Pome

10.21 Density zeros and metric degenerationAE84FAD03138

AE84FAD03138

Where the density vanishes, the metric defined by a solution degenerates, and the rate of degeneration depends on how the zero arises. In complex dimension $n\geq 2$, a zero of the determinant can come from a ramified holomorphic map, from an exceptional fiber of a blowup, or from a singular Hessian. These mechanisms give different relations between the regularity of the potential and the distance to the zero set. Bounded Hölder solutions in a positive background exist by theorem 14.19.2, theorem 15.5.1, but their existence gives no pointwise estimate for the metric at such a zero.

Proposition 10.21.1.8D773ECA9ED2 Let $F:X\to Y$ be a finite surjective holomorphic map between compact Kähler manifolds of dimension $n$, let $\omega _ Y$ be a Kähler form on $Y$, and suppose that the class $F^*[\omega _ Y]$ contains a Kähler form $\theta $. Then the full-mass solution in the background $\theta $ with measure $(F^*\omega _ Y)^ n$ has a smooth bounded potential with minimal singularities, and its current is the smooth semipositive form $F^*\omega _ Y$. Fix a smooth positive local volume form $\mathrm{d}V$. In a chart at a generic point of the ramification divisor, away from its other components, in which $F(z,w)=(z^ k,w)$ with $k\geq 2$,

EA1615732A9D 10.21.2
\begin{equation} (F^*\omega _ Y)^ n=|z|^{2(k-1)}G\, \mathrm{d} V, \qquad F^*\omega _ Y\asymp |z|^{2(k-1)}|\mathrm{d} z|^2+|\mathrm{d} w|^2, \end{equation}

where $G$ is smooth and positive and $\asymp $ means that each side is bounded by a constant multiple of the other. The distance for $F^*\omega _ Y$ to the ramification divisor $\{ z=0\} $ is comparable to $|z|^ k$. Thus the metric on the complement of the ramification divisor is incomplete, although the current has no divisorial component. Finally, there is a strict barrier with logarithmic pole along the global ramification divisor.

Proof. By the $\partial \bar\partial $-lemma on the compact Kähler manifold $X$, the de Rham class $F^*[\omega _ Y]$ determines the Bott–Chern class, as in subsection 20.4.9. Thus $F^*\omega _ Y=\theta +\mathrm{dd}^{\mathrm{c}}u$ for a smooth function $u$ on $X$. Its mass is the full mass of the class, and uniqueness of full-mass solutions in the closed theory, discussed in section 25.21, identifies $u$ with the solution up to a constant. The Jacobian determinant of $(z,w)\mapsto (z^ k,w)$ is $kz^{k-1}$, and comparison of $\omega _ Y$ with the Euclidean form gives (10.21.2). Hence every path to $\{ z=0\} $ has length bounded below by the variation of a fixed multiple of $|z|^ k$ along it, and a radial path with fixed $w$ attains this order.

The determinant of the differential $\mathrm{d}F$ defines the global ramification divisor $R$. Choose a smooth metric on $\mathcal O(R)$, with curvature form $\Theta _ R$ and canonical section $s_ R$. Since $\theta $ is Kähler, $\theta -\epsilon \Theta _ R>0$ for sufficiently small $\epsilon >0$, so by the Poincaré–Lelong formula $\epsilon \log |s_ R|^2-C$ is the potential of a strict positive $\theta $-current. The barrier is built from the global divisor $R$; no local branch coordinate is treated as a global line bundle. $\square$

Nonclosed backgrounds show the same behavior on manifolds that are not Kähler. On a Hopf manifold, the pullback of the standard invariant metric under a coordinate power map solves an equation in a nonclosed Hermitian background.

