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14.7 The smooth exponential equationA4D09B787D84

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When the logarithmic density contains a positive multiple of the potential, the extrema of the potential are bounded directly, and the linearization acquires a negative zeroth-order term. The continuity method then needs neither an additive normalization nor an extra scalar unknown.

Proposition 14.7.1.C52E44D9C563 Let $\lambda >0$, let $F$ be smooth, and let $v,w$ be smooth strictly $\omega $-plurisubharmonic functions. If

\[ \omega _ v^ n\geq \mathrm{e}^{\lambda v+F}\omega ^ n, \qquad \omega _ w^ n\leq \mathrm{e}^{\lambda w+F}\omega ^ n, \]

then $v\leq w$. In particular, two smooth solutions coincide.

Proof. Suppose that $v-w$ has a positive maximum at a point $x$. Then $\omega _ v(x)\leq \omega _ w(x)$, and taking determinants and applying the two assumptions gives $\mathrm{e}^{\lambda v(x)+F(x)}\leq \mathrm{e}^{\lambda w(x)+F(x)}$, which contradicts $v(x)>w(x)$. For two solutions, apply the comparison in both orders. $\square$

Theorem 14.7.2.97F5C96646CC For every $\lambda >0$ and every smooth real $F$, there is a unique smooth $u$ with $\omega _ u>0$ such that

\[ \omega _ u^ n=\mathrm{e}^{\lambda u+F}\omega ^ n. \]

The solution satisfies

\[ -\lambda ^{-1}\sup _ XF\leq u\leq -\lambda ^{-1}\inf _ XF. \]

Proof. At a minimum of $u$, the equation gives $\lambda u+F\geq 0$; at a maximum it gives $\lambda u+F\leq 0$. These inequalities prove the stated bounds.

Consider the equations

\[ \omega _{u_ t}^ n=\mathrm{e}^{\lambda u_ t+tF}\omega ^ n,\qquad 0\leq t\leq 1. \]

At $t=0$, $u_0=0$ is a solution. The linearization in $u$ is $L_ u-\lambda $, whose kernel is zero by the maximum principle. Its Fredholm index is zero: deform its principal coefficients to those of a fixed Laplacian while keeping the negative zeroth-order term; the latter operator is invertible, and the index is constant along this deformation of elliptic operators. Thus $L_ u-\lambda $ is an isomorphism between the usual Hölder spaces, with bounded inverse by Schauder theory, and the implicit function theorem proves that the set of solvable parameters is open.

The extremum bounds give $\| u_ t\| _\infty \leq \lambda ^{-1}\| F\| _\infty $. The semilinear version of theorem 14.5.5 and corollary 14.5.8, stated in the remark following that corollary, then gives uniform ellipticity and bounds in every $C^ k$ norm. Along any convergent sequence of solvable parameters, a subsequence of the solutions therefore converges smoothly to a strictly positive solution at the limit parameter. This proves closedness, and hence existence at $t=1$. Uniqueness is proposition 14.7.1. $\square$

For a fixed smooth real obstacle $f$ on $X$ and a parameter $\beta >0$, the choice $\lambda =\beta $ and $F=-\beta f$ gives

\[ \omega _{u_\beta }^ n=\mathrm{e}^{\beta (u_\beta -f)}\omega ^ n. \]

These equations penalize values above the obstacle. In proposition 16.28.2 we use them to construct the envelope of $f$ and to show that its Monge–Ampère measure is supported on the contact set. The convergence argument there uses only bounded regularization and the comparison just proved.

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