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19.5 Transcendental partial Okounkov bodiesA2D41AECAD65

A2D41AECAD65

Let $X$ be a connected compact Kähler manifold of dimension $n>0$. Fix a smooth flag $Y_{\bullet }$ on $X$. We will extend the theory of partial Okounkov bodies in the previous section to the transcendental setting.

19.5.1 The traditional approach to the Okounkov body problemAB52CD73DBE6

Definition 19.5.2.AD7EC900552C Let $\alpha $ be a big cohomology class on $X$. We define the Okounkov body of $\alpha $ with respect to the flag $Y_{\bullet }$ as

5F949352BAF6 19.5.3
\begin{equation} \Delta _{Y_{\bullet }}(\alpha )\coloneqq \overline{\left\{ \nu _{Y_{\bullet }}(S): S\in \mathcal{Z}_+(X,\alpha ),S\textup{ has gentle analytic singularities} \right\} }. \end{equation}
See definition 5.18.10 for the definition of gentle analytic singularities. The results of [DRWNXZ] can be summarized as follows:

Theorem 19.5.4.E839B4A35A2A For any big cohomology class $\alpha $ on $X$, the set $\Delta _{Y_{\bullet }}(\alpha )\subseteq \mathbb {R}^ n$ is a convex body satisfying the following properties:

  1. D06584225E6D

    We have

    \[ \operatorname{vol}\Delta _{Y_{\bullet }}(\alpha )=\frac{1}{n!}\operatorname{vol}\alpha ; \]
  2. 046A9D0BEEA7

    given another big cohomology class $\alpha '$ on $X$, we have

    \[ \Delta _{Y_{\bullet }}(\alpha )+\Delta _{Y_{\bullet }}(\alpha ')\subseteq \Delta _{Y_{\bullet }}(\alpha +\alpha '); \]
  3. 7D58AF38EA3C

    let $\pi \colon Y\rightarrow X$ be a proper bimeromorphic morphism where $Y$ is a Kähler manifold. Assume that $(W_{\bullet },g)$ is the lifting of $Y_{\bullet }$ to $Y$. Then

    \[ \Delta _{W_{\bullet }}(\pi ^*\alpha )=\Delta _{Y_{\bullet }}(\alpha )g; \]
  4. 35F74103F4DE

    the map $\alpha \mapsto \Delta _{Y_{\bullet }}(\alpha )$ is continuous in the big cone with respect to the Hausdorff metric;

  5. 111D84FB6B1C

    for any small enough $t>0$, we have

    \[ \left\{ y\in \mathbb {R}^{n-1}: (t,y)\in \Delta _{Y_{\bullet }}(\alpha ) \right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}\Bigl ((\alpha -t\{ Y_1\} )|_{Y_1}\Bigr ). \]
See definition 19.3.12 for the notion of lifting. The proof requires some techniques not covered in the current book; this theorem may be used as a black box.

19.5.5 Definitions of partial Okounkov bodies232CC36315A0

Let $\theta $ be a closed real smooth $(1,1)$-form on $X$ representing a big cohomology class $\alpha $.

Let $T=\theta _{\varphi }\in \mathcal{Z}_+(X,\alpha )$. We shall define a convex body $\Delta _{Y_{\bullet }}(T)\subseteq \mathbb {R}^ n$, which is also written as $\Delta _{Y_{\bullet }}(\theta ,\varphi )$. This convex body is called the partial Okounkov body of $T$ with respect to the flag $Y_{\bullet }$.

19.5.6 The case of analytic singularities99ECDE21F9AA

Definition 19.5.7.31DAEE985011 When $T$ is a Kähler current with analytic singularities, we take a modification $\pi \colon Y\rightarrow X$ so that

  1. 141D51CBF55B
    9AA6F51E3D18 19.5.8
    \begin{equation} \pi ^*T=[D]+R, \end{equation}

    where $D$ is an effective $\mathbb {Q}$-divisor on $Y$ and $R$ is a closed positive $(1,1)$-current with bounded potential, and

  2. AE57180E327B

    the lifting $(Z_{\bullet },g)$ of $Y_{\bullet }$ to $Y$ exists.

Define

326D63AB3B8C 19.5.9
\begin{equation} \Delta _{Y_{\bullet }}(T)\coloneqq \Delta _{Z_{\bullet }}(\{ R\} )g^{-1}+\nu _{Z_{\bullet }}([D])g^{-1}. \end{equation}
The existence of $\pi $ is guaranteed by theorem 5.18.8 and theorem 19.3.19.

Lemma 19.5.10.32DCABF4D374 The convex body $\Delta _{Y_{\bullet }}(T)$ defined in definition 19.5.7 is independent of the choice of $\pi $.

