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17.16 Perron interpolation and the geodesic equationE4ED60C8BCA5

E4ED60C8BCA5

Let $X$ be a connected compact complex manifold of dimension $n\geq 1$, and let $\theta $ be a smooth real $(1,1)$-form. Fix a smooth positive volume form $\mathrm{d}V$ for the $L^1(X)$ topology.

This part studies two operations on singular potentials: interpolation between two potentials along an auxiliary real parameter, and restriction to a complex submanifold. A one-parameter family of $\theta $-plurisubharmonic functions can be regarded as a single function on the product of $X$ with a strip in $\mathbb C$, and positivity of its curvature current on the product is a convexity condition in the parameter. The largest such family with prescribed endpoints, the Perron envelope, interpolates between two potentials; in Kähler geometry it gives the weak geodesics of the space of potentials. A Legendre transform in the parameter relates rays made of Perron segments to concave decreasing families of envelope fixed points, the test curves of section 17.17. Restriction behaves differently: the restriction of a potential to a submanifold can acquire poles that are invisible to its multiplier ideals, and section 20.3 works instead with the information carried by the restricted multiplier ideals. All these constructions use only positivity of currents, so they apply to nonclosed backgrounds.

In Kähler geometry, the smooth geodesic equation for the Mabuchi $L^2$ metric on potentials is a homogeneous Monge–Ampère equation on such a product. Positivity on the product still defines Perron interpolation for a nonclosed background, but the two constructions can now differ: integration by parts in the $L^2$ action produces torsion terms. Even a smooth Perron segment given by translation by constants can fail to be stationary for that action.

The Perron construction itself rests on convexity and barriers. Convexity in the parameter bounds every admissible path by the chord between its endpoints, while a lower barrier ensures that the envelope attains the endpoints. For two potentials of the same ordinary singularity type, two affine barriers suffice and give a Lipschitz bound in the parameter. Maximality on each finite subinterval is the property that links Perron segments with Legendre duality in section 17.17.

17.16.1 Subgeodesics and endpoint bounds8B8AAB4B5DD3

As in lemma 5.41.1, for a nonempty open interval $I\subset \mathbb R$ write

\[ S_ I=\{ z\in \mathbb C:\operatorname{Re}z\in I\} ,\qquad \pi :X\times S_ I\longrightarrow X, \]

where $\pi $ is the projection. A family $u_ t\in \mathrm{PSH}(X,\theta )$, $t\in I$, is a subgeodesic if its complexification $U(x,z)=u_{\operatorname{Re}z}(x)$ is quasi-plurisubharmonic and satisfies $\pi ^*\theta +\mathrm{dd}^{\mathrm{c}}U\geq 0$ on $X\times S_ I$. For finite $a<b$ and $u_ a,u_ b\in \mathrm{PSH}(X,\theta )$, a subgeodesic on $(a,b)$ runs from $u_ a$ to $u_ b$ if $u_ t\to u_ a$ in $L^1(X)$ as $t\downarrow a$ and $u_ t\to u_ b$ as $t\uparrow b$.

The elementary operations below produce lower barriers. Convexity in $t$, given by lemma 5.41.1, and the minimum principle of section 5.41 then give the continuity and upper bounds needed for the Perron envelope.

Proposition 17.16.2.1A5A4BBF82E3 Subgeodesics are preserved by adding an affine function of $t$, by a positive affine reparametrization of time, by finite maxima, and by convex combinations. For $h\in C^\infty (X,\mathbb R)$, replacing $\theta $ by $\theta +\mathrm{dd}^{\mathrm{c}}h$ and $u_ t$ by $u_ t-h$ also preserves them.

Proof. Affine functions of $\operatorname{Re}z$ have zero complex Hessian, and a positive affine change of time is induced by a holomorphic affine change of the strip coordinate. Convex combinations preserve the inequality between currents, and the change $(\theta ,u_ t)\mapsto (\theta +\mathrm{dd}^{\mathrm{c}}h,u_ t-h)$ preserves the current itself. Maxima are covered by lemma 5.24.1. $\square$

Proposition 17.16.3.15E98759958F A subgeodesic is continuous in $L^1(X)$ on the interior of its parameter interval. If the interval is $(a,b)$ with $a<b$ finite, and the subgeodesic runs from $u_ a$ to $u_ b$, where $u_ a,u_ b\in \mathrm{PSH}(X,\theta )$, then

3E2013A813CD 17.16.4
\begin{equation} u_ t\leq \frac{b-t}{b-a}u_ a+\frac{t-a}{b-a}u_ b, \qquad a<t<b. \end{equation}

Moreover, the following upper limits, taken jointly in space and time, hold at the endpoints:

\[ \limsup _{\substack {y\to x\\ t\downarrow a}}u_ t(y)\leq u_ a(x), \qquad \limsup _{\substack {y\to x\\ t\uparrow b}}u_ t(y)\leq u_ b(x). \]

Proof. For a compact interval $J\Subset I$, choose $a'<\inf J\leq \sup J<b'$ in $I$. By lemma 5.41.1, the path lies below the chord through $u_{a'}$ and $u_{b'}$, hence below a constant on $J$, and by proposition 5.41.3 the function $\inf _{a'<t<b'}u_ t$ is an integrable lower bound. For almost every $x$, the function $t\mapsto u_ t(x)$ is finite and convex, hence continuous, and dominated convergence proves continuity in $L^1$ on $J$.

For the chord bound, choose sequences of times tending to $a$ and $b$ along which the assumed $L^1$ convergence holds almost everywhere. Applying convexity between these times and passing to the limit proves (17.16.4) almost everywhere in $x$, for each $t$, and hence everywhere by lemma 5.24.3.