Example 10.21.3.99FB104FBCD5 Let $n\geq 2$, $q>1$ and let $k\geq 2$ be an integer. Let $H_ q=(\mathbb C^ n\setminus \{ 0\} )/(Z\sim qZ)$ be the Hopf manifold, and on the covering space put $R=\sum _ j|Z_ j|^2$, $S=\sum _ j|Z_ j|^{2k}$,

\[ h_0=\frac{\mathrm{i}}{2\pi }\frac{\sum _ j\mathrm{d} Z_ j\wedge \mathrm{d}\bar Z_ j}{R}, \quad u_ k=\log S-k\log R, \]
\[ \theta _ k=k\mathrm{dd}^{\mathrm{c}}\log R+ \frac{\mathrm{i}}{2\pi }\partial \log S\wedge \bar\partial \log S. \]

These forms and functions are invariant under $Z\mapsto qZ$, so they descend to $H_ q$; the form $h_0$ descends to every Hopf manifold $H_{q'}$. The coordinate power map $F_ k([Z])=[(Z_1^ k,\ldots ,Z_ n^ k)]$ defines a finite surjective map $H_ q\to H_{q^ k}$: indeed $F_ k(qZ)=q^ kF_ k(Z)$, and the choices of roots are finite modulo scaling in the source. The form $\mathrm{dd}^{\mathrm{c}}\log R$ is positive transverse to the complex Euler direction, while $\partial \log S$ is nonzero on that direction; hence $\theta _ k>0$. Direct differentiation gives

64F6BCAA5AB9 10.21.4
\begin{equation} \theta _ k+\mathrm{dd}^{\mathrm{c}}u_ k=F_ k^*h_0 =\frac{\mathrm{i} k^2}{2\pi S}\sum _ j|Z_ j|^{2k-2}\mathrm{d} Z_ j\wedge \mathrm{d}\bar Z_ j. \end{equation}

The background $\theta _ k$ is not closed, since $\mathrm{d}\theta _ k=F_ k^*(\mathrm{d} h_0)$ is not identically zero. Along a coordinate divisor $D=\{ Z_ j=0\} $, at a generic point and in local coordinates $(z,w)$ with $D=\{ z=0\} $, the determinant vanishes to order $2(k-1)$, the metric $F_ k^*h_0$ is comparable to $|z|^{2(k-1)}|\mathrm{d} z|^2+|\mathrm{d} w|^2$, and the distance to $D$ is of order $|z|^ k$, as in proposition 10.21.1.

A small logarithmic potential along $D$ gives a strict barrier. Choose a smooth metric on $\mathcal O(D)$ with curvature form $\Theta _ D$ and canonical section $s_ D$. For small $c>0$, set $h_ c=\theta _ k+c\Theta _ D$ and $U_ c=c\log |s_ D|^2+u_ k$. Then $h_ c>0$ and

\[ h_ c+\mathrm{dd}^{\mathrm{c}}U_ c=c[D]+F_ k^*h_0. \]

By theorem 13.14.3, the extended Monge–Ampère measure of $U_ c$ in the background $h_ c$ is the singular measure $(F_ k^*h_0)^ n$. The ordinary singularity type of $U_ c$ is exactly that of $c\log |s_ D|^2$, which is not minimal, while its metric off $D$ is the same smooth metric $F_ k^*h_0$. Finally, $H_ q\cong S^{2n-1}\times S^1$ has $H^2(H_ q;\mathbb R)=0$. A Kähler form would therefore be exact, and Stokes' theorem would make its positive top-degree integral zero; thus $H_ q$ is not Kähler.

In these constructions, the potential becomes bounded once its divisorial part is removed, and the zero set lies at finite distance. More generally, theorem 5.39.1 bounds the distance by the square root of a Hölder modulus of the potential wherever the current is a smooth positive metric. Continuity alone has no such consequence, as the radial examples of section 10.22 will show.

10.21.5 Determinant and normal distanceC03017CE71E3

The order of vanishing of the determinant alone does not determine the normal distance. An upper bound for the trace bounds all eigenvalues from above; combined with a lower bound for the determinant, it bounds the smallest eigenvalue from below, and hence the normal length. We use the local length distance $d_\eta ^ U$ of theorem 5.39.1, the infimum of $\eta $-lengths of piecewise smooth paths in $U\setminus D$; the distance $d^ U_\eta (x,D)$ to $D$ is the infimum of the lengths of such paths starting at $x$ and tending to $D$.

