsilon >0$, we conclude that

\[ \lim _{\epsilon \to 0+}\int _ Y \left(\theta |_ Y + \epsilon \omega |_ Y + \mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta + \epsilon \omega }(V_{\theta + \epsilon \omega }) \right)^ m=M. \]

This completes the proof. $\square$

20.2.38 Restricted volumes of line bundlesEDE927CBCEA7

Let $X$ be a connected projective manifold of dimension $n$ and $Y\subseteq X$ be a connected submanifold of dimension $m$. Consider a big line bundle $L$ on $X$, a Hermitian metric $h_0$ on $L$ with $\theta =c_1(L,h_0)$. Let $A$ be a very ample line bundle on $X$. Take a Hermitian metric $h_ A$ on $A$ such that $\omega =\mathrm{dd}^{\mathrm{c}}h_ A$ is a Kähler form.

Using the trace operator, one could prove the following generalization of theorem 18.1.46:

Theorem 20.2.39.230AF20F8E84 Let $h$ be a (singular) plurisubharmonic metric on $L$ with $\nu (\mathrm{dd}^{\mathrm{c}}h,Y)=0$. Assume that

92546FA16294 20.2.40
\begin{equation} \lim _{\epsilon \to 0+} \int _ Y\left(\operatorname{Tr}_ Y^{c_1(L|_ Y)+\epsilon \omega |_ Y}\bigl (c_1(L,h)\bigr ) \right)^ m>0. \end{equation}

Then for any holomorphic line bundle $T$ on $X$ we have

97B6F891A18A 20.2.41
\begin{equation} \int _ Y \left(\operatorname{Tr}_ Y^{c_1(L|_ Y)}\bigl (c_1(L,h)\bigr )\right)^ m = \lim _{k \to \infty } \frac{m!}{k^ m} h^0\left(Y,T|_ Y\otimes L|_ Y^ k \otimes \operatorname{Res}_ Y\left(\mathcal{I}(h^{k})\right) \right). \end{equation}
Recall that $\operatorname{Res}_ Y$ is defined in definition 5.16.23. Observe that by example 20.2.17, (20.2.40) implies that $\operatorname{Tr}_ Y^{c_1(L|_ Y)}(c_1(L,h))$ is defined. So (20.2.41) is defined.

We will identify $h$ with $\varphi \in \mathrm{PSH}(X,\theta )$ as in (5.20.9).

For the proof, recall that the ideal sheaf $\mathcal{I}_{\infty }$ is introduced in definition 5.18.13.

Proof. Step 1. We first assume that $\mathrm{dd}^{\mathrm{c}}h$ is a Kähler current. Let $(\varphi _ j)_ j$ be a quasi-equisingular approximation of $\varphi $ in $\mathrm{PSH}(X,\theta )$. After possibly replacing $(\varphi _ j)_ j$ by a subsequence, there exists $\epsilon _0 \in (0,1)\cap \mathbb {Q}$ such that the $\theta _{(1-\epsilon ) \varphi _ j}$'s are also Kähler currents for any $\epsilon \in (0,\epsilon _0)$.

For any rational $\epsilon \in (0,\epsilon _0)$, and sufficiently large $k$, we have

\[ \begin{aligned} & \frac{1}{m!}\int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(\varphi )\right)^ m \\ =& \lim _{k \to \infty } \frac{1}{k^ m} h^0\left(Y, T|_ Y\otimes L|_ Y^ k\otimes \mathcal{I}\left(k\operatorname{Tr}_ Y^{\theta }(\varphi )\right)\right) \quad \textup{by theorem \href{../../tag/FEA63C5AE11F/}{18.1.46}}\\ \leq & \varliminf _{k \to \infty } \frac{1}{k^ m} h^0\left(Y, T|_ Y\otimes L|_ Y^ k\otimes \operatorname{Res}_ Y\left(\mathcal{I}(k\varphi )\right)\right) \quad \textup{ by proposition \href{../../tag/DB90B2D3ADEB/}{20.2.26}}\\ \leq & \varlimsup _{k \to \infty } \frac{1}{k^ m} h^0\left(Y, T|_ Y\otimes L|_ Y^ k\otimes \operatorname{Res}_ Y\left(\mathcal{I}(k\varphi )\right)\right)\\ \leq & \varlimsup _{k \to \infty } \frac{1}{k^ m} h^0\left(Y, T|_ Y\otimes L|_ Y^ k\otimes \operatorname{Res}_ Y\mathcal{I}\left(k\varphi _ j\right)\right) \\ \leq & \varlimsup _{k \to \infty } \frac{1}{k^ m} h^0\left(Y, T|_ Y\otimes L|_ Y^ k\otimes \operatorname{Res}_ Y\mathcal{I}_{\infty }\left((1-\epsilon )k\varphi _ j\right)\right) \quad \textup{by \href{../../tag/2E0432C779A0/}{5.18.15}}\\ \leq & \varlimsup _{k \to \infty } \frac{1}{k^ m} h^0\left(Y, T|_ Y\otimes L|_ Y^ k\otimes \mathcal{I}_{\infty }\left((1-\epsilon )k\varphi _ j|_ Y\right)\right)\\ \leq & \varlimsup _{k \to \infty } \frac{1}{k^ m} h^0\left(Y, T|_ Y\otimes L|_ Y^ k\otimes \mathcal{I}\left((1-\epsilon ) k\varphi _ j|_ Y\right) \right)\\ = & \frac{1}{m!} \int _ Y \left(\theta |_ Y+(1-\epsilon )\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\quad \textup{by theorem \href{../../tag/FEA63C5AE11F/}{18.1.46}}. \end{aligned} \]

Here we used the observation that for any $\psi \in \mathrm{QPSH}(X)$ with analytic singularities with $\psi |_ Y\not\equiv -\infty $, we have

\[ \operatorname{Res}_ Y \mathcal{I}_{\infty }(\psi )\subseteq \mathcal{I}_{\infty }\left(\psi |_ Y\right). \]

