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15.20 Symmetry and the selected projective limit457A6A4C41F4

457A6A4C41F4

Let $\omega $ be a Hermitian form and $0\leq f\in L^ p(\mathrm{d}V)$, $p>1$, a nonzero density. When the normalized equation $\mathrm{MA}_\omega (u)=cf\, \mathrm{d}V$ has several solutions, the positive-exponent equations $\mathrm{MA}_\omega (u)=\mathrm{e}^{\lambda u}f\, \mathrm{d}V$ still have unique solutions, and their normalized limits as $\lambda \downarrow 0$ single out particular solutions of the normalized equation. We study this selection in the projective example of theorem 14.26.1, whose density vanishes on an open band. The starting point is a general observation: uniqueness at positive exponent preserves the symmetries of the data, and uniform compactness carries them to every normalized cluster limit. For the projective data this already gives a solution distinct from the two smooth solutions exchanged by the involution. The radial form of the equation then identifies the selected limit (theorem 15.20.4) and shows that the positive-exponent solutions fail to be $C^2$ along the same hypersurfaces (proposition 15.20.8).

Proposition 15.20.1.1750C7E75315 Let $\omega $ be a Hermitian form on $X$, let $\mathrm{d}V$ be a smooth positive volume form, and let $0\leq f\in L^ p(\mathrm{d}V)$, $p>1$, be nonzero. Let $c>0$ be the unique scalar for the bounded equation $\mathrm{MA}_\omega (u)=cf\, \mathrm{d}V$ (theorem 14.19.2). For $\lambda >0$ denote by $u_\lambda $ the unique bounded solution of

\[ \mathrm{MA}_\omega (u_\lambda )=\mathrm{e}^{\lambda u_\lambda }f\, \mathrm{d}V, \qquad a_\lambda =u_\lambda -\sup _ Xu_\lambda . \]

The family $\{ a_\lambda :0<\lambda \leq 1\} $ is relatively compact in $C(X)$. Every cluster limit as $\lambda \downarrow 0$ is a normalized bounded solution of $\mathrm{MA}_\omega (a)=cf\, \mathrm{d}V$.

Suppose a group $G$ of biholomorphisms of $X$ preserves $\omega $ and the measure $f\, \mathrm{d}V$. Then every $a_\lambda $ and every such cluster limit is $G$-invariant. In particular, the zero-exponent equation has a $G$-invariant normalized solution.

Proof. The barriers of proposition 14.19.34 give a uniform oscillation bound for $u_\lambda $ and uniform convergence $\mathrm{e}^{\lambda u_\lambda }\to c$. Thus the equation densities are uniformly bounded in $L^ p$ for $0<\lambda \leq 1$ and tend to $cf$ in $L^ p$ as $\lambda \downarrow 0$. Apply theorem 14.19.21 to obtain relative compactness of $a_\lambda $ in $C(X)$ and the asserted equation for every cluster limit.

For each $g\in G$, pullback of the positive-exponent equation shows that $u_\lambda \circ g$ solves the same equation. Its uniqueness gives $u_\lambda \circ g=u_\lambda $. Surjectivity of $g$ preserves the supremum, so $a_\lambda \circ g=a_\lambda $. Uniform convergence preserves these equalities for every $g$. Compactness gives at least one cluster limit as $\lambda \downarrow 0$, yielding the invariant solution. $\square$

Corollary 15.20.2.D0124640DBA7 On $\mathbb P(\mathbb C^2\oplus \mathbb C^2)$, with block homogeneous coordinates $[A:B]$, the data in theorem 14.26.1 can be chosen so that the same zero-exponent equation has at least three distinct normalized bounded solutions. Two are smooth, and a third is Hölder continuous and fixed by the involution $\iota [A:B]=[B:A]$.

Proof. Use the radial coordinate $r$, rank-one forms $P,Q,R$, Fubini–Study form $\omega _ X$, and scalar functions $F,x,y,z$ from 14.26.2, 14.26.7. Set $w=F(r)$, $\omega _0=xP+yQ+zR$, $H=\mathrm{dd}^{\mathrm{c}}w/2$, $A_0=\omega _0-H$ and $B_0=\omega _0+H$ as in 14.26.9. The Hermitian form is $\omega =\omega _0+\mathrm{dd}^{\mathrm{c}}\rho $, with $\rho =\varepsilon (r^2-1)\kappa (r)$ from 14.26.10. Choose the cutoff $\kappa $ even; all its required support and plateau properties are preserved by this choice. Then $\rho $ is even, while $w=F(r)$ is odd. The involution sends $r$ to $-r$, interchanges $P,Q$, and fixes $R$. The coefficient identities $x(-r)=y(r)$ and $z(-r)=z(r)$ show that $\iota ^*\omega _0=\omega _0$. Thus $\iota ^*\omega =\omega $, and $\iota ^*\omega _ X=\omega _ X$.

