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17.10 Geodesic rays in the space of potentials1E44B710CD7B

1E44B710CD7B

When $\omega $ is a Kähler form, the space of smooth strictly $\omega $-plurisubharmonic potentials carries the Mabuchi $L^2$-metric. Its geodesic equation is the homogeneous complex Monge–Ampère equation on $X\times \{ 0<\operatorname{Re}z<1\} $. Subsolutions of this equation are subgeodesics, and the geodesic between two boundary potentials is obtained as a Perron envelope. This construction continues to make sense for singular potentials, even when no smooth geodesic exists.

The goal of this chapter is to further develop the corresponding theory for $\theta $-plurisubharmonic potentials, where $\theta $ is a smooth closed real $(1,1)$-form representing a big class. We define subgeodesics by requiring the complexification $\Phi (x,z)=\varphi _{\operatorname{Re}z}(x)$ to be plurisubharmonic. Geodesics are then defined as Perron envelopes of subgeodesics with prescribed boundary values. This point of view is flexible enough to handle unbounded potentials and singularity constraints.

The first section sets up the basic properties of subgeodesics. We then construct geodesics with prescribed singular endpoints and study geodesic rays. The results are formulated relative to a model potential $\phi $, so that the endpoints and rays live in a fixed relative singularity class.

The final part of the chapter studies the finite-energy space $\mathcal E^1(X,\theta ;\phi )$ and the Darvas $d_1$-metric. We prove the basic metric properties needed later, including completeness and monotone convergence criteria. The radial version of the metric on geodesic rays will be used in the study of test curves and singularity types.

This chapter provides the analytic bridge between envelopes and the later non-Archimedean theory. The space $\mathcal E^1(X,\theta ;\phi )$ and the $d_1$-geometry developed here feed into the pseudometric $d_ S$ of section 16.7, while geodesic rays will later be related to test curves and non-Archimedean potentials.

17.10.1 SubgeodesicsF069E255307E

Let $X$ be a connected compact Kähler manifold of dimension $n$ and $\theta $ be a smooth closed real $(1,1)$-form on $X$ representing a big cohomology class.

Definition 17.10.2.8699FCF63094 Let us fix $\varphi _0,\varphi _1\in \mathrm{PSH}(X,\theta )$. A subgeodesic from $\varphi _0$ to $\varphi _1$ is a family $(\varphi _ t)_{t\in (0,1)}$ in $\mathrm{PSH}(X,\theta )$ such that

  1. 9DAD7522B37E

    if we define

    \[ \Phi \colon X\times \Bigl \{ z\in \mathbb {C}:\operatorname{Re}z\in (0,1) \Bigr \} \rightarrow [-\infty ,\infty ),\quad (x,z)\mapsto \varphi _{\operatorname{Re}z}(x), \]

    then $\Phi $ is $p_1^*\theta $-psh, where $p_1\colon X\times \{ z\in \mathbb {C}:\operatorname{Re}z\in (0,1)\} \rightarrow X$ is the natural projection;

  2. 80E0ABF2B86F

    when $t\to 0+$ (resp. $t\to 1-$), $\varphi _ t$ converges to $\varphi _0$ (resp. $\varphi _1$) with respect to the $L^1$-topology.

We also say $(\varphi _ t)_{t\in [0,1]}$ is a subgeodesic.

We call $\Phi $ the complexification of the subgeodesic $(\varphi _ t)_ t$.

When we do not want to specify $\varphi _0$ and $\varphi _1$, we shall say $(\varphi _ t)_{t\in (0,1)}$ is a subgeodesic1.

More generally, a family $(\psi _ t)_{t\in [a,b]}$ (resp. $(\psi _ t)_{t\in (a,b)}$) in $\mathrm{PSH}(X,\theta )$ for some $a\leq b$ is called a subgeodesic if $(\psi _{tb+(1-t)a})_{t\in [0,1]}$ (resp. $(\psi _{tb+(1-t)a})_{t\in (0,1)}$) is a subgeodesic.

Remark 17.10.3.8F5460F49D02Note that given a subgeodesic $(\psi _ t)_{t\in (a,b)}$, the endpoints $\psi _ a$ and $\psi _ b$ are uniquely determined, in view of proposition 5.14.6.

Remark 17.10.4.8353EDEFC366 In the literature, people sometimes regard $\Phi $ as a function defined on $X\times \{ z\in \mathbb {C}: \mathrm{e}^{-1}<|z|<1\} $, with $\Phi (x,z)=\varphi _{-\log |z|}(x)$. We sometimes also use this convention; the ambient strip or annulus will make the convention clear.

In general, there are no subgeodesics from $\varphi _0$ to $\varphi _1$. In fact, by proposition 17.10.7 below, the existence of a subgeodesic from $\varphi _0$ to $\varphi _1$ forces $\varphi _0\land \varphi _1\not\equiv -\infty $, a condition that may fail (see example 21.12.22).

We first note that the subgeodesics are well-behaved under the change of $\theta $:

Proposition 17.10.5.2042C299A40E Let $g$ be a smooth real function on $X$. Let $\theta '=\theta +\mathrm{dd}^{\mathrm{c}}g$. Suppose that $(\varphi _ t)_{t\in [0,1]}$ is a subgeodesic in $\mathrm{PSH}(X,\theta )$. Then $(\varphi _ t-g)_{t\in [0,1]}$ is a subgeodesic in $\mathrm{PSH}(X,\theta ')$.

Proof. This follows directly from the definition of the complexification. $\square$

Example 17.10.6.2F494BEED8F5 Let $\varphi _0\in \mathrm{PSH}(X,\theta )$, $C\in \mathbb {R}$. Let

\[ \varphi _ t=\varphi _0+tC,\quad t\in [0,1]. \]

Then $(\varphi _ t)_{t\in [0,1]}$ is a subgeodesic. Indeed, since $\operatorname{Re}z$ is harmonic in $z$, the complexification $\Phi (x,z)=\varphi _0(x)+C\, \operatorname{Re}z$ is $p_1^*\theta $-psh.

As a consequence, the constant $(\varphi _0)_{t\in [0,1]}$ is a subgeodesic, called the constant subgeodesic at $\varphi _0$.

A more general version is as follows: Suppose that $(\varphi _ t)_{t\in [0,1]}$ is a subgeodesic in $\mathrm{PSH}(X,\theta )$, $C_1,C_2\in \mathbb {R}$. Then $(\varphi _ t+C_1t+C_2)_{t\in [0,1]}$ is also a subgeodesic.

Proposition 17.10.7.1880C1FBD88F Let $\varphi _0,\varphi _1\in \mathrm{PSH}(X,\theta )$ and $(\varphi _ t)_{t\in (0,1)}$ be a subgeodesic from $\varphi _0$ to $\varphi _1$. Then for each $x\in X$, $[0,1] \ni t\mapsto \varphi _ t(x)$ is a convex function. Furthermore,

\[ \inf _{t\in (0,1)}\varphi _ t\in \mathrm{PSH}(X,\theta ),\quad \inf _{t\in (0,1)}\varphi _ t\leq \varphi _0\land \varphi _1. \]

Proof. Let $\Phi $ be the complexification of $(\varphi _ t)_{t\in (0,1)}$.

For each $x\in X$, the map

\[ \Bigl \{ z\in \mathbb {C}: \operatorname{Re}z\in (0,1) \Bigr \} \rightarrow [-\infty ,\infty ),\quad z\mapsto \Phi (x,z) \]

is either subharmonic or constantly $-\infty $, as follows from definition 17.10.2 1 and proposition 5.13.17. In the latter case, the convexity of $[0,1] \ni t\mapsto \varphi _ t(x)$ is trivial. In the former case, the convexity on the interval $(0,1)$ follows from proposition 5.13.12.

In order to verify the convexity at the boundary, let us fix $s\in (0,1)$. We need to show that

214F303DA2CC 17.10.8
\begin{equation} \varphi _ s(x)\leq s\varphi _1(x)+(1-s)\varphi _0(x) \end{equation}

for all $x\in X$. Thanks to proposition 5.14.6, it suffices to prove this for almost all $x$.

Choose sequences $a_ j\searrow 0$ and $b_ j\nearrow 1$ such that $\varphi _{a_ j}\to \varphi _0$ and $\varphi _{b_ j}\to \varphi _1$ almost everywhere. Outside a set $Z\subseteq X$ of zero Lebesgue measure, all these convergences hold and all the values involved are finite. For $x\in X\setminus Z$ and $j$ large enough that $a_ j<s<b_ j$, the convexity on $(0,1)$ gives

\[ \varphi _ s(x)\leq \frac{b_ j-s}{b_ j-a_ j}\varphi _{a_ j}(x)+\frac{s-a_ j}{b_ j-a_ j}\varphi _{b_ j}(x). \]

Letting $j\to \infty $ gives (17.10.8) almost everywhere.

Let us prove the last assertion. Let

\[ \varphi \coloneqq \inf _{t\in (0,1)}\varphi _ t. \]

By Kiselman's principle proposition 5.14.15, we know that $\varphi \in \mathrm{PSH}(X,\theta )\cup \{ -\infty \} $. Since the complexification $\Phi $ is not identically $-\infty $, Fubini's theorem shows that for almost every $x\in X$, the function $t\mapsto \varphi _ t(x)$ is finite for almost every $t\in (0,1)$. For such an $x$, the convexity just proved implies that $t\mapsto \varphi _ t(x)$ is a finite convex function on $(0,1)$, hence it is bounded from below on $(0,1)$. Thus $\varphi \not\equiv -\infty $, and so $\varphi \in \mathrm{PSH}(X,\theta )$.

For any $t\in (0,1)$, using the convexity established above, we have

\[ \varphi \leq (1-t)\varphi _0+t\varphi _1. \]

It follows that $\varphi \leq \varphi _0$ and $\varphi \leq \varphi _1$ almost everywhere and hence everywhere by proposition 5.14.6. Our assertion follows. $\square$

Corollary 17.10.9.C645EE3517E1 Let $\varphi _0,\varphi _1\in \mathrm{PSH}(X,\theta )$ and $(\varphi _ t)_{t\in (0,1)}$ be a subgeodesic from $\varphi _0$ to $\varphi _1$. Then

3DF2DEE2C546 17.10.10
\begin{equation} \lim _{t\to 0+}\varphi _ t\leq \varphi _0,\quad \lim _{t\to 1-}\varphi _ t\leq \varphi _1. \end{equation}

Moreover,

\[ \lim _{t\to 0+}\varphi _ t=\varphi _0,\quad \lim _{t\to 1-}\varphi _ t=\varphi _1\quad \textup{quasi-everywhere}. \]
The inequalities in (17.10.10) are not equalities everywhere in general. For example, consider an arbitrary subgeodesic from an unbounded $\varphi _0\in \mathcal{E}(X,\omega )$ to a bounded $\varphi _1\in \mathrm{PSH}(X,\omega )$ for some Kähler form $\omega $ on $X$.

Proof. The inequalities in (17.10.10) and the existence of the limits follow from the convexity in proposition 17.10.7. Let us prove the quasi-everywhere equality at $t=0$. Take a decreasing sequence $t_ j\searrow 0$ with $t_ j>0$. Then $\varphi _{t_ j}\to \varphi _0$ in $L^1(X)$ as $j\to \infty $. So by corollary 5.14.8, we have

\[ \varlimsup _{j\to \infty }\varphi _{t_ j}= \varphi _0\quad \textup{quasi-everywhere}. \]

Therefore, we have

\[ \varphi _0=\varlimsup _{j\to \infty }\varphi _{t_ j}=\lim _{t\to 0+}\varphi _ t\leq \varphi _0\quad \textup{quasi-everywhere}. \]

The assertion at $t=1$ is similar. $\square$

Corollary 17.10.11.E31D1E7DDF87 Let $(\varphi _ t)_{t\in [0,1]}$ be a subgeodesic in $\mathrm{PSH}(X,\theta )$. Then

F238807D334F 17.10.12
\begin{equation} \adjustlimits \sup _ X \inf _{s\in (0,1)}\varphi _ s \leq \sup _ X \varphi _ t\leq \sup _ X \varphi _0\lor \sup _ X \varphi _1 \end{equation}

for all $t\in (0,1)$.

Furthermore, $[0,1] \ni t\mapsto \varphi _ t$ is continuous with respect to the $L^1$-topology.

In particular, in view of proposition 5.17.3, the family $\{ \varphi _ t\} _{t\in [0,1]}$ is relatively compact with respect to the $L^1$-topology on $\mathrm{PSH}(X,\theta )$.

Proof. (17.10.12) follows immediately from proposition 17.10.7. Let us verify the continuity of $t\mapsto \varphi _ t$. The continuity at $t=0$ or $t=1$ follows from the definition of subgeodesic. While the continuity on $(0,1)$ follows from the convexity of $t\mapsto \varphi _ t$, and the fact that $\varphi _ t\in L^1(X)$ for each $t\in (0,1)$. $\square$

Proposition 17.10.13.5ECD747A7B0B Let $(\varphi ^ i_0)_{i\in I}$, $(\varphi ^ i_1)_{i\in I}$ be two non-empty uniformly bounded from above families in $\mathrm{PSH}(X,\theta )$. Let $(\varphi ^ i_ t)_{t\in (0,1)}$ be subgeodesics from $\varphi _0^ i$ to $\varphi _1^ i$ for each $i\in I$. Then

\[ \left(\operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi ^ i_ t\right)_{t\in (0,1)} \]

is a subgeodesic from $\operatorname *{sup}_{i}{}\! {}^{*} \varphi ^ i_0$ to $\operatorname *{sup}_{i}{}\! {}^{*} \varphi ^ i_1$.

Proof. We may assume that $\varphi _0^ i,\varphi _1^ i\leq 0$ for all $i\in I$. Then it follows that $\varphi _ t^ i\leq 0$ for all $t\in (0,1)$ and all $i\in I$ by proposition 17.10.7.

We define

\[ \varphi _ t\coloneqq \operatorname *{sup}_{i\in I}{}\! {}^{*} \varphi ^ i_ t\in \mathrm{PSH}(X,\theta ) \]

for all $t\in [0,1]$. Observe that $[0,1] \ni t\mapsto \varphi _ t$ is convex by the same argument leading to (17.10.8).