Letting $\epsilon \to 0+$, 16.9.25 gives

\[ (1-\epsilon )\varphi _ j|_ Y\xrightarrow {d_ S}\varphi _ j|_ Y. \]

Hence, by theorem 16.9.30, the last term converges to

\[ \frac{1}{m!}\int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m. \]

We conclude that

\[ \begin{aligned} \frac{1}{m!}\int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(\varphi )\right)^ m\leq & \varliminf _{k \to \infty } \frac{1}{k^ m} h^0\left(Y, T|_ Y\otimes L|_ Y^ k\otimes \operatorname{Res}_ Y\left(\mathcal{I}(k\varphi )\right)\right) \\ \leq & \varlimsup _{k \to \infty } \frac{1}{k^ m} h^0\left(Y, T|_ Y\otimes L|_ Y^ k\otimes \operatorname{Res}_ Y\left(\mathcal{I}(k\varphi )\right)\right)\\ \leq & \frac{1}{m!} \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m. \end{aligned} \]

Letting $j\to \infty $, we conclude (20.2.41).

Step 2. We handle the general case. After adding a constant to $\varphi $, we may assume that $\varphi \leq 0$.

Using proposition 20.2.26 and theorem 18.1.46 we obtain that

\[ \begin{aligned} \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(\varphi )\right)^ m & = \lim _{k \to \infty } \frac{m!}{k^ m} h^0\left(Y,T|_ Y \otimes L|_ Y^ k \otimes \mathcal{I}\left(k\operatorname{Tr}_ Y^{\theta }(\varphi )\right)\right)\\ & \leq \varliminf _{k \to \infty } \frac{m!}{k^ m} h^0\left(Y,T|_ Y \otimes L|_ Y^ k \otimes \operatorname{Res}_ Y\left(\mathcal{I}(k\varphi )\right)\right). \end{aligned} \]

Now we address the other direction in (20.2.41). Let $\phi \in \mathrm{H}^0(X,A)$ be a section that does not vanish identically on $Y$. Such $\phi $ exists since $A$ is very ample.

We fix $k_0 \in \mathbb {N}$. For any $k \geq 0$, we have $k = q k_0 + r$ with $q,r \in \mathbb {N}$ and $r \in \{ 0,\ldots , k_0-1\} $. Also, we have an injective linear map

\[ \mathrm{H}^0\left(Y,T|_ Y \otimes L|_ Y^ k \otimes \operatorname{Res}_ Y\mathcal{I}\left(k \varphi \right)\right)\xrightarrow {\cdot \phi ^{\otimes q}} \mathrm{H}^0\left(Y,T|_ Y\otimes L|_ Y^ k \otimes A|_ Y^ q \otimes \operatorname{Res}_ Y\mathcal{I}\left(k \varphi \right)\right). \]

Therefore,

\[ \begin{aligned} & \varlimsup _{k\to \infty } \frac{m!}{k^ m} h^0\left(Y,T|_ Y \otimes L|_ Y^ k \otimes \operatorname{Res}_ Y\mathcal{I}\left(k\varphi \right)\right) \\ \leq & \varlimsup _{k\to \infty } \frac{m!}{k^ m} h^0\left(Y,T|_ Y \otimes L|_ Y^ k \otimes A|_ Y^ q\otimes \operatorname{Res}_ Y\mathcal{I}\left(k\varphi \right)\right) \\ \leq & \max _{r=0,\ldots ,k_0-1}\frac{1}{k_0^ m} \varlimsup _{q\to \infty } \frac{m!}{q^ m} h^0\left(Y,T|_ Y\otimes L|_ Y^{q k_0} \otimes A|_ Y^ q\otimes L|_ Y^{r}\otimes \operatorname{Res}_ Y\mathcal{I}\left((qk_0+r)\varphi \right)\right)\\ \leq & \max _{r=0,\ldots ,k_0-1}\frac{1}{k_0^ m} \varlimsup _{q\to \infty } \frac{m!}{q^ m} h^0\left(Y,T|_ Y\otimes L|_ Y^{q k_0} \otimes A|_ Y^ q\otimes L|_ Y^{r}\otimes \operatorname{Res}_ Y\mathcal{I}\left(k_0q \varphi \right)\right)\\ = & \int _ Y \left(\theta |_ Y+k_0^{-1}\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta +k_0^{-1}\omega }(\varphi )\right)^ m\\ =& \int _ Y \left(\theta |_ Y+k_0^{-1}\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(\varphi )\right)^ m, \end{aligned} \]

where the maximum is taken over the finitely many residue classes $k=qk_0+r$, the following inequality uses $k_0q\leq k$, the first equality follows by applying Step 1 for each $r$ to the big line bundle $L^{k_0} \otimes A$, the Kähler current $k_0 \theta _{\varphi } + \omega $, and twisting bundle $T \otimes L^ r$, and the second equality follows from proposition 16.3.10. Letting $k_0\to \infty $ and using the multi-linearity of the non-pluripolar product proposition 13.11.4 6, we conclude that

\[ \varlimsup _{k\to \infty } \frac{m!}{k^ m} h^0\left(Y,T|_ Y \otimes L|_ Y^ k \otimes \operatorname{Res}_ Y\mathcal{I}\left(k \varphi \right)\right)\leq \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(\varphi )\right)^ m. \]

This completes the proof. $\square$

Theorem 20.2.42.4F486DDB8BD0 Let $\varphi \in \mathrm{PSH}(X,\theta )$ such that $\nu (\varphi ,Y) =0$. Assume that $\theta _{\varphi }$ is a Kähler current. Then for any holomorphic line bundle $T$ on $X$ we have

\[ \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(\varphi )\right)^ m = \lim _{k \to \infty } \frac{m!}{k^ m} \dim _{\mathbb C}\left\{ s|_ Y: s\in \mathrm{H}^0\left(X,T\otimes L^ k \otimes \mathcal{I}(k\varphi )\right)\right\} . \]