For the joint upper limit at $a$, note that in (17.16.4) the coefficient of $u_ a$ tends to one, while the term involving $u_ b$ has a vanishing coefficient and a uniform upper bound. Upper semicontinuity of $u_ a$ gives the assertion when $u_ a(x)$ is finite. At a pole of $u_ a$, bound $u_ a$ near $x$ above by an arbitrary real number, take the joint upper limit, and let that number tend to $-\infty $. The argument at $b$ is the same. $\square$

17.16.5 Perron segments872589A6FBF3

The chord bound survives taking a regularized supremum, and a single competitor attaining the endpoints bounds that supremum from below and forces the same endpoint limits. Fix $u_0,u_1\in \mathrm{PSH}(X,\theta )$ and call a subgeodesic on $(0,1)$ admissible if its joint upper limits at $t=0$ and $t=1$, in the sense of proposition 17.16.3, are at most $u_0$ and $u_1$, respectively. Define the Perron envelope

\[ U=\left(\sup \{ V:V\text{ is an admissible complexification}\} \right)^*, \]

where the upper semicontinuous regularization is taken on $X\times S_{(0,1)}$, and denote the slices of $U$ by $u_ t^{\mathrm P}$. When these slices form a subgeodesic running from $u_0$ to $u_1$, they define the Perron segment from $u_0$ to $u_1$, and we set $u_0^{\mathrm P}=u_0$ and $u_1^{\mathrm P}=u_1$. An affine change of parameter gives the same construction on any finite interval.

Proposition 17.16.6.5D2A9C4885B8 If an admissible subgeodesic exists, the Perron envelope is the largest admissible subgeodesic. If some admissible subgeodesic runs from $u_0$ to $u_1$, so does the envelope, which is then the Perron segment. In that case, for every $[a,b]\subset [0,1]$ with $a<b$, its restriction to $[a,b]$ is the Perron segment between $u_ a^{\mathrm P}$ and $u_ b^{\mathrm P}$.

Proof. Convexity in $t$ and the upper limits at the endpoints bound every competitor by $(1-t)u_0+t u_1$. This bound is jointly upper semicontinuous on the interior and locally bounded above, so it persists after regularization. The local envelope theorem of section 5.40 shows that $U$ is quasi-plurisubharmonic with $\pi ^*\theta +\mathrm{dd}^{\mathrm{c}}U\geq 0$, and $U$ is still independent of $\Im z$. Since it dominates an admissible competitor, each slice belongs to $\mathrm{PSH}(X,\theta )$. The chord bound gives the joint upper limits at the endpoints, by the argument at the end of the proof of proposition 17.16.3. The envelope therefore belongs to its defining family and is its largest member.

If a competitor $w_ t$ runs from $u_0$ to $u_1$, then

\[ w_ t\leq u_ t^{\mathrm P}\leq (1-t)u_0+t u_1. \]

In particular, almost everywhere,

\[ |u_ t^{\mathrm P}-u_0|\leq |w_ t-u_0|+t|u_1-u_0|, \]

which proves $u_ t^{\mathrm P}\to u_0$ in $L^1$ as $t\downarrow 0$. The argument at $t=1$ is the same.

For $0\leq a<b\leq 1$, let $v_ t$ be the Perron envelope on $(a,b)$ between $u_ a^{\mathrm P}$ and $u_ b^{\mathrm P}$. The original path restricted to $(a,b)$ runs between these endpoints and is admissible by proposition 17.16.3. Thus $v_ t$ also runs between them and dominates $u_ t^{\mathrm P}$. The joint upper limits of $v_ t$ at $a$ and $b$ allow us to glue its complexification to $U$ outside the smaller strip, by lemma 5.24.2; if $a=0$ or $b=1$, the same upper limits show that the glued family is still admissible for $u_0,u_1$. The resulting competitor cannot exceed $U$, which proves $v_ t=u_ t^{\mathrm P}$ on $(a,b)$. $\square$

When the endpoints differ by a bounded function, an explicit lower barrier is available.

Theorem 17.16.7.66E38862017F Suppose that $u_0\sim u_1$, and choose $C\geq 0$ with $u_0-C\leq u_1\leq u_0+C$. Then the Perron segment from $u_0$ to $u_1$ exists, every slice has the ordinary singularity type of $u_0$ and $u_1$, and

\[ u_0-Ct\leq u_ t^{\mathrm P}\leq u_0+Ct, \qquad u_1-C(1-t)\leq u_ t^{\mathrm P}\leq u_1+C(1-t). \]

Moreover, away from the common pole set,

\[ |u_ t^{\mathrm P}-u_ s^{\mathrm P}|\leq C|t-s|, \qquad 0\leq s,t\leq 1. \]

Proof. Consider the barrier

\[ w_ t=\max \{ u_0-Ct,\ u_1-C(1-t)\} . \]

It is a subgeodesic by proposition 17.16.2, and the bounded difference gives $w_0=u_0$ and $w_1=u_1$. Upper semicontinuity gives the joint upper limits at the endpoints. Off the common poles, $|w_ t-u_0|\leq Ct$ and $|w_ t-u_1|\leq C(1-t)$, so $w_ t$ runs from $u_0$ to $u_1$, and proposition 17.16.6 applies.

The lower bounds follow from $w_ t\leq u_ t^{\mathrm P}$, and the upper bounds from the chord estimate; together they give the asserted singularity type. Off the common poles, put $f(t)=u_ t^{\mathrm P}(x)$. For $0<s<t<1$, monotonicity of the slopes of secants of the convex function $f$ gives

\[ -C\leq \frac{f(s)-f(0)}s \leq \frac{f(t)-f(s)}{t-s} \leq \frac{f(1)-f(t)}{1-t}\leq C. \]

The two-sided estimates at the endpoints cover the cases $s=0$ and $t=1$, which proves the Lipschitz bound on $[0,1]$. $\square$

For endpoints of different types, a common lower potential still gives an admissible constant path, so the envelope exists. Attaining the endpoints requires a barrier approaching the prescribed values; proposition 17.16.6 separates this requirement from the existence of the envelope.