Let $(\psi _ t)_{t\in (0,1)}$ be the subgeodesic whose complexification $\Phi _{\psi }$ corresponds to $\operatorname *{sup}_{i}{}\! {}^{*} \Phi _{\varphi ^ i}$, where $\Phi _{\varphi ^ i}$ is the complexification of $(\varphi ^ i_ t)_{t\in (0,1)}$. Then clearly, $\varphi _ t\leq \psi _ t$ for each $t\in (0,1)$. On the other hand, by proposition 5.14.5,

\[ \psi _ t=\sup _{i\in I}\varphi ^ i_ t=\varphi _ t\quad \textup{almost everywhere} \]

for almost all $t\in (0,1)$. Therefore, using proposition 5.14.6, we find $\psi _ t=\varphi _ t$ for almost all $t\in (0,1)$. Since both functions are convex in $t$, we conclude that $\psi _ t=\varphi _ t$ for all $t\in (0,1)$.

It remains to argue that $\varphi _ t\xrightarrow {L^1}\varphi _0$ as $t\to 0+$ and $\varphi _ t\xrightarrow {L^1}\varphi _1$ as $t\to 1-$. By symmetry, it suffices to argue the former.

By Choquet's lemma proposition 5.14.3, applied to the uniformly bounded above family of complexifications $(\Phi _{\varphi ^ i})_{i\in I}$ on the strip, there is a countable subset $I'\subset I$ such that

\[ \operatorname *{sup}_{i\in I}{}\! {}^{*}\Phi _{\varphi ^ i}=\operatorname *{sup}_{i\in I'}{}\! {}^{*}\Phi _{\varphi ^ i}. \]

Applying Choquet's lemma proposition 5.14.3 once more to the endpoint families if necessary, and enlarging $I'$, we may also assume

\[ \operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi _0^ i=\operatorname *{sup}_{i\in I'}{}\! {}^{*}\varphi _0^ i,\quad \operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi _1^ i=\operatorname *{sup}_{i\in I'}{}\! {}^{*}\varphi _1^ i. \]

Thus, after replacing $I$ by $I'$, we may assume that $I$ is countable.

We know that for any $t\in (0,1)$ and any $j\in I$,

\[ \varphi ^ j_ t\leq \varphi _ t\leq t\varphi _1+(1-t)\varphi _0. \]

Letting $t\to 0+$, we find that

\[ \varphi _0^ j\leq \varlimsup _{t\to 0+}\varphi _ t\leq \varphi _0 \]

almost everywhere. Since $I$ is countable, we conclude that

BA313A9B1A1F 17.10.14
\begin{equation} \varphi _0=\varlimsup _{t\to 0+}\varphi _ t \end{equation}

almost everywhere.

Fix $i_0\in I$. Recall that by proposition 17.10.7, for each $t\in (0,1)$, we have

\[ \adjustlimits \inf _{t\in (0,1)}\sup _ X \varphi _ t\geq \adjustlimits \inf _{t\in (0,1)}\sup _ X \varphi ^{i_0}_ t\geq \adjustlimits \sup _ X \inf _{t\in (0,1)}\varphi ^{i_0}_ t>-\infty , \]

so the set $\{ \varphi _ t\} _{t\in (0,1)}$ is relatively compact with respect to the $L^1$-topology by proposition 5.17.3. Let $\psi $ be a cluster point as $t\to 0+$. It suffices to show that $\psi =\varphi _0$. By corollary 5.14.8 and (17.10.14), this holds almost everywhere. Therefore, it holds everywhere by proposition 5.14.6. $\square$

Proposition 17.10.15.E5064A497AB8 Let $(\varphi _ t)_{t\in [0,1]}$ be a subgeodesic in $\mathrm{PSH}(X,\theta )$. Then for any $0\leq a\leq b\leq 1$, the segment $(\varphi _{t})_{t\in [a,b]}$ is a subgeodesic.

Proof. It suffices to show that

\[ \varphi _{tb+(1-t)a}\xrightarrow {L^1}\varphi _ a,\quad \varphi _{tb+(1-t)a}\xrightarrow {L^1}\varphi _ b \]

as $t\to 0+$ and $t\to 1-$ respectively. In other words, we need to show that for any $c\in (0,1)$, we have

\[ \varphi _ t\xrightarrow {L^1}\varphi _ c \]

as $t\to c$. For this purpose, observe that by proposition 17.10.7,

\[ \adjustlimits \sup _ X \inf _{s\in (0,1)}\varphi _ s\leq \sup _{X}\varphi _ t\leq \left( \sup _ X \varphi _0 \right) \lor \left( \sup _ X\varphi _1 \right) \]

for any $t\in (0,1)$. Therefore, $\{ \varphi _ t\} _{t\in (0,1)}$ is a relatively compact family with respect to the $L^1$-topology on $\mathrm{PSH}(X,\theta )$ by proposition 5.17.3. It suffices to show that any cluster point $\psi $ of $\varphi _ t$ as $t\to c$ is equal to $\varphi _ c$. By corollary 5.14.8 and the convexity proposition 17.10.7, we have $\varphi _ c=\psi $ almost everywhere and hence everywhere by proposition 5.14.6. $\square$

For the purpose of this chapter, it is useful to reformulate the gluing lemma corollary 5.14.20 in the following way, which allows us to glue subgeodesics directly:

Lemma 17.10.16.3BEBB86C7F79 Let $(\varphi _ t)_{t\in [0,1]}$ be a subgeodesic in $\mathrm{PSH}(X,\theta )$. Let $0\leq a<b\leq 1$ and let $(\psi _ t)_{t\in [a,b]}$ be a subgeodesic such that $\psi _ a=\varphi _ a$, $\psi _ b=\varphi _ b$, and

\[ \psi _ t\geq \varphi _ t,\quad t\in (a,b). \]

Define

\[ \gamma _ t= \begin{cases} \psi _ t,& \textup{if }t\in (a,b),\\ \varphi _ t,& \textup{if }t\in [0,1]\setminus (a,b). \end{cases} \]

Then $(\gamma _ t)_{t\in [0,1]}$ is a subgeodesic.

Proof. The $L^1$-convergence of $\gamma _ t$ to $\varphi _0$ at $0$ and $\varphi _1$ at $1$ follows immediately from the corresponding property for $(\varphi _ t)_ t$ and $(\psi _ t)_ t$. It remains to prove that the complexification of $(\gamma _ t)_ t$ is $p_1^*\theta $-psh.

Let

\[ S=\{ z\in \mathbb {C}:0<\operatorname{Re}z<1\} ,\quad S'=\{ z\in \mathbb {C}:a<\operatorname{Re}z<b\} . \]

Let $\Phi $ and $\Psi $ be the complexifications of $(\varphi _ t)_ t$ and $(\psi _ t)_ t$ on the corresponding strips. Since $\Psi \geq \Phi $ on $X\times S'$, the complexification of $(\gamma _ t)_ t$ is equal to $\Phi \lor \Psi $ on $X\times S'$ and to $\Phi $ on $X\times (S\setminus S')$. By the gluing lemma corollary 5.14.20, it is enough to verify that

\[ \varlimsup _{\substack {S'\ni z'\to z\\ x'\to x}}\Psi (x',z')\leq \Phi (x,z) \]

at every point $(x,z)\in X\times S$ with $\operatorname{Re}z=a$ or $\operatorname{Re}z=b$.

Suppose for instance that $a>0$, and let $(x_ j,z_ j)$ tend to $(x,z)$ with $\operatorname{Re}z=a$ and $a<\operatorname{Re}z_ j<b$. Set $t_ j=\operatorname{Re}z_ j$. Since $(\psi _ t)_ t$ is a subgeodesic from $\varphi _ a$ to $\varphi _ b$, the sequence $\psi _{t_ j}$ converges to $\varphi _ a$ in $L^1$. Applying corollary 5.14.8 to this sequence gives

\[ \varphi _ a=\inf _{m>0}\left(\operatorname *{sup}_{j\geq m}{}\! {}^{*}\psi _{t_ j}\right). \]

For fixed $m$, the upper semicontinuity of $\operatorname *{sup}_{j\geq m}{}\! {}^{*}\psi _{t_ j}$ gives

\[ \varlimsup _{j\to \infty }\psi _{t_ j}(x_ j)\leq \left(\operatorname *{sup}_{j\geq m}{}\! {}^{*}\psi _{t_ j}\right)(x). \]

Letting $m\to \infty $, we get

\[ \varlimsup _{j\to \infty }\psi _{t_ j}(x_ j)\leq \varphi _ a(x). \]

Since $\Phi (x,z)=\varphi _ a(x)$ when $\operatorname{Re}z=a$, this is the desired boundary inequality along $\{ \operatorname{Re}z=a\} $. The same argument applies along $\{ \operatorname{Re}z=b\} $ when $b<1$. Hence corollary 5.14.20 shows that the pasted complexification is $p_1^*\theta $-psh. $\square$

Definition 17.10.17.872270015CE7 A ray $\ell =(\ell _ t)_{t\geq 0}$ is a subgeodesic ray in $\mathrm{PSH}(X,\theta )$ if for any $0\leq a\leq b$, the segment $(\ell _{t})_{t\in [a,b]}$ is a subgeodesic in $\mathrm{PSH}(X,\theta )$. We say $\ell $ emanates from $\ell _0$.

The complexification of a subgeodesic ray $\ell $ is defined as the potential

\[ \Phi \colon X\times \{ z\in \mathbb {C}:\operatorname{Re}z>0\} \rightarrow [-\infty ,\infty ),\quad (x,z)\mapsto \ell _{\operatorname{Re}z}(x). \]

Note that $\Phi $ is $p_1^*\theta $-psh, where $p_1\colon X\times \{ z\in \mathbb {C}:\operatorname{Re}z>0\} \rightarrow X$ is the natural projection.

Remark 17.10.18.E63B316F0AB8As in 17.10.4, one may also define the complexification as a function $X\times \{ z\in \mathbb {C}: 0<|z|<1\} \rightarrow [-\infty ,\infty )$.

17.10.19 Geodesics in the space of potentialsBE861874FCE4

Let $X$ be a connected compact Kähler manifold of dimension $n$ and $\theta $ be a smooth closed real $(1,1)$-form on $X$ representing a big cohomology class. Fix a model potential $\phi \in \mathrm{PSH}(X,\theta )_{>0}$. See definition 16.3.18 for the definition.

Definition 17.10.20.774DAAE2CF9E Let $\varphi _0, \varphi _1 \in \mathrm{PSH}(X,\theta )$. The geodesic $(\varphi _ t)_{t\in (0,1)}$ from $\varphi _0$ to $\varphi _1$ is the family of potentials $\varphi _ t\in \mathrm{PSH}(X,\theta )\cup \{ -\infty \} $ such that

D0FE4F9BEB1B 17.10.21
\begin{equation} \begin{split} \varphi _ t=\operatorname *{sup}_{}{}\! {}^{*}& \left\{ \psi _ t: (\psi _{s})_ s \textup{ is a subgeodesic from }\psi _0\textup{ to }\psi _1,\right.\\ & \psi _0,\psi _1\in \mathrm{PSH}(X,\theta ),\left.\psi _0\leq \varphi _0,\psi _1\leq \varphi _1\right\} . \end{split} \end{equation}

More generally, let $(\varphi _ t)_{t\in [a,b]}$ ($a,b\in \mathbb {R}$, $a\leq b$) be a curve in $\mathrm{PSH}(X,\theta )$. We say $(\varphi _ t)_{t\in [a,b]}$ is a geodesic if the curve $(\varphi _{tb+(1-t)a})_{t\in (0,1)}$ is a geodesic from $\varphi _ a$ to $\varphi _ b$.

We also say $(\varphi _ t)_{t\in (a,b)}$ is a geodesic in $\mathrm{PSH}(X,\theta )$ from $\varphi _ a$ to $\varphi _ b$.

The envelopes of the form (17.10.21) are usually referred to as the Perron envelopes. In general, the geodesic defined by (17.10.21) fails to have the correct limit when $t\to 0+$ or $t\to 1-$. Therefore, a priori it is not a subgeodesic from $\varphi _0$ to $\varphi _1$. In the sequel, we use the word geodesic only in situations where the endpoint behavior has been verified.

Lemma 17.10.22.BDEA4F06B7F1 Let $\varphi _0,\varphi _1\in \mathrm{PSH}(X,\theta )$. Assume that there is a subgeodesic from $\varphi _0$ to $\varphi _1$. Then the geodesic $(\varphi _ t)_{t\in (0,1)}$ from $\varphi _0$ to $\varphi _1$ is a subgeodesic from $\varphi _0$ to $\varphi _1$.

Proof. This is an immediate consequence of proposition 17.10.13. $\square$

Example 17.10.23.C16140E8B047 Let $\varphi _0\in \mathrm{PSH}(X,\theta )$ and $C\in \mathbb {R}$. Then the subgeodesic $(\varphi _0+tC)_{t\in [0,1]}$ studied in example 17.10.6 is a geodesic. This follows easily from proposition 17.10.7.

In particular, when $C=0$, we find that the constant subgeodesic at $\varphi _0$ is indeed a geodesic, which we call the constant geodesic at $\varphi _0$.

More generally, suppose that $(\varphi _ t)_{t\in [0,1]}$ is a geodesic and $C_1,C_2\in \mathbb {R}$, then $(\varphi _ t+C_1t+C_2)_{t\in [0,1]}$ is also a geodesic. This follows immediately from example 17.10.6.

Next we want to show that under mild assumptions, there exist subgeodesics between two potentials. The assumption below turns out to be necessary as well, as we shall prove in theorem 16.8.32 later.

Proposition 17.10.24.8AB36536E36D Given $\varphi _0, \varphi _1 \in \mathcal{E}(X,\theta ;\phi )$, the geodesic $(\varphi _ t)_{t\in (0,1)}$ from $\varphi _0$ to $\varphi _1$ defined by (17.10.21) is a subgeodesic from $\varphi _0$ to $\varphi _1$ and $\varphi _ t\in \mathcal{E}(X,\theta ;\phi )$ for each $t\in (0,1)$.

Moreover, for any $0\leq a\leq b\leq 1$, the restriction $(\varphi _ t)_{t\in [a,b]}$ is a geodesic.

If furthermore $\varphi _0,\varphi _1\in \mathcal{E}^1(X,\theta ;\phi )$ (resp. $\mathcal{E}^{\infty }(X,\theta ;\phi )$), then $\varphi _ t\in \mathcal{E}^1(X,\theta ;\phi )$ (resp. $\mathcal{E}^{\infty }(X,\theta ;\phi )$) for all $t\in (0,1)$.

We refer to 16.5 for the definition of $\mathcal{E}(X,\theta ;\phi )$. Our assumption means that $P_{\theta }[\varphi _0]=P_{\theta }[\varphi _1]=\phi $.