Proof. This is a consequence of theorem 18.1.46, theorem 20.2.28 and theorem 20.2.39:

\[ \begin{aligned} \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(\varphi )\right)^ m & = \lim _{k \to \infty } \frac{m!}{k^ m} h^0\left(Y,T|_ Y\otimes L|_ Y^ k\otimes \mathcal{I}\left(k \operatorname{Tr}_ Y^{\theta }(\varphi )\right)\right)\\ & \leq \varliminf _{k \to \infty } \frac{m!}{k^ m} \dim _{\mathbb C}\left\{ s|_ Y: s\in \mathrm{H}^0\left(X,T\otimes L^ k \otimes \mathcal{I}(k\varphi )\right)\right\} \\ & \leq \varlimsup _{k \to \infty } \frac{m!}{k^ m} \dim _{\mathbb C}\left\{ s|_ Y: s\in \mathrm{H}^0\left(X,T\otimes L^ k \otimes \mathcal{I}(k\varphi )\right)\right\} \\ & \leq \lim _{k \to \infty } \frac{m!}{k^ m} h^0\left(Y ,T|_ Y\otimes L|_ Y^ k\otimes \operatorname{Res}_ Y\mathcal{I}(k\varphi )\right)\\ & = \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(\varphi )\right)^ m. \end{aligned} \]

This completes the proof. $\square$

20.2.44 Analytic Bertini theorems6B19CA7EC662

Let $X$ be a connected projective manifold of dimension $n\geq 1$.

The analytic Bertini theorem handles the restriction along a generic subvariety.

Theorem 20.2.45.7931695F46E8 Let $\varphi \in \mathrm{QPSH}(X)$. Let $p\colon X\rightarrow \mathbb {P}^ N$ be a morphism ($N\geq 1$). Define

\[ \mathcal{G}\coloneqq \Bigl \{ H\in |\mathcal{O}_{\mathbb {P}^ N}(1)|: H'\coloneqq H\cap X \textup{ is smooth and } \mathcal{I}(\varphi |_{H'})=\operatorname{Res}_{H'}\bigl (\mathcal{I}(\varphi )\bigr )\Bigr \} . \]

Then $\mathcal{G}\subseteq |\mathcal{O}_{\mathbb {P}^ N}(1)|$ is co-pluripolar.

Recall that co-pluripolar sets are defined in definition 5.47.2. We adopt the convention that $\mathcal{I}(-\infty )=0$.

Remark 20.2.46.6A24558044D5 Here and in the sequel, we slightly abuse the notation by writing $H\cap X$ for $p^{-1}H$, the scheme-theoretic inverse image of $H$. In other words, $H\cap X\coloneqq H\times _{\mathbb {P}^ N} X$.

By definition, any $H\in |\mathcal{O}_{\mathbb {P}^ N}(1)|$ such that $p^{-1}H=\emptyset $ lies in $\mathcal{G}$.

Proof. Take an ample line bundle $L$ with a smooth Hermitian metric $h$ such that $c_1(L,h)+\mathrm{dd}^{\mathrm{c}}\varphi \geq 0$, where $c_1(L,h)$ is the first Chern form of $(L,h)$, namely the curvature form of $h$. We introduce $\Lambda \coloneqq |\mathcal{O}_{\mathbb {P}^ N}(1)|$ to simplify our notations.

Step 1. We prove that the following set is co-pluripolar:

\[ \begin{split} \mathcal{G}_{L}\coloneqq \left\{ H\in \Lambda : H\cap X \text{ is smooth and } \mathrm{H}^0\Bigl (H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\otimes \mathcal{I}(\varphi |_{H\cap X})\Bigr )= \right.\\ \left. \mathrm{H}^0\Bigl (H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\otimes \operatorname{Res}_{H\cap X}\left(\mathcal{I}(\varphi )\right)\Bigr )\right\} . \end{split} \]

Here $\omega _{H\cap X}$ denotes the dualizing sheaf of $H\cap X$.

Let $U\subseteq \Lambda \times X$ be the closed subvariety whose $\mathbb {C}$-points correspond to pairs $(H,x)\in \Lambda \times X$ with $p(x)\in H$. Let $\pi _1\colon U\rightarrow \Lambda $ be the natural projection. We may assume that $\pi _1$ is surjective, as otherwise there is nothing to prove.

Observe that $U$ is a local complete intersection scheme by Krull's Hauptidealsatz and a fortiori a Cohen–Macaulay scheme. It follows from miracle flatness [Theorem 23.1, Mat89] that the natural projection $\pi _2\colon U\rightarrow X$ is flat. As the fibers of $\pi _2$ over closed points of $X$ are isomorphic to $\mathbb {P}^{N-1}$, it follows that $\pi _2$ is smooth. Thus, $U$ is smooth as well. Moreover, observe that

62AF47325D23 20.2.47
\begin{equation} \mathcal{I}(\pi _2^*\varphi )=\pi _2^*\mathcal{I}(\varphi ) \end{equation}

by proposition 5.16.22.

In the following, we will construct pluripolar sets $\Sigma _1\subseteq \Sigma _2 \subseteq \Sigma _3\subseteq \Sigma _4\subseteq \Lambda $ such that the behavior of $\pi _1$ is improved successively on the complement of $\Sigma _ i$.