17.16.8 The smooth product equationA928C3A148CF

For a smooth path, positivity on the product compares the acceleration with the spatial gradient of the velocity. Let $u_ t$ be smooth in $(x,t)\in X\times I$, suppose that $\eta _ t=\theta +\mathrm{dd}^{\mathrm{c}}u_ t>0$, and write, in local holomorphic coordinates $(x_1,\ldots ,x_ n)$,

\[ \theta =\frac{\mathrm i}{2\pi }\sum _{i,j=1}^ n g_{i\bar j}\, \mathrm dx_ i\wedge \mathrm d\bar x_ j, \qquad H=(g_{i\bar j}+\partial _ i\partial _{\bar j}u), \qquad \xi =(\partial _ i\dot u)_{i=1}^ n. \]

Here dots denote derivatives in $t$, $\xi $ is a column vector, and $\xi ^*$ is its conjugate transpose. Since $t=\operatorname{Re}z$, the form $\pi ^*\theta +\mathrm{dd}^{\mathrm{c}}U$ on the product has, in the coordinates $(x_1,\ldots ,x_ n,z)$, the coefficient matrix

\[ \begin{pmatrix} H & \tfrac 12\xi \\ \tfrac 12\xi ^* & \tfrac 14\ddot u \end{pmatrix}. \]

Proposition 17.16.9.5885FD8F9550 The form $\pi ^*\theta +\mathrm{dd}^{\mathrm{c}}U$ is semipositive exactly when

\[ \ddot u\geq \xi ^*H^{-1}\xi . \]

Its $(n+1)$st power vanishes exactly when equality holds. Equivalently, the homogeneous Monge–Ampère equation on the product is

F12E6A9111B5 17.16.10
\begin{equation} \ddot u\, \eta _ t^ n =n\, \mathrm{d}\dot u\wedge \mathrm d^{\mathrm c}\dot u\wedge \eta _ t^{n-1}. \end{equation}

Proof. The Schur complement of $H$ in the block matrix is $(\ddot u-\xi ^*H^{-1}\xi )/4$. Since $H>0$, the block matrix is semipositive exactly when this complement is nonnegative, and its determinant, which is $\det H$ times the complement, vanishes exactly when the complement vanishes.

To rewrite the equation in terms of forms, note that

\[ \mathrm{d}\dot u\wedge \mathrm d^{\mathrm c}\dot u=\frac{\mathrm i}{2\pi }\partial \dot u\wedge \bar\partial \dot u, \qquad n\frac{\mathrm{d}\dot u\wedge \mathrm d^{\mathrm c}\dot u\wedge \eta _ t^{n-1}}{\eta _ t^ n} =\operatorname {tr}(H^{-1}\xi \xi ^*)=\xi ^*H^{-1}\xi . \]

Multiplying the second identity by $\eta _ t^ n>0$ gives (17.16.10). $\square$

This calculation identifies the homogeneous equation for smooth paths. Whether nonsmooth Perron segments solve a weak form of this equation is a separate question, which we do not address.

17.16.11 The $L^2$ action and torsionD4C2C057EC75

The homogeneous equation on the product involves the spatial form $\eta _ t$ only pointwise. In the $L^2$ action, integration by parts also differentiates the powers of $\eta _ t$, which produces terms absent from that equation. Fix a Hermitian form $\omega $, write $\omega _ u=\omega +\mathrm{dd}^{\mathrm{c}}u$, and recall from section 11.1 the space $\mathcal H_\omega $ of smooth real functions $u$ with $\omega _ u>0$. On $\mathcal H_\omega $ consider the Riemannian metric

\[ G_ u(v,w)=\int _ Xvw\, \omega _ u^ n, \qquad v,w\in C^\infty (X,\mathbb R). \]

For a smooth path $u_ t\in \mathcal H_\omega $, $0\leq t\leq 1$, its action is

\[ \mathscr S(u)=\frac12\int _0^1\int _ X\dot u_ t^{\, 2}\, \omega _{u_ t}^ n\, \mathrm{d}t. \]

Stationarity under smooth variations fixing both endpoints is the formal geodesic equation of this metric.

Theorem 17.16.12.7A7AE56CA513 Let $u_ t\in \mathcal H_\omega $, $0\leq t\leq 1$, be a smooth path, and put $\eta _ t=\omega _{u_ t}$ and $T_ t=\eta _ t^{n-1}$. The path is stationary for $\mathscr S$ if and only if

DCC8DA6D179E 17.16.13
\begin{equation} \begin{split} \ddot u_ t\, \eta _ t^ n={}& n\, \mathrm{d}\dot u_ t\wedge \mathrm d^{\mathrm c}\dot u_ t\wedge T_ t\\ & +n\dot u_ t\bigl (\mathrm{d}\dot u_ t\wedge \mathrm d^{\mathrm c}T_ t -\mathrm d^{\mathrm c}\dot u_ t\wedge \mathrm{d}T_ t\bigr ) +\frac n2\dot u_ t^{\, 2}\mathrm{dd}^{\mathrm{c}}T_ t. \end{split} \end{equation}

All differentials on the right act only in the $X$ variable.