As a consequence of this proposition, the restriction $(\varphi _ t)_{t\in [a,b]}$ is also a subgeodesic since $\varphi _ a,\varphi _ b\in \mathcal{E}(X,\theta ;\phi )$ as well.

Proof. After subtracting suitable constants from $\varphi _0$ and $\varphi _1$ and adding back the corresponding affine function of $t$, we may assume that $\varphi _0,\varphi _1\leq \phi $. It follows from proposition 17.10.7 that $\varphi _ t\leq \phi $ for all $t\in (0,1)$. In fact, we have the stronger estimate

991B9E91FD84 17.10.25
\begin{equation} \varphi _ t\leq t\varphi _1+(1-t)\varphi _0,\quad t\in (0,1). \end{equation}

We first observe that when $\varphi _0,\varphi _1\in \mathcal{E}(X,\theta ;\phi )$, so is $\varphi _0\land \varphi _1$, see proposition 16.5.49. In particular, the constant subgeodesic $t\mapsto \varphi _0\land \varphi _1$ is a candidate in the Perron envelope (17.10.21). So

C45355A6B32E 17.10.26
\begin{equation} \varphi _ t\geq \varphi _0\land \varphi _1,\quad t\in (0,1). \end{equation}

By proposition 17.10.13, $(\varphi _ t)_{t\in (0,1)}$ is a subgeodesic.2 It follows from proposition 16.5.52 that $\varphi _ t\in \mathcal{E}(X,\theta ;\phi )$ for all $t\in (0,1)$.

Next, we show that as $t\to 0+$, we have $\varphi _ t\xrightarrow {L^1}\varphi _0$. The corresponding result at $t=1$ is similar.

We first argue the special case where $\varphi _0\preceq \varphi _1$. Take a constant $C>0$ such that

\[ \varphi _0-C\leq \varphi _1. \]

Then $(\varphi _0-Ct)_{t\in (0,1)}$ is clearly a candidate in (17.10.21), see example 17.10.6. Therefore, for all $t\in (0,1)$,

431F43B008A4 17.10.27
\begin{equation} \varphi _0-Ct\leq \varphi _ t\leq t\varphi _1+(1-t)\varphi _0. \end{equation}

It follows that $\varphi _ t\xrightarrow {L^1}\varphi _0$ as $t\to 0+$.

Let us come back to the general case. By corollary 17.10.11, $\{ \varphi _ t:t\in (0,1)\} $ is a relatively compact subset of $\mathrm{PSH}(X,\theta )$ with respect to the $L^1$-topology.

Let $\psi $ be an $L^1$-cluster point of $\varphi _ t$ as $t\searrow 0$, and it suffices to show that $\psi =\varphi _0$.

For each $M\in \mathbb {N}$, we write

\[ \varphi _0^ M=\varphi _0\land (\varphi _1+M). \]

Observe that $\varphi _0^ M\in \mathcal{E}(X,\theta ;\phi )$ by proposition 16.5.49. Let $(\varphi _ t^ M)_{t\in (0,1)}$ be the geodesic from $\varphi _0^ M$ to $\varphi _1$. Since $\varphi _0^ M\preceq \varphi _1$, the special case proved above applies to the geodesic $(\varphi _ t^ M)_ t$, and

\[ \varphi _ t^ M\xrightarrow {L^1}\varphi _0^ M \quad \textup{as }t\to 0+. \]

Moreover, every candidate for the geodesic from $\varphi _0^ M$ to $\varphi _1$ is also a candidate for the geodesic from $\varphi _0$ to $\varphi _1$, so

\[ \varphi _ t^ M\leq \varphi _ t,\quad t\in (0,1). \]

Letting $t\to 0+$ along a sequence for which $\varphi _ t\to \psi $ in $L^1$, and using corollary 5.14.8, we obtain

\[ \psi \geq \varphi _0^ M \]

almost everywhere, hence everywhere by proposition 5.14.6.

On the other hand, by (17.10.25), $\psi \leq \varphi _0$. So it suffices to show that

\[ \varphi _0\land (\varphi _1+M)\xrightarrow {L^1} \varphi _0 \]

as $M\to \infty $, which is shown in proposition 16.5.54.

Now we have shown that $(\varphi _ t)_{t\in [0,1]}$ is a subgeodesic.

Next, take $0\leq a\leq b\leq 1$. We want to show that the restriction $(\varphi _ t)_{t\in [a,b]}$ is the geodesic from $\varphi _ a$ to $\varphi _ b$. We may assume that $a<b$. The argument is the standard balayage argument.

Let $(\psi _ t)_{t\in (a,b)}$ be the geodesic from $\varphi _ a$ to $\varphi _ b$. Since $(\varphi _ t)_{t\in [a,b]}$ is a subgeodesic by proposition 17.10.15, we have $\psi _ t\geq \varphi _ t$ for all $t\in (a,b)$.

We define

\[ \eta _ t= \left\{ \begin{aligned} \psi _ t,& \quad \text{if }t\in (a,b),\\ \varphi _ t,& \quad \text{if }t\in (0,1)\setminus (a,b). \end{aligned} \right. \]

Extending it by setting $\psi _ a=\varphi _ a$ and $\psi _ b=\varphi _ b$, the first part of the proof applied to the endpoints $\varphi _ a,\varphi _ b$ shows that $(\psi _ t)_{t\in [a,b]}$ is a subgeodesic from $\varphi _ a$ to $\varphi _ b$. Since $\psi _ t\geq \varphi _ t$ for $t\in (a,b)$, the gluing lemma 17.10.16 shows that $(\eta _ t)_{t\in [0,1]}$ is a subgeodesic from $\varphi _0$ to $\varphi _1$.

Therefore, for all $t\in (0,1)$, we have

\[ \varphi _ t\geq \eta _ t. \]

In particular, for $t\in (a,b)$, we have

\[ \varphi _ t\geq \eta _ t=\psi _ t\geq \varphi _ t. \]

In other words, $(\varphi _ t)_{t\in (a,b)}=(\psi _ t)_{t\in (a,b)}$ is the geodesic from $\varphi _ a$ to $\varphi _ b$.

Finally, assume furthermore that $\varphi _0,\varphi _1\in \mathcal{E}^1(X,\theta ;\phi )$ (resp. $\mathcal{E}^{\infty }(X,\theta ;\phi )$). Thanks to (17.10.26), proposition 16.5.49 and proposition 16.5.52, we find $\varphi _ t\in \mathcal{E}^1(X,\theta ;\phi )$ (resp. $\mathcal{E}^{\infty }(X,\theta ;\phi )$) for all $t\in (0,1)$. $\square$

Lemma 17.10.28.8A0F90757653 Let $\varphi _0,\varphi _1\in \mathrm{PSH}(X,\theta )$ with $\varphi _1\leq \varphi _0$. Let $(\varphi _ t)_{t\in (0,1)}$ be the geodesic from $\varphi _0$ to $\varphi _1$. Assume that $(\varphi _ t)_{t\in [0,1]}$ is also a subgeodesic. Then $\varphi _ t$ is decreasing in $t\in [0,1]$.

Proof. Fix $0< r<s\leq 1$ and put $\delta =(s-r)/(1-r)$. Then $(\varphi _{\delta +(1-\delta )t})_{t\in [0,1]}$ is a subgeodesic from $\varphi _\delta $ to $\varphi _1$. Since

\[ \varphi _\delta \leq (1-\delta )\varphi _0+\delta \varphi _1\leq \varphi _0, \]

we have $\varphi _{\delta +(1-\delta )t}\leq \varphi _ t$ for all $t\in (0,1)$ by the definition of geodesic. In particular, $\varphi _ s=\varphi _{\delta +(1-\delta )r}\leq \varphi _ r$.

It remains to prove that for any $t\in (0,1)$, we have $\varphi _ t\leq \varphi _0$, but this is an immediate consequence of proposition 17.10.7:

\[ \varphi _ t\leq t\varphi _1+(1-t)\varphi _0\leq \varphi _0. \]
$\square$

Proposition 17.10.29.DE479E2BD255 Let $\varphi _1,\varphi _0\in \mathcal{E}(X,\theta ;\phi )$ with $\varphi _1\preceq \varphi _0$. Let $(\varphi _ t)_{t\in (0,1)}$ be the geodesic from $\varphi _0$ to $\varphi _1$. Then

8AE427F2EF68 17.10.30
\begin{equation} s\sup _{\{ \varphi _0\neq -\infty \} }(\varphi _1-\varphi _0)=\sup _{\{ \varphi _0\neq -\infty \} }(\varphi _ s-\varphi _0) \end{equation}

for all $s\in [0,1]$.

Mathematical diagram from the source
E48DC51BE08D17.10.31 Typical behaviour of $t\mapsto \varphi _ t(x)$

Proof. The notations in the proof are indicated in 17.10.31.3

We may assume that $s\in (0,1)$ since there is nothing to prove when $s=0$ or $s=1$.

After replacing $\varphi _ t$ by $\varphi _ t-C't$ for some large enough $C'>0$, we may assume that $\varphi _1\leq \varphi _0$. This procedure preserves the geodesic property by example 17.10.23. Then $\varphi _ t$ is decreasing in $t$ by 17.10.28.

Let

FEE6016E13FF 17.10.32
\begin{equation} C=\sup _{\{ \varphi _1\neq -\infty \} } \left(\varphi _1-\varphi _0\right)=\sup _{\{ \varphi _0\neq -\infty \} } \left(\varphi _1-\varphi _0\right)\leq 0, \end{equation}

where the equality is due to corollary 5.15.21. Then by proposition 5.14.6, we have

\[ \varphi _1\leq \varphi _0+C. \]

So $(\varphi _1-C(1-t))_{t\in (0,1)}$ is a candidate in (17.10.21) and hence

18547F185BC3 17.10.33
\begin{equation} \varphi _1-C(1-t)\leq \varphi _ t,\quad t\in (0,1). \end{equation}

By proposition 17.10.24, we have $\varphi _ t\xrightarrow {L^1}\varphi _1$ as $t\to 1-$. Since $\varphi _ t$ is decreasing in $t\in (0,1)$, it follows that $\varphi _1=\inf _{t\in (0,1)}\varphi _ t$. Therefore, we can find a pluripolar set $Z\subseteq X$ such that $\varphi _ t(x)\rightarrow \varphi _1(x)>-\infty $ as $t\to 1-$ for all $x\in X\setminus Z$.

Similarly, since $\varphi _0=\operatorname *{sup}_{t\in (0,1)}{}\! {}^{*} \varphi _ t$, after enlarging $Z$, we may also guarantee that $\varphi _ t(x)\rightarrow \varphi _0(x)>-\infty $ as $t\to 0+$ for all $x\in X\setminus Z$ by proposition 5.14.5.

For any such $x\in X\setminus Z$, the function $t\mapsto \varphi _ t(x)$ is a real-valued continuous convex function on $[0,1]$. In particular, $t\mapsto \varphi _ t(x)$ is absolutely continuous on $[0,1]$. Hence, for any $s\in [0,1)$, we have

16DA31D36BD2 17.10.34
\begin{equation} \varphi _1(x)-\varphi _ s(x)=\int _ s^1 \frac{\mathrm{d}}{\mathrm{d}t}\varphi _ t(x)\, \mathrm{d}t\leq (1-s)\lim _{t\to 1-}\frac{\varphi _1(x)-\varphi _ t(x)}{1-t}\leq (1-s)C, \end{equation}

where the second inequality follows from (17.10.33).

Taking supremum in (17.10.34), we find that

1B22CF257482 17.10.35
\begin{equation} \sup _{X\setminus Z} (\varphi _1-\varphi _ s)\leq (1-s)\adjustlimits \sup _{x\in X\setminus Z}\lim _{t\to 1-}\frac{\varphi _1(x)-\varphi _ t(x)}{1-t}\leq (1-s)C. \end{equation}

When $s=0$, we deduce from corollary 5.15.21 and (17.10.32) that

\[ C=\sup _{\{ \varphi _1\neq -\infty \} } \left(\varphi _1-\varphi _0\right)=\adjustlimits \sup _{x\in X\setminus Z}\lim _{t\to 1-}\frac{\varphi _1(x)-\varphi _ t(x)}{1-t}. \]

But this equality works equally well for the geodesic $(\varphi _{(1-s)t+s})_{t\in [0,1]}$ with the same argument. It follows that

\[ \sup _{\{ \varphi _1\neq -\infty \} } \left(\varphi _1-\varphi _ s\right)=(1-s)\adjustlimits \sup _{x\in X\setminus Z}\lim _{t\to 1-}\frac{\varphi _1(x)-\varphi _ t(x)}{1-t}=(1-s)C. \]

Therefore, invoking corollary 5.15.21 again, we deduce that all inequalities in (17.10.35) are in fact equalities. In other words,

5825ABE1D62B 17.10.36
\begin{equation} \sup _{\{ \varphi _1\neq -\infty \} }(\varphi _1-\varphi _0)= \adjustlimits \sup _{x\in X\setminus Z}\lim _{t\to 1-}\frac{\varphi _1(x)-\varphi _ t(x)}{1-t} =\sup _{\{ \varphi _1\neq -\infty \} }\frac{\varphi _1-\varphi _ s}{1-s}. \end{equation}

On the other hand, we have the trivial inequality when $s\in (0,1)$:

\[ \sup _{\{ \varphi _1\neq -\infty \} }(\varphi _1-\varphi _0)\leq s \sup _{\{ \varphi _1\neq -\infty \} }\frac{\varphi _ s-\varphi _0}{s}+ (1-s) \sup _{\{ \varphi _1\neq -\infty \} }\frac{\varphi _1-\varphi _ s}{1-s}. \]

Together with (17.10.36), we find that for $s\in (0,1)$,

\[ \sup _{\{ \varphi _1\neq -\infty \} }(\varphi _1-\varphi _0)\leq \sup _{\{ \varphi _1\neq -\infty \} }\frac{\varphi _ s-\varphi _0}{s}. \]

The reverse inequality follows from the convexity, and hence for $s\in (0,1)$, we have

\[ \sup _{\{ \varphi _1\neq -\infty \} }\frac{\varphi _ s-\varphi _0}{s}=\sup _{\{ \varphi _1\neq -\infty \} }(\varphi _1-\varphi _0). \]

Using corollary 5.15.21, we conclude (17.10.30). $\square$

With an almost identical proof, we find

Proposition 17.10.37.9335B48D7458 Let $\varphi _1,\varphi _0\in \mathcal{E}^{\infty }(X,\theta ;\phi )$. Let $(\varphi _ t)_{t\in (0,1)}$ be the geodesic from $\varphi _0$ to $\varphi _1$. Then

\[ t\inf _{\{ \phi \neq -\infty \} }(\varphi _1-\varphi _0)=\inf _{\{ \phi \neq -\infty \} }(\varphi _ t-\varphi _0) \]

for all $t\in (0,1]$.