Step 1.1. The usual Bertini theorem shows that there is a proper Zariski closed set $\Sigma _1\subseteq \Lambda $ such that $\pi _1$ has smooth fibers outside $\Sigma _1$. Enlarging $\Sigma _1$, we may guarantee that $\pi _1$ and $\mathcal{I}(\pi _2^*\varphi )$ are both flat outside $\Sigma _1$. See [Théorème 6.9.1, EGAIV2]. Then after further enlarging $\Sigma _1$ we may assume that $p^{-1}(H)$ avoids all associated points of $\mathcal{O}_ X/\mathcal{I}(\varphi )$, for all $H\in \Lambda \setminus \Sigma _1$. Let $\pi _{1,H}$ denote the fiber of $\pi _1$ at $H$ and write $i_ H\colon \pi _{1,H}\rightarrow U$ for the inclusion morphism. We arrive at

\[ \operatorname{Res}_{\pi _{1,H}}(\mathcal{I}(\pi _2^*\varphi ))=i_ H^*\mathcal{I}(\pi _2^*\varphi ) \]

for all $H\in \Lambda \setminus \Sigma _1$.3

Step 1.2. By Grauert's coherence theorem,

\[ \mathcal{F}^ i\coloneqq R^ i\pi _{1*}\left(\omega _{U/\Lambda }\otimes \pi _2^*L\otimes \mathcal{I}(\pi _2^*\varphi ) \right) \]

is coherent for all $i$. Here $\omega _{U/\Lambda }$ denotes the relative dualizing sheaf of the morphism $U\rightarrow \Lambda $. Thus, there is a proper Zariski closed set $\Sigma _2\subseteq \Lambda $ such that

  1. 94B9B26CA79D

    $\Sigma _2\supseteq \Sigma _1$.

  2. 0FC04CC0A41E

    The $\mathcal{F}^ i$'s are locally free outside $\Sigma _2$.

We write $\mathcal{F}=\mathcal{F}^0$. By cohomology and base change [Theorem III.12.11, Har], for any $H\in \Lambda \setminus \Sigma _2$, the fiber $\mathcal{F}|_ H$ of $\mathcal{F}$ is given by

\[ \mathcal{F}|_ H= \mathrm{H}^0\left(\pi _{1,H},\omega _{U/\Lambda }|_{\pi _{1,H}}\otimes \pi _2^*L|_{\pi _{1,H}}\otimes \operatorname{Res}_{\pi _{1,H}}(\mathcal{I}(\pi _2^*\varphi )) \right). \]

Step 1.3. In order to proceed, we need to make use of the Hodge metric $h_{\mathcal{H}}$ on $\mathcal{F}$ defined in [HPS18]. We briefly recall its definition in our setting. By [Section 22, HPS18], we can find a proper Zariski closed set $\Sigma _3\subseteq \Lambda $ such that

  1. 4DF0186C50EB

    $\Sigma _3\supseteq \Sigma _2$,

  2. 77E34EDD06F8

    $\pi _1$ is smooth outside $\Sigma _3$,

  3. DC4E272A416D

    both $\mathcal{F}$ and $\pi _{1*}\left(\omega _{U/\Lambda }\otimes \pi _2^*L \right)/\mathcal{F}$ are locally free outside $\Sigma _3$, and

  4. 254A2D20904E

    for each $i$,

    \[ R^ i\pi _{1*}\left(\omega _{U/\Lambda }\otimes \pi _2^*L \right) \]

    is locally free outside $\Sigma _3$.

Then for any $H\in \Lambda \setminus \Sigma _3$,

\[ \begin{gathered} \mathrm{H}^0\left(H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\otimes \mathcal{I}(\varphi |_{H\cap X})\right)\\ \subseteq \mathcal{F}|_ H\subseteq \mathrm{H}^0\left(H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\right). \end{gathered} \]

See [Lemma 22.1, HPS18].

Now we can give the definition of the Hodge metric on $\Lambda \setminus \Sigma _3$. Given any $H\in \Lambda \setminus \Sigma _3$, any $\alpha \in \mathcal{F}|_ H$, the Hodge metric is defined as

\[ h_{\mathcal{H}}(\alpha ,\alpha ):=\int _{X\cap H} |\alpha |^2_{h}\mathrm{e}^{-\varphi }\in [0,\infty ]. \]

Observe that $h_{\mathcal{H}}(\alpha ,\alpha )<\infty $ if and only if $\alpha \in \mathrm{H}^0(H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\otimes \mathcal{I}(\varphi |_{H\cap X}))$. Moreover, $h_{\mathcal{H}}(\alpha ,\alpha )>0$ if $\alpha \neq 0$. It is shown in [HPS18] (cf. [Theorem 3.3.5, PT18]) that $h_{\mathcal{H}}$ is indeed a singular Hermitian metric, and it extends to a positive metric on $\mathcal{F}$.

Step 1.4. The determinant $\det h_{\mathcal{H}}$ is singular at all $H\in \Lambda \setminus \Sigma _3$ such that

\[ \mathrm{H}^0\Bigl (H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\otimes \mathcal{I}(\varphi |_{H\cap X})\Bigr )\neq \mathcal{F}|_ H. \]

As the map $\pi _2$ is smooth, we have $\pi _2^*\mathcal{I}(\varphi )= \mathcal{I}(\pi _2^*\varphi )$ by proposition 5.16.22. Under the identification $\pi _{1,H}\cong H\cap X$, we have

\[ \operatorname{Res}_{\pi _{1,H}}\Bigl (\pi _2^*\mathcal{I}(\varphi )\Bigr )\cong \operatorname{Res}_{H\cap X}\Bigl (\mathcal{I}(\varphi )\Bigr ). \]

Thus, we have the following inclusions:

\[ \begin{split} & \mathrm{H}^0\Bigl (H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\otimes \mathcal{I}\left(\varphi |_{H\cap X}\right)\Bigr )\\ \subseteq & \mathrm{H}^0\Bigl (H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\otimes \operatorname{Res}_{H\cap X}\bigl (\mathcal{I}(\varphi )\bigr )\Bigr ), \end{split} \]

the right-hand side being $\mathcal{F}|_ H$.