Proof. Vary the path as $u_ t+s v_ t$, where $v_ t$ is smooth in $(x,t)$ and $v_0=v_1=0$, and put $f=\dot u_ t$. Differentiating the action at $s=0$, using $\partial _ s(\omega _{u_ t+sv_ t}^ n)|_{s=0}=n\mathrm{dd}^{\mathrm{c}}v_ t\wedge T_ t$, gives

\[ \delta \mathscr S =\int _0^1\left(\int _ X f\dot v_ t\, \eta _ t^ n +\frac n2\int _ X f^2\mathrm{dd}^{\mathrm{c}}v_ t\wedge T_ t\right)\mathrm{d}t. \]

We integrate by parts in $t$ in the first term, using $\partial _ t(\eta _ t^ n)=n\mathrm{dd}^{\mathrm{c}}f\wedge T_ t$, and on $X$ in the second, using lemma 11.1.2 with the whole form $f^2T_ t$. Thus

\[ \delta \mathscr S =\int _0^1\int _ Xv_ t\left(-\ddot u_ t\eta _ t^ n -nf\mathrm{dd}^{\mathrm{c}}f\wedge T_ t+\frac n2\mathrm{dd}^{\mathrm{c}}(f^2T_ t)\right)\mathrm{d}t. \]

The product rule gives

\[ \begin{split} \mathrm{dd}^{\mathrm{c}}(f^2T_ t)={}& 2f\mathrm{dd}^{\mathrm{c}}f\wedge T_ t +2\mathrm{d}f\wedge \mathrm d^{\mathrm c}f\wedge T_ t\\ & +2f\bigl (\mathrm{d}f\wedge \mathrm d^{\mathrm c}T_ t-\mathrm d^{\mathrm c}f\wedge \mathrm{d}T_ t\bigr ) +f^2\mathrm{dd}^{\mathrm{c}}T_ t. \end{split} \]

After the term $nf\mathrm{dd}^{\mathrm{c}}f\wedge T_ t$ cancels, the integrand is $v_ t$ times the difference between the right-hand and left-hand sides of (17.16.13). Since $\eta _ t>0$ on the compact set $X\times [0,1]$, every smooth $v_ t$ gives an admissible variation for small $|s|$, and the fundamental lemma of the calculus of variations gives both implications. $\square$

For a Kähler background, $\mathrm{d}T_ t=\mathrm d^{\mathrm c}T_ t=0$, and the equation reduces to (17.16.10). The Gauduchon condition $\mathrm{dd}^{\mathrm{c}}T_ t=0$ on $\eta _ t$ removes only the last term. Translations by constants isolate that term and give an exact test for stationarity.

Corollary 17.16.14.BE24BBA15991 Fix $u\in \mathcal H_\omega $ and a nonzero constant $a$. The path $u_ t=u+at$, $0\leq t\leq 1$, is a Perron segment and solves the homogeneous equation (17.16.10). It is stationary for the $L^2$ action if and only if

\[ \mathrm{dd}^{\mathrm{c}}(\omega _ u^{n-1})=0. \]

For $n\geq 2$, this means that $\omega _ u$ is a Gauduchon metric.

Proof. The path is admissible and equals the chord between its endpoints, so by the chord bound no admissible competitor can be larger; it is therefore the Perron segment. Its acceleration and the spatial derivatives of its velocity vanish, which proves (17.16.10). In (17.16.13), the only remaining term is $\frac n2a^2\mathrm{dd}^{\mathrm{c}}(\omega _ u^{n-1})$, which vanishes exactly under the stated condition. $\square$

The three-dimensional torus in example 11.23.5 carries a Gauduchon form $\omega $ and a smooth potential $u\in \mathcal H_\omega $ for which $\omega _ u$ is not Gauduchon. Thus $u_ t=u+t$ is a smooth Perron segment that is not stationary for the $L^2$ action. On a surface, the Gauduchon condition persists under perturbation of the potential by proposition 11.23.4, but it does not cancel the terms in (17.16.13) involving first derivatives of $T_ t$. On the Hopf background, basic potentials give a complete metric whose geodesics are the full Perron segments. Its relation to the raw action reveals a further distinction between stationarity and minimization.

17.16.15 Basic finite energy potentials on a Hopf manifold5C818268C38E

The Hopf geometry of subsection 23.1.32 gives a nonclosed background for which a distinguished family of potentials has a complete geodesic metric. Its Perron envelope uses all subgeodesics, although the metric measures lengths within the distinguished family. The distinction matters: allowing additional smooth paths can decrease the length.

Fix $n\geq 3$ and put $d=n-1$. Write

\[ X=H_ n,\qquad Y=\mathbb P^ d,\qquad \pi =p_ n, \qquad \omega =\omega _ n=\alpha _ n+\beta _ n. \]

Let $\kappa $ be the mass-one Fubini–Study form on $Y$, so $\alpha _ n=\pi ^*\kappa $. On the cover, $r=\log |z|^2$ is defined modulo two and $\beta _ n=\mathrm dr\wedge \mathrm d^{\mathrm c}r$. The compact elliptic group

\[ E=\mathbb C/(\mathbb Z+2\pi \mathrm i\mathbb Z) \]

acts by scalar multiplication, preserves $\omega $, and acts transitively on each fiber. A potential is basic if it is invariant under this action; such a potential is exactly $\pi ^*v$.

These manifolds are not products of positive-dimensional compact complex manifolds. Indeed, $H_ n$ is diffeomorphic to $S^{2n-1}\times S^1$, whose intermediate positive even-degree real cohomology vanishes. A product with a compact complex factor of dimension $k$, $0<k<n$, would have a nonzero degree-$2k$ class: pullback of that factor's top class is injective because projection has a smooth section. Thus the fiber reduction below takes place on a nonproduct manifold.