Proof. Take another map $\pi '\colon Y'\rightarrow X$ with the same properties. We want to show that $\pi $ and $\pi '$ define the same $\Delta _{Y_{\bullet }}(T)$. We may assume that $\pi '$ dominates $\pi $ through $p\colon Y'\rightarrow Y$, so that we have a commutative diagram

Mathematical diagram from the source

We take $D$ and $R$ as in (19.5.8). Then

\[ \pi '^*T=[p^*D]+p^*R. \]

Write $(Z_{\bullet },g)$ and $(Z_{\bullet }',g')$ for the liftings of $Y_{\bullet }$ to $Y$ and $Y'$ respectively. We need to prove that

\[ \Delta _{Z_{\bullet }}(\{ R\} )g^{-1}+\nu _{Z_{\bullet }}([D])g^{-1}=\Delta _{Z_{\bullet }'}(\{ p^*R\} )g'^{-1}+\nu _{Z_{\bullet }'}([p^*D])g'^{-1}. \]

By theorem 19.5.4, applied to the class $\{ R\} $, we have

\[ \Delta _{Z'_\bullet }(\{ p^*R\} )=\Delta _{Z_\bullet }(\{ R\} )\, \operatorname{cor}(Z_\bullet ,p). \]

By proposition 19.3.14, applied to the divisor current $[D]$, we also have

\[ \nu _{Z'_\bullet }([p^*D])=\nu _{Z_\bullet }([D])\, \operatorname{cor}(Z_\bullet ,p). \]

Finally, proposition 19.3.17 gives

\[ g'=g\, \operatorname{cor}(Z_\bullet ,p). \]

Multiplying by $(g')^{-1}$ gives the desired equality. $\square$

The above proof also describes the bimeromorphic behavior of $\Delta _{Y_{\bullet }}(T)$:

Lemma 19.5.11.F1FC05EF0A7C Let $T\in \mathcal{Z}_{+}(X,\alpha )$ be a Kähler current with analytic singularities. Let $\pi \colon Y\rightarrow X$ be a proper bimeromorphic morphism and $(W_{\bullet },g)$ be the lifting of $Y_{\bullet }$ to $Y$. Then

\[ \Delta _{W_{\bullet }}(\pi ^*T)=\Delta _{Y_{\bullet }}(T)g. \]

Lemma 19.5.12.5F65C388181A Assume that $T,S\in \mathcal{Z}_+(X,\alpha )$ are two Kähler currents with analytic singularities and $T\preceq S$. Then

\[ \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(S)\subseteq \Delta _{Y_{\bullet }}(\alpha ). \]

Moreover,

B544FB9D12E6 19.5.13
\begin{equation} \operatorname{vol}\Delta _{Y_{\bullet }}(T)=\frac{1}{n!} \int _ X T^ n. \end{equation}

Proof. We first show that

\[ \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(S). \]

Using 19.5.11, we may assume that $T$ and $S$ have log singularities along effective $\mathbb {Q}$-divisors $E$ and $F$ respectively. By assumption, $E\geq F$. Replacing $T$ and $S$ by $T-[F]$ and $S-[F]$ respectively, we may assume that $F=0$, cf. (19.5.9).

In this case, we need to show that

\[ \Delta _{Y_{\bullet }}(\alpha )\supseteq \Delta _{Y_{\bullet }}(\alpha -\{ E\} )+\nu _{Y_{\bullet }}([E]), \]

which is obvious.

Next we prove that

\[ \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(\alpha ). \]

By 19.5.11 and theorem 19.5.4 again, we may assume that $T$ has log singularities. We take $D$ and $R$ as in (19.5.8). We need to show that

\[ \Delta _{Y_{\bullet }}(\alpha -\{ D\} )+\nu _{Y_{\bullet }}([D])\subseteq \Delta _{Y_{\bullet }}(\alpha ), \]

which is again obvious.

Finally, (19.5.13) follows immediately from theorem 19.5.4. $\square$

19.5.14 The case of Kähler currents8B697E317627

Definition 19.5.15.24F2B706F011 Let $T\in \mathcal{Z}_+(X,\alpha )$ be a Kähler current. Take a quasi-equisingular approximation $(T_ j)_ j$ of $T$ in $\mathcal{Z}_+(X,\alpha )$. Then we define

\[ \Delta _{Y_{\bullet }}(T)\coloneqq \bigcap _{j=1}^{\infty }\Delta _{Y_{\bullet }}(T_ j). \]

Lemma 19.5.16.08C830D7FB38 The convex body $\Delta _{Y_{\bullet }}(T)$ in definition 19.5.15 is independent of the choices of the $T_ j$'s.