Recall that the first inclusion follows from theorem 5.16.26. Hence, $\det h_{\mathcal{H}}$ is singular at all $H\in |\mathcal{O}_{\mathbb {P}^ N}(1)|\setminus \Sigma _3$ such that

\[ \begin{split} & \mathrm{H}^0\Bigl (H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\otimes \mathcal{I}\left(\varphi |_{H\cap X}\right)\Bigr )\\ \neq & \mathrm{H}^0\Bigl (H\cap X,\omega _{H\cap X}\otimes L|_{H\cap X}\otimes \operatorname{Res}_{H\cap X}\bigl (\mathcal{I}(\varphi )\bigr )\Bigr ). \end{split} \]

Let $\Sigma _4$ be the union of $\Sigma _3$ and the set of all such $H$. Since the Hodge metric $h_{\mathcal{H}}$ is positive ([Theorem 3.3.5, PT18] and [Theorem 21.1, HPS18]), its determinant $\det h_{\mathcal{H}}$ is also positive ([Proposition 1.3, Rau15] and [Proposition 25.1, HPS18]), it follows that $\Sigma _4$ is pluripolar. As a consequence, $\mathcal{G}_{L}$ is co-pluripolar.

Step 2.

Fix an ample invertible sheaf $S$ on $X$. The same result holds with $L\otimes S^{\otimes a}$ in place of $L$. Thus, the set

\[ A\coloneqq \bigcap _{a=0}^{\infty }\mathcal{G}_{L\otimes S^{\otimes a}} \]

is co-pluripolar. For each $H\in \Lambda $ such that $X\cap H$ is smooth and $\mathcal{I}(\varphi |_{X\cap H})\neq \operatorname{Res}_{H\cap X}(\mathcal{I}(\varphi ))$, let $\mathcal{K}$ be the following cokernel:

\[ 0\rightarrow \mathcal{I}\left(\varphi |_{X\cap H}\right)\rightarrow \operatorname{Res}_{H\cap X}\bigl (\mathcal{I}(\varphi )\bigr )\rightarrow \mathcal{K}\rightarrow 0. \]

By Serre vanishing theorem, taking $a$ large enough, we may guarantee that

\[ \mathrm{H}^1\Bigl (X\cap H,\omega _{X\cap H}\otimes (L\otimes S^{\otimes a})|_{X\cap H}\otimes \mathcal{I}(\varphi |_{X\cap H})\Bigr )=0 \]

and

\[ \mathrm{H}^0\Bigl (X\cap H,\omega _{X\cap H}\otimes (L\otimes S^{\otimes a})|_{X\cap H}\otimes \mathcal{K}\Bigr )\neq 0. \]

Then

\[ \begin{split} \mathrm{H}^0\Bigl (X\cap H,\omega _{X\cap H}\otimes (L\otimes S^{\otimes a})|_{X\cap H}\otimes \mathcal{I}\left(\varphi |_{X\cap H}\right)\Bigr )\neq \\ \mathrm{H}^0\Bigl (X\cap H,\omega _{X\cap H}\otimes (L\otimes S^{\otimes a})|_{X\cap H}\otimes \operatorname{Res}_{H\cap X}\left(\mathcal{I}(\varphi )\right)\Bigr ). \end{split} \]

Thus, $H\not\in A$. We conclude that $\mathcal{G}$ is co-pluripolar. $\square$

Remark 20.2.48.E131A2FB1C6A More generally, the same technique implies the following general result: Let $f\colon X\rightarrow Y$ be a projective morphism between complex manifolds and $(L,h)$ be a Hermitian pseudo-effective line bundle on $X$. Then for quasi-every4 $y\in Y$, the fiber $X_ y$ is smooth and

\[ \mathcal{I}(\lambda h|_{X_ y})=\operatorname{Res}_{X_ y}\left( \mathcal{I}(\lambda h) \right). \]
In the sequel of this section, we fix a base-point free linear system $\Lambda $ on $X$. For the results below that assert connectedness, we assume in addition that the set of connected smooth members of $\Lambda $ is co-pluripolar in $\Lambda $.

Corollary 20.2.49.50ABF7A3834B Let $\varphi \in \mathrm{QPSH}(X)$. Then for quasi-every $H\in \Lambda $, we have $\varphi |_ H\not\equiv -\infty $.

Proof. For quasi-every $H$, theorem 20.2.45 gives

\[ \mathcal I(\varphi |_ H)=\operatorname{Res}_ H\mathcal I(\varphi ). \]

After removing the hyperplanes meeting the associated points of $\mathcal O_ X/\mathcal I(\varphi )$ improperly, the right-hand side is non-zero. Since $\mathcal I(-\infty )=0$, this implies $\varphi |_ H\not\equiv -\infty $. $\square$

Corollary 20.2.50.B590E31078F3 Assume that $n\geq 2$. Let $\varphi \in \mathrm{QPSH}(X)$. Then quasi-every $H\in \Lambda $ is connected and smooth, satisfies $\nu (\varphi ,H)=0$ and we have

\[ \operatorname{Tr}_ H(\varphi )\sim _{\mathcal{I}} \varphi |_ H. \]
The connectedness assumption on $H$ is used here because we developed most of the trace theory above for connected submanifolds.

Proof. First observe that the set $\{ x\in X:\nu (\varphi ,x)>0\} $ is a countable union of proper analytic subsets by Siu's semicontinuity theorem theorem 5.16.7. It follows that a very general element in $\Lambda $ is not contained in this set.

Fix an ample line bundle $L$ so that there is a smooth Hermitian metric $h_ L$ such that $c_1(L,h_ L)+\mathrm{dd}^{\mathrm{c}}\varphi $ is a Kähler current. Thanks to theorem 20.2.45 and the connectedness assumption on $\Lambda $, we can find a co-pluripolar set $\Lambda '\subseteq \Lambda $ such that each $H\in \Lambda '$ satisfies the following:

  1. 51A1BB87BE61

    $H$ is smooth and connected;

  2. FB6AE3B7BE82

    $\nu (\varphi ,H)=0$;

  3. 0B98F656C5AC

    $\mathcal{I}(k\varphi |_ H)=\operatorname{Res}_{H}(\mathcal{I}(k\varphi ))$ for all $k\in \mathbb {Z}_{>0}$.