Definition 17.10.38.2E335019C3A7 Let $\ell =(\ell _ t)_{t\geq 0}$ be a family in $\mathcal{E}(X,\theta ;\phi )$. We say $\ell $ is a geodesic ray in $\mathcal{E}(X,\theta ;\phi )$ emanating from $\ell _0$ if for each $0\leq a\leq b$, the restriction $(\ell _ t)_{t\in [a,b]}$ is a geodesic.

The set of geodesic rays in $\mathcal{E}(X,\theta ;\phi )$ emanating from $\phi $ is denoted by $\mathcal{R}(X,\theta ;\phi )$.

We say a geodesic ray $\ell \in \mathcal{R}(X,\theta ;\phi )$ has finite energy if $\ell _ t\in \mathcal{E}^1(X,\theta ;\phi )$ for all $t>0$. The set of geodesic rays with finite energy is denoted by $\mathcal{R}^1(X,\theta ;\phi )$.

We say a geodesic ray $\ell \in \mathcal{R}(X,\theta ;\phi )$ is bounded if $\ell _ t\in \mathcal{E}^{\infty }(X,\theta ;\phi )$ for all $t\geq 0$. The set of bounded geodesic rays is denoted by $\mathcal{R}^{\infty }(X,\theta ;\phi )$.

Given $\ell ,\ell '\in \mathcal{R}(X,\theta ;\phi )$, we write $\ell \leq \ell '$ if $\ell _ t\leq \ell '_ t$ for each $t\geq 0$.

When $\phi =V_{\theta }$, we usually omit it from the notations and write $\mathcal{R}(X,\theta )$, $\mathcal{R}^1(X,\theta )$ and $\mathcal{R}^{\infty }(X,\theta )$ respectively.

Proposition 17.10.39.FD1B5378AA06 Let $\ell \in \mathcal{R}(X,\theta ;\phi )$. Then there is a constant $C\in \mathbb {R}$ such that

\[ \sup _{X}\ell _ t=Ct,\quad t\geq 0. \]

Proof. It follows from proposition 17.10.29 that

\[ \sup _{\{ \phi \neq -\infty \} }(\ell _ t-\phi )=t\sup _{\{ \phi \neq -\infty \} }(\ell _1-\phi ) \]

for all $t\geq 0$.

It suffices to show that for any $t\geq 0$,

\[ \sup _{\{ \phi \neq -\infty \} }(\ell _ t-\phi )=\sup _ X \ell _ t. \]

This was already proved in proposition 16.3.21. $\square$

17.10.40 The metrics on the spaces of potentials and rays770FD61FCF7B

Let $X$ be a connected compact Kähler manifold of dimension $n$ and $\theta $ be a smooth closed real $(1,1)$-form on $X$ representing a big cohomology class. Fix a model potential $\phi \in \mathrm{PSH}(X,\theta )_{>0}$.

We first study a natural metric on $\mathcal{E}^1(X,\theta ;\phi )$.

Definition 17.10.41.08EFAEA550B1 Let $\varphi ,\psi \in \mathcal{E}^1(X,\theta ;\phi )$, we define the Darvas metric $d_1$ as follows:

\[ d_1(\varphi ,\psi )=E_{\theta }^{\phi }(\varphi )+E_{\theta }^{\phi }(\psi )-2E_{\theta }^{\phi }(\varphi \land \psi ). \]

Note that by proposition 16.5.49, $\varphi \land \psi \in \mathcal{E}^1(X,\theta ;\phi )$.

Recall that $E_{\theta }^{\phi }$ is defined in definition 16.5.10.

In particular, if $\varphi \leq \psi $, we have

D8C8C0BB6585 17.10.42
\begin{equation} d_1(\varphi ,\psi )=E_{\theta }^{\phi }(\psi )-E_{\theta }^{\phi }(\varphi ). \end{equation}
We wish to show that $d_1$ is a complete metric. We first prove a contraction property:

Proposition 17.10.43.61DD221912DE Let $\varphi ,\psi ,\gamma \in \mathcal{E}^1(X,\theta ;\phi )$. Then

DCF5BF05B577 17.10.44
\begin{equation} d_1(\varphi ,\psi )\geq d_1(\varphi \land \gamma ,\psi \land \gamma ). \end{equation}

Proof. Step 1. We first assume that $\varphi \geq \psi $. Then

\[ \begin{aligned} d_1(\varphi ,\psi )=& E_{\theta }^{\phi }(\varphi )-E_{\theta }^{\phi }(\psi )\\ \geq & E_{\theta }^{\phi }\Bigl ((\varphi \land \gamma )\lor \psi \Bigr )-E_{\theta }^{\phi }(\psi ) & \textup{by \href{../../tag/93210731F7FD/}{16.5.14}}\\ \geq & E_{\theta }^{\phi }(\varphi \land \gamma )-E_{\theta }^{\phi }(\psi \land \gamma )& \textup{by corollary \href{../../tag/4A849C02F386/}{16.5.59}}. \end{aligned} \]

Step 2. We prove the general case.

By Step 1, we have

\[ d_1(\varphi ,\varphi \land \psi )\geq d_1(\varphi \land \gamma ,\varphi \land \psi \land \gamma ),\quad d_1(\psi ,\varphi \land \psi )\geq d_1(\psi \land \gamma ,\varphi \land \psi \land \gamma ). \]

Adding the two inequalities together, we conclude (17.10.44). $\square$

Lemma 17.10.45.488B7E9EA42C The function $d_1$ is a metric on $\mathcal{E}^1(X,\theta ;\phi )$.

Proof. There are two facts to prove, as in the two steps below.

Step 1. Let $\varphi ,\psi \in \mathcal{E}^1(X,\theta ;\phi )$. Assume that $d_1(\varphi ,\psi )=0$. Then we will show that $\varphi =\psi $.

We first treat the case $\psi \leq \varphi $. Then $d_1(\varphi ,\psi )=E_\theta ^\phi (\varphi )-E_\theta ^\phi (\psi )=0$, and proposition 16.5.30 gives

\[ \int _ X (\varphi -\psi )\, \theta _{\psi }^ n=0. \]

We conclude that $\psi =\varphi $ using the domination principle theorem 13.13.43.

In general, put $\gamma =\varphi \land \psi $. Since

\[ d_1(\varphi ,\psi )=d_1(\varphi ,\gamma )+d_1(\psi ,\gamma ), \]

both terms on the right vanish. Applying the comparable case to the pairs $(\varphi ,\gamma )$ and $(\psi ,\gamma )$ gives $\varphi =\gamma =\psi $.

Step 2. Let $\varphi ,\psi ,\gamma \in \mathcal{E}^1(X,\theta ;\phi )$. We prove the triangle inequality:

\[ d_1(\varphi ,\psi )\leq d_1(\varphi ,\gamma )+d_1(\psi ,\gamma ). \]

This can be translated to

\[ E_{\theta }^{\phi }(\varphi \land \gamma )-E_{\theta }^{\phi }(\varphi \land \psi )\leq E_{\theta }^{\phi }(\gamma )-E_{\theta }^{\phi }(\psi \land \gamma ). \]

We just have to compute using proposition 17.10.43:

\[ \begin{aligned} E_{\theta }^{\phi }(\gamma )-E_{\theta }^{\phi }(\psi \land \gamma )\geq & E_{\theta }^{\phi }(\varphi \land \gamma )-E_{\theta }^{\phi }(\varphi \land \psi \land \gamma )\\ \geq & E_{\theta }^{\phi }(\varphi \land \gamma )-E_{\theta }^{\phi }(\varphi \land \psi ), \end{aligned} \]

where the second line follows from 16.5.14. $\square$

We introduce an auxiliary functional.

Definition 17.10.46.D926E3A0E83A Define $I_{\theta }\colon \mathcal{E}^1(X,\theta ;\phi )\times \mathcal{E}^1(X,\theta ;\phi )\rightarrow \mathbb {R}\cup \{ \infty \} $ as follows:

4.28
\begin{equation} I_{\theta }(\varphi ,\psi )\coloneqq \int _ X |\varphi -\psi |\left( \theta _{\varphi }^ n+\theta _{\psi }^ n \right). \end{equation}
We will soon see that $I_{\theta }$ is always finite, see theorem 17.10.48. We observe the following elementary equality.

Lemma 17.10.47.CB87AA08E67C Let $\varphi ,\psi \in \mathcal{E}^1(X,\theta ;\phi )$. Then

\[ I_{\theta }(\varphi ,\psi )=I_{\theta }(\varphi \lor \psi ,\varphi )+I_{\theta }(\varphi \lor \psi ,\psi ). \]

Proof. By the plurifine locality of non-pluripolar products proposition 13.11.4 1, we can write

\[ \begin{aligned} I_{\theta }(\varphi ,\psi )=& \int _{ \{ \varphi <\psi \} } (\psi -\varphi ) \left( \theta _{\varphi }^ n+\theta _{\psi }^ n \right)+\int _{ \{ \varphi >\psi \} } (\varphi -\psi ) \left( \theta _{\varphi }^ n+\theta _{\psi }^ n \right),\\ I_{\theta }(\varphi \lor \psi ,\varphi )=& \int _{\{ \psi >\varphi \} } (\psi -\varphi )\left(\theta _{\psi }^ n+\theta _{\varphi }^ n \right),\\ I_{\theta }(\varphi \lor \psi ,\psi )=& \int _{\{ \psi <\varphi \} } (\varphi -\psi )\left(\theta _{\psi }^ n+\theta _{\varphi }^ n \right). \end{aligned} \]

The desired equality follows by comparing these terms. $\square$

We have an interesting relation between $d_1$ and $I_{\theta }$ defined in definition 17.10.46.

Theorem 17.10.48.1178F95447B1 Let $\varphi ,\psi \in \mathcal{E}^1(X,\theta ;\phi )$. Then

59E3B0356FFD 17.10.49
\begin{equation} \frac{1}{C_ n} I_{\theta }(\varphi ,\psi )\leq d_1(\varphi ,\psi )\leq I_{\theta }(\varphi ,\psi ), \end{equation}

where $C_ n=3\cdot 2^{n+2}(n+1)$.

Proof. Step 1. We first prove the right-hand part of (17.10.49).

Thanks to proposition 16.5.36 and 16.3.3, we have

\[ \begin{aligned} E_{\theta }^{\phi }(\varphi )-E_{\theta }^{\phi }(\varphi \land \psi )\leq & \int _ X (\varphi -\varphi \land \psi )\, \theta _{\varphi \land \psi }^ n \\ \leq & \int _{\{ \psi =\varphi \land \psi \} } (\varphi -\psi )\, \theta _{\psi }^ n\\ \leq & \int _ X |\varphi -\psi |\, \theta _{\psi }^ n. \end{aligned} \]

Similarly,

\[ E_{\theta }^{\phi }(\psi )-E_{\theta }^{\phi }(\varphi \land \psi )\leq \int _ X |\varphi -\psi |\, \theta _{\varphi }^ n. \]

Adding these inequalities up, we find

\[ d_1(\varphi ,\psi )\leq I_{\theta }(\varphi ,\psi ). \]

Step 2. We prove the left-hand part of (17.10.49).

We claim that

C3DBA22EBCCD 17.10.50
\begin{equation} d_1\left(\varphi ,\frac{\varphi +\psi }{2}\right)\leq \frac{3(n+1)}{2} d_1(\varphi ,\psi ). \end{equation}

For this purpose, we compute directly

\[ \begin{aligned} & d_1\left(\varphi ,\frac{\varphi +\psi }{2}\right)\\ =& d_1\left(\varphi ,\varphi \land \frac{\varphi +\psi }{2}\right)+d_1\left(\frac{\varphi +\psi }{2},\varphi \land \frac{\varphi +\psi }{2}\right)\\ \leq & d_1\left(\varphi ,\varphi \land \psi \right)+d_1\left(\frac{\varphi +\psi }{2},\varphi \land \psi \right)& \textup{by \href{../../tag/93210731F7FD/}{16.5.14}}\\ \leq & \int _ X \left( \varphi -\varphi \land \psi \right)\, \theta _{\varphi \land \psi }^ n+ \int _ X \left( \frac{\varphi +\psi }{2}-\varphi \land \psi \right)\, \theta _{\varphi \land \psi }^ n & \textup{by proposition \href{../../tag/51CFFEE97C34/}{16.5.36}}\\ =& \frac{3}{2}\int _ X \left( \varphi -\varphi \land \psi \right)\, \theta _{\varphi \land \psi }^ n+\frac{1}{2}\int _ X \left( \psi -\varphi \land \psi \right)\, \theta _{\varphi \land \psi }^ n \\ \leq & \frac{3(n+1)}{2}d_1\left(\varphi ,\varphi \land \psi \right) + \frac{n+1}{2}d_1(\psi ,\varphi \land \psi )& \textup{by (\href{../../tag/F8225060CBAC/}{16.5.31})}\\ \leq & \frac{3(n+1)}{2}d_1(\varphi ,\psi ), \end{aligned} \]

and (17.10.50) follows.

We now estimate the left-hand side of (17.10.50):

\[ \begin{aligned} d_1\left(\varphi ,\frac{\varphi +\psi }{2}\right)\geq & d_1\left(\varphi ,\varphi \land \frac{\varphi +\psi }{2}\right)\\ \geq & \int _ X \left(\varphi -\varphi \land \frac{\varphi +\psi }{2}\right)\, \theta _{\varphi }^ n\\ \geq & \int _{\{ \varphi >\psi \} }\left(\varphi -\varphi \land \frac{\varphi +\psi }{2}\right)\, \theta _{\varphi }^ n \\ \geq & \int _{\{ \varphi >\psi \} }\left(\varphi -\frac{\varphi +\psi }{2}\right)\, \theta _{\varphi }^ n\\ =& \frac{1}{2}\int _{\{ \varphi >\psi \} }\left(\varphi -\psi \right)\, \theta _{\varphi }^ n, \end{aligned} \]

where the second inequality follows from proposition 16.5.36.