Proposition 17.16.16.0290ABD0E348 Let $S$ be a strip and $V$ a genuine quasi-plurisubharmonic function on $Y\times S$. Then

\[ \operatorname {pr}_ X^*\omega +\mathrm{dd}^{\mathrm{c}}(\pi \times \mathrm{id})^*V\geq 0 \quad \Longleftrightarrow \quad \operatorname {pr}_ Y^*\kappa +\mathrm{dd}^{\mathrm{c}}V\geq 0. \]

For every $v\in \mathrm{PSH}(Y,\kappa )$, the extended non-pluripolar measure satisfies

4A3521DF9F72 17.16.17
\begin{equation} \operatorname{MA}^{\mathrm{ext}}_\omega (\pi ^*v) =n\beta _ n\wedge \pi ^*\operatorname{MA}_\kappa (v). \end{equation}

In particular, for every nonnegative Borel function $F$,

6D09A14331E6 17.16.18
\begin{equation} \int _ X\pi ^*F\, \operatorname{MA}^{\mathrm{ext}}_\omega (\pi ^*v) =2n\int _ YF\, \operatorname{MA}_\kappa (v). \end{equation}

If the base Perron family between $v_0,v_1$ is nonempty, the full Hermitian Perron envelope between $\pi ^*v_0,\pi ^*v_1$ is the pullback of the base envelope.

Proof. Write $\alpha =\alpha _ n$ and $\beta =\beta _ n$. Locally $\beta =(\mathrm i/(2\pi ))\partial r\wedge \bar\partial r$, and $\partial r$ has a nonzero vertical component. Every vector on $Y\times S$ therefore has a lift annihilated by $\partial r$. Testing the current on these lifts removes $\beta $; integrating the resulting distributional inequality against a nonnegative compact fiber density gives positivity on the base. Conversely, pullback of a positive base current plus $\beta $ is positive. An invariant genuine potential descends canonically by restricting to local holomorphic sections, so the argument also applies to singular potentials.

For bounded $v$, the local product with smooth corrections from section 13.14 gives

\[ (\omega +\mathrm{dd}^{\mathrm{c}}\pi ^*v)^ n =(\beta +\pi ^*(\kappa +\mathrm{dd}^{\mathrm{c}}v))^ n =n\beta \wedge \pi ^*(\kappa +\mathrm{dd}^{\mathrm{c}}v)^ d. \]

All other terms vanish by $\beta ^2=0$ and the dimension of $Y$. Apply this identity to $\max (v,-j)$ and restrict to $\{ v>-j\} $. Increasing finite-level limits give (17.16.17), without assigning mass to the pole set. The identity $\int _{\pi ^{-1}(y)}\beta =2$ from subsection 23.1.32 gives (17.16.18).

The full Perron competitor family is preserved by $E$. Its supremum and upper semicontinuous regularization are invariant. The chord bound and a pulled-back base competitor make this envelope a genuine subgeodesic by proposition 17.16.6. Positivity descent makes its descended envelope a base competitor with the prescribed joint boundary upper bounds. Conversely, every base competitor pulls back to a full competitor. The two envelopes consequently agree; in submersion charts, upper semicontinuous regularization commutes with pullback. $\square$

Let $\mathcal E^2(Y,\kappa )$ denote the canonical $\kappa $-plurisubharmonic potentials of non-pluripolar mass one and finite squared energy. Define

\[ \mathcal B_\infty =\{ \pi ^*v:v\in C^\infty (Y),\ \kappa +\mathrm{dd}^{\mathrm{c}}v>0\} , \qquad \mathcal B_2=\pi ^*\mathcal E^2(Y,\kappa ). \]

Thus $\mathcal B_2$ consists precisely of the basic potentials of extended mass $2n$ with $\int _ X|u|^2\operatorname{MA}^{\mathrm{ext}}_\omega (u)<\infty $. On $\mathcal B_\infty $, let $d_ B$ be the infimum of the lengths of smooth basic paths for the metric $G$ above.

A geodesic metric space $(Z,\delta )$ is CAT$(0)$ if every constant-speed geodesic $\gamma :[0,1]\to Z$ satisfies

\[ \begin{aligned} \delta (z,\gamma _ t)^2\leq {}& (1-t)\delta (z,\gamma _0)^2+t\delta (z,\gamma _1)^2\\ & -t(1-t)\delta (\gamma _0,\gamma _1)^2 \end{aligned} \]

for $z\in Z$ and $0\leq t\leq 1$. In particular, its geodesics are unique.

We use the classical Kähler completion theorem: the $L^2$ length metric for $\int _ Y\xi \eta (\kappa +\mathrm{dd}^{\mathrm{c}}v)^ d$ has completion $\mathcal E^2(Y,\kappa )$, is a CAT$(0)$ metric, and its geodesic between two points is their Perron segment. That segment has capacity endpoint limits and all its slices lie in $\mathcal E^2$. We also use the full-mass characterization $P_\kappa [v]=0$ for $v\in \mathcal E^2$. These are closed-background inputs on $Y$; their exact source and operator normalization are specified in 25.14.

Theorem 17.16.19.B0CA576B1836 The completion of $(\mathcal B_\infty ,d_ B)$ is $\mathcal B_2$. It is a CAT$(0)$ space, and its unique constant-speed geodesic between two points is their full Hermitian Perron segment. This segment attains both endpoints in $L^1(X,\mathrm dV)$ for every smooth positive volume form $\mathrm dV$. For every $u\in \mathcal B_2$ and $c\in \mathbb R$,

\[ d_ B(u,u+c)=\sqrt{2n}|c|. \]

Proof. Fiber integration gives the exact restricted metric

D40B24211305 17.16.20
\begin{equation} G_{\pi ^*v}(\pi ^*\xi ,\pi ^*\eta ) =2n\int _ Y\xi \eta (\kappa +\mathrm{dd}^{\mathrm{c}}v)^ d. \end{equation}

The Kähler completion theorem therefore gives the stated completion and CAT$(0)$ property after multiplying base distances by $\sqrt{2n}$. If $\widetilde d_ D$ denotes the completed metric written with operator $\mathrm i\partial \bar\partial $ and background $\kappa $, the normalization is explicitly

