Definition 4.2.2.C067468FA3F0 The classical fine topology on $\Omega $ is the coarsest topology on $\Omega $ that contains the Euclidean topology and makes every subharmonic function $u\in \mathrm{SH}(V)$, on every Euclidean open set $V\subset \Omega $, continuous as a map from $V$ with the induced topology to $[-\infty ,\infty )$. A set is finely open if it is open in this topology, and a fine neighborhood of a point is a neighborhood of it in this topology.
4.2.1 Fine neighborhoods and thinnessE15D6A501F63
A subharmonic function $u$ is upper semicontinuous, so its sublevel sets $\{ u<a\} $ are open. It is continuous exactly when its superlevel sets $\{ u>a\} $ are open as well. The fine topology is obtained by declaring all these superlevel sets open.
with $V\subset \Omega $ Euclidean open, form a basis of the fine topology. Superharmonic functions, being negatives of subharmonic functions, are finely continuous as well.
The fine topology depends on the pointwise values of subharmonic functions. These values are determined by the almost-everywhere class: by theorem 3.4.12, a locally integrable subharmonic function is the canonical representative (3.4.13) of its distribution class. A function that merely agrees almost everywhere with a subharmonic function need not be finely continuous. For instance, the indicator function $\mathbf1_{\{ x_0\} }$ of a point $x_0\in \Omega $ agrees almost everywhere with the zero function, but $\{ \mathbf1_{\{ x_0\} }>1/2\} =\{ x_0\} $ is not finely open by proposition 4.2.5 below.
In dimension one every subharmonic function is continuous, since on each component interval of its domain it is either identically $-\infty $ or finite, continuous and convex (example 3.4.15). The fine topology is then the Euclidean topology, and this is why we assume $d\geq 2$.
Definition 4.2.3.2B94F86FC31D A set $A\subset \Omega $ is thin at a point $x\in \Omega $ if either $x$ does not belong to the Euclidean closure of $A\setminus \{ x\} $, or there is a subharmonic function $u$ on a Euclidean open neighborhood of $x$ such that
Proposition 4.2.4.CAAD6BABA60C Let $A\subset \Omega $ and $x\in \Omega $. Then $A$ is thin at $x$ if and only if some fine neighborhood of $x$ does not meet $A\setminus \{ x\} $. Moreover, every fine neighborhood of $x$ contains a set $\{ y\in V:u(y)>a\} $, where $V$ is a Euclidean open neighborhood of $x$, $u\in \mathrm{SH}(V)$, $a\in \mathbb R$ and $u(x)>a$.
Proof. Suppose first that $A$ is thin at $x$. If $x$ does not belong to the Euclidean closure of $A\setminus \{ x\} $, some Euclidean neighborhood of $x$ does not meet $A\setminus \{ x\} $. Otherwise let $u$ be a subharmonic function on a Euclidean open neighborhood $V$ of $x$ as in definition 4.2.3, and choose $a\in \mathbb R$ strictly between the upper limit in that definition and $u(x)$. By the definition of the upper limit, after shrinking $V$ we have $u<a$ on $(A\setminus \{ x\} )\cap V$. Hence $\{ y\in V:u(y)>a\} $ is a fine neighborhood of $x$ that does not meet $A\setminus \{ x\} $.
Conversely, let $N$ be a fine neighborhood of $x$. By the description of the basis above, $N$ contains a set
where $V$ is a Euclidean open neighborhood of $x$; adding the function $0$ with the constant $-1$ if necessary, we may assume that $m\geq 1$. Each $u_ i(x)$ is finite, since $u_ i(x)>a_ i$. Put $b_ i=u_ i(x)-a_ i>0$ and
Then $v(x)=0$. We claim that
There is nothing to prove if $x$ is not an accumulation point of $V\setminus N_0$. Otherwise let $y_ k\to x$ be a sequence in $V\setminus N_0$ along which $v(y_ k)$ converges to the upper limit. For each $k$ some index $i$ satisfies $u_ i(y_ k)\leq a_ i$, that is, $(u_ i(y_ k)-u_ i(x))/b_ i\leq -1$; passing to a subsequence, we may assume that this index $i$ is the same for all $k$. For every other index $j$, upper semicontinuity of $u_ j$ at $x$ gives $\varlimsup _ k(u_ j(y_ k)-u_ j(x))/b_ j\leq 0$. Hence $\lim _ kv(y_ k)\leq -1$, which proves the claim.
