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20.2.29 Relation to the classical restricted volumesA437169E35B2

Let $X$ be a connected compact Kähler manifold of dimension $n$ and $Y$ be a connected submanifold of dimension $m$. Fix a big class $\alpha \in \mathrm{H}^{1,1}(X,\mathbb {R})$. Take a closed smooth real $(1,1)$-form $\theta \in \alpha $. Fix a Kähler form $\omega $ on $X$.

Recall that the notions of non-Kähler locus and non-nef locus were defined in definition 5.19.9 and definition 5.19.11.

When $Y\not\subseteq \operatorname{nK}(\alpha )$, Matsumura ([Definition 1.4, Mat13]) defines the restricted volume of $\{ \theta \} $ to $Y$ in the following manner:

D4594BE77AFC 20.2.30
\begin{equation} \operatorname{vol}_{X|Y}(\alpha )\coloneqq \sup _{\varphi } \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi |_ Y\right)^{m}, \end{equation}

where $\varphi $ runs over elements in $\mathrm{PSH}(X,\theta )$ with analytic singularities such that $\varphi |_ Y\not\equiv -\infty $. This definition is independent of the choice of $\theta $.

In case $Y\not\subseteq \operatorname{nn}(\alpha )$, Collins–Tosatti [CT22] extend the above definition of restricted volume:

03AF8A775E35 20.2.31
\begin{equation} \operatorname{vol}_{X|Y}(\alpha )\coloneqq \lim _{\epsilon \searrow 0}\sup _{\varphi } \int _ Y \left(\theta |_ Y + \epsilon \omega |_ Y +\mathrm{dd}^{\mathrm{c}}\varphi |_ Y\right)^ m. \end{equation}

where $\varphi $ runs over elements in $\mathrm{PSH}(X,\theta +\epsilon \omega )$ with analytic singularities such that $\varphi |_ Y\not\equiv -\infty $. This definition is independent of the choice of $\theta $.

Proposition 20.2.32.AFC4F39F65CF Assume that $Y\not\subseteq \operatorname{nK}(\alpha )$. Then

DA6F88B54E6F 20.2.33
\begin{equation} \operatorname{vol}_{X|Y}(\alpha )= \int _ Y \left( \theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(V_{\theta }) \right)^ m =\int _ Y (\theta |_ Y + \mathrm{dd}^{\mathrm{c}}V_\theta |_ Y)^ m. \end{equation}

Proof. We start with the first equality of (20.2.33). Since $Y\not\subseteq \operatorname{nK}(\alpha )$, $V_{\theta }|_ Y \not\equiv -\infty $ as a consequence of 13.13.8, hence also $\nu (V_{\theta },Y)=0$.

Take a quasi-equisingular approximation $(\varphi _ j)_{j>0}$ of $V_{\theta }$ with $\varphi _ j\in \mathrm{PSH}(X,\theta +\epsilon _ j\omega )$ for a decreasing sequence $(\epsilon _ j)_{j>0}$ converging to $0$. By the monotonicity theorem theorem 13.13.11, we have for each $j>0$,

\[ \int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\geq \int _ Y \left(\theta |_ Y+\mathrm{dd}^{\mathrm{c}}\chi |_ Y\right)^ m \]

for every $\chi \in \mathrm{PSH}(X,\theta )$ with $\chi |_ Y\not\equiv -\infty $. Since $\chi $ is arbitrary, we conclude that

\[ \lim _{j\to \infty }\int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\geq \operatorname{vol}_{X|Y}(\alpha ). \]

For any fixed $\epsilon >0$, we have

\[ \begin{split} \lim _{j\to \infty } \int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\leq & \lim _{j\to \infty } \int _ Y \left(\theta |_ Y+\epsilon \omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\\ =& \int _ Y \left(\theta |_ Y+\epsilon \omega |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta +\epsilon \omega }(V_{\theta })\right)^ m. \end{split} \]

Letting $\epsilon \to 0+$ and applying example 20.2.17, we conclude that the $\leq $ direction in the first equality of (20.2.33) holds. Moreover, $Y\not\subseteq \operatorname{nK}(\alpha )$ implies $\operatorname{vol}_{X|Y}(\alpha )>0$ by (20.2.30). Hence the limiting mass in example 20.2.17 is positive, and $\operatorname{Tr}_ Y^\theta (V_\theta )$ is indeed defined in the present situation.

For the reverse direction, by definition, for any fixed $\epsilon >0$, we have

\[ \begin{aligned} \int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m & \leq \int _ Y \left(\theta |_ Y+\epsilon \omega |_ Y+\mathrm{dd}^{\mathrm{c}}\varphi _ j|_ Y\right)^ m\\ & \leq \operatorname{vol}_{X|Y}(\{ \theta \} +\epsilon \{ \omega \} ) \end{aligned} \]

for all large enough $j$. Therefore, for large $j$, by the monotonicity theorem theorem 13.13.11, we have

\[ \int _ Y \left(\theta |_ Y+\epsilon _ j\omega |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(V_{\theta })\right)^ m\leq \operatorname{vol}_{X|Y}(\{ \theta \} +\epsilon \{ \omega \} ). \]

Letting $j\to \infty $ and $\epsilon \searrow 0$, using the continuity of $\operatorname{vol}_{X|Y}$ ([Corollary 4.11, Mat13]) together with example 20.2.17, we conclude the first equality of (20.2.33).