Put $\alpha _ H\coloneqq c_1(L,h_ L)|_ H$. It follows from theorem 20.2.39 and theorem 18.1.46 that

\[ \int _ H \left( \alpha _ H+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ H^{c_1(L,h_ L)}(\varphi )\right)^{n-1} = \int _ H \left( \alpha _ H+\mathrm{dd}^{\mathrm{c}}P_{c_1(L,h_ L)|_ H}\left[\varphi |_ H\right]_{\mathcal{I}} \right)^{n-1}. \]

Since $\varphi |_ H\preceq _ P \operatorname{Tr}_ H(\varphi )$ by proposition 20.2.12, we also have $\varphi |_ H\preceq _{\mathcal I}\operatorname{Tr}_ H(\varphi )$. Hence

\[ P_{c_1(L,h_ L)|_ H}[\varphi |_ H]_{\mathcal I}\leq P_{c_1(L,h_ L)|_ H}[\operatorname{Tr}_ H(\varphi )]_{\mathcal I}. \]

The trace is $\mathcal I$-good, so the right-hand side agrees with its $P$-envelope. The equality of the masses above and theorem 16.3.15 then imply that the two sides have the same $P$-singularity type, hence

\[ \operatorname{Tr}_ H(\varphi )\sim _{\mathcal I}\varphi |_ H. \]
$\square$

Lemma 20.2.51.CB547C0AF98F Assume that $n\geq 2$. Let $T$ be a closed positive $(1,1)$-current on $X$ with $\int _ X T^ n>0$. Then quasi-every $H\in \Lambda $ is connected and smooth, $T|_ H$ is well-defined and satisfies

\[ \int _ H T|_ H^{n-1}>0. \]

Proof. Write $T=\theta _{\varphi }$ for some smooth closed real $(1,1)$-form $\theta $ on $X$ and $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$. Thanks to 13.13.47, we can find $\psi \in \mathrm{PSH}(X,\theta )$ such that $\theta _{\psi }$ is a Kähler current and $\psi \leq \varphi $. By corollary 20.2.49 and the connectedness assumption on $\Lambda $, we can find a co-pluripolar set $\Lambda '\subseteq \Lambda $ such that each $H\in \Lambda '$ satisfies:

  1. E5EC90FDBEC6

    $H$ is smooth and connected;

  2. 97B532CFCEDC

    the restriction $\psi |_ H$ is not identically $-\infty $.

Since $\theta _\psi $ is a Kähler current, its restriction to such an $H$ has positive non-pluripolar mass. As $\psi |_ H\leq \varphi |_ H$, theorem 13.13.11 gives

\[ \int _ H(\theta |_ H+\mathrm{dd}^{\mathrm{c}}\varphi |_ H)^{n-1} \geq \int _ H(\theta |_ H+\mathrm{dd}^{\mathrm{c}}\psi |_ H)^{n-1}>0. \]

We conclude the proof. $\square$

Corollary 20.2.52.3AEE64F8D403 Assume that $n\geq 2$. Let $T$ be a closed positive $(1,1)$-current on $X$ with $\operatorname{vol}T>0$. Then quasi-every $H\in \Lambda $ is connected and smooth, and $\operatorname{Tr}_ H^{\{ T\} |_ H}(T)$ is well-defined and has positive volume.

Proof. Write $T=\theta +\mathrm{dd}^{\mathrm{c}}\varphi $ and set $\psi =P_{\theta }[\varphi ]_{\mathcal{I}}$. Then $\psi \sim _{\mathcal{I}}\varphi $ and

\[ \int _ X \theta _{\psi }^{n}=\operatorname{vol}T>0. \]

By 20.2.51, for quasi-every $H\in \Lambda $, the hypersurface $H$ is connected and smooth, $\psi |_ H$ is well-defined, and

\[ \int _ H \left(\theta |_ H+\mathrm{dd}^{\mathrm{c}}\psi |_ H\right)^{n-1}>0. \]

For such $H$, corollary 20.2.50 gives $\operatorname{Tr}_ H(\psi )\sim _{\mathcal{I}}\psi |_ H$. Since $\varphi \sim _{\mathcal{I}}\psi $, proposition 20.2.21 also gives $\operatorname{Tr}_ H(\varphi )\sim _ P\operatorname{Tr}_ H(\psi )$. The assertion now follows from example 20.2.17. $\square$

Proposition 20.2.53.A2BD7EA3B4B4 Assume that $n\geq 2$. Let $\varphi ,\psi \in \mathrm{QPSH}(X)$. Assume that $\varphi \preceq _ P \psi $. Then quasi-every $H\in \Lambda $ is connected and smooth, and $\varphi |_ H\preceq _ P \psi |_ H$.

Proof. Thanks to 16.8.13, we may replace $\varphi $ by $\varphi \lor \psi $ and assume that $\varphi \sim _ P \psi $. It suffices to show that $\varphi |_ H\sim _ P \psi |_ H$ for quasi-every $H\in \Lambda $.