Similarly,

\[ \begin{aligned} d_1\left(\varphi ,\frac{\varphi +\psi }{2}\right)\geq & d_1\left(\frac{\varphi +\psi }{2},\varphi \land \frac{\varphi +\psi }{2}\right)\\ \geq & \int _ X \left(\frac{\varphi +\psi }{2}-\varphi \land \frac{\varphi +\psi }{2}\right)\, \theta _{(\varphi +\psi )/2}^ n\\ \geq & 2^{-n} \int _ X \left(\frac{\varphi +\psi }{2}-\varphi \land \frac{\varphi +\psi }{2}\right)\, \theta _{\varphi }^ n\\ \geq & 2^{-n} \int _{\{ \varphi <\psi \} } \left(\frac{\varphi +\psi }{2}-\varphi \land \frac{\varphi +\psi }{2}\right)\, \theta _{\varphi }^ n\\ \geq & 2^{-n} \int _{\{ \varphi <\psi \} } \left(\frac{\varphi +\psi }{2}-\varphi \right)\, \theta _{\varphi }^ n\\ =& 2^{-n-1} \int _{\{ \varphi <\psi \} } \left(\psi -\varphi \right)\, \theta _{\varphi }^ n, \end{aligned} \]

where the third inequality follows from the multi-linearity of the non-pluripolar product proposition 13.11.4 6.

Adding these estimates up, we find

\[ 2^{n+2} d_1\left(\varphi ,\frac{\varphi +\psi }{2}\right)\geq \left(2^{n+1}+2\right) d_1\left(\varphi ,\frac{\varphi +\psi }{2}\right)\geq \int _ X |\varphi -\psi |\, \theta _{\varphi }^ n. \]

Therefore, combined with (17.10.50) we conclude

\[ 3\cdot 2^{n+1}(n+1)d_1(\varphi ,\psi )\geq \int _ X |\varphi -\psi |\, \theta _{\varphi }^ n. \]

By symmetry, we also get a similar expression after exchanging $\varphi $ and $\psi $. Adding these inequalities together, we find

\[ 3\cdot 2^{n+2}(n+1)d_1(\varphi ,\psi )\geq I_{\theta }(\varphi ,\psi ). \]

The left-hand part of (17.10.49) then follows. $\square$

Corollary 17.10.51.93BC4D45D9EF Let $\varphi ,\psi \in \mathcal{E}^1(X,\theta ;\phi )$. Then

9D4858FD76E4 17.10.52
\begin{equation} d_1(\varphi \lor \psi ,\varphi )\leq C_ n d_1(\varphi ,\psi ), \end{equation}

where $C_ n$ is the constant in theorem 17.10.48.

Proof. By theorem 17.10.48 and 17.10.47, we have

\[ d_1(\varphi \lor \psi ,\varphi )\leq I_{\theta }(\varphi \lor \psi ,\varphi )\leq I_{\theta }(\varphi ,\psi )\leq C_ n d_1(\varphi ,\psi ). \]

This completes the proof. $\square$

Lemma 17.10.53.B3BB9434F2D9 There is $A,B>0$ so that for any $\varphi \in \mathcal{E}^1(X,\theta ;\phi )$, we have

FC79763AA6F5 17.10.54
\begin{equation} d_1(\varphi ,\phi )\geq -\int _ X \theta _{\phi }^ n\cdot \sup _ X \varphi \geq -Ad_1(\varphi ,\phi )-B. \end{equation}

Proof. When $\sup _ X \varphi \leq 0$, the right-hand part of (17.10.54) is trivial. Since $\varphi \leq \phi $, we find

\[ d_1(\phi ,\varphi )=-E_{\theta }^{\phi }(\varphi )\geq -\int _ X \theta _{\phi }^ n\cdot \sup _{\{ \phi \neq -\infty \} } (\varphi -\phi )=-\int _ X \theta _{\phi }^ n\cdot \sup _ X \varphi , \]

where the last equality follows from proposition 16.3.21.

We can therefore assume that $\sup _ X \varphi > 0$. In this case, the left-hand part of (17.10.54) is trivial. Take a Kähler form $\omega \geq \theta $ on $X$. Then thanks to theorem 16.3.12, we can find a constant $C>0$ so that

\[ \theta _{\phi }^ n\leq C\omega ^ n. \]

Thanks to proposition 5.17.3, there is a constant $C'>0$, independent of the choice of $\varphi $, so that

\[ \int _ X \left( \phi -\varphi +\sup _ X \varphi \right)\, \theta _{\phi }^ n\leq C'. \]

We estimate

\[ \begin{aligned} I_{\theta }(\phi ,\varphi )\geq & \int _ X |\varphi -\phi |\, \theta _{\phi }^ n\\ \geq & \left(\sup _ X \varphi \right)\int _ X \theta _{\phi }^ n-\int _ X \left( \phi -\varphi +\sup _ X \varphi \right)\, \theta _{\phi }^ n \\ \geq & \left(\sup _ X \varphi \right)\int _ X \theta _{\phi }^ n-C'. \end{aligned} \]

The right-hand part of (17.10.54) then follows from theorem 17.10.48. $\square$

Next we handle the completeness of $d_1$. The completeness can be proved in a more general framework.

Definition 17.10.55.3FB52FA474A3 Let $E$ be a set. A pre-rooftop structure on $E$ is a binary operator $\land :E\times E\rightarrow E$, satisfying the following axioms: For $x,y,z\in E$,

  1. 2AE911379716

    $x\land y=y\land x$.

  2. 67C00B3E32DE

    $(x\land y)\land z=x\land (y\land z)$.

  3. 0739848FF90B

    $x\land x=x$.

We call $(E,\land )$ a pre-rooftop space.

A pre-rooftop structure $\land $ defines a partial order $\leq $ on $E$ as follows:

\[ x\leq y\quad \text{if and only if } \quad x\land y=x. \]

Here by abuse of notation, we use $\leq $ to denote the partial order.

In particular, it makes sense to talk about increasing and decreasing sequences in $E$.

Definition 17.10.56.602E107F6064 Let $(E,d)$ be a metric space. A pre-rooftop structure on $(E,d)$ is a pre-rooftop structure $\land $ on $E$. We say $(E,d,\land )$ is a pre-rooftop metric space.

A rooftop structure on $(E,d)$ is a pre-rooftop structure $\land $ on $E$ such that

8F3EC66A0258 17.10.57
\begin{equation} d(x\land z,y\land z)\leq d(x,y),\quad \forall x,y,z\in E. \end{equation}

We call $(E,d,\land )$ a rooftop metric space.

Lemma 17.10.58.DB740351ED65 Let $(E,d,\land )$ be a rooftop metric space. Let $x,y,x',y'\in E$. Then

4.61
\begin{equation} d(x\land y,x'\land y')\leq d(x,x')+d(y,y'). \end{equation}
In particular, $\land \colon E\times E\rightarrow E$ is continuous.

Proof. We compute

\[ d(x\land y,x'\land y')\leq d(x\land y,x\land y')+d(x\land y',x'\land y')\leq d(x,x')+d(y,y'). \]

This completes the proof. $\square$

Proposition 17.10.59.8F175566EB00 Let $(E,d,\land )$ be a rooftop metric space. Then $(E,d)$ is complete if and only if both of the following hold:

  1. 0E5A5FA43046

    Each increasing Cauchy sequence converges.

  2. 535E2E2720BC

    Each decreasing Cauchy sequence converges.

Proof. The direct implication is trivial.

Conversely, assume that both conditions are true. Let $(x_ j)_{j>0}$ be a Cauchy sequence in $E$. We want to prove that $(x_ j)_ j$ converges. By passing to a subsequence, we may assume that

\[ d\left(x_ j,x_{j+1}\right)\leq 2^{-j}. \]

For $k,j\geq 1$, let

\[ y_ j^ k\coloneqq x_ k\land \cdots \land x_{k+j}. \]

Then $(y_ j^ k)_ j$ is decreasing, and

\[ d\left(y_ j^ k,y_{j+1}^ k\right)\leq d\left(x_{k+j},x_{k+j+1}\right)\leq 2^{-k-j}. \]

So $(y_ j^ k)_ j$ is a decreasing Cauchy sequence. Define

\[ y^ k\coloneqq \lim _{j\to \infty }y_ j^ k. \]

Then

\[ d\left(y^ k,y^{k+1}\right)=\lim _{j\to \infty }d\left(y_{j+1}^ k,y_ j^{k+1}\right)\leq d\left(x_ k,x_{k+1}\right)\leq 2^{-k}. \]

We also need to check that the sequence $(y^ k)_ k$ is increasing. For each $j\geq 1$, we have

\[ y_ j^ k=x_ k\land y_{j-1}^{k+1}\leq y_{j-1}^{k+1}. \]

Equivalently,

\[ y_ j^ k\land y_{j-1}^{k+1}=y_ j^ k. \]

Letting $j\to \infty $ and using the continuity of $\land $ from 17.10.58, we obtain

\[ y^ k\land y^{k+1}=y^ k. \]

Thus $y^ k\leq y^{k+1}$. So $(y^ k)_ k$ is an increasing Cauchy sequence. Let

\[ y\coloneqq \lim _{k\to \infty }y^ k. \]

For every $j\geq 0$, we have

\[ d\left(y_ j^ k,x_ k\right)\leq \sum _{r=k}^{k+j-1}d\left(x_ r,x_{r+1}\right), \]

with the empty sum understood as $0$. Indeed, this is trivial for $j=0$, and the induction step follows from

\[ y_ j^ k=x_ k\land y_{j-1}^{k+1} \]

and

\[ d\left(y_ j^ k,x_ k\right)\leq d\left(y_{j-1}^{k+1},x_ k\right)\leq d\left(y_{j-1}^{k+1},x_{k+1}\right)+d\left(x_{k+1},x_ k\right). \]

Letting $j\to \infty $, we get

\[ d\left(y^ k,x_ k\right)\leq \sum _{r=k}^{\infty }d\left(x_ r,x_{r+1}\right)\leq 2^{1-k}. \]

So $(x_ k)_ k$ converges to $y$. $\square$

Theorem 17.10.60.C89C58354E49 The metric space $(\mathcal{E}^1(X,\theta ;\phi ),d_1)$ is complete.

It follows from the proof below that if $(\varphi _ j)_{j>0}$ is a monotone sequence in $\mathcal{E}^1(X,\theta ;\phi )$ with $d_1$-limit $\varphi $, then $\varphi $ is the almost everywhere limit of $(\varphi _ j)_{j>0}$. We will use this result without further explanation in the sequel.

Proof. As we have seen in 17.10.45 and proposition 17.10.43, the triple

\[ \left(\mathcal{E}^1(X,\theta ;\phi ),d_1,\land \right) \]

is a rooftop metric space. Hence thanks to proposition 17.10.59, it remains to show that each increasing or decreasing Cauchy sequence in $\mathcal{E}^1(X,\theta ;\phi )$ converges.

We first consider an increasing sequence $(\varphi _ i)_{i>0}$ in $\mathcal{E}^1(X,\theta ;\phi )$. The Cauchy property simply means that

\[ \sup _{i>0} E_{\theta }^{\phi }(\varphi _ i)<\infty . \]

We claim that

\[ \varphi \coloneqq \operatorname *{sup}_{i>0}{}\! {}^{*}\varphi _ i \]

is the $d_1$-limit of the sequence. We first observe that $(\sup _ X \varphi _ i)_{i>0}$ is bounded, as a consequence of 17.10.53. Therefore, proposition 16.5.53 guarantees that $\varphi \in \mathcal{E}^1(X,\theta ;\phi )$, and hence our assertion follows from proposition 16.5.37.

Next we consider a decreasing sequence $(\varphi _ i)_{i>0}$ in $\mathcal{E}^1(X,\theta ;\phi )$. The Cauchy property simply means that

\[ \inf _{i>0} E_{\theta }^{\phi }(\varphi _ i)>-\infty . \]

We claim that

\[ \varphi \coloneqq \inf _{i>0}\varphi _ i \]

is the $d_1$-limit of the sequence. Equivalently, we need to show that $\varphi \in \mathcal{E}^1(X,\theta ;\phi )$ and

25452B178A81 17.10.61
\begin{equation} E_{\theta }^{\phi }(\varphi )=\lim _{i\to \infty } E_{\theta }^{\phi }(\varphi _ i). \end{equation}

We first observe that $(\sup _ X \varphi _ i)_{i>0}$ is bounded, as a consequence of 17.10.53. Therefore, $\varphi \in \mathrm{PSH}(X,\theta ;\phi )$ and $\varphi _ i\xlongrightarrow {L^1} \varphi $, see corollary 5.17.5. We claim that $\varphi \in \mathcal{E}^1(X,\theta ;\phi )$. For this purpose, we may assume that $\varphi _1\leq 0$. Since $(\varphi _ i)_ i$ is decreasing, $\varphi _ i\leq \varphi _1\leq 0$ for all $i>0$. As $\varphi _ i\preceq \phi $ and $\phi $ is model, each $\varphi _ i$ is a candidate for $P_\theta [\phi ]=\phi $, so $\varphi _ i\leq \phi $. Thus, using the energy formula (16.5.11) and the fact that all mixed terms are non-positive, we get for each $i>0$,

\[ \frac{1}{n+1}\int _ X \left(\varphi _ i-\phi \right)\, \theta _{\varphi _ i}^ n\geq E_{\theta }^{\phi }(\varphi _ i)\geq \inf _{j>0} E_{\theta }^{\phi }(\varphi _ j)>-\infty . \]

We can then apply 16.5.45, with $\gamma =\phi $, to conclude that $\varphi \in \mathcal{E}^1(X,\theta ;\phi )$. Our assertion (17.10.61) then follows from proposition 16.5.20. We conclude the proof. $\square$

Lemma 17.10.62.ACEE2B318CA0 Let $(\varphi _ i)_{i>0}$ be a sequence in $\mathcal{E}^1(X,\theta ;\phi )$ with $d_1$-limit $\varphi \in \mathcal{E}^1(X,\theta ;\phi )$. Then after replacing $(\varphi _ i)_{i>0}$ by a subsequence, we can find two sequences $(\psi _ i)_{i>0}$ and $(\eta _ i)_{i>0}$ in $\mathcal{E}^1(X,\theta ;\phi )$ such that

  1. 0150B2D3A5B1

    $(\psi _ i)_{i>0}$ is decreasing with $d_1$ and pointwise limit $\varphi $;

  2. C831223AA8E9

    $(\eta _ i)_{i>0}$ is increasing with $d_1$ and almost everywhere limit $\varphi $.