In particular, if $T$ also has analytic singularities, then the $\Delta _{Y_{\bullet }}(T)$'s defined in definition 19.5.15 and in definition 19.5.7 coincide.

Proof. It is more convenient to use the language of $\theta $-psh functions at this point. Let $\psi _ k$ (resp. $\varphi _ k$) denote the potentials in $\mathrm{PSH}(X,\theta )$ corresponding to $S_ k$ (resp. $T_ k$) for each $k\geq 1$. Note that $\psi _ k$ and $\varphi _ k$ are unique up to additive constants. By proposition 5.18.12, for any small rational $\epsilon >0$, $j>0$, we can find $k>0$ so that

\[ \psi _ k\preceq (1-\epsilon )\varphi _ j. \]

By 19.5.12,

\[ \bigcap _{k=1}^{\infty }\Delta _{Y_{\bullet }}(\theta ,\psi _ k)\subseteq \Delta _{Y_{\bullet }}(\theta ,(1-\epsilon )\varphi _ j). \]

On the other hand, observe that

\[ \bigcap _{\epsilon \in \mathbb {Q}_{>0}\text{ small enough}}\Delta _{Y_{\bullet }}(\theta ,(1-\epsilon )\varphi _ j)=\Delta _{Y_{\bullet }}(\theta ,\varphi _ j). \]

In fact, the $\supseteq $ direction follows from 19.5.12, so it suffices to show that the two sides have the same volume, which follows from (19.5.13).

It follows that

\[ \bigcap _{k=1}^{\infty }\Delta _{Y_{\bullet }}(\theta ,\psi _ k)\subseteq \bigcap _{j=1}^{\infty }\Delta _{Y_{\bullet }}(\theta ,\varphi _ j). \]

The other inclusion follows by symmetry. $\square$

The same argument shows that

Corollary 19.5.17.A07A6093F1F3 Suppose that $T,S\in \mathcal{Z}_+(X,\alpha )$ are two Kähler currents satisfying $T \preceq _{\mathcal{I}} S$. Then

\[ \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(S)\subseteq \Delta _{Y_{\bullet }}(\alpha ). \]

Proposition 19.5.18.F190AF72550B Let $T\in \mathcal{Z}_+(X,\alpha )$ be a Kähler current. Then

4DF6CA86E7CD 19.5.19
\begin{equation} \operatorname{vol}\Delta _{Y_{\bullet }}(T)=\frac{1}{n!}\operatorname{vol}T. \end{equation}

Proof. Take a quasi-equisingular approximation $(T_ j)_ j$ of $T$ in $\mathcal{Z}_+(X,\alpha )$. Note that $\Delta _{Y_{\bullet }}(T_ j)$ is decreasing in $j$, as follows from 19.5.12. Our assertion follows from (19.5.13) and theorem 16.9.57. $\square$

Lemma 19.5.20.1493F0A1407E Let $T\in \mathcal{Z}_+(X,\alpha )$ be a Kähler current and $\omega $ be a Kähler form on $X$. Then

7D755FB49272 19.5.21
\begin{equation} \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(T+\omega ). \end{equation}

Moreover,

2F017272546D 19.5.22
\begin{equation} \Delta _{Y_{\bullet }}(T)=\bigcap _{\epsilon >0}\Delta _{Y_{\bullet }}(T+\epsilon \omega ). \end{equation}

Proof. We first prove (19.5.21). Taking quasi-equisingular approximations, we reduce immediately to the case where $T$ has analytic singularities. By 19.5.11, we may assume that $T$ has log singularities. Take $D$ and $R$ as in (19.5.8). By definition again, it suffices to show that

\[ \Delta _{Y_{\bullet }}(\{ R\} )\subseteq \Delta _{Y_{\bullet }}(\{ R\} +\{ \omega \} ), \]

which is clear by definition.

Next we prove (19.5.22). Thanks to (19.5.21), it remains to prove that both sides have the same volume:

\[ \lim _{\epsilon \to 0+}\operatorname{vol}(T+\epsilon \omega )=\operatorname{vol}T. \]

This is proved in proposition 18.1.27. $\square$

19.5.23 The general case101012300A5F

Definition 19.5.24.75695A1B0FB3 Let $T\in \mathcal{Z}_+(X,\alpha )$. Take a Kähler form $\omega $ on $X$. We define

C022629C737B 19.5.25
\begin{equation} \Delta _{Y_{\bullet }}(T)=\bigcap _{j=1}^{\infty }\Delta _{Y_{\bullet }}(T+j^{-1}\omega ). \end{equation}

The same definition makes sense when $\alpha $ is only pseudo-effective.