Take a smooth closed real $(1,1)$-form $\theta $ on $X$ so that $\varphi ,\psi \in \mathrm{PSH}(X,\theta )_{>0}$. It suffices to compare $\varphi $ and $\psi $ with $P_{\theta }[\varphi ]$, so without loss of generality, we may assume that $\psi $ is a model potential in $\mathrm{PSH}(X,\theta )_{>0}$. Up to adding a constant to $\varphi $, we may then assume that $\varphi \leq \psi $. It follows from 13.13.30 that we can find a sequence $(\eta _ j)_ j$ in $\mathrm{PSH}(X,\theta )_{>0}$ such that

\[ j^{-1}\eta _ j+\left(1-j^{-1}\right)\psi \leq \varphi \]

for all $j\geq 2$. By corollary 20.2.49, 20.2.51, we can find a co-pluripolar set $\Lambda '\subseteq \Lambda $ such that any $H\in \Lambda '$ satisfies:

  1. 402CADA317DA

    $H$ is smooth and connected;

  2. 001701E8EE1D

    $\eta _ j|_ H\in \mathrm{PSH}(H,\theta |_ H)_{>0}$ for all $j\geq 2$ and $\psi |_ H\in \mathrm{PSH}(H,\theta |_ H)_{>0}$.

Therefore, taking proposition 16.4.2 into account, we arrive at

\[ j^{-1} P_{\theta |_ H}\bigl [\eta _ j|_ H\bigr ]+\left(1-j^{-1}\right)P_{\theta |_ H}\bigl [\psi |_ H\bigr ]\leq P_{\theta |_ H}\bigl [\varphi |_ H\bigr ] \]

for all $j\geq 2$. The normalized envelopes $P_{\theta |_ H}[\eta _ j|_ H]$ are uniformly bounded in $L^1$, hence

\[ j^{-1}P_{\theta |_ H}[\eta _ j|_ H]\xrightarrow {L^1} 0. \]

We conclude that

\[ P_{\theta |_ H}[\psi |_ H]\leq P_{\theta |_ H}[\varphi |_ H] \]

and hence $\psi |_ H\preceq _ P \varphi |_ H$. $\square$

Lemma 20.2.54.A172685DB2AD Assume that $n\geq 2$. Let $\theta $ be a closed smooth $(1,1)$-form on $X$ representing a big cohomology class and $(\varphi _ j)_ j$ be a decreasing sequence in $\mathrm{PSH}(X,\theta )$. Assume that $\varphi \in \mathrm{PSH}(X,\theta )$ and $\varphi _ j\xrightarrow {d_ S}\varphi $. Furthermore, assume that $\varphi \leq \varphi _ j$ for each $j>0$. Then quasi-every $H\in \Lambda $ is connected and smooth, $\varphi _ j|_ H\not\equiv -\infty $ for all $j\geq 1$, $\varphi |_ H\not\equiv -\infty $, and

\[ \varphi _ j|_ H\xrightarrow {d_ S}\varphi |_ H. \]

Proof. By corollary 16.9.36, we may assume that $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$.

Using 13.13.30, we can find a decreasing sequence $(\epsilon _ j)_ j$ in $(0,1)$ with limit $0$ and $\eta _ j\in \mathrm{PSH}(X,\theta )_{>0}$ such that $\eta _ j\leq \varphi _ j$ and

\[ \epsilon _ j\eta _ j+(1-\epsilon _ j)\varphi _ j\leq \varphi . \]

By corollary 20.2.49, 20.2.51, we can find a co-pluripolar set $\Lambda '\subseteq \Lambda $ such that any $H\in \Lambda '$ satisfies:

  1. BE6DEC237CA9

    $H$ is smooth and connected;

  2. A069E69D0FE9

    $\eta _ j|_ H\in \mathrm{PSH}(H,\theta |_ H)_{>0}$ for all $j\geq 1$ and $\varphi |_ H\in \mathrm{PSH}(H,\theta |_ H)_{>0}$.

Therefore, taking proposition 16.4.2 into account, we arrive at

\[ \epsilon _ j P_{\theta |_ H}\bigl [\eta _ j|_ H\bigr ]+\left(1-\epsilon _ j\right)P_{\theta |_ H}\bigl [\varphi _ j|_ H\bigr ]\leq P_{\theta |_ H}\bigl [\varphi |_ H\bigr ]. \]

Since the normalized envelopes $P_{\theta |_ H}[\eta _ j|_ H]$ are relatively compact in $L^1$, we have $\epsilon _ jP_{\theta |_ H}[\eta _ j|_ H]\to 0$ in $L^1$. Letting $j\to \infty $, we get

\[ \lim _{j\to \infty } P_{\theta |_ H}\bigl [\varphi _ j|_ H\bigr ]\leq P_{\theta |_ H}\bigl [\varphi |_ H\bigr ]. \]

The reverse inequality is trivial, so we get an equality here. By theorem 13.13.11 and proposition 16.4.4, we conclude that

\[ \lim _{j\to \infty }\int _ H \Bigl (\theta |_ H+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ H\Bigr )^{n-1}=\int _ H \Bigl (\theta |_ H+\mathrm{dd}^{\mathrm{c}}\varphi |_ H\Bigr )^{n-1}. \]

Therefore, using corollary 16.9.14, we conclude that $\varphi _ j|_ H\xrightarrow {d_ S}\varphi |_ H$. $\square$

Corollary 20.2.55.8F47DBEBF9D3 Assume that $n\geq 2$. Let $\varphi \in \mathrm{QPSH}(X)$ be an $\mathcal{I}$-good potential. Then quasi-every $H\in \Lambda $ satisfies:

  1. 313ACC732701

    $H$ is connected and smooth;

  2. B1E793618E4A

    $\varphi |_ H$ is $\mathcal{I}$-good;

  3. 90D0D13FF7DE

    $\nu (\varphi ,H)=0$;

  4. 68C9040B8FC9

    $\operatorname{Tr}_ H \varphi \sim _ P \varphi |_ H$.

Furthermore, if $\theta $ is a closed smooth real $(1,1)$-form on $X$ such that $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$, then we can further guarantee, on the same co-pluripolar set of $H\in \Lambda $, that $\operatorname{Tr}_ H(\varphi )$ has a representative $\operatorname{Tr}_ H(\varphi )\in \mathrm{PSH}(H,\theta |_ H)_{>0}$.