Proposition 10.21.6.B9DD61C0FD5E Let $n\geq 2$, let $U\subset \mathbb C\times \mathbb C^{n-1}$ be a polydisk with coordinates $(z,w)$, and put $D=\{ z=0\} $. Let $\eta $ be a smooth semipositive $(1,1)$-form on $U$, positive off $D$, whose Euclidean trace is bounded and whose determinant is comparable to $|z|^{2\ell }$ for an integer $\ell \geq 1$. Then on a smaller concentric polydisk,

BC6A5A3DBD7A 10.21.7
\begin{equation} c|z|^{\ell +1}\leq d_\eta ^ U((z,w),D)\leq C|z| \end{equation}

for constants $c,C>0$. Both bounds are attained, up to constants, by smooth closed forms with the same determinant order. If the block of $\eta $ in the $w$-directions is uniformly positive, the distance is comparable to $|z|^{\ell +1}$.

Proof. The least eigenvalue satisfies $\lambda _{\min }\geq \det \eta /(\operatorname {tr}\eta )^{n-1}\geq c|z|^{2\ell }$. Every path to $D$ therefore has length at least a constant times the integral of $|z|^\ell |\mathrm{d} z|$ along it, which gives the lower bound; a radial path and the trace bound give the upper bound. To see that both bounds occur, let $n=2$ first. For an integer $0\leq a\leq \ell $, take $\eta _ a=\mathrm{dd}^{\mathrm{c}}|G_ a|^2$ with $G_ a(z,w)=(z^{a+1}/(a+1),z^{\ell -a}w)$; for $n>2$, append Euclidean coordinates. The Jacobian determinant of $G_ a$ is $z^\ell $, but at $(z,0)$ the first component of $G_ a$ forces a distance of order $|z|^{a+1}$, attained along a radial path. The cases $a=\ell $ and $a=0$ give the two endpoints.

Finally, write the Hermitian coefficient matrix of $\eta $ in the normal and tangential directions as $\left(\begin{smallmatrix}h& b^*\\ b& B\end{smallmatrix}\right)$. When $B$ is uniformly positive, its Schur complement $h-b^*B^{-1}b=\det \eta /\det B$ is comparable to $|z|^{2\ell }$. Completing the square gives the lower bound of order $|z|^{\ell +1}$, and solving $\mathrm{d} w/\mathrm{d} s=-B^{-1}b\, \mathrm{d} z/\mathrm{d} s$ along a radial normal curve, on nested charts, gives a path of matching length. $\square$

10.21.8 Smoothness of exceptional residuals1B7310DAABFD

We return to the blowup $\pi :X=\operatorname {Bl}_ Z Y\to Y$ of section 15.23. Here $(Y,h)$ is a compact Hermitian $n$-fold, the smooth center $Z$ has codimension $r\geq 2$, $E$ is the exceptional divisor with canonical section $s_ E$, $\Theta _ E$ is the curvature form of a smooth metric on $\mathcal O(E)$, $L=\log |s_ E|^2$, and the background is $\theta =\pi ^*h+c\Theta _ E$ with $c>0$. By proposition 15.23.2, every $u\in \mathrm{PSH}(X,\theta )$ has the form $u=cL+q\circ \pi +C$ with $q$ an $h$-plurisubharmonic function, and $u$ has minimal singularities exactly when $q$ is bounded; we then call $u$ a potential of minimal type. Fix a smooth positive volume form $\mathrm{d}V$ on $X$, and use adapted coordinates in which $\pi (y,z,w)=(y,z,zw)$ and $E=\{ z=0\} $.