This definition is clearly independent of the choice of $\omega $ by 19.5.20. Moreover, it extends definition 19.5.15 and definition 19.5.7 as a result of 19.5.20. The main properties of $\Delta _{Y_{\bullet }}(T)$ are summarized as follows:

Theorem 19.5.26.944BC14A8246 The convex bodies $\Delta _{Y_{\bullet }}(T)$ satisfy the following properties:

  1. 15D38B2026CE

    Suppose that $T\in \mathcal{Z}_+(X,\alpha )_{>0}$. We have

    E0BB6985CB53 19.5.27
    \begin{equation} \operatorname{vol}\Delta _{Y_{\bullet }}(T)=\frac{1}{n!}\operatorname{vol}T. \end{equation}
  2. 802F287FEE19

    For $T,S \in \mathcal{Z}_+(X,\alpha )$ satisfying $T\preceq _{\mathcal{I}}S$, we have

    \[ \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(S)\subseteq \Delta _{Y_{\bullet }}(\alpha ). \]
  3. 50506C1C2B02

    For any current $T\in \mathcal{Z}_+(X,\alpha )$ with minimal singularities, we have

    \[ \Delta _{Y_{\bullet }}(T)=\Delta _{Y_{\bullet }}(\alpha ). \]
  4. 9D03BAD80E42

    The map $\mathcal{Z}_+(X,\alpha )_{>0}\rightarrow \mathcal{K}_ n$ given by $T\mapsto \Delta _{Y_{\bullet }}(T)$ is continuous, where we endow the $d_ S$-pseudometric on $\mathcal{Z}_+(X,\alpha )_{>0}$ and the Hausdorff topology on $\mathcal{K}_ n$.

  5. D4C7EBFD1762

    Let $\pi \colon Y\rightarrow X$ be a proper bimeromorphic morphism, where $Y$ is a Kähler manifold. Assume that the lifting $(W_{\bullet },g)$ of $Y_{\bullet }$ to $Y$ exists. Then for any $T\in \mathcal{Z}_+(X,\alpha )_{>0}$, we have

    \[ \Delta _{W_{\bullet }}(\pi ^*T)=\Delta _{Y_{\bullet }}(T)g. \]
  6. 8185D18AFE2D

    For $T,S\in \mathcal{Z}_+(X,\alpha )$, we have

    0696155A37C7 19.5.28
    \begin{equation} \Delta _{Y_{\bullet }}(T)+\Delta _{Y_{\bullet }}(S)\subseteq \Delta _{Y_{\bullet }}(T+S). \end{equation}

Proof. 1 By (19.5.25) and (19.5.19), for any Kähler form $\omega $ on $X$,

\[ \operatorname{vol}\Delta _{Y_{\bullet }}(T)=\lim _{j\to \infty }\operatorname{vol}\Delta _{Y_{\bullet }}(T+j^{-1}\omega )=\frac{1}{n!}\lim _{j\to \infty }\operatorname{vol}(T+j^{-1}\omega ). \]

The right-hand side is computed in proposition 18.1.27. Hence, (19.5.27) follows.

2 Fix a Kähler form $\omega $ on $X$. By corollary 19.5.17, for each $j\geq 1$,

\[ \Delta _{Y_{\bullet }}(T+j^{-1}\omega )\subseteq \Delta _{Y_{\bullet }}(S+j^{-1}\omega )\subseteq \Delta _{Y_{\bullet }}(\alpha +j^{-1}\{ \omega \} ). \]

It remains to show that

\[ \Delta _{Y_{\bullet }}(\alpha )=\bigcap _{j=1}^{\infty }\Delta _{Y_{\bullet }}(\alpha +j^{-1}\{ \omega \} ). \]

The $\subseteq $ direction is clear. Comparing the volumes using theorem 19.5.4, we conclude that equality holds.

3 This follows from 1 and 2.

4 Let $(T_ j)_ j$ be a sequence in $\mathcal{Z}_+(X,\alpha )_{>0}$ converging to $T\in \mathcal{Z}_+(X,\alpha )_{>0}$ with respect to $d_ S$. We want to show that $\Delta _{Y_{\bullet }}(T_ j)\xrightarrow {d_{\mathrm{Haus}}} \Delta _{Y_{\bullet }}(T)$. By 2, replacing the potential of each current by its $\mathcal I$-model representative does not change its partial Okounkov body. Thus we may represent the singularity types by model potentials of uniformly positive mass. Applying proposition 16.9.17, after passing to a subsequence we may sandwich the sequence between an increasing and a decreasing sequence converging to $T$ in $d_ S$. Hence it suffices to treat the monotone cases.

In either monotone case, 2 gives monotonicity of the convex bodies, while 1 and corollary 16.9.13 give convergence of their volumes to $\operatorname{vol}\Delta _{Y_{\bullet }}(T)$. Every Hausdorff cluster point is therefore a monotone limit with the same volume as $\Delta _{Y_{\bullet }}(T)$, hence is equal to $\Delta _{Y_{\bullet }}(T)$.