58F89D956FBF 17.16.21
\begin{equation} d_ B(\pi ^*v,\pi ^*w) =2\pi \sqrt{2n}\, \widetilde d_ D(v/(2\pi ),w/(2\pi )), \end{equation}

because $\kappa +\mathrm i\partial \bar\partial (v/(2\pi ))=\kappa +\mathrm{dd}^{\mathrm{c}}v$. The preceding proposition identifies its unique geodesic with the full Hermitian Perron envelope. The base capacity endpoint limits give $L^1(Y)$ convergence. Since

\[ \int _ X|\pi ^*(v-w)|\frac{\omega ^ n}{2n} =\int _ Y|v-w|\kappa ^ d, \]

the same holds on $X$; every smooth positive $\mathrm dV$ has bounded density ratio with $\omega ^ n$ on compact $X$. For smooth $v$, the constant translation is a base geodesic with speed $|c|$. Smooth metric approximation and translation by the same constant extend the distance formula to every $v\in \mathcal E^2$. $\square$

For an absolutely continuous curve $\gamma :[0,1]\to \mathcal B_2$, define its metric action by

\[ \mathcal A_ B(\gamma )=\frac12\int _0^1|\dot\gamma |_{d_ B}^{\, 2}\, \mathrm dt. \]

Here the metric derivative is the almost everywhere defined limit

\[ |\dot\gamma _ t|_{d_ B} =\lim _{h\to 0}\frac{d_ B(\gamma _{t+h},\gamma _ t)}{|h|}. \]

The action is defined even when the potentials are unbounded; it does not require a Riemannian tensor at a singular potential.

Proposition 17.16.22.2B828BD01DBB The unique action minimizer between two points of $\mathcal B_2$ is their constant-speed Perron segment, and its action is half their squared distance. On every smooth path in $\mathcal B_\infty $, $\mathcal A_ B$ equals the raw action $\mathscr S$. Every smooth basic Perron segment with strictly positive spatial forms is stationary for $\mathscr S$ under all smooth fixed-endpoint variations on $X$.

Proof. The length inequality and Cauchy–Schwarz give

\[ d_ B(\gamma _0,\gamma _1)^2 \leq \left(\int _0^1|\dot\gamma |_{d_ B}\, \mathrm dt\right)^2 \leq 2\mathcal A_ B(\gamma ). \]

Equality holds for the constant-speed geodesic. Equality for a connecting curve forces constant speed and equality between length and endpoint distance, hence forces a geodesic; uniqueness follows from the CAT$(0)$ property.

For a smooth basic path $\pi ^*v_ s$, put $h=v_{s+\delta }-v_ s$. On its short base Perron segment, parametrized by $0\leq \tau \leq 1$, the chord bounds above, and

\[ v_ s+\tau h-C\delta ^2\tau (1-\tau ) \]

bounds below. Indeed, the spatial forms along the chord have a uniform positive lower bound, $\mathrm dh=O(\delta )$, and proposition 17.16.9 makes the displayed path a subgeodesic for a fixed sufficiently large $C$. The right initial velocity of the Perron segment is therefore $h+O(\delta ^2)$ uniformly. The classical smooth-endpoint Kähler distance formula gives

\[ \lim _{\delta \to 0}\frac{d_ B(\pi ^*v_ s,\pi ^*v_{s+\delta })^2}{\delta ^2} =2n\int _ Y\dot v_ s^{\, 2}(\kappa +\mathrm{dd}^{\mathrm{c}}v_ s)^ d. \]

Integration proves $\mathcal A_ B=\mathscr S$ along this path.

For stationarity, let $L(w)$ be the first variation at a smooth basic Perron path. Uniform spatial positivity allows every smooth endpoint-zero variation. Group invariance of the action and of the path gives $L(g^*w)=L(w)$ for $g\in E$. Average over Haar probability measure to obtain

\[ L(w)=L\left(\int _ Eg^*w\, \mathrm dg\right)=L(\pi ^*q) \]

for a smooth endpoint-zero base variation $q$. Fiber integration reduces this to $2n$ times the closed-base first variation. With $\eta _ t=\kappa +\mathrm{dd}^{\mathrm{c}}v_ t$, integration by parts gives that variation as

\[ \int _0^1\int _ Yq_ t\left[-\ddot v_ t\eta _ t^ d +d\, \mathrm d\dot v_ t\wedge \mathrm d^{\mathrm c}\dot v_ t\wedge \eta _ t^{d-1}\right]\mathrm dt. \]

The bracket vanishes by the smooth base homogeneous equation. Thus $L(w)=0$ for every variation on $X$. $\square$

The metric action minimizes over curves in $\mathcal B_2$. The stationarity assertion allows all smooth variations. It does not imply minimization over all smooth Hermitian paths. Likewise, the initial-velocity formula used above has smooth endpoints; it is not a definition of the metric on all of $\mathcal B_2$.

17.16.23 Negative directions of the raw action124D4C83F5E6

On this Hopf background, constant Perron translations are stationary. Radial variations detect the failure of minimization. Every smooth two-periodic function of $r$ defines a smooth function on $X$, and for a radial path $u(t,r)$,

\[ \omega +\mathrm{dd}^{\mathrm{c}}u=(1+u_ r)\alpha _ n+(1+u_{rr})\beta _ n. \]

For $\langle F\rangle =\frac12\int _0^2F(r)\, \mathrm dr$, fiber integration therefore gives

905CCA72845B 17.16.24
\begin{equation} \mathscr S(u)=n\int _0^1 \left\langle u_ t^2(1+u_ r)^ d(1+u_{rr})\right\rangle \mathrm dt. \end{equation}

Changing the local base section shifts the start of the full period and leaves the average unchanged.

Theorem 17.16.25.944944D6FF68 For every nonzero constant $c$, the full Perron segment $u_ t=ct$ is stationary for the raw action, whose Hessian has an infinite-dimensional negative subspace. The infimum of raw lengths over all smooth strictly positive paths from $0$ to $c$ is strictly smaller than $d_ B(0,c)=\sqrt{2n}|c|$.