Proposition 10.21.9.86DDC28E0989 Let $u\in \mathrm{PSH}(X,\theta )$ be of minimal type, and suppose that its residual current $S=(\theta +\mathrm{dd}^{\mathrm{c}}u)-c[E]$ extends smoothly and semipositively across $E$. Then, on smaller adapted charts, $0\leq S^ n/\mathrm{d} V\leq C|z|^{2(r-1)}$. Consequently, if the Monge–Ampère measure of $u$ has density $|z|^{2\ell }g$ with $g$ smooth and strictly positive, then $\ell \geq r-1$. This order condition is necessary but not sufficient for a smooth residual. In particular, in this background a smooth strictly positive density is incompatible with a smooth residual for a potential of minimal type.

Proof. Write $u=cL+v$. Since $S=\pi ^*h+\mathrm{dd}^{\mathrm{c}}v$ is smooth, the distributional Laplacian of $v$ is smooth, and local elliptic regularity makes $v$ smooth. On each fiber of $E\to Z$, a compact projective space, $\pi ^*h$ restricts to zero and $\mathrm{dd}^{\mathrm{c}}v$ restricts to the semipositive form $S$; the maximum principle therefore makes $v$ constant on the fiber. Hence every vertical diagonal entry of $S$ is a smooth nonnegative function vanishing at $z=0$, and is therefore $O(|z|^2)$. The other diagonal entries are bounded, so Hadamard's determinant inequality gives the stated bound. The pullback $\pi ^*h$ attains this order, while the examples below show that the order condition is not sufficient. The argument does not apply to prescribed nonminimal singularities, whose residuals can be positive on the exceptional fibers. $\square$

A singular Hessian, rather than a zero of the density, can also make a solution nonsmooth. The following local example has constant positive density and a potential that is not $C^1$, and it can be placed in a compact manifold.

Example 10.21.10.9F3252D2DC77 On a polydisk with coordinates $(z,w)\in \mathbb C\times \mathbb C^{n-1}$, $n\geq 2$, set $P(z,w)=|z|^{2/n}(1+|w|^2)$. Off $z=0$, its Hessian block in the $w$-directions is $|z|^{2/n}I$ and its normal Schur complement is $n^{-2}|z|^{2/n-2}$, so its Hessian determinant is the positive constant $n^{-2}$. Since $P$ is bounded, it extends across $z=0$ as a plurisubharmonic function whose Monge–Ampère measure has no additional mass on the divisor. Yet $P$ is not $C^1$ along that divisor.

This local example extends to a compact Kähler model on $\mathbb P^ n$. On an affine chart with coordinates $y=(z,w)$, the Fubini–Study form is $\omega _{\mathrm{FS}}=\mathrm{dd}^{\mathrm{c}}\log (1+|y|^2)$; for constants $\lambda >0$ and $B$, put $H=\lambda \log (1+|y|^2)$ and $Q=H-B$. Choose nested radii and the parameters so that $Q>P+2\epsilon $ on an outer collar of a ball and $Q<P-2\epsilon $ on an inner ball. A smooth convex regularized maximum $U=M_\epsilon (P,Q)$ then equals $P$ on the inner ball and $Q$ on the collar. Put $v=U-H$ on the ball and $v=-B$ outside it, so that $\lambda \omega _{\mathrm{FS}}+\mathrm{dd}^{\mathrm{c}}v$ equals $\mathrm{dd}^{\mathrm{c}}U$ on the ball and $\lambda \omega _{\mathrm{FS}}$ outside. This current is positive and smooth off $\{ z=0\} $; on the gluing annulus its density is at most $C|z|^{2/n-2}$, so it belongs globally to $L^ p$ for every $1<p<n/(n-1)$. On the inner ball the density is smooth and strictly positive, but the potential is not $C^1$. There the metric is comparable to $|z|^{2/n-2}|\mathrm{d} z|^2+|z|^{2/n}|\mathrm{d} w|^2$, and the distance to the divisor is of order $|z|^{1/n}$.

The construction also works on a Hopf manifold. Choose a global Hermitian form equal to $\mathrm{dd}^{\mathrm{c}}(\lambda |y|^2)$ on a coordinate ball and equal to a fixed nonclosed Hermitian form outside a slightly larger ball, using a convex interpolation of positive forms. Carry out the same regularized maximum with $H=\lambda |y|^2$ on the inner ball, and set $v=-B$ outside it. The background is still nonclosed on the outer region, and the local potential and density are unchanged. As in the projective case, the density is controlled globally only in $L^ p$.