Now we address the second equality. Due to theorem 13.13.11, the defining formula (20.2.30), and the definition of $V_\theta $, we obtain that

\[ \operatorname{vol}_{X|Y}(\{ \theta \} ) \leq \int _ Y (\theta |_ Y + \mathrm{dd}^{\mathrm{c}}V_\theta |_ Y)^ m. \]

The reverse inequality now follows from the first equality of (20.2.33), theorem 13.13.11 and the fact that $V_\theta |_ Y \preceq _ P \operatorname{Tr}_ Y^\theta (V_\theta )$ as proved in proposition 20.2.12. $\square$

Theorem 20.2.34.7EFDFA26519B If $Y\not\subseteq \operatorname{nn}(\alpha )$, then

3C4F71AC116E 20.2.35
\begin{equation} \begin{aligned} \operatorname{vol}_{X|Y}(\alpha ) & = \lim _{\epsilon \to 0+}\int _ Y \Bigl (\theta |_ Y + \epsilon \omega |_ Y + \mathrm{dd}^{\mathrm{c}}V_{\theta + \epsilon \omega }|_ Y\Bigr )^ m\\ =& \lim _{\epsilon \to 0+}\int _ Y \left(\theta |_ Y + \epsilon \omega |_ Y + \mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta + \epsilon \omega }(V_{\theta + \epsilon \omega }) \right)^ m \\ & =\int _ Y \left( \theta |_ Y+\mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta }(V_{\theta }) \right)^ m, \end{aligned} \end{equation}

where the last term is understood as $0$ if $\operatorname{Tr}_ Y^{\theta }(V_{\theta })$ is not defined.

Proof. Since $\nu (V_\theta , Y)=0$, we have $Y\not\subseteq \operatorname{nK}(\alpha +\epsilon \{ \omega \} )$ for all $\epsilon >0$. Therefore, by (20.2.31) and (20.2.33), only the last equality of (20.2.35) needs to be argued.

Thanks to 16.9.50, we have

\[ V_{\theta +\epsilon \omega }\xrightarrow {d_ S}V_{\theta } \]

as $\epsilon \to 0+$.

Therefore, using proposition 20.2.22, we find

\[ \operatorname{Tr}_ Y\left( V_{\theta +\epsilon \omega } \right) \xrightarrow {d_ S} \operatorname{Tr}_ Y\left(V_{\theta }\right). \]

Set

\[ M\coloneqq \lim _{\epsilon _0\to 0+}\int _ Y \left(\theta |_ Y+\epsilon _0\omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta +\epsilon _0\omega }(V_{\theta })}. \]

By example 20.2.17, if $\operatorname{Tr}_ Y^{\theta }(V_{\theta })$ is defined, then

\[ M=\int _ Y (\theta |_ Y)^ m_{\operatorname{Tr}_ Y^{\theta }(V_{\theta })}, \]

whereas if $\operatorname{Tr}_ Y^{\theta }(V_{\theta })$ is not defined, then $M=0$. Thus $M$ is the last term of (20.2.35), with the convention made in the statement.

Thanks to theorem 16.9.30, for any $\epsilon _0>0$, we have

\[ \begin{aligned} \lim _{\epsilon \to 0+}\int _ Y \left(\theta |_ Y + \epsilon _0 \omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + \epsilon _0 \omega }(V_{\theta + \epsilon \omega })} & = \int _ Y (\theta |_ Y + \epsilon _0 \omega |_ Y)^ m_{\operatorname{Tr}_ Y^{\theta + \epsilon _0 \omega }(V_{\theta })}. \end{aligned} \]

By the definition of $M$, this implies the existence of $(\epsilon _ j)_{j>0}$ such that $0<\epsilon _ j<1/j$ and

6EEF71F49B54 20.2.36
\begin{equation} \lim _{j\to \infty }\int _ Y \left(\theta |_ Y + j^{-1}\omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + j^{-1} \omega }(V_{\theta + \epsilon _ j \omega }) } = M. \end{equation}

Moreover, for each $j>0$,

E74D68200A33 20.2.37
\begin{equation} \begin{aligned} \int _ Y \left(\theta |_ Y + j^{-1} \omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + j^{-1} \omega }(V_{\theta + \epsilon _ j \omega }) } \geq & \int _ Y \left(\theta |_ Y + \epsilon _ j \omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + \epsilon _ j\omega }(V_{\theta + \epsilon _ j \omega }) } \\ \geq & M. \end{aligned} \end{equation}

Indeed, the first inequality follows from the multi-linearity of the non-pluripolar products proposition 13.11.4 6. For the second one, if $M=0$ there is nothing to prove; if $M>0$, then example 20.2.17 shows that $\operatorname{Tr}_ Y^\theta (V_\theta )$ is defined, and the inequality follows from the multi-linearity of the non-pluripolar products proposition 13.11.4 6 and the monotonicity theorem proposition 16.8.22. Putting (20.2.36) and (20.2.37) together, it follows that

\[ \lim _{j\to \infty }\int _ Y \left(\theta |_ Y + \epsilon _ j \omega |_ Y\right)^ m_{\operatorname{Tr}_ Y^{\theta + \epsilon _ j \omega }(V_{\theta + \epsilon _ j \omega }) } = M. \]

Finally, since $\int _ Y \left(\theta |_ Y + \epsilon \omega |_ Y + \mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta + \epsilon \omega }(V_{\theta + \epsilon \omega }) \right)^ m$ depends monotonically on $\epsilon >0$, we conclude that

\[ \lim _{\epsilon \to 0+}\int _ Y \left(\theta |_ Y + \epsilon \omega |_ Y + \mathrm{dd}^{\mathrm{c}}\operatorname{Tr}_ Y^{\theta + \epsilon \omega }(V_{\theta + \epsilon \omega }) \right)^ m=M. \]

This completes the proof. $\square$

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