  3. DB8A55157016

    $\eta _ i\leq \varphi _ i\leq \psi _ i$ for all $i>0$.

Proof. We first note that as a consequence of 17.10.53, $(\sup _ X \varphi _ i)_{i>0}$ is bounded. Let $C_ n$ be the constant in theorem 17.10.48. After replacing $(\varphi _ i)_{i>0}$ by a subsequence, we may assume that

\[ d_1(\varphi _ i,\varphi _{i+1})\leq \min \{ C_ n^{-2i},2^{-i}\} . \]

We first construct $(\psi _ i)_{i>0}$. For this purpose, it suffices to define

\[ \psi _ i\coloneqq \operatorname *{sup}_{j\geq i}{}\! {}^{*} \varphi _ j \]

for each $i>0$. It follows from proposition 16.5.53 that $\psi _ i\in \mathcal{E}^1(X,\theta ;\phi )$ for each $i>0$. For $k\geq 0$, set

\[ \psi _ i^ k\coloneqq \varphi _ i\lor \varphi _{i+1}\lor \cdots \lor \varphi _{i+k}. \]

Iterating corollary 17.10.51 gives

\[ d_1(\varphi _ i,\psi _ i^ k)\leq \sum _{a=i}^{i+k-1}C_ n^{a+1-i}d_1(\varphi _ a,\varphi _{a+1})\leq \sum _{a=i}^{i+k-1}C_ n^{a+1-i}C_ n^{-2a}. \]

Since $\psi _ i^ k$ increases almost everywhere to $\psi _ i$, letting $k\to \infty $ and using proposition 16.5.37, we get

\[ d_1(\varphi _ i,\psi _ i)\leq \frac{C_ n^{1-2i}}{1-C_ n^{-1}}. \]

Thus $\psi _ i\to \varphi $ in $d_1$. Since $(\psi _ i)_ i$ is decreasing, the monotone case in the proof of theorem 17.10.60 shows that $\psi _ i$ converges almost everywhere to $\varphi $, hence pointwise by proposition 5.14.6.

Next we construct $(\eta _ i)_{i>0}$. For each $i>0$ and $k\geq 0$, we let

\[ \eta _ i^ k\coloneqq \varphi _ i\land \varphi _{i+1}\land \cdots \land \varphi _{i+k}. \]

Then

\[ \begin{aligned} d_1(\varphi _ i,\eta _ i^ k)\leq & \sum _{j=0}^{k-1} d_1\left(\eta _ i^ j,\eta _ i^{j+1}\right)\\ \leq & \sum _{j=0}^{k-1} d_1\left(\varphi _{i+j},\varphi _{i+j+1}\right) & \textup{by proposition \href{../../tag/61DD221912DE/}{17.10.43}}\\ \leq & \sum _{j=0}^{k-1} 2^{-i-j}\\ \leq & 2^{1-i}. \end{aligned} \]

Since $\eta _ i^ k\leq \varphi _ i$, the preceding estimate gives

\[ E_{\theta }^{\phi }(\eta _ i^ k)\geq E_{\theta }^{\phi }(\varphi _ i)-2^{1-i},\quad k\geq 0. \]

The sequence $(\eta _ i^ k)_{k\geq 0}$ is decreasing, and the monotonicity of $E_{\theta }^{\phi }$ shows that the sequence $\left(E_{\theta }^{\phi }(\eta _ i^ k)\right)_{k\geq 0}$ is decreasing and bounded from below, hence convergent. Thus, for $k\leq l$,

\[ d_1(\eta _ i^ k,\eta _ i^ l)=E_{\theta }^{\phi }(\eta _ i^ k)-E_{\theta }^{\phi }(\eta _ i^ l), \]

and $(\eta _ i^ k)_{k\geq 0}$ is a decreasing Cauchy sequence. Therefore, the monotone case in the proof of theorem 17.10.60 shows that

\[ \eta _ i\coloneqq \lim _{k\to \infty }\eta _ i^ k=\inf _{k\geq 0} \eta _ i^ k \]

is the $d_1$-limit of $(\eta _ i^ k)_{k\geq 0}$ and proposition 16.5.37 shows that

\[ d_1(\varphi _ i,\eta _ i)\leq 2^{1-i}. \]

By construction, $\eta _ i\leq \varphi _ i$ and $(\eta _ i)_ i$ is increasing. Therefore, $\varphi $ is the $d_1$-limit of the increasing sequence $(\eta _ i)_{i>0}$. As we have seen in the proof of theorem 17.10.60, this implies that $\varphi $ is also the almost everywhere limit of $(\eta _ i)_{i>0}$. $\square$

Theorem 17.10.63.D84A6072F1A6 The functional $E_{\theta }^{\phi }\colon \mathcal{E}^1(X,\theta ;\phi ) \rightarrow \mathbb {R}$ is continuous.

Proof. Let $(\varphi _ j)_{j>0}$ be a sequence in $\mathcal{E}^1(X,\theta ;\phi )$ with $d_1$-limit $\varphi \in \mathcal{E}^1(X,\theta ;\phi )$. We wish to show that

1C0180D1496E 17.10.64
\begin{equation} \lim _{j\to \infty } E_{\theta }^{\phi }(\varphi _ j)=E_{\theta }^{\phi }(\varphi ). \end{equation}

It suffices to prove that every subsequence has a further subsequence along which (17.10.64) holds. Thus, after replacing $(\varphi _ j)_{j>0}$ by a subsequence, let $(\eta _ j)_ j$ and $(\psi _ j)_ j$ be the monotone sequences supplied by 17.10.62. From the construction, $\eta _ j\leq \varphi _ j\leq \psi _ j$. By proposition 16.5.37,

\[ E_{\theta }^{\phi }(\eta _ j)\to E_{\theta }^{\phi }(\varphi ),\quad E_{\theta }^{\phi }(\psi _ j)\to E_{\theta }^{\phi }(\varphi ). \]

The monotonicity of $E_{\theta }^{\phi }$ then squeezes $E_{\theta }^{\phi }(\varphi _ j)$, proving (17.10.64). $\square$

Proposition 17.10.65.0C8741A27906 Let $(\varphi _ t)_{t\in [a,b]}$ be a geodesic in $\mathcal{E}^1(X,\theta ;\phi )$. Then $t\mapsto E_{\theta }^{\phi }(\varphi _ t)$ is a linear function on $[a,b]$.

We recall the terminology used in the proof. Let $\Omega \subset \mathbb {C}^ m$ be Euclidean open. A function $u\in \mathrm{PSH}(\Omega )$ is maximal if, for every open $G\Subset \Omega $ and every upper semicontinuous function $v$ on $\overline G$ such that $v\in \mathrm{PSH}(G)$ and $v\leq u$ on $\partial G$, one has $v\leq u$ on $G$. Let $\mathcal F$ denote the plurifine topology. If $U$ is $\mathcal F$-open and $u$ is $\mathcal F$-psh on $U$, then $u$ is $\mathcal F$-maximal if, for every bounded $\mathcal F$-open set $G$ with $G\subset \overline G^{\mathcal F}\subset U$ and every bounded-above $\mathcal F$-upper semicontinuous function $v$ on $\overline G^{\mathcal F}$ that is $\mathcal F$-psh on $G$, one has
\[ v\leq u\textup{ on }\partial _{\mathcal F}G \quad \Longrightarrow \quad v\leq u\textup{ on }G. \]

Proof. By an affine change of parameter, we may assume that $[a,b]=[0,1]$.

Step 1. Assume first that $\varphi _0,\varphi _1\in \mathcal{E}^{\infty }(X,\theta ;\phi )$. Let $Y=X\times \mathbb {P}^1$, and let $p_1,p_2$ be the two projections. On

\[ A\coloneqq \{ z\in \mathbb {C}:\mathrm{e}^{-1}<|z|<1\} , \qquad U(x,z)\coloneqq \varphi _{-\log |z|}(x), \]

the function $U$ is $p_1^*\theta $-psh. Choose $C>0$ such that

\[ \phi -C\leq \varphi _0,\varphi _1\leq \phi +C. \]

The constant subgeodesic at $\phi -C$ and proposition 17.10.7 give

ECB123C0AED3 17.10.66
\begin{equation} \phi -C\leq \varphi _ t\leq (1-t)\varphi _0+t\varphi _1\leq \phi +C, \qquad 0<t<1. \end{equation}

Fix concentric annuli $A_0\Subset A_1\Subset A$ and a unit-mass Fubini–Study form $\omega _{\mathrm{FS}}$ on $\mathbb {P}^1$. Put

\[ \beta =p_2^*\omega _{\mathrm{FS}},\qquad \Theta _ B=p_1^*\theta +B\beta ,\qquad \Phi =p_1^*\phi . \]

The class represented by $\Theta _ B$ is big. Since $\phi =P_\theta [\phi ]$, we have $\phi \leq 0$. For every $B>0$, $\Phi =P_{\Theta _ B}[\Phi ]$. Indeed, if $\Psi \in \mathrm{PSH}(Y,\Theta _ B)$ satisfies $\Psi \leq 0$ and $\Psi \preceq \Phi $, then on each fibre $X\times \{ z\} $, either $\Psi _ z\equiv -\infty $, or $\Psi _ z\in \mathrm{PSH}(X,\theta )$ is a candidate in the definition of $P_\theta [\phi ]=\phi $. Thus $\Psi _ z\leq \phi $ in both cases. Conversely, $\Phi $ itself is a candidate. Moreover, proposition 13.11.4 6 gives

4470A045802C 17.10.67
\begin{equation} \int _ Y(\Theta _ B+\mathrm{dd}^{\mathrm{c}}\Phi )^{n+1} =(n+1)B\int _ X\theta _\phi ^ n>0. \end{equation}

Choose an $S^1$-invariant smooth function $q$ on $\mathbb {P}^1$ such that

\[ q<-C-1\ \textup{ on }A_0, \qquad q>C+1\ \textup{ near }\partial A_1. \]

After increasing $B$, we may assume that $B\omega _{\mathrm{FS}}+\mathrm{dd}^{\mathrm{c}}q\geq 0$. Identifying $q$ with $p_2^*q$, define

\[ W= \begin{cases} U\lor (\Phi +q),& \textup{on }X\times A_1,\\ \Phi +q,& \textup{on }Y\setminus (X\times A_1). \end{cases} \]

The gluing lemma corollary 5.14.20 shows that $W\in \mathrm{PSH}(Y,\Theta _ B)$. By construction,

09167137EDA8 17.10.68
\begin{equation} W=U\ \textup{ on }X\times A_0, \qquad \Phi -C'\leq W\leq \Phi +C' \end{equation}

for some $C'>0$. Hence $W\in \mathcal{E}^{\infty }(Y,\Theta _ B;\Phi )$ by (17.10.67).

Set

\[ T=\Theta _ B+\mathrm{dd}^{\mathrm{c}}W,\qquad S=\Theta _ B+\mathrm{dd}^{\mathrm{c}}\Phi . \]

Define the order-zero current on $\mathbb {P}^1$

EC42C56857FF 17.10.69
\begin{equation} \mathcal{H}_ W\coloneqq \frac{1}{n+1}(p_2)_*\left((W-\Phi )\sum _{j=0}^ n T^ j\wedge S^{n-j}\right). \end{equation}

The integration-by-parts formula [Xia19b], applied against a smooth test function on $\mathbb {P}^1$, gives

73AB644A26B4 17.10.70
\begin{equation} \mathrm{dd}^{\mathrm{c}}\mathcal{H}_ W =\frac{1}{n+1}(p_2)_*\left(T^{n+1}-S^{n+1}\right). \end{equation}

By (16.5.11), (17.10.68), and corollary 13.11.15, on $A_0$ the current $\mathcal{H}_ W$ is represented almost everywhere by

\[ z\longmapsto E_\theta ^\phi (\varphi _{-\log |z|}). \]

This representative is continuous. Indeed, on every smaller annulus, the convex functions $t\mapsto \varphi _ t(x)-\phi (x)$, considered on the common locus where both values are finite, are uniformly bounded by (17.10.66), hence uniformly Lipschitz. The resulting inequalities between the potentials hold almost everywhere and therefore everywhere by proposition 5.14.6. The monotonicity in 16.5.14 and (16.5.13) then give the local Lipschitz continuity of $t\mapsto E_\theta ^\phi (\varphi _ t)$.

On $X\times A_0$, define the signed Radon measure

223A0DF1B850 17.10.71
\begin{equation} \mu _ U\coloneqq \left(T^{n+1}-(n+1)B\beta \wedge T^ n\right)|_{X\times A_0}. \end{equation}

This measure is positive. To see this, take a relatively compact product coordinate ball $Q\subset X\times A_0$. Let $a$ be a smooth local potential of $p_1^*\theta $, put $h=U+a\leq 0$ and $h_ k=h\lor (-k)$, and choose a smooth local potential $b$ of $B\beta $ with $|b|\leq C_ Q$. For $p=n,n+1$, set

\[ \begin{aligned} \nu _ k^{b,p}& =\mathds {1}_{\{ h+b>-k\} } \bigl (\mathrm{dd}^{\mathrm{c}}((h+b)\lor (-k))\bigr )^ p,\\ \nu _ k^{h,p}& =\mathds {1}_{\{ h>-k\} } \bigl (\mathrm{dd}^{\mathrm{c}}h_ k+B\beta \bigr )^ p. \end{aligned} \]

Plurifine locality and $|b|\leq C_ Q$ give, for $k>C_ Q$,

\[ \nu _{k-C_ Q}^{h,p}\leq \nu _ k^{b,p}\leq \nu _{k+C_ Q}^{h,p}. \]

Thus the two cofinal truncation families have the same limit. By proposition 13.11.4 6 and $\beta ^2=0$,

ABBD36F9E5C6 17.10.72
\begin{equation} \begin{aligned} & \mathds {1}_{\{ h>-k\} }\left[ (\mathrm{dd}^{\mathrm{c}}h_ k+B\beta )^{n+1} -(n+1)B\beta \wedge (\mathrm{dd}^{\mathrm{c}}h_ k+B\beta )^ n\right]\\ & \qquad =\mathds {1}_{\{ h>-k\} }(\mathrm{dd}^{\mathrm{c}}h_ k)^{n+1}\geq 0. \end{aligned} \end{equation}

Passing to the increasing truncation limit yields

2DD90D6C83CE 17.10.73
\begin{equation} \mu _ U|_ Q=\lim _{k\to \infty } \mathds {1}_{\{ h>-k\} }(\mathrm{dd}^{\mathrm{c}}h_ k)^{n+1}\geq 0. \end{equation}

By (13.11.17),

\[ (p_2)_*(\beta \wedge T^ n) =\left(\int _ X\theta _\phi ^ n\right)\omega _{\mathrm{FS}}, \]

since $W_ z\sim \phi $ on every fibre and proposition 16.3.10 applies. On the other hand,

\[ (p_2)_*S^{n+1} =(n+1)B\left(\int _ X\theta _\phi ^ n\right)\omega _{\mathrm{FS}} \]

by proposition 13.11.4 6. Together with (17.10.70) and (17.10.71), these identities give on $A_0$

0F481A9AC521 17.10.74
\begin{equation} \mathrm{dd}^{\mathrm{c}}_ z E_\theta ^\phi (\varphi _{-\log |z|}) =\frac{1}{n+1}(p_2)_*\mu _ U. \end{equation}

Step 2. We prove that $\mu _ U=0$. Let $D\Subset X\times A$ be a coordinate domain, let $a$ be a smooth local potential of $p_1^*\theta $ near $\overline D$, and set $h=U+a$. If $v$ is a psh function on $D$ with the boundary inequality required in the definition of maximality, max-pasting gives

\[ \widetilde U=U\lor (v-a)\ \textup{ on }D, \qquad \widetilde U=U\ \textup{ outside }D. \]

The function $\widetilde U$ need not be radial. Its $S^1$-symmetrization

\[ V(x,z)=\operatorname *{sup}_{|\lambda |=1}{}\! {}^{*}\widetilde U(x,\lambda z) \]

is radial and $p_1^*\theta $-psh. The $S^1$-saturation of $D$ is relatively compact in $X\times A$, so $V=U$ near $X\times \partial A$. Hence the family $V_ t(x)=V(x,\mathrm{e}^{-t})$ is a subgeodesic from $\varphi _0$ to $\varphi _1$ by definition 17.10.2. The definition (17.10.21) therefore gives

\[ \widetilde U\leq V\leq U. \]

It follows that $v\leq h$ on $D$, so $h$ is a maximal psh function.