This example does not contradict corollary 15.18.50. The density loses smoothness along the divisor $\{ z=0\} $ in the gluing region, so the polar set of an admissible barrier must contain that part of the divisor. Being analytic, it then also contains the continuation of the divisor into the inner ball. The corollary requires a smooth positive density on the entire regular locus of the barrier, and local smoothness of the density on the inner ball cannot replace this hypothesis.

On a blowup, a radial potential of power type produces densities with exceptional zeros or poles of every order. These examples show that the order condition in proposition 10.21.9 is not sufficient.

Example 10.21.11.554ACF84A13B Let $\pi :X=\operatorname {Bl}_0\mathbb P^ n\to \mathbb P^ n$ be the blowup at the origin of an affine chart with coordinates $y$, let $E$ be its exceptional divisor, and write $s=|y|^2$. For every $\gamma ,c>0$, one can choose $\lambda >0$ so that the background $\theta =\pi ^*(\lambda \omega _{\mathrm{FS}})+c\Theta _ E$ admits a potential $u=cL+q\circ \pi $ with bounded Hölder remainder $q$, hence of minimal type, whose total local potential $\lambda \log (1+s)+q$ equals $As^\gamma +B$ near the origin, for constants $A>0$ and $B\in \mathbb R$. To construct $q$, choose a smooth function $m$ with $m(s)>0$ and $m'(s)>0$, equal to $A\gamma s^\gamma $ near $s=0$ and to $\lambda s/(1+s)$ outside a slightly larger interval; taking $A$ small puts the values at the two ends in the right order. Match the positive derivative germs on narrow collars, fill the remaining positive deficit of the integral with a positive interior derivative and a bump, and integrate $U'=m/s$, choosing the constant so that $U(s)=\lambda \log (1+s)$ for large $s$. Set $q(y)=U(|y|^2)-\lambda \log (1+|y|^2)$ on the affine chart and extend it by zero outside. Since $m$ and $m'$ are positive, positivity holds throughout the compact interpolation region.

On the blowup, in coordinates with $y=(z,zw)$, the total local potential of $u$ is $A|z|^{2\gamma }(1+|w|^2)^\gamma +B$. The density of $u$ is $|z|^{2\ell }G$ with $G$ smooth and positive and $\ell =n\gamma -1>-1$, since the Hessian determinant of $A|y|^{2\gamma }$ is $A^ n\gamma ^{n+1}s^{n(\gamma -1)}$ and the squared Jacobian of the blowup is $|z|^{2(n-1)}$. The metric off $E$ is comparable to

D97EEB42728A 10.21.12
\begin{equation} |z|^{2\gamma -2}|\mathrm{d} z|^2+|z|^{2\gamma }|\mathrm{d} w|^2, \end{equation}

the distance to $E$ is of order $|z|^\gamma $, and the metric completion collapses $E$ to a point. If $\ell $ is a nonnegative integer, the density is smooth. At $\ell =0$ the density is smooth and strictly positive, but the remainder has exact normal Hölder exponent $2/n$ for $n>2$, is Lipschitz but not $C^1$ for $n=2$, and the normal coefficient of the metric is unbounded. For $-1<\ell <0$, the density belongs to $L^ p$ exactly when $p\ell >-1$. Taking $\ell =n$ gives a smooth density with a zero of order $2n\geq 2(n-1)$, while the residual Hessian remains nonsmooth; this proves the insufficiency asserted in proposition 10.21.9. A small nonclosed perturbation of the background supported away from the origin leaves these local calculations unchanged, and gives the same examples in a nonclosed background, with the Monge–Ampère measure of the perturbed potential as prescribed measure.

Cite this page

Comments

Corrections, questions, and mathematical discussion are welcome. Sign in with GitHub to comment. Comments are public.