5 We may assume that $T$ is $\mathcal{I}$-good. It follows from 4 and theorem 18.1.2 that we may reduce to the case where $T$ has analytic singularities. Our assertion follows from 19.5.11.

6 By (19.5.25), in order to prove (19.5.28), we may assume that $T$ and $S$ are both Kähler currents. Take quasi-equisingular approximations $(T_ j)_ j$ and $(S_ j)_ j$ of $T$ and $S$ respectively. By theorem 16.9.45, $T_ j+S_ j\xrightarrow {d_ S} T+S$. By 4, we may therefore assume that $T$ and $S$ have analytic singularities. Replacing $X$ by a suitable modification, we may assume that $T$ and $S$ both have log singularities, say

\[ T=[D]+R,\quad S=[D']+R', \]

where $D$ and $D'$ are $\mathbb {Q}$-divisors on $X$ and $R$ and $R'$ are closed positive $(1,1)$-currents with bounded potentials. We need to show that

\[ \Delta _{Y_{\bullet }}(\{ R\} )+\Delta _{Y_{\bullet }}(\{ R'\} )+\nu _{Y_{\bullet }}([D])+\nu _{Y_{\bullet }}([D'])\subseteq \Delta _{Y_{\bullet }}(\{ R+R'\} )+\nu _{Y_{\bullet }}([D+D']). \]

By proposition 19.3.9, this is equivalent to

\[ \Delta _{Y_{\bullet }}(\{ R\} )+\Delta _{Y_{\bullet }}(\{ R'\} )\subseteq \Delta _{Y_{\bullet }}(\{ R+R'\} ), \]

which is already proved in theorem 19.5.4. $\square$

Corollary 19.5.29.68273CCE4042 Assume that $L$ is a big line bundle on $X$ and $h$ is a plurisubharmonic metric on $L$ with positive volume. Then

46A0E609C71E 19.5.30
\begin{equation} \Delta _{Y_{\bullet }}(\mathrm{dd}^{\mathrm{c}}h)=\Delta _{Y_{\bullet }}(L,h). \end{equation}
Similarly, the definition (19.4.38) is compatible with the definition in definition 19.5.24.

Proof. We may assume that $\mathrm{dd}^{\mathrm{c}}h$ has positive mass and is $\mathcal{I}$-good. By the $d_ S$-continuity of both sides of (19.5.30) as proved in theorem 19.5.26 and theorem 19.4.30, together with theorem 18.1.2, we may assume that $\mathrm{dd}^{\mathrm{c}}h$ has analytic singularities.

In this case, using the birational invariance of both sides of (19.5.30) as proved in proposition 19.4.32 and theorem 19.5.26, we may assume that $\mathrm{dd}^{\mathrm{c}}h$ has log singularities. Finally, after all these reductions, the equality (19.5.30) holds by construction. $\square$

19.5.31 The valuative characterizationBB37B398D505

In this section, we will characterize the partial Okounkov bodies using valuations of currents.

Lemma 19.5.32.082A647C2B55 Let $\beta $ be a big and nef class on $X$. Then

66140D1891EC 19.5.33
\begin{equation} \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(\beta )\right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\beta |_{Y_1}). \end{equation}
Here the right-hand side is understood in the sense of definition 19.5.24 when $\beta |_{Y_1}$ is not big.

Proof. Step 1. We first reduce to the case where $\beta $ is a Kähler class.

Take a Kähler class $\alpha $ on $X$. It follows from the volume formula in theorem 19.5.4 that

\[ \Delta _{Y_{\bullet }}(\beta )=\bigcap _{\epsilon >0}\Delta _{Y_{\bullet }}(\beta +\epsilon \alpha ). \]

Since $\beta |_{Y_1}$ is nef, hence pseudo-effective, definition 19.5.24 similarly gives

\[ \Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\beta |_{Y_1})= \bigcap _{\epsilon >0}\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\beta |_{Y_1}+\epsilon \alpha |_{Y_1}). \]

So it suffices to prove (19.5.33) with $\beta +\epsilon \alpha $ in place of $\beta $.

