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19.5.31 The valuative characterizationBB37B398D505

In this section, we will characterize the partial Okounkov bodies using valuations of currents.

Lemma 19.5.32.082A647C2B55 Let $\beta $ be a big and nef class on $X$. Then

66140D1891EC 19.5.33
\begin{equation} \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(\beta )\right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\beta |_{Y_1}). \end{equation}
Here the right-hand side is understood in the sense of definition 19.5.24 when $\beta |_{Y_1}$ is not big.

Proof. Step 1. We first reduce to the case where $\beta $ is a Kähler class.

Take a Kähler class $\alpha $ on $X$. It follows from the volume formula in theorem 19.5.4 that

\[ \Delta _{Y_{\bullet }}(\beta )=\bigcap _{\epsilon >0}\Delta _{Y_{\bullet }}(\beta +\epsilon \alpha ). \]

Since $\beta |_{Y_1}$ is nef, hence pseudo-effective, definition 19.5.24 similarly gives

\[ \Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\beta |_{Y_1})= \bigcap _{\epsilon >0}\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\beta |_{Y_1}+\epsilon \alpha |_{Y_1}). \]

So it suffices to prove (19.5.33) with $\beta +\epsilon \alpha $ in place of $\beta $.

Step 2. Assume that $\beta $ is a Kähler class. The $\supseteq $ direction in (19.5.33) follows from the extension theorem theorem 5.18.18. To prove the other direction, recall that by theorem 19.5.4, for $t>0$ small enough, we have

\[ \left\{ y\in \mathbb {R}^{n-1}: (t,y)\in \Delta _{Y_{\bullet }}(\beta ) \right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}\left((\beta -t\{ Y_1\} )|_{Y_1}\right). \]

As $t\to 0+$, the right-hand side converges to $\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\beta |_{Y_1})$ with respect to the Hausdorff metric as a consequence of theorem 19.5.4, while the left-hand side converges to

\[ \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(\beta ) \right\} \]

by 19.7.9. We conclude our assertion. $\square$

Lemma 19.5.34.627CFC8D8850 Let $T\in \mathcal{Z}_+(X,\alpha )$ be a Kähler current. Assume that $\nu (T,Y_1)=0$. Then

77CE629D93F6 19.5.35
\begin{equation} \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(T)\right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}\left(\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)\right). \end{equation}

More generally, if $T\in \mathcal{Z}_+(X,\alpha )$ and $\nu (T,Y_1)=0$, suppose in addition that $\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)$ is defined, then (19.5.35) still holds.

See 20.2.11 for the definition of $\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)$. Note that $\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}\left(\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)\right)$ is independent of the choice of the representative $\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)$.

Proof. Let $\omega $ be a Kähler form on $X$. The last assertion follows from the first by perturbing $\theta $ to $\theta +\epsilon \omega $.

Step 1. We first handle the case where $T$ has analytic singularities. Let $\pi \colon Z\rightarrow X$ be a modification such that

  1. 90254E23C2B2

    $Y_{\bullet }$ admits a lifting $(W_{\bullet },g)$, and

  2. CA8486D14D75

    $\pi ^*T=[D]+R$, where $D$ is an effective $\mathbb {Q}$-divisor on $Z$ and $R$ is a closed positive $(1,1)$-current with bounded potential.

This is possible by theorem 5.18.8 and theorem 19.3.19.

By 20.2.24,

\[ \Pi ^*\operatorname{Tr}_{Y_1}(T)\sim _ P \operatorname{Tr}_{W_1}(\pi ^*T), \]

where $\Pi \colon W_1\rightarrow Y_1$ is the restriction of $\pi $. It follows from theorem 19.5.26 that

\[ \begin{split} \Delta _{W_1\supseteq \cdots \supseteq W_ n}(\operatorname{Tr}_{W_1}(\pi ^*T))=& \Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\operatorname{Tr}_{Y_1}(T))\operatorname{cor}(Y_1\supseteq \cdots \supseteq Y_ n,\Pi ),\\ \Delta _{W_{\bullet }}(\pi ^*T)=& \Delta _{Y_{\bullet }}(T)g. \end{split} \]

Taking (19.3.13) into account, we find that it suffices to show that

\[ \left\{ y\in \mathbb {R}^{n-1}:(0,y)\in \Delta _{W_{\bullet }}(\pi ^*T) \right\} =\Delta _{W_1\supseteq \cdots \supseteq W_ n}(\operatorname{Tr}_{W_1}(\pi ^*T)). \]

We may assume that $\pi $ is the identity map. Since $\nu (T,Y_1)=0$, the divisor $D$ does not contain $Y_1$. Hence we have

\[ T=[D]+R,\quad T|_{Y_1}=[D]|_{Y_1}+R|_{Y_1}. \]

Note that $[D]|_{Y_1}$ is the current of integration along an effective $\mathbb {Q}$-divisor on $Y_1$.