If $N$ does not meet $A\setminus \{ x\} $, then $(A\setminus \{ x\} )\cap V\subset V\setminus N_0$, and the claim shows that either $x$ is not in the Euclidean closure of $A\setminus \{ x\} $ or the upper limit of $v$ along $A\setminus \{ x\} $ is at most $-1<v(x)$. In both cases $A$ is thin at $x$. For the last assertion, the claim provides a Euclidean open neighborhood $V'\subset V$ of $x$ such that $v<-1/2$ on $V'\setminus N_0$. Thus $\{ y\in V':v(y)>-1/2\} \subset N_0\subset N$, and $v(x)=0>-1/2$. $\square$
Proposition 4.2.5.9E787ECDB068 Let $N$ be a fine neighborhood of a point $x\in \Omega $. Then every Euclidean ball centered at $x$ contains a Borel subset of $N$ of positive Lebesgue measure. In particular, the fine topology has no isolated points.
Proof. By proposition 4.2.4, $N$ contains a set $\{ y\in V:u(y)>a\} $ with $u\in \mathrm{SH}(V)$ and $u(x)>a$. It suffices to consider balls $B(x,r)$ with $\overline{B(x,r)}\subset V$. The set $E=\{ y\in B(x,r):u(y)>a\} $ is a Borel subset of $N$, because $u$ is Borel measurable. Let $M$ be a finite upper bound for $u$ on $\overline{B(x,r)}$; then $M\geq u(x)>a$. Since $u\leq M$ on $E$ and $u\leq a$ on $B(x,r)\setminus E$, the ball submean inequality of theorem 3.4.5 gives
Hence $|E|\geq |B(x,r)|\, (u(x)-a)/(M-a)>0$. As a singleton has Lebesgue measure zero, it is not a fine neighborhood of its point. $\square$
Proposition 4.2.6.498B2C3E2413 Let $A\subset \Omega $ be polar. For every $x\in \Omega $ there is a fine neighborhood $N$ of $x$ such that $N\cap A\subset \{ x\} $. Consequently, $A$ is finely closed, and the topology induced on $A$ by the fine topology is discrete.
Proof. We construct a subharmonic function on $\mathbb R^ d$ that is finite at $x$ and equals $-\infty $ on $A\setminus \{ x\} $ near $x$. Fix $x\in \Omega $ and $\rho >0$ with $\overline{B(x,\rho )}\subset \Omega $. For $k\geq 0$ put $r_ k=2^{-k}\rho $, let $S_ k=\{ y:r_{k+1}\leq |y-x|\leq r_ k\} $ be the closed annulus, and let $A_ k=A\cap S_ k$; these sets cover $A\cap \overline{B(x,\rho )}\setminus \{ x\} $. Each $A_ k$ is polar and has compact closure, so proposition 4.1.11 provides a finite positive measure $\nu _ k'$ of compact support with $E_ d*\nu _ k'=-\infty $ on $A_ k$. We restrict it to the open set $U_ k=\{ y:r_{k+2}<|y-x|<2\rho \} $, which contains $S_ k$, and put $\nu _ k=\nu _ k'|_{U_ k}$. For $y\in A_ k$ and $z\in \operatorname{Supp}\nu _ k'\setminus U_ k$ we have $|y-z|\geq \operatorname {dist}(S_ k,\mathbb R^ d\setminus U_ k)>0$, so $E_ d(y-z)$ is bounded on this set of pairs and
Moreover, $\nu _ k$ is supported in $\overline{U_ k}$, which does not meet $B(x,r_{k+2})$, so $p_ k=E_ d*\nu _ k$ is finite at $x$.
Choose $c_ k>0$ with
and put $\nu =\sum _ kc_ k\nu _ k$, a finite measure supported in $\overline{B(x,2\rho )}$, and $p=E_ d*\nu $. Let $C$ be an upper bound for $E_ d(y-z)$ when $|y-z|\leq 3\rho $. For $y\in \overline{B(x,\rho )}$, monotone convergence applied to the nonnegative functions $C-E_ d(y-\cdot )$ gives
where every term on the right is nonpositive. Hence $p(x)$ is finite, and $p=-\infty $ on $A\cap \overline{B(x,\rho )}\setminus \{ x\} $, because there one term equals $-\infty $. Since $p$ is subharmonic on $\mathbb R^ d$ (proposition 3.4.11), the set
is a fine neighborhood of $x$, and $N\cap A\subset \{ x\} $. If $x\notin A$, this shows that $\Omega \setminus A$ is a fine neighborhood of each of its points, so $A$ is finely closed. If $x\in A$, it shows that $\{ x\} $ is relatively open in $A$ for the fine topology. $\square$
Singletons are polar since $d\geq 2$, and countable unions of polar sets are polar by proposition 4.1.11; hence every countable set is polar. In particular, if $\Omega \neq \varnothing $, the set $\Omega \cap \mathbb Q^ d$ is finely closed but Euclidean dense in $\Omega $, so the fine topology is strictly finer than the Euclidean topology. As we show in example 4.2.8 below, the fine topology is not even Lindelöf; this is why the countability theorem of subsection 4.2.21 must allow a polar exceptional set. To produce uncountable compact polar sets in every dimension, we use the following observation: a subharmonic function of some of the variables is subharmonic in all of them.