Step 2. Assume that $\beta $ is a Kähler class. The $\supseteq $ direction in (19.5.33) follows from the extension theorem theorem 5.18.18. To prove the other direction, recall that by theorem 19.5.4, for $t>0$ small enough, we have

\[ \left\{ y\in \mathbb {R}^{n-1}: (t,y)\in \Delta _{Y_{\bullet }}(\beta ) \right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}\left((\beta -t\{ Y_1\} )|_{Y_1}\right). \]

As $t\to 0+$, the right-hand side converges to $\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\beta |_{Y_1})$ with respect to the Hausdorff metric as a consequence of theorem 19.5.4, while the left-hand side converges to

\[ \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(\beta ) \right\} \]

by 19.7.9. We conclude our assertion. $\square$

Lemma 19.5.34.627CFC8D8850 Let $T\in \mathcal{Z}_+(X,\alpha )$ be a Kähler current. Assume that $\nu (T,Y_1)=0$. Then

77CE629D93F6 19.5.35
\begin{equation} \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(T)\right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}\left(\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)\right). \end{equation}

More generally, if $T\in \mathcal{Z}_+(X,\alpha )$ and $\nu (T,Y_1)=0$, suppose in addition that $\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)$ is defined, then (19.5.35) still holds.

See 20.2.11 for the definition of $\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)$. Note that $\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}\left(\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)\right)$ is independent of the choice of the representative $\operatorname{Tr}^{\alpha |_{Y_1}}_{Y_1}(T)$.

Proof. Let $\omega $ be a Kähler form on $X$. The last assertion follows from the first by perturbing $\theta $ to $\theta +\epsilon \omega $.

Step 1. We first handle the case where $T$ has analytic singularities. Let $\pi \colon Z\rightarrow X$ be a modification such that

  1. 90254E23C2B2

    $Y_{\bullet }$ admits a lifting $(W_{\bullet },g)$, and

  2. CA8486D14D75

    $\pi ^*T=[D]+R$, where $D$ is an effective $\mathbb {Q}$-divisor on $Z$ and $R$ is a closed positive $(1,1)$-current with bounded potential.

This is possible by theorem 5.18.8 and theorem 19.3.19.

By 20.2.24,

\[ \Pi ^*\operatorname{Tr}_{Y_1}(T)\sim _ P \operatorname{Tr}_{W_1}(\pi ^*T), \]

where $\Pi \colon W_1\rightarrow Y_1$ is the restriction of $\pi $. It follows from theorem 19.5.26 that

\[ \begin{split} \Delta _{W_1\supseteq \cdots \supseteq W_ n}(\operatorname{Tr}_{W_1}(\pi ^*T))=& \Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\operatorname{Tr}_{Y_1}(T))\operatorname{cor}(Y_1\supseteq \cdots \supseteq Y_ n,\Pi ),\\ \Delta _{W_{\bullet }}(\pi ^*T)=& \Delta _{Y_{\bullet }}(T)g. \end{split} \]

Taking (19.3.13) into account, we find that it suffices to show that

\[ \left\{ y\in \mathbb {R}^{n-1}:(0,y)\in \Delta _{W_{\bullet }}(\pi ^*T) \right\} =\Delta _{W_1\supseteq \cdots \supseteq W_ n}(\operatorname{Tr}_{W_1}(\pi ^*T)). \]

We may assume that $\pi $ is the identity map. Since $\nu (T,Y_1)=0$, the divisor $D$ does not contain $Y_1$. Hence we have

\[ T=[D]+R,\quad T|_{Y_1}=[D]|_{Y_1}+R|_{Y_1}. \]

Note that $[D]|_{Y_1}$ is the current of integration along an effective $\mathbb {Q}$-divisor on $Y_1$.

In particular,

\[ \begin{split} \Delta _{Y_{\bullet }}(T)=& \Delta _{Y_{\bullet }}(\{ R\} )+\nu _{Y_{\bullet }}([D]),\\ \Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(T|_{Y_1})=& \Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\{ R\} |_{Y_1})+\nu _{Y_1\supseteq \cdots \supseteq Y_ n}([D]|_{Y_1}). \end{split} \]

The first coordinate of $\nu _{Y_{\bullet }}([D])$ is $0$, and the remaining coordinates are exactly $\nu _{Y_1\supseteq \cdots \supseteq Y_ n}([D]|_{Y_1})$. Thus it suffices to show that

\[ \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(\{ R\} )\right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\{ R\} |_{Y_1}). \]

Since $R$ has bounded potential, its cohomology class is nef; it is big because $T$ is a Kähler current. Thus the last identity is exactly 19.5.32.

