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14.16 The gradient bound by rescaling40669ABC11F8

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If the gradients of a family of solutions were unbounded, rescaling at points of maximal gradient would produce functions on growing Euclidean balls with gradient one at the origin. The Hessian estimate makes these functions compact in $C^1$ on every fixed ball, so a limit is a bounded Lipschitz function on $\mathbb C^ n$ with nonzero gradient at the origin. The rescaled determinant tends to zero, so the limit is maximal for the cone of section 14.15, which contradicts theorem 14.15.2.

Consider a family of smooth solutions $(u,b)$ of the equation in theorem 14.10.1, normalized by $\sup _ Xu=0$, with $\| F\| _{C^0}\leq M$ for a fixed $M>0$. By proposition 14.11.1, $\| u\| _{C^0}$ and $|b|$ are uniformly bounded. The following proposition shows that a Hessian estimate in terms of the squared gradient implies bounds for both.

Proposition 14.16.1.EFE7268223F4 Suppose there is a constant $K$ such that every solution in this family satisfies

977E6E7B264D 14.16.2
\begin{equation} \sup _ X|\mathrm{dd}^{\mathrm{c}}u|_\gamma \leq K\bigl (1+\sup _ X|\partial u|_\gamma ^2\bigr ). \end{equation}

Then $\sup _ X|\partial u|_\gamma $ and $\sup _ X|\mathrm{dd}^{\mathrm{c}}u|_\gamma $ are bounded by a constant depending only on $X,\gamma _0,\gamma ,M$ and $K$.

Proof. We use the matrices $Q_ u$ of (14.13.1). Their background term $Q_0$ is fixed, and $Z$ is linear in the first derivatives of $u/(2\pi )$.

Suppose that the gradient bound fails. Then there are solutions $(u_ j,b_ j)$ with prescribed functions $F_ j$ such that

\[ A_ j=\sup _ X|\partial u_ j|_\gamma =|\partial u_ j(x_ j)|_\gamma \longrightarrow \infty . \]

After passing to a subsequence, the points $x_ j$ lie in one fixed coordinate neighborhood. Translate the coordinates so that $x_ j$ becomes the origin, and apply a uniformly controlled complex linear change of coordinates so that the matrix of $\gamma $ at $x_ j$ is the identity; a coordinate ball of fixed radius remains available around every $x_ j$. On balls whose radii tend to infinity define

\[ v_ j(z)=u_ j(x_ j+z/A_ j), \]

in these coordinates. The coefficient matrices $g_ j(z)$ of $\gamma $ at the points $x_ j+z/A_ j$ converge smoothly to the identity on every fixed ball. In this notation

\[ |v_ j|\leq C, \qquad |\partial v_ j|_{g_ j}\leq 1, \qquad |\partial v_ j(0)|=1. \]

The assumed estimate (14.16.2) gives a uniform bound for all complex Hessian entries of $v_ j$ on every fixed ball, since two derivatives contribute the factor $A_ j^{-2}$. Hence the Euclidean Laplacians of the $v_ j$ are uniformly bounded, and the interior estimates for the Laplacian give local $W^{2,p}$ bounds for every finite $p$. Choosing $p>2n$ and using Sobolev embedding and compactness, we extract a diagonal subsequence converging in $C^1$ on compact subsets to a function $v$ on $\mathbb C^ n$. This function is bounded and globally Lipschitz, and

\[ |\partial v(0)|=1. \]

Now divide the matrix in (14.13.1) by $A_ j^2$ and evaluate it at the scaled points. The background term becomes $O(A_ j^{-2})$, and the first-order term becomes $O(A_ j^{-1})$, since one derivative of $u_ j$ is $A_ j$ times a derivative of $v_ j$. Since the complex Hessians of $v_ j$ are uniformly bounded and $g_ j\to I$, we obtain on any fixed ball

3DCC81BE4D1E 14.16.3
\begin{equation} A_ j^{-2}Q_{u_ j} =P_ n\left(\frac{H(v_ j)}{2\pi }\right)+o(1), \qquad \det (A_ j^{-2}Q_{u_ j}) =A_ j^{-2n}\mathrm{e}^{(n-1)(F_ j+b_ j)}\longrightarrow 0. \end{equation}

To be precise, we compute in the unitary frames obtained from the positive square roots $S_ j=g_ j^{-1/2}$. In these frames the principal matrix is $P_ n(S_ jH(v_ j)S_ j/(2\pi ))$, which differs from $P_ n(H(v_ j)/(2\pi ))$ by an error tending to zero uniformly; no derivatives of the frames are taken, and the determinant identity is exact in unitary frames. Since the matrices on the left of (14.16.3) are positive and the positive factor $1/(2\pi )$ does not change the cone, passing to the limit in the sense of distributions gives $P_ n(H(v))\geq 0$.

It remains to check maximality. Suppose that a smooth function $h$ touches $v$ from below at $z_0$ and $P_ n(H(h)(z_0))>0$. Subtract $\delta |z-z_0|^2$ with $\delta >0$ small; on a small ball this makes the contact strict and preserves strict positivity of the matrix. Local uniform convergence gives points $z_ j\to z_0$ at which $v_ j$ minus this perturbed test function has an interior local minimum. At such a minimum,

\[ H(v_ j)(z_ j)\geq H(h)(z_ j)-\delta I. \]

Because $P_ n$ preserves nonnegative matrices, (14.16.3) now implies $A_ j^{-2}Q_{u_ j}(z_ j)\geq cI$ for a fixed $c>0$ and all sufficiently large $j$. The determinant of this matrix is then at least $c^ n$, which contradicts the limit zero in (14.16.3). Thus $v$ is maximal for the cone of section 14.15.

By theorem 14.15.2, $v$ is constant, which contradicts $|\partial v(0)|=1$. This proves the uniform gradient bound, and substitution in (14.16.2) gives the uniform complex Hessian bound. $\square$

For prescribed functions $F$ bounded in $C^2$, proposition 14.11.1 bounds $u$ and $b$, and theorem 14.14.1, applied to $v=u/(2\pi )$ and $h=(n-1)(F+b)$, proves (14.16.2). Thus both the gradient and the complex Hessian are uniformly bounded.

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