Lemma 4.2.7.A1CB0D81584C Let $1\leq k<d$, write $x=(z,y)\in \mathbb R^ k\times \mathbb R^{d-k}$, let $V\subset \mathbb R^ k$ be open, and let $g\in \mathrm{SH}(V)$. Then the function $G(z,y)=g(z)$ is subharmonic on $V\times \mathbb R^{d-k}$.
Proof. The function $G$ is upper semicontinuous, because $\{ G<a\} =\{ g<a\} \times \mathbb R^{d-k}$ for every real $a$. Since subharmonicity is a local property, it suffices to show that $G$ is subharmonic on $D\times \mathbb R^{d-k}$ for every open ball $D=B(z_0,s)\subset \mathbb R^ k$ with $\overline{B(z_0,2s)}\subset V$. If $g$ is identically $-\infty $ on $B(z_0,2s)$, then so is $G$ on $B(z_0,2s)\times \mathbb R^{d-k}$, and there is nothing to prove. Otherwise $g$ is locally integrable on the ball $B(z_0,2s)$ by proposition 3.4.8.
For $0<\varepsilon <s$, the $k$-dimensional mollification $g_\varepsilon =g*\rho _\varepsilon $ is smooth on $D$ and satisfies $\Delta _ zg_\varepsilon =(\Delta g)*\rho _\varepsilon \geq 0$ there, by part (1) of theorem 3.4.12 and parts (1) and (3) of proposition 2.5.3; moreover, $g_\varepsilon $ decreases to $g$ on $D$ as $\varepsilon \downarrow 0$, by (3.4.13). The function $G_\varepsilon (z,y)=g_\varepsilon (z)$ is smooth on $D\times \mathbb R^{d-k}$, with $\Delta _ xG_\varepsilon (z,y)=\Delta _ zg_\varepsilon (z)\geq 0$. By (3.1.6), its sphere means in $\mathbb R^ d$ increase with the radius, and they tend to its value at the center as the radius tends to zero, because $G_\varepsilon $ is continuous. Hence $G_\varepsilon $ satisfies the submean inequality and is subharmonic on $D\times \mathbb R^{d-k}$. Along the sequence $\varepsilon _ j=s/(j+1)$, the functions $G_{\varepsilon _ j}$ decrease to $G$, which is therefore subharmonic on $D\times \mathbb R^{d-k}$ by theorem 3.4.9. $\square$
Example 4.2.8.4D234E8193AC Every Euclidean ball in $\mathbb R^ d$ contains an uncountable compact polar set. Consequently, if $\Omega $ is nonempty, the fine topology on $\Omega $ is neither Lindelöf nor second countable.
Proof. A similarity $x\mapsto a+tx$ with $t>0$ preserves upper semicontinuity and sphere means, and hence maps polar sets to polar sets. It therefore suffices to find one uncountable compact polar subset of $\mathbb R^ d$. For $d=2$ we take the Cantor set $K$ of proposition 4.1.12. It is compact and polar, and it is uncountable because it carries an atom-free probability measure.
For $d>2$, write $x=(z,y)\in \mathbb R^2\times \mathbb R^{d-2}$. By lemma 4.2.7, applied with $k=2$ to the subharmonic function $p$ of proposition 4.1.12, the function $P(x)=p(z)$ is subharmonic on $\mathbb R^ d$. It is finite when $z\notin K$ and equals $-\infty $ on $K\times \mathbb R^{d-2}$. Hence $K\times \{ 0\} $ is an uncountable compact polar subset of $\mathbb R^ d$.
Now let $\Omega \neq \varnothing $, and let $K'\subset \Omega $ be an uncountable compact polar set. By proposition 4.2.6, $K'$ is finely closed, and its induced fine topology is discrete. A closed subspace $F$ of a Lindelöf space $X$ is Lindelöf: extend the members of an open cover of $F$ to open subsets of $X$, add $X\setminus F$, and pass to a countable subcover. On the other hand, the cover of an uncountable discrete space by its singletons has no countable subcover. Hence the fine topology on $\Omega $ is not Lindelöf. Nor is it second countable, because a second countable space is Lindelöf: given an open cover and a countable basis, choose, for each basis element contained in some member of the cover, one such member; these countably many members cover the space. $\square$
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