Step 2. Next we consider the case where $T$ is a Kähler current. Take a quasi-equisingular approximation $(T_ j)_ j$ of $T$ in $\mathcal{Z}_+(X,\alpha )$. From Step 1, we know that for large $j\geq 1$,

\[ \left\{ y\in \mathbb {R}^{n-1}: (0,y)\in \Delta _{Y_{\bullet }}(T_ j)\right\} =\Delta _{Y_1\supseteq \cdots \supseteq Y_ n}(\operatorname{Tr}_{Y_1}(T_ j)). \]

Letting $j\to \infty $ and applying theorem 19.5.26 and proposition 20.2.22, we conclude (19.5.35). $\square$

Remark 19.5.36.49B696578E15 More generally, the same argument shows the following result: Let $k=0,\ldots ,n$ and $T\in \mathcal{Z}_+(X,\alpha )$ such that $\nu (T,Y_ k)=0$. Assume that $\operatorname{Tr}^{\alpha |_{Y_ k}}_{Y_ k}(T)$ is defined. Then

10.100
\begin{equation} \left\{ y\in \mathbb {R}^{n-k}: (0,\ldots ,0,y)\in \Delta _{Y_{\bullet }}(T)\right\} =\Delta _{Y_ k\supseteq \cdots \supseteq Y_ n}\left(\operatorname{Tr}^{\alpha |_{Y_ k}}_{Y_ k}(T)\right). \end{equation}

Theorem 19.5.37.EF3A66F3D2C0 Assume that $T\in \mathcal{Z}_+(X,\alpha )_{>0}$ is a Kähler current. We have

6C6AAB28398F 19.5.38
\begin{equation} \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T)=\nu _{Y_{\bullet }}(T). \end{equation}
Here the minimum is with respect to the lexicographic order.

Proof. We argue by induction on $n\geq 0$. The case $n=0$ is of course trivial. Let us assume that $n>0$ and the case $n-1$ has been proved.

We first observe that by theorem 19.5.26,

\[ \Delta _{Y_{\bullet }}(T-\nu (T,Y_1)[Y_1])+(\nu (T,Y_1),0,\ldots ,0)\subseteq \Delta _{Y_{\bullet }}(T). \]

By proposition 18.1.27 5, removing the divisorial part does not change the volume. Comparing the volumes of both sides using theorem 19.5.26 and proposition 18.1.27, we find that equality holds:

\[ \Delta _{Y_{\bullet }}(T-\nu (T,Y_1)[Y_1])+(\nu (T,Y_1),0,\ldots ,0)=\Delta _{Y_{\bullet }}(T). \]

Replacing $T$ by $T-\nu (T,Y_1)[Y_1]$, we may therefore assume that $\nu (T,Y_1)=0$. It suffices to apply 19.5.34 and the inductive hypothesis. $\square$

Corollary 19.5.39.0EE135D07034 For any $T\in \mathcal{Z}_+(X,\alpha )$,

\[ \nu _{Y_{\bullet }}(T)\in \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(\alpha ). \]

Proof. When $T$ is a Kähler current, this follows from theorem 19.5.37.

In general, by definition, $\nu _{Y_{\bullet }}(T)=\nu _{Y_{\bullet }}(T+\omega )$ for any Kähler form $\omega $ on $X$. It follows that

\[ \nu _{Y_{\bullet }}(T)\in \Delta _{Y_{\bullet }}(T+\omega ) \]

for any Kähler form $\omega $. It follows that $\nu _{Y_{\bullet }}(T)\in \Delta _{Y_{\bullet }}(T)$. $\square$

Theorem 19.5.40.14121F7F4FC5 For any $T\in \mathcal{Z}_+(X,\alpha )_{>0}$,

FA3799E6A644 19.5.41
\begin{equation} \Delta _{Y_{\bullet }}(T)=\overline{\left\{ \nu _{Y_{\bullet }}(S):S\in \mathcal{Z}_+(X,\alpha ),S\preceq _{\mathcal{I}}T\right\} }. \end{equation}

In particular,1

E7704026C99A 19.5.42
\begin{equation} \Delta _{Y_{\bullet }}(\alpha )=\overline{\left\{ \nu _{Y_{\bullet }}(S):S\in \mathcal{Z}_+(X,\alpha )\right\} }. \end{equation}

Remark 19.5.43.A8051310CBAB We expect that the closure operation in (19.5.41) is not necessary. This problem is closely related to the Dirichlet problem of the trace operator, see Page  for more details.

Proof. The $\supseteq $ direction in (19.5.41) follows from corollary 19.5.39 together with theorem 19.5.26 2.

Let us write

\[ D_{Y_{\bullet }}(T)=\left\{ \nu _{Y_{\bullet }}(S):S\in \mathcal{Z}_+(X,\alpha ),S\preceq _{\mathcal{I}}T\right\} \]

for the time being.

Step 1. Assume that $T$ has analytic singularities. We have

\[ \begin{split} \Delta _{Y_{\bullet }}(T)\supseteq & \overline{D_{Y_{\bullet }}(T)}\\ \supseteq & \overline{\left\{ \nu _{Y_{\bullet }}(S):\mathcal{Z}_+(X,\alpha )\ni S \textup{ has gentle analytic singularities}, S\preceq T\right\} }. \end{split} \]

It follows easily from theorem 19.5.4 that the volume of the right-hand side is equal to the volume of $\Delta _{Y_{\bullet }}(T)$, so (19.5.41) holds.