In particular,

\[ \begin{split} \Delta _{Y_{\bullet }}(T)=& \Delta _{Y_{\bullet }}(\{ R\} )+\nu _{Y_{\bullet }}([D]),\\ \Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(T|_{Y_1})=& \Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\{ R\} |_{Y_1})+\nu _{Y_1\supseteq \cdots \supseteq Y_ n}([D]|_{Y_1}). \end{split} \]

The first coordinate of $\nu _{Y_{\bullet }}([D])$ is $0$, and the remaining coordinates are exactly $\nu _{Y_1\supseteq \cdots \supseteq Y_ n}([D]|_{Y_1})$. Thus it suffices to show that

\[ \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(\{ R\} )\right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\{ R\} |_{Y_1}). \]

Since $R$ has bounded potential, its cohomology class is nef; it is big because $T$ is a Kähler current. Thus the last identity is exactly 19.5.32.

Step 2. Next we consider the case where $T$ is a Kähler current. Take a quasi-equisingular approximation $(T_ j)_ j$ of $T$ in $\mathcal{Z}_+(X,\alpha )$. From Step 1, we know that for large $j\geq 1$,

\[ \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(T_ j)\right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\operatorname{Tr}_{Y_1}(T_ j)). \]

Letting $j\to \infty $ and applying theorem 19.5.26 and proposition 20.2.22, we conclude (19.5.35). $\square$

Remark 19.5.36.49B696578E15 More generally, the same argument shows the following result: Let $k=0,\ldots ,n$ and $T\in \mathcal{Z}_+(X,\alpha )$ such that $\nu (T,Y_ k)=0$. Assume that $\operatorname{Tr}^{\alpha |_{Y_ k}}_{Y_ k}(T)$ is defined. Then

10.100
\begin{equation} \left\{ y\in \mathbb {R}^{n-k}: (0,\ldots ,0,y)\in \Delta _{Y_{\bullet }}(T)\right\} =\Delta _{Y_ k\supseteq \cdots \supseteq Y_ n}\left(\operatorname{Tr}^{\alpha |_{Y_ k}}_{Y_ k}(T)\right). \end{equation}

Theorem 19.5.37.EF3A66F3D2C0 Assume that $T\in \mathcal{Z}_+(X,\alpha )_{>0}$ is a Kähler current. We have

6C6AAB28398F 19.5.38
\begin{equation} \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T)=\nu _{Y_{\bullet }}(T). \end{equation}
Here the minimum is with respect to the lexicographic order.

Proof. We argue by induction on $n\geq 0$. The case $n=0$ is of course trivial. Let us assume that $n>0$ and the case $n-1$ has been proved.

We first observe that by theorem 19.5.26,

\[ \Delta _{Y_{\bullet }}(T-\nu (T,Y_1)[Y_1])+(\nu (T,Y_1),0,\ldots ,0)\subseteq \Delta _{Y_{\bullet }}(T). \]

By proposition 18.1.27 5, removing the divisorial part does not change the volume. Comparing the volumes of both sides using theorem 19.5.26 and proposition 18.1.27, we find that equality holds:

\[ \Delta _{Y_{\bullet }}(T-\nu (T,Y_1)[Y_1])+(\nu (T,Y_1),0,\ldots ,0)=\Delta _{Y_{\bullet }}(T). \]

Replacing $T$ by $T-\nu (T,Y_1)[Y_1]$, we may therefore assume that $\nu (T,Y_1)=0$. It suffices to apply 19.5.34 and the inductive hypothesis. $\square$

Corollary 19.5.39.0EE135D07034 For any $T\in \mathcal{Z}_+(X,\alpha )$,

\[ \nu _{Y_{\bullet }}(T)\in \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(\alpha ). \]

Proof. When $T$ is a Kähler current, this follows from theorem 19.5.37.

In general, by definition, $\nu _{Y_{\bullet }}(T)=\nu _{Y_{\bullet }}(T+\omega )$ for any Kähler form $\omega $ on $X$. It follows that

\[ \nu _{Y_{\bullet }}(T)\in \Delta _{Y_{\bullet }}(T+\omega ) \]

for any Kähler form $\omega $. It follows that $\nu _{Y_{\bullet }}(T)\in \Delta _{Y_{\bullet }}(T)$. $\square$

Theorem 19.5.40.14121F7F4FC5 For any $T\in \mathcal{Z}_+(X,\alpha )_{>0}$,

FA3799E6A644 19.5.41
\begin{equation} \Delta _{Y_{\bullet }}(T)=\overline{\left\{ \nu _{Y_{\bullet }}(S):S\in \mathcal{Z}_+(X,\alpha ),S\preceq _{\mathcal{I}}T\right\} }. \end{equation}

In particular,1

E7704026C99A 19.5.42
\begin{equation} \Delta _{Y_{\bullet }}(\alpha )=\overline{\left\{ \nu _{Y_{\bullet }}(S):S\in \mathcal{Z}_+(X,\alpha )\right\} }. \end{equation}

Remark 19.5.43.A8051310CBAB We expect that the closure operation in (19.5.41) is not necessary. This problem is closely related to the Dirichlet problem of the trace operator, see Page  for more details.

Proof. The $\supseteq $ direction in (19.5.41) follows from corollary 19.5.39 together with theorem 19.5.26 2.