On a product coordinate ball $Q\Subset X\times A_0$, put $O_ k=Q\cap \{ h>-k\} $. By [Proposition 5.9.3, EKF], $h$ is $\mathcal F$-maximal. The function $h_ k=h\lor (-k)$ is locally bounded and agrees with $h$ on the $\mathcal F$-open set $O_ k$, hence is $\mathcal F$-maximal there. Therefore [Theorem 5.10.1, EKF] gives

\[ \mathds {1}_{O_ k}(\mathrm{dd}^{\mathrm{c}}h_ k)^{n+1}=0. \]

By (17.10.73), $\mu _ U=0$. Since $A_0\Subset A$ was arbitrary, (17.10.74) shows that $z\mapsto E_\theta ^\phi (\varphi _{-\log |z|})$ is radial and harmonic on $A$. Thus $t\mapsto E_\theta ^\phi (\varphi _ t)$ is affine on $(0,1)$.

Choose $C_0>0$ such that $|\varphi _1-\varphi _0|\leq C_0$ on their common finite locus; equivalently, the two resulting inequalities between the potentials hold everywhere. Affine barriers and proposition 17.10.7 give

\[ \begin{aligned} \varphi _0-C_0t& \leq \varphi _ t\leq \varphi _0+C_0t,\\ \varphi _1-C_0(1-t)& \leq \varphi _ t\leq \varphi _1+C_0(1-t). \end{aligned} \]

By 16.5.14 and (16.5.13), the energy converges to the corresponding endpoint energy as $t\to 0+$ and $t\to 1-$. Hence

563CCD9BFEFF 17.10.75
\begin{equation} E_\theta ^\phi (\varphi _ t) =(1-t)E_\theta ^\phi (\varphi _0)+tE_\theta ^\phi (\varphi _1) \end{equation}

when the endpoints belong to $\mathcal E^\infty (X,\theta ;\phi )$.

Step 3. Let now $\varphi _0,\varphi _1\in \mathcal E^1(X,\theta ;\phi )$. By example 17.10.23 and (16.5.13), we may add different constants to the endpoints and assume that $\varphi _0,\varphi _1\leq \phi $. Put

\[ \varphi _ j^{(k)}=\varphi _ j\lor (\phi -k),\qquad j=0,1, \]

and let $(\varphi _ t^{(k)})_{t\in [0,1]}$ be the corresponding geodesic. The endpoint truncations decrease to $\varphi _ j$, and Perron monotonicity gives

\[ \varphi _ t\leq \varphi _ t^{(k+1)}\leq \varphi _ t^{(k)}. \]

Let $h_ t=\lim _{k\to \infty }\varphi _ t^{(k)}$. The decreasing limit of the complexifications is $p_1^*\theta $-psh and is not identically $-\infty $. Taking the limit in the convex upper bound gives, first almost everywhere and then everywhere by proposition 5.14.6,

64A3E8566CC1 17.10.76
\begin{equation} \varphi _ t\leq h_ t\leq (1-t)\varphi _0+t\varphi _1. \end{equation}

Note that

\[ |h_ t-\varphi _0| \leq |\varphi _ t-\varphi _0|+t|\varphi _1-\varphi _0|\quad \textup{a.e.}. \]

Since $\varphi _ t\to \varphi _0$ in $L^1$ as $t\to 0+$ and $\varphi _0,\varphi _1\in L^1(X)$, it follows that $h_ t\to \varphi _0$ in $L^1$. The same argument at $t=1$ gives $h_ t\to \varphi _1$ in $L^1$. Together with the $p_1^*\theta $-psh complexification constructed above, these endpoint limits show by definition 17.10.2 that $(h_ t)$ is a subgeodesic from $\varphi _0$ to $\varphi _1$. Hence (17.10.21) gives $h_ t\leq \varphi _ t$. Together with (17.10.76), this proves

\[ \varphi _ t^{(k)}\searrow \varphi _ t,\qquad 0<t<1. \]

Applying proposition 16.5.37 at the endpoints and at each interior slice, and then using (17.10.75), gives

\[ \begin{aligned} E_\theta ^\phi (\varphi _ t) & =\lim _{k\to \infty }E_\theta ^\phi (\varphi _ t^{(k)})\\ & =\lim _{k\to \infty }\left((1-t)E_\theta ^\phi (\varphi _0^{(k)}) +tE_\theta ^\phi (\varphi _1^{(k)})\right)\\ & =(1-t)E_\theta ^\phi (\varphi _0)+tE_\theta ^\phi (\varphi _1). \end{aligned} \]

This concludes the proof. $\square$

Proposition 17.10.77.7ADCF3A953E5 Let $(\varphi ^ i_0)_{i\in I}$, $(\varphi ^ i_1)_{i\in I}$ be two uniformly bounded from above increasing nets in $\mathcal{E}^{1}(X,\theta ;\phi )$. Let $(\varphi ^ i_ t)_{t\in (0,1)}$ be the geodesic from $\varphi _0^ i$ to $\varphi _1^ i$ for each $i\in I$. Then

\[ \left(\operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi ^ i_ t\right)_{t\in (0,1)} \]

is the geodesic from $\operatorname *{sup}_{i}{}\! {}^{*} \varphi ^ i_0$ to $\operatorname *{sup}_{i}{}\! {}^{*} \varphi ^ i_1$.

Proof. Put

\[ \varphi _ j=\operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi _ j^ i\quad (j=0,1), \qquad h_ t=\operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi _ t^ i, \]

and let $(g_ t)_{t\in (0,1)}$ be the geodesic from $\varphi _0$ to $\varphi _1$. By proposition 16.5.53, $\varphi _0,\varphi _1\in \mathcal E^1(X,\theta ;\phi )$. The slice families are uniformly bounded from above by proposition 17.10.7; hence $h_ t\in \mathcal E^1(X,\theta ;\phi )$ by proposition 16.5.53. Moreover, proposition 17.10.13 shows that $(h_ t)$ is a subgeodesic from $\varphi _0$ to $\varphi _1$. Thus

D9CCCF0D8552 17.10.78
\begin{equation} h_ t\leq g_ t. \end{equation}

For each $t$, the net $(\varphi _ t^ i)_{i\in I}$ is increasing. By proposition 5.14.5, its pointwise supremum agrees with $h_ t$ almost everywhere, and the analogous assertion holds at the endpoints. Therefore proposition 16.5.37, proposition 17.10.65 gives

\[ \begin{aligned} E_\theta ^\phi (h_ t) & =\lim _{i\in I}E_\theta ^\phi (\varphi _ t^ i)\\ & =\lim _{i\in I}\left((1-t)E_\theta ^\phi (\varphi _0^ i) +tE_\theta ^\phi (\varphi _1^ i)\right)\\ & =(1-t)E_\theta ^\phi (\varphi _0)+tE_\theta ^\phi (\varphi _1) =E_\theta ^\phi (g_ t). \end{aligned} \]

By (17.10.42), (17.10.78), and 17.10.45,

\[ d_1(h_ t,g_ t)=E_\theta ^\phi (g_ t)-E_\theta ^\phi (h_ t)=0, \]

so $h_ t=g_ t$ for all $t\in (0,1)$. $\square$

Proposition 17.10.79.5408F4A1486E Let $(\varphi _ t)_{t\in [0,1]}$, $(\psi _ t)_{t\in [0,1]}$ be geodesics in $\mathcal{E}^1(X,\theta ;\phi )$. Then the distance $d_1(\varphi _ t,\psi _ t)$ is a convex function of $t\in [0,1]$.

Proof. By definition of $d_1$ and proposition 17.10.65, it suffices to show the concavity of

\[ [0,1]\ni t\mapsto E_{\theta }^{\phi }(\varphi _ t\land \psi _ t). \]

Let $(\eta _ t)_{t\in [0,1]}$ be the geodesic from $\varphi _0\land \psi _0$ to $\varphi _1\land \psi _1$. Then for each $t\in [0,1]$, we have $\eta _ t\leq \varphi _ t\land \psi _ t$. Hence, by the monotonicity of $E_\theta ^\phi $ and proposition 17.10.65,

\[ E_{\theta }^{\phi }( \varphi _ t\land \psi _ t)\geq E_{\theta }^{\phi }(\eta _ t)=(1-t)E_{\theta }^{\phi }(\varphi _0\land \psi _0)+tE_{\theta }^{\phi }(\varphi _1\land \psi _1) \]

for each $t\in [0,1]$. Applying the same argument to the restrictions of $(\varphi _ t)_ t$ and $(\psi _ t)_ t$ to any subinterval of $[0,1]$, which are again geodesics by proposition 17.10.24, gives a similar inequality on every subinterval. Hence $t\mapsto E_\theta ^\phi (\varphi _ t\land \psi _ t)$ is concave, and our assertion follows. $\square$

In particular, we can introduce:

Definition 17.10.80.6945CDF5DE8A Let $\ell ,\ell '\in \mathcal{R}^1(X,\theta ;\phi )$. We define

\[ d_1(\ell ,\ell ')\coloneqq \lim _{t\to \infty }\frac{1}{t}d_1(\ell _ t,\ell '_ t). \]

The limit exists in $[0,\infty ]$ by proposition 17.10.79.

Theorem 17.10.81.B30037E401C6 The function $d_1$ defined in definition 17.10.80 is a metric on $\mathcal{R}^1(X,\theta ;\phi )$.

Proof. Symmetry and the triangle inequality follow from the corresponding pointwise properties of $d_1$ on $\mathcal{E}^1(X,\theta ;\phi )$.

We next show that $d_1(\ell ,\ell ')<\infty $ for any $\ell ,\ell '\in \mathcal{R}^1(X,\theta ;\phi )$. Let $C_\ell $ be the constant in proposition 17.10.39, and set $\tilde{\ell }_ t=\ell _ t-C_\ell t$. Then $\tilde{\ell }$ is again a geodesic ray, $\sup _ X\tilde{\ell }_ t=0$, and hence $\tilde{\ell }_ t\leq \phi $ by proposition 16.3.21. Thus, by proposition 17.10.65,

\[ d_1(\tilde{\ell }_ t,\phi )=-E_\theta ^\phi (\tilde{\ell }_ t)=-tE_\theta ^\phi (\tilde{\ell }_1). \]

Moreover, by (16.5.13), $d_1(\ell _ t,\tilde{\ell }_ t)=|C_\ell |t\int _ X\theta _{\phi }^ n$. Hence $d_1(\ell _ t,\phi )$ grows at most linearly in $t$. The same argument applies to $\ell '$, and the triangle inequality gives $d_1(\ell ,\ell ')<\infty $.

It remains to prove separation: suppose that $\ell ,\ell '\in \mathcal{R}^1(X,\theta ;\phi )$ and $d_1(\ell ,\ell ')=0$.

Fix $s>0$. Then it follows from proposition 17.10.79 that

\[ \frac{d_1(\ell _ s,\ell '_ s)}{s}\leq \lim _{t\to \infty }\frac{d_1(\ell _ t,\ell '_ t)}{t}=d_1(\ell ,\ell ')=0. \]

Therefore, $\ell _ s=\ell '_ s$ and hence $\ell =\ell '$. $\square$

Definition 17.10.82.89AFFBB3978E We define the radial Monge–Ampère energy $\mathbf{E}^{\phi }\colon \mathcal{R}(X,\theta ;\phi )\rightarrow \mathbb {R}\cup \{ \pm \infty \} $ as follows:

\[ \mathbf{E}^{\phi }(\ell )\coloneqq \varlimsup _{t\to \infty }\frac{E_{\theta }^{\phi }(\ell _ t)}{t}. \]

When $\phi =V_{\theta }$, we write $\mathbf{E}$ instead of $\mathbf{E}^{V_{\theta }}$.

Proposition 17.10.83.3A33DCAAE061 Let $\ell ,\ell '\in \mathcal{R}^1(X,\theta ;\phi )$ and $\ell \leq \ell '$. Then

67CD28C301F2 17.10.84
\begin{equation} d_1(\ell ,\ell ')=\mathbf{E}^{\phi }(\ell ')-\mathbf{E}^{\phi }(\ell ). \end{equation}

Proof. By proposition 17.10.65, the energy is linear along finite energy rays. Hence

\[ E_{\theta }^{\phi }(\ell _ t)=tE_{\theta }^{\phi }(\ell _1),\quad E_{\theta }^{\phi }(\ell '_ t)=tE_{\theta }^{\phi }(\ell '_1). \]

Since $\ell _ t\leq \ell '_ t$ for all $t\geq 0$, (17.10.42) gives

\[ \frac{1}{t}d_1(\ell _ t,\ell '_ t)=\frac{1}{t}\left(E_{\theta }^{\phi }(\ell '_ t)-E_{\theta }^{\phi }(\ell _ t)\right). \]

Letting $t\to \infty $ proves the assertion. $\square$

Next we recall the $\lor $ operator at the level of geodesic rays.