Step 2. Assume that $T$ is a Kähler current. Take a quasi-equisingular approximation $T_ j\in \mathcal{Z}_+(X,\alpha )$ of $T$. Next we use the language of psh functions. Let $\varphi _ j,\varphi \in \mathrm{PSH}(X,\theta )$ be the potentials corresponding to $T_ j,T$ for each $j\geq 1$.

Fix an integer $N>0$. For large enough $j\geq 1$, we can find $\psi _ j\in \mathrm{PSH}(X,\theta )_{>0}$ such that

\[ P_{\theta }[\varphi ]_{\mathcal{I}}\geq (1-N^{-1})\varphi _ j+N^{-1} \psi _ j. \]

The existence of $\psi _ j$ follows from 13.13.30. It follows that

\[ \begin{aligned} D_{Y_{\bullet }}(T)\supseteq & D_{Y_{\bullet }}\left(\theta +\mathrm{dd}^{\mathrm{c}}\left((1-N^{-1})\varphi _ j+N^{-1} \psi _ j\right)\right)\\ \supseteq & (1-N^{-1})D_{Y_{\bullet }}(T_ j)+N^{-1} D_{Y_{\bullet }}(\theta +\mathrm{dd}^{\mathrm{c}}\psi _ j). \end{aligned} \]

We claim that

\[ \overline{D_{Y_{\bullet }}(T)}\supseteq \bigcap _{j=1}^{\infty }\overline{D_{Y_{\bullet }}(T_ j)}. \]

Let $x$ be a point in the right-hand side. Fix $N>0$. For all large $j$, choose

\[ y_ j\in D_{Y_{\bullet }}(T_ j),\quad z_ j\in D_{Y_{\bullet }}(\theta +\mathrm{dd}^{\mathrm{c}}\psi _ j) \]

with $y_ j\to x$. By the preceding inclusion,

\[ (1-N^{-1})y_ j+N^{-1}z_ j\in D_{Y_{\bullet }}(T). \]

The points $x,y_ j,z_ j$ all lie in the compact set $\Delta _{Y_{\bullet }}(\alpha )$ after taking closures, by corollary 19.5.39. Hence, letting $j\to \infty $ and then $N\to \infty $, we get $x\in \overline{D_{Y_{\bullet }}(T)}$, proving the claim. Therefore, by Step 1, we conclude that

\[ \Delta _{Y_{\bullet }}(T)=\bigcap _{j=1}^{\infty }\overline{\Delta _{Y_{\bullet }}(T_ j)}=\bigcap _{j=1}^{\infty }\overline{D_{Y_{\bullet }}(T_ j)}\subseteq \overline{D_{Y_{\bullet }}(T)}. \]

The reverse direction is already known.

Step 3. Finally, consider the general case. Take a Kähler current $T'\in \mathcal{Z}_+(X,\alpha )$ more singular than $T$ (the existence of which is given by 13.13.47). For each $\epsilon \in (0,1)$, we know that

\[ \Delta _{Y_{\bullet }}((1-\epsilon )T+\epsilon T')=\overline{D_{Y_{\bullet }}((1-\epsilon )T+\epsilon T')} \subseteq \overline{D_{Y_{\bullet }}(T)}. \]

Letting $\epsilon \to 0+$ and using the $d_ S$-continuity in theorem 19.5.26 4, we find that

\[ \Delta _{Y_{\bullet }}(T)\subseteq \overline{D_{Y_{\bullet }}(T)}. \]

As the other inclusion is already known, we conclude. $\square$

Corollary 19.5.44.E7520E0649C0 Assume that $T\in \mathcal{Z}_+(X,\alpha )_{>0}$. We have

4DF707F26C95 19.5.45
\begin{equation} \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T)=\nu _{Y_{\bullet }}(T). \end{equation}

Proof. By theorem 19.5.40, it is clear that

\[ \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T)\leq _{\mathrm{lex}}\nu _{Y_{\bullet }}(T). \]

On the other hand, we clearly have

\[ \Delta _{Y_{\bullet }}(T)\subseteq \Delta _{Y_{\bullet }}(T+\omega ) \]

for any Kähler form $\omega $ on $X$. It follows that

\[ \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T)\geq _{\mathrm{lex}} \min _{\mathrm{lex}} \Delta _{Y_{\bullet }}(T+\omega ). \]

By theorem 19.5.37, the right-hand side is just $\nu _{Y_{\bullet }}(T+\omega )=\nu _{Y_{\bullet }}(T)$. We conclude the proof. $\square$

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