Let us write

\[ D_{Y_{\bullet }}(T)=\left\{ \nu _{Y_{\bullet }}(S):S\in \mathcal{Z}_+(X,\alpha ),S\preceq _{\mathcal{I}}T\right\} \]

for the time being.

Step 1. Assume that $T$ has analytic singularities. We have

\[ \begin{split} \Delta _{Y_{\bullet }}(T)\supseteq & \overline{D_{Y_{\bullet }}(T)}\\ \supseteq & \overline{\left\{ \nu _{Y_{\bullet }}(S):\mathcal{Z}_+(X,\alpha )\ni S \textup{ has gentle analytic singularities}, S\preceq T\right\} }. \end{split} \]

It follows easily from theorem 19.5.4 that the volume of the right-hand side is equal to the volume of $\Delta _{Y_{\bullet }}(T)$, so (19.5.41) holds.

Step 2. Assume that $T$ is a Kähler current. Take a quasi-equisingular approximation $T_ j\in \mathcal{Z}_+(X,\alpha )$ of $T$. Next we use the language of psh functions. Let $\varphi _ j,\varphi \in \mathrm{PSH}(X,\theta )$ be the potentials corresponding to $T_ j,T$ for each $j\geq 1$.

Fix an integer $N>0$. For large enough $j\geq 1$, we can find $\psi _ j\in \mathrm{PSH}(X,\theta )_{>0}$ such that

\[ P_{\theta }[\varphi ]_{\mathcal{I}}\geq (1-N^{-1})\varphi _ j+N^{-1} \psi _ j. \]

The existence of $\psi _ j$ follows from 13.13.30. It follows that

\[ \begin{aligned} D_{Y_{\bullet }}(T)\supseteq & D_{Y_{\bullet }}\left(\theta +\mathrm{dd}^{\mathrm{c}}\left((1-N^{-1})\varphi _ j+N^{-1} \psi _ j\right)\right)\\ \supseteq & (1-N^{-1})D_{Y_{\bullet }}(T_ j)+N^{-1} D_{Y_{\bullet }}(\theta +\mathrm{dd}^{\mathrm{c}}\psi _ j). \end{aligned} \]

We claim that

\[ \overline{D_{Y_{\bullet }}(T)}\supseteq \bigcap _{j=1}^{\infty }\overline{D_{Y_{\bullet }}(T_ j)}. \]

Let $x$ be a point in the right-hand side. Fix $N>0$. For all large $j$, choose

\[ y_ j\in D_{Y_{\bullet }}(T_ j),\quad z_ j\in D_{Y_{\bullet }}(\theta +\mathrm{dd}^{\mathrm{c}}\psi _ j) \]

with $y_ j\to x$. By the preceding inclusion,

\[ (1-N^{-1})y_ j+N^{-1}z_ j\in D_{Y_{\bullet }}(T). \]

The points $x,y_ j,z_ j$ all lie in the compact set $\Delta _{Y_{\bullet }}(\alpha )$ after taking closures, by corollary 19.5.39. Hence, letting $j\to \infty $ and then $N\to \infty $, we get $x\in \overline{D_{Y_{\bullet }}(T)}$, proving the claim. Therefore, by Step 1, we conclude that

\[ \Delta _{Y_{\bullet }}(T)=\bigcap _{j=1}^{\infty }\overline{\Delta _{Y_{\bullet }}(T_ j)}=\bigcap _{j=1}^{\infty }\overline{D_{Y_{\bullet }}(T_ j)}\subseteq \overline{D_{Y_{\bullet }}(T)}. \]

The reverse direction is already known.

Step 3. Finally, consider the general case. Take a Kähler current $T'\in \mathcal{Z}_+(X,\alpha )$ more singular than $T$ (the existence of which is given by 13.13.47). For each $\epsilon \in (0,1)$, we know that

\[ \Delta _{Y_{\bullet }}((1-\epsilon )T+\epsilon T')=\overline{D_{Y_{\bullet }}((1-\epsilon )T+\epsilon T')} \subseteq \overline{D_{Y_{\bullet }}(T)}. \]

Letting $\epsilon \to 0+$ and using the $d_ S$-continuity in theorem 19.5.26 4, we find that

\[ \Delta _{Y_{\bullet }}(T)\subseteq \overline{D_{Y_{\bullet }}(T)}. \]

As the other inclusion is already known, we conclude. $\square$

Corollary 19.5.44.E7520E0649C0 Assume that $T\in \mathcal{Z}_+(X,\alpha )_{>0}$. We have

4DF707F26C95 19.5.45
\begin{equation} \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T)=\nu _{Y_{\bullet }}(T). \end{equation}

Proof. By theorem 19.5.40, it is clear that

\[ \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T)\leq _{\mathrm{lex}}\nu _{Y_{\bullet }}(T). \]

On the other hand, we clearly have

\[ \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(T+\omega ) \]

for any Kähler form $\omega $ on $X$. It follows that

\[ \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T)\geq _{\mathrm{lex}} \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T+\omega ). \]

By theorem 19.5.37, the right-hand side is just $\nu _{Y_{\bullet }}(T+\omega )=\nu _{Y_{\bullet }}(T)$. We conclude the proof. $\square$

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