Proof. Choose a closed smooth real $(1,1)$-form $\theta _0$ representing a big class such that $\varphi \in \mathrm{PSH}(X,\theta _0)$ and $\theta _0+\mathrm{dd}^{\mathrm{c}}\varphi $ is a Kähler current. Let $(\varphi _ j)_ j$ be a quasi-equisingular approximation of $\varphi $ in $\mathrm{PSH}(X,\theta _0)_{>0}$. Since $\varphi $ is $\mathcal I$-good, corollary 18.1.14, theorem 18.1.2, proposition 16.9.6 gives

\[ \varphi _ j\xrightarrow {d_ S}\varphi . \]

Applying 20.2.54, we find a co-pluripolar set of $H\in \Lambda $ such that $H$ is connected and smooth, the restrictions $\varphi _ j|_ H$ and $\varphi |_ H$ are not identically $-\infty $, and

\[ \varphi _ j|_ H\xrightarrow {d_ S}\varphi |_ H. \]

For such an $H$, the potentials $\varphi _ j|_ H$ have analytic singularities, hence are $\mathcal I$-good by example 18.1.10. It follows from corollary 18.1.9 that $\varphi |_ H$ is $\mathcal I$-good.

On the other hand, corollary 20.2.50 gives, after intersecting with another co-pluripolar set of parameters $H$, that $\nu (\varphi ,H)=0$ and

\[ \operatorname{Tr}_ H(\varphi )\sim _{\mathcal I}\varphi |_ H. \]

The trace $\operatorname{Tr}_ H(\varphi )$ is $\mathcal I$-good by proposition 20.2.8. Since both $\operatorname{Tr}_ H(\varphi )$ and $\varphi |_ H$ are $\mathcal I$-good, their $\mathcal I$-equivalence identifies their $\mathcal I$-envelopes, which agree with their $P$-envelopes. Hence

\[ \operatorname{Tr}_ H(\varphi )\sim _ P\varphi |_ H. \]

Finally corollary 20.2.52 shows, after intersecting with one more co-pluripolar set of $H\in \Lambda $, that $\operatorname{Tr}_ H(\varphi )$ has a representative in $\mathrm{PSH}(H,\theta |_ H)_{>0}$. $\square$

For later use, let us also prove a reverse Bertini theorem here.

Lemma 20.2.56 (Reverse Bertini theorem).A7BAA368EEF9 Let $X$ be a complex manifold, $f\colon X\rightarrow \Delta ^*$ be a projective surjective morphism to the punctured unit disk $\Delta ^*$. Let $(L,h)$, $(L,h')$ be Hermitian pseudo-effective line bundles on $X$ with the same underlying line bundle. Assume that there is a biholomorphic $S^1$-action on $(X,L)$ making $f$ equivariant and such that $h$ and $h'$ are invariant under this action. Assume that for quasi-every $z\in \Delta ^*$, $X_ z$ is smooth and $h|_{X_ z}\sim _{\mathcal{I}}h'|_{X_ z}$. Then $h\sim _{\mathcal{I}}h'$.

Proof. We need to show that $\mathcal{I}(kh)=\mathcal{I}(kh')$ for every positive integer $k$. It suffices to prove the case $k=1$, since our assumptions are invariant after replacing $h$ and $h'$ by $h^ k$ and $h'^ k$. We will therefore prove $\mathcal{I}(h)=\mathcal{I}(h')$. First observe that it suffices to prove that

133BE510F62F 20.2.57
\begin{equation} f_*\Bigl (K_{X}\otimes L\otimes \mathcal{I}(h)\Bigr )=f_*\Bigl (K_{X}\otimes L\otimes \mathcal{I}(h')\Bigr ) \end{equation}

as subsheaves of $f_*(K_{X}\otimes L)$. In fact, suppose that (20.2.57) holds. Let $H$ be a $f$-ample invertible sheaf on $X$. Then (20.2.57) also holds with $L\otimes H^ m$ in place of $L$. It follows from Grauert–Remmert's version of Serre vanishing theorem [Theorem 2.1(A), BS76] that $\mathcal{I}(h)=\mathcal{I}(h')$.

It remains to prove (20.2.57). Observe that both sides of (20.2.57) are locally free by [Corollary 1.5, Mat16]. We claim that it suffices to show that

C42AE95D23AF 20.2.58
\begin{equation} f_*\Bigl (K_{X}\otimes L\otimes \mathcal{I}(h)\Bigr ) \otimes \mathbb {C}(z)=f_*\Bigl (K_{X}\otimes L\otimes \mathcal{I}(h')\Bigr ) \otimes \mathbb {C}(z) \end{equation}

for quasi-every $z\in \Delta ^*$. In fact, this implies that the same holds outside a countable subset of $\Delta ^*$. But the set where (20.2.58) fails has to be $S^1$-invariant, it has to be empty.

By cohomology and base change together with the analytic Bertini theorem 20.2.48, for quasi-every $z\in \Delta ^*$, we have

\[ \begin{split} f_*\Bigl (K_{X}\otimes L\otimes \mathcal{I}(h)\Bigr ) \otimes \mathbb {C}(z)=\mathrm{H}^0\Bigl (X_ z,K_{X}|_{X_ z}\otimes L|_{X_ z}\otimes \mathcal{I}(h|_{X_ z})\Bigr ),\\ f_*\Bigl (K_{X}\otimes L\otimes \mathcal{I}(h')\Bigr ) \otimes \mathbb {C}(z)=\mathrm{H}^0\Bigl (X_ z,K_{X}|_{X_ z}\otimes L|_{X_ z}\otimes \mathcal{I}(h'|_{X_ z})\Bigr ). \end{split} \]

But we assumed that for quasi-every $z$, $h|_{X_ z}\sim _{\mathcal{I}}h'|_{X_ z}$, it follows that for quasi-every $z\in \Delta ^*$, (20.2.58) holds. The proof is complete. $\square$

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