Proof. The constant path is basic, equals the chord, and is the full Perron segment by corollary 17.16.14. Its stationarity also follows from proposition 17.16.22. Let $w(t,r)$ be smooth, two-periodic in $r$, and zero at $t=0,1$. The paths $ct+\varepsilon w$ have positive spatial forms for sufficiently small $|\varepsilon |$. Expanding (17.16.24) to second order gives

\[ 2n\int _0^1\left\langle w_ t^2+2cw_ t(dw_ r+w_{rr}) +c^2\left(\frac{d(d-1)}2w_ r^2+dw_ rw_{rr}\right) \right\rangle \mathrm dt. \]

The integral of $w_ rw_{rr}$ over a period vanishes, while $\int _0^1\langle w_ tw_{rr}\rangle \mathrm dt =-\frac12[\langle w_ r^2\rangle ]_0^1=0$. Completing the square gives the Hessian

F20F3B72C244 17.16.26
\begin{equation} 2n\int _0^1\left\langle (w_ t+dcw_ r)^2-\frac{d(d+1)}2c^2w_ r^2 \right\rangle \mathrm dt. \end{equation}

For a positive integer $k$, take

\[ w_ k(t,r)=\sin (\pi t)\cos \bigl (\pi k(r-dct)\bigr ). \]

Then $w_{k,t}+dcw_{k,r}=\pi \cos (\pi t)\cos (\pi k(r-dct))$, and (17.16.26) is

\[ \frac{n\pi ^2}2\left(1-\frac{d(d+1)}2c^2k^2\right). \]

It is negative for all sufficiently large $k$. Distinct modes and their derivatives are orthogonal under the $r$ average, so the quadratic form is negative on every nonzero finite combination of these modes. Each combination gives a positive path for sufficiently small variation parameter and has action strictly below $nc^2$. Its raw length satisfies $L^2\leq 2\mathscr S$ on the unit interval, so it is strictly below $\sqrt{2n}|c|$. $\square$

These competing paths need not be subgeodesics. The strict length inequality does not establish definiteness or completeness of the unrestricted length infimum. For $n=3$ and $c=1$, a concrete path is

\[ u_\varepsilon (t,r)=t+\varepsilon \sin (\pi t)\cos \bigl (\pi (r-2t)\bigr ). \]

Its spatial coefficients are at least $1-\pi |\varepsilon |$ and $1-\pi ^2|\varepsilon |$. Its exact action is

00E6402ACAB5 17.16.27
\begin{equation} \mathscr S(u_\varepsilon ) =3-\frac{3\pi ^2}2\varepsilon ^2+\frac{111\pi ^4}{64}\varepsilon ^4. \end{equation}

Indeed, put $f=\sin (\pi t)$, $p=f'$, and $\vartheta =\pi (r-2t)$. Substitute $u_ t=1+\varepsilon (p\cos \vartheta +2\pi f\sin \vartheta )$, $u_ r=-\varepsilon \pi f\sin \vartheta $, and $u_{rr}=-\varepsilon \pi ^2f\cos \vartheta $ into (17.16.24). Odd powers have zero periodic average. The averaged quadratic coefficient is $(p^2-3\pi ^2f^2-2\pi ^2fp)/2$, and the quartic coefficient is $\pi ^2f^2(p^2+6\pi ^2fp+12\pi ^2f^2)/8$. The identities

\[ \begin{gathered} \int _0^1fp\, \mathrm dt=\int _0^1f^3p\, \mathrm dt=0, \\ \int _0^1f^2\, \mathrm dt=\frac12, \quad \int _0^1p^2\, \mathrm dt=\frac{\pi ^2}2,\\ \int _0^1f^4\, \mathrm dt=\frac38, \quad \int _0^1f^2p^2\, \mathrm dt=\frac{\pi ^2}8 \end{gathered} \]

give (17.16.27). Taking $\varepsilon =1/100$ gives a positive path with action $2.9985212487\ldots <3$.

17.16.28 Explicit basic geodesics and singular potentials1DFB5A5992AD

Diagonal projective automorphisms give smooth nonconstant geodesics. For real $a_0,\ldots ,a_{n-1}$, set

\[ v_ t([z])=\log \frac{\sum _{j=0}^{n-1}\mathrm e^{ta_ j}|z_ j|^2}{\sum _{j=0}^{n-1}|z_ j|^2}. \]

The family is spatially nonconstant when the $a_ j$ are not all equal.

Proposition 17.16.29.A3E893F6A601 The pullback $\pi ^*v_ t$ is the full Hermitian Perron segment and is stationary under all smooth fixed-endpoint variations. Its distance and action are

\[ \begin{aligned} d_ B(0,\pi ^*v_1)^2& =\frac{2[(\sum _ ja_ j)^2+\sum _ ja_ j^2]}{n+1},\\ \mathscr S(\pi ^*v)& =\mathcal A_ B(\pi ^*v) =\frac{(\sum _ ja_ j)^2+\sum _ ja_ j^2}{n+1}. \end{aligned} \]

Proof. On the strip, the holomorphic map $F([z],s)=[\mathrm e^{a_0s/2}z_0:\cdots :\mathrm e^{a_{n-1}s/2}z_{n-1}]$ satisfies $\operatorname {pr}_ Y^*\kappa +\mathrm{dd}^{\mathrm{c}}V=F^*\kappa $. The imaginary-time phases are unitary, so $V$ depends only on $\operatorname{Re}s$. This form has rank $d$, strictly positive spatial slices, and zero $(d+1)$st power. The classical bounded Kähler Dirichlet uniqueness identifies it with the base Perron segment; proposition 17.16.16, proposition 17.16.22 give the full segment and its stationarity.