Definition 17.10.85.F06EA26AA808 Let $\ell ,\ell '\in \mathcal{R}^{\infty }(X,\theta ;\phi )$. We define $\ell \lor \ell '$ as the minimal ray in $\mathcal{R}^{\infty }(X,\theta ;\phi )$ lying above both $\ell $ and $\ell '$.

Proposition 17.10.86.B40B93A4363D Given $\ell ,\ell '\in \mathcal{R}^{\infty }(X,\theta ;\phi )$. Then $\ell \lor \ell '\in \mathcal{R}^{\infty }(X,\theta ;\phi )$ exists, and

CA6EEFF029A5 17.10.87
\begin{equation} \mathbf{E}^{\phi }(\ell \lor \ell ')=\lim _{t\to \infty }\frac{1}{t}E_{\theta }^{\phi }\left(\ell _ t\lor \ell '_ t\right). \end{equation}

Proof. For each $t>0$, let $(\ell ''^ t_{s})_{s\in [0,t]}$ be the geodesic from $\phi $ to $\ell _ t\lor \ell '_ t$.

Step 1. We first show that for each fixed $s\geq 0$, $\ell ''^ t_{s}$ is increasing in $t\in [s,\infty )$.

To see this, fix $s\geq 0$ and choose $t'>t\geq s$. We need to show that

947F65850DBC 17.10.88
\begin{equation} \ell ''^{t'}_ s\geq \ell ''^{t}_ s. \end{equation}

Since $(\ell ''^{t'}_ a)_{a\in [0,t]}$ is a geodesic, it suffices to show that $(\ell ''^ t_ a)_{a\in [0,t]}$ is a candidate in the Perron envelope defining the former geodesic. In other words, in verifying (17.10.88), we may assume that either $s=0$ or $s=t$. The case $s=0$ is of course trivial. So it remains to prove the following:

\[ \ell ''^{t'}_ t\geq \ell _ t\lor \ell '_ t. \]

By symmetry, it suffices to prove

\[ \ell ''^{t'}_ t\geq \ell _ t. \]

But since $(\ell _ a)_{a\in [0,t']}$ is a candidate in the Perron envelope defining $\ell ''^{t'}$, this inequality follows.

Step 2. Next, observe that for a fixed $s\geq 0$, we have

\[ \sup _ X \ell ''^ t_ s\leq \frac{s}{t}\sup _ X\ell ''^ t_ t+ \frac{t-s}{t}\sup _ X \ell ''^ t_0=\frac{s}{t}\left( \sup _ X\ell _ t \right)\lor \left( \sup _ X\ell '_ t \right) \]

for all $t>s$. The right-hand side is bounded from above by a constant independent of $t\geq s$ by proposition 17.10.39. Let

EF4F3DA38F04 17.10.89
\begin{equation} (\ell \lor \ell ')_ s\coloneqq \operatorname *{sup}_{t>s}{}\! {}^{*} \ell ''^ t_{s}. \end{equation}

Then proposition 17.10.77 guarantees that $\ell \lor \ell '\in \mathcal{R}^{\infty }(X,\theta ;\phi )$.

Step 3. We need to show that $\ell \lor \ell '$ defined in this way is indeed the minimal ray lying above $\ell $ and $\ell '$.

First, by Step 1, we have

\[ \ell ''^ t_ s\geq \ell ''^ s_ s\geq \ell _ s \]

for any $t\geq s\geq 0$. Therefore,

\[ (\ell \lor \ell ')_ s\geq \ell _ s \]

for all $s\geq 0$. In other words, $\ell \lor \ell '\geq \ell $. Similarly, $\ell \lor \ell '\geq \ell '$.

Next, let $L\in \mathcal{R}^{\infty }(X,\theta ;\phi )$ be a ray lying above both $\ell $ and $\ell '$. Then we have

\[ L_ t\geq \ell _ t\lor \ell '_ t \]

for all $t\geq 0$. In particular,

\[ L_ s\geq \ell ''^ t_ s \]

for all $t\geq s\geq 0$. It follows that

\[ L_ s\geq (\ell \lor \ell ')_ s \]

for all $s\geq 0$.

Step 4. It remains to argue (17.10.87). Since the energy is linear along bounded rays,

\[ \mathbf{E}^{\phi }(\ell \lor \ell ')=E_{\theta }^{\phi }\left((\ell \lor \ell ')_1\right). \]

Moreover, $\ell ''^ t_1$ increases to $(\ell \lor \ell ')_1$ as $t\to \infty $. By proposition 16.5.37,

\[ E_{\theta }^{\phi }\left((\ell \lor \ell ')_1\right)=\lim _{t\to \infty } E_{\theta }^{\phi }\left(\ell ''^ t_1\right). \]

Finally, by proposition 17.10.65 applied to $(\ell ''^ t_ s)_{s\in [0,t]}$,

\[ E_{\theta }^{\phi }\left(\ell ''^ t_1\right)=\frac{1}{t}E_{\theta }^{\phi }\left(\ell _ t\lor \ell '_ t\right). \]

Combining these identities gives (17.10.87). $\square$

Lemma 17.10.90.6C6200F67BD7 For any $\ell ,\ell '\in \mathcal{R}^{\infty }(X,\theta ;\phi )$, we have

FE9D22CC2BA6 17.10.91
\begin{equation} d_1(\ell ,\ell ')\leq d_1(\ell ,\ell \lor \ell ')+d_1(\ell ',\ell \lor \ell ')\leq C_ nd_1(\ell ,\ell '), \end{equation}

where $C_ n=3(n+1)2^{n+2}$.

Proof. The first inequality is trivial. As for the second, we estimate

\[ \begin{aligned} d_1(\ell ,\ell \lor \ell ')=& \mathbf{E}^{\phi }(\ell \lor \ell ')-\mathbf{E}^{\phi }(\ell )& \textup{by proposition \href{../../tag/3A33DCAAE061/}{17.10.83}}\\ =& \lim _{t\to \infty } \frac{1}{t}E_{\theta }^{\phi }\left(\ell _ t\lor \ell '_ t\right)-\mathbf{E}^{\phi }(\ell )& \textup{by (\href{../../tag/CA6EEFF029A5/}{17.10.87})}\\ =& \lim _{t\to \infty } \frac{1}{t} d_1\left(\ell _ t\lor \ell '_ t,\ell _ t\right)& \textup{by (\href{../../tag/D8C8C0BB6585/}{17.10.42})}. \end{aligned} \]

By symmetry, we find

\[ d_1(\ell ,\ell \lor \ell ')+d_1(\ell ',\ell \lor \ell ')\leq \lim _{t\to \infty } \frac{1}{t} \Bigl (d_1\left(\ell _ t\lor \ell '_ t,\ell _ t\right)+d_1\left(\ell _ t\lor \ell '_ t,\ell '_ t\right)\Bigr ). \]

By theorem 17.10.48 and 17.10.47, for each $t>0$,

\[ d_1\left(\ell _ t\lor \ell '_ t,\ell _ t\right)+d_1\left(\ell _ t\lor \ell '_ t,\ell '_ t\right)\leq 3(n+1)2^{n+2} d_1(\ell _ t,\ell '_ t). \]

Now (17.10.91) follows. $\square$

Example 17.10.92.02BD88048323 Let $\varphi \in \mathrm{PSH}(X,\theta )$. Assume that $\varphi \leq 0$. For each $C>0$, let $(\ell ^{\varphi ,C}_ t)_{t\in [0,C]}$ be the geodesic from $V_{\theta }$ to $(V_{\theta }-C)\lor \varphi $. For each $t\geq 0$, there is $\ell ^{\varphi }_ t\in \mathcal{E}^{\infty }(X,\theta )$ such that

BF8F51ADD4CB 17.10.93
\begin{equation} \ell ^{\varphi ,C}_ t\xrightarrow {d_1}\ell ^{\varphi }_ t \end{equation}

as $C\to \infty $. Then $\ell ^{\varphi }\in \mathcal{R}^{\infty }(X,\theta )$ and

795CA33E2D29 17.10.94
\begin{equation} \mathbf{E}(\ell ^{\varphi })=\frac{1}{n+1} \sum _{j=0}^ n \left(\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{V_{\theta }}^ n\right). \end{equation}
Comparing the above approximants with cutoff parameters shifted by a bounded amount shows that $\ell ^{\varphi +C}=\ell ^{\varphi }$ for any $C\in \mathbb {R}$. Therefore, for a general $\varphi \in \mathrm{PSH}(X,\theta )$, we may simply define
\[ \ell ^{\varphi }\coloneqq \ell ^{\varphi -\sup _ X\varphi }. \]

Then the conclusions of this example continue to hold.

Proof. We first show that for each fixed $t\geq 0$, $\ell _ t^{\varphi ,C}$ is increasing in $C\geq t$.

To see this, choose $t\leq C_1<C_2$. We need to show that

\[ \ell ^{\varphi ,C_1}_ t\leq \ell ^{\varphi ,C_2}_ t. \]

Since both sides are geodesics for $t\in [0,C_1]$, it suffices to show that

277396283395 17.10.95
\begin{equation} (V_{\theta }-C_1)\lor \varphi \leq \ell _{C_1}^{\varphi ,C_2}. \end{equation}

Now $((V_{\theta }-t)\lor \varphi )_{t\in [0,C_2]}$ is a subgeodesic from $V_{\theta }$ to $(V_{\theta }-C_2)\lor \varphi $ by proposition 17.10.13.4 It is therefore a candidate in the Perron envelope defining $\ell ^{\varphi ,C_2}$, and evaluating at $t=C_1$ gives exactly (17.10.95).

From proposition 17.10.7, we know that for any $C>t>0$, we have

\[ \ell ^{\varphi ,C}_ t\leq \frac{t}{C}\Bigl ((V_{\theta }-C)\lor \varphi \Bigr )+\frac{C-t}{C}\cdot V_{\theta }\leq 0, \]

while the linear subgeodesic $V_\theta -t$ is a candidate in the same Perron envelope, so $V_\theta -t\leq \ell ^{\varphi ,C}_ t$. Therefore, by proposition 5.14.2,

AAACF2ED8350 17.10.96
\begin{equation} \ell _ t^{\varphi }\coloneqq \operatorname *{sup}_{C>t}{}\! {}^{*}\ell ^{\varphi ,C}_ t\in \mathcal{E}^{\infty }(X,\theta ) \end{equation}

for all $t\geq 0$. Thanks to proposition 16.5.37, we have

\[ \ell ^{\varphi ,C}_ t\xrightarrow {d_1} \ell _ t^{\varphi } \]

as $C\to \infty $ for all $t\geq 0$. Applying proposition 17.10.77 on each interval $[0,T]$ to the increasing family $(\ell ^{\varphi ,C}_ t)_{t\in [0,T]}$, $C\geq T$, shows that $\ell ^{\varphi }\in \mathcal{R}^{\infty }(X,\theta )$.

It remains to compute the energy of $\ell ^{\varphi }$. We first fix $C\geq t>0$ and compute using proposition 17.10.65:

\[ E_{\theta }\left(\ell ^{\varphi ,C}_ t\right)=\frac{t}{C}E_{\theta }\Bigl ((V_{\theta }-C)\lor \varphi \Bigr ). \]

Letting $C\to \infty $ and applying proposition 16.5.37, we find that

\[ E_{\theta }(\ell ^{\varphi }_ t)=\lim _{C\to \infty }\frac{t}{C}E_{\theta }\Bigl ((V_{\theta }-C)\lor \varphi \Bigr ) \]

for any $t\geq 0$. It follows that

\[ \mathbf{E}(\ell ^{\varphi })=\lim _{C\to \infty }\frac{1}{C}E_{\theta }\Bigl ((V_{\theta }-C)\lor \varphi \Bigr ). \]

Using the definition of $E_{\theta }$, in order to obtain (17.10.94), it suffices to show that for each $j=0,\ldots ,n$, we have

287169AF175C 17.10.97
\begin{equation} \lim _{C\to \infty }\int _ X \frac{(V_{\theta }-C)\lor \varphi -V_{\theta }}{C} \, \theta _{(V_{\theta }-C)\lor \varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\varphi }^{j}\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{V_{\theta }}^ n. \end{equation}

For this purpose, for each $C>0$, we decompose $X$ as $\{ \varphi > V_{\theta }-C\} $ and $\{ \varphi \leq V_{\theta }-C\} $. We have

\[ \begin{aligned} & \int _{\{ \varphi > V_{\theta }-C\} } \frac{(V_{\theta }-C)\lor \varphi -V_{\theta }}{C} \, \theta _{(V_{\theta }-C)\lor \varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}\\ =& \int _{\{ \varphi > V_{\theta }-C\} } \frac{\varphi -V_{\theta }}{C} \, \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}. \end{aligned} \]

On the other hand,

\[ \begin{aligned} & \int _{\{ \varphi \leq V_{\theta }-C\} } \frac{(V_{\theta }-C)\lor \varphi -V_{\theta }}{C} \, \theta _{(V_{\theta }-C)\lor \varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}\\ =& -\int _{\{ \varphi \leq V_{\theta }-C\} } \theta _{(V_{\theta }-C)\lor \varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}\\ =& -\int _ X \theta _{V_{\theta }}^ n+\int _{\{ \varphi > V_{\theta }-C\} } \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}. \end{aligned} \]

Observe that for $C>0$, the function $\mathds {1}_{\{ \varphi >V_{\theta }-C\} }C^{-1}(\varphi -V_{\theta })$ is defined quasi-everywhere. Since $\varphi \leq V_\theta $, it takes values in $[-1,0]$ outside a pluripolar set. When $C\to \infty $, these functions converge to $0$ quasi-everywhere, so the first integral above converges to $0$ by dominated convergence. Similarly, the indicators $\mathds {1}_{\{ \varphi >V_\theta -C\} }$ increase to $1$ outside a pluripolar set, hence

\[ \lim _{C\to \infty }\int _{\{ \varphi >V_{\theta }-C\} } \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j} = \int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}. \]

Therefore, (17.10.97) follows. $\square$

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