For $x_ j=|z_ j|^2/\sum |z_ j|^2$, the initial velocity is $\sum _ ja_ jx_ j$. A standard complex Gaussian vector has independent exponential squared coordinates, and its projective direction has distribution $\kappa ^ d$. Dividing those coordinates by their sum gives the uniform simplex distribution, with moments

\[ \int _ Yx_ i^2\kappa ^ d=\frac2{n(n+1)}, \qquad \int _ Yx_ ix_ j\kappa ^ d=\frac1{n(n+1)}\quad (i\ne j). \]

The smooth distance formula and (17.16.20) give the claimed squared distance; the action is half of it. $\square$

For instance, $n=3$ and $(a_0,a_1,a_2)=(1,-1,0)$ give squared distance one and action $1/2$.

The completed space also contains potentials with different ordinary singularity types. Put $o=[1:0:\cdots :0]\in Y$ and

\[ \psi =\log \frac{\sum _{j=1}^ d|z_ j|^2}{\sum _{j=0}^ d|z_ j|^2}, \qquad v_ a=1-(1-\psi )^ a,\qquad 0<a<1, \]

with the canonical value $v_ a(o)=-\infty $.

Proposition 17.16.30.9355B610E2C3 Every $v_ a$ has non-pluripolar mass one, and

\[ v_ a\in \mathcal E^2(Y,\kappa ) \quad \Longleftrightarrow \quad a<\frac d{d+2}. \]

At equality its squared energy diverges logarithmically. The pullback has mass $2n$ and pole set $\pi ^{-1}(o)$. If $0<a<b<d/(d+2)$, the two pullbacks have different ordinary singularity types and finite positive $d_ B$ distance.

Proof. In the chart $z_0=1$, write $s=\log |z'|^2$, $L=\log (1+\mathrm e^ s)$, $P=\mathrm e^ s/(1+\mathrm e^ s)$, and $T=1+L-s\geq 1$. The local potential $\Phi =L+1-T^ a$ has derivative

\[ A=P+a(1-P)T^{a-1},\qquad A'=P'(1-aT^{a-1})+a(1-a)(1-P)^2T^{a-2}>0. \]

Both $A$ and $A'$ are positive, so the radial complex Hessian is positive. Its bounded-above local potential extends plurisubharmonically across $o$ by lemma 5.24.7. The function extends smoothly across the hyperplane at infinity. Its bounded plurisubharmonic truncations decrease to a nontrivial canonical potential: near $o$, $|v_ a|=O((1-s)^ a)$ is integrable against radial smooth volume $O(\mathrm e^{ds})\, \mathrm ds$.

The radial mass flux is $Q(s)=A(s)^ d$. Its sphere coefficient is one, since $\mathrm d^{\mathrm c}\log |z'|^2$ integrates to one on the Hopf circle and $\mathrm{dd}^{\mathrm{c}}\log |z'|^2$ induces mass-one Fubini–Study on $\mathbb P^{d-1}$. Stokes on an annulus gives mass $Q(s_2)-Q(s_1)$. Since $Q(-\infty )=0$ and $Q(+\infty )=1$, finite-level locality and annular exhaustion give non-pluripolar mass one. The pole has no atom, and smoothness gives no mass on the hyperplane at infinity.

As $s\to -\infty $,

\[ |v_ a|^2\sim T^{2a},\qquad Q'(s)\sim d a^ d(1-a)T^{-d(1-a)-1},\qquad T\sim 1-s. \]

The squared energy therefore converges exactly when $2a-d(1-a)<0$. At equality the integrand has order $T^{-1}$, giving logarithmic divergence. All other compact regions have smooth potentials and measures. Fiber integration gives the pullback assertions. Finally, $v_ a-v_ b=T^ b-T^ a\to +\infty $ at $o$, so mutual bounded comparison fails. Both points lie in the completed metric space and are distinct, giving finite positive distance. $\square$

17.16.31 Model projection and test curves67EBAA104FDD

The distance just constructed retains information about the potentials that their ordinary model projection forgets. This distinction connects the example with the singularity spaces studied earlier and with the Legendre construction in the next chapter.

Proposition 17.16.32.DE987FD1A354 For every $v\in \mathrm{PSH}(Y,\kappa )$,

\[ P_\omega [\pi ^*v]=\pi ^*P_\kappa [v]. \]

Consequently every point of $\mathcal B_2$ has ordinary model projection zero. Pullback commutes with the forward and backward Legendre transforms of base ordinary model test curves. If a base Perron ray has every finite slice, including its initial potential, in $\mathcal E^2(Y,\kappa )$, each finite segment of its pullback is a $d_ B$ geodesic and minimizes the metric action with its prescribed endpoints.

Proof. For finite $C$, the obstacle $\pi ^*\min (v+C,0)$ and the full competitor family are invariant under $E$. The same argument as in proposition 17.16.16 gives

\[ P_\omega (\pi ^*\min (v+C,0)) =\pi ^*P_\kappa (\min (v+C,0)). \]

Increasing limits and their upper semicontinuous regularizations commute with pullback in submersion charts, proving the model identity. The classical full-mass characterization on $Y$ gives $P_\kappa [v]=0$ for every $v\in \mathcal E^2$, hence the assertion for $\mathcal B_2$.

Pullback preserves parameterwise concavity, order, ordinary-model normalization and cutoff values of a base model test curve. It commutes with pointwise infima, and the submersion property makes it commute with upper semicontinuous regularization of suprema. Thus it commutes with both Legendre transforms. Finally, the Perron descent identifies every finite ray segment with the full Hermitian segment; its finite-energy endpoints and theorem 17.16.19, proposition 17.16.22 give the geodesic and minimizing assertions. $\square$

For ordinary-equivalent endpoints, theorem 17.16.7 already gives their common type throughout the segment. The basic mass formula computes the mass of a chosen basic potential; it does not compute the lower or upper volume of its entire ordinary type, which also includes nonbasic potentials. A separating complete metric on all ordinary models, with compatibility under modifications and changes of background, remains open.

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