Since $\iota ^*H=-H$, the involution interchanges $A_0$ and $B_0$. Their cubes are equal, so $f\omega _ X^3$ is invariant. It also interchanges $\widetilde u=-w/2-\rho $ and $\widetilde v=w/2-\rho $. These functions therefore have the same supremum, and the normalized solutions $u,v$ are interchanged. They are distinct, so neither is invariant.

Apply proposition 15.20.1 to the group generated by $\iota $. Here $c=1$, as the two constructed solutions already have that scalar. An invariant cluster solution $a$ cannot equal either $u$ or $v$. Its bounded equation with smooth density gives Hölder regularity by theorem 15.5.1. This gives a third solution. Its regularity is determined in subsection 15.20.3, subsection 15.20.7: it is $C^{1,1}$ but not $C^2$. $\square$

To identify the whole normalized limit for these symmetric data, we now use the radial form of the equation. It determines the invariant solution even among bounded potentials whose differentiability is not known in advance.

15.20.3 The invariant projective solutionD8114BC528BB

We keep the symmetric projective data of corollary 15.20.2. Thus $X=\mathbb P^3$ with block coordinates $[A:B]$ and Fubini–Study form $\omega _ X$; on $U=\{ A\ne 0,\ B\ne 0\} $ we use the radial coordinate $r$, the rank-one forms $P,Q,R$ and the coefficients $x,y,z,p,z_0$ of 14.26.2, 14.26.7. The function $\rho (r)$ is the even correction of 14.26.10, not a barrier, and $\omega =\omega _0+\mathrm{dd}^{\mathrm{c}}\rho $ is the resulting Hermitian form, with $\omega _0=xP+yQ+zR$; the density $f$ is that of theorem 14.26.1. Let $K$ be the group generated by the block unitary group $U(2)\times U(2)$ and the exchange $\iota [A:B]=[B:A]$. Both preserve $\omega $ and $f\omega _ X^3$. Denote by $u_*$ the normalized $\iota $-invariant solution of proposition 14.26.14, given by the symmetric transition pair $(-t_*,t_*)$.

Theorem 15.20.4.72B88B8B1639 For the symmetric projective data, $u_*$ is the unique normalized bounded $K$-invariant solution of

\[ \mathrm{MA}_\omega (u)=f\omega _ X^3. \]

If $u_\lambda $ is the unique solution of

\[ \mathrm{MA}_\omega (u_\lambda ) =\mathrm{e}^{\lambda u_\lambda }f\omega _ X^3,\qquad \lambda >0, \]

then

\[ u_\lambda -\sup _ Xu_\lambda \longrightarrow u_* \quad \hbox{uniformly as }\lambda \downarrow 0. \]

The selected limit $u_*$ is $C^{1,1}$.

Uniqueness holds only within the $K$-invariant class: by proposition 14.26.14, the same equation has uncountably many normalized solutions. Since a cluster limit is a priori only bounded, the proof needs the radial form of the equation for bounded invariant solutions, which we derive first. For a real scalar $s$, define the coefficient polynomial $A(r,s)$ and its primitive $\Phi (r,s)$ by

\[ A(r,s)=(x(r)+s)(y(r)-s),\qquad \Phi (r,s)=\int _0^ s A(r,t)\, \mathrm{d}t. \]

Partial derivatives of $\Phi $ with respect to $r$ below keep $s$ fixed.

Lemma 15.20.5.5D3F7173CA27 Suppose $u$ is a bounded block-unitary-invariant solution of the zero-exponent equation. On $U$ write $u+\rho =G(r)$. Then $G$ is locally Lipschitz, its derivative $h=G'$ has locally bounded variation, and its one-sided representatives satisfy

\[ -x(r)\leq h(r\pm )\leq y(r),\qquad \mathrm{d}h+z\, \mathrm{d}r\geq 0. \]

In fact $h$ is continuous. With

\[ k(r)=\begin{cases} 0,& |r|\leq 1,\\ x(r)y(r)z(r),& |r|>1,\end{cases} \]

it satisfies the distributional identity on $\mathbb R$

B34A7F7705B9 15.20.6
\begin{equation} \mathrm{d}\bigl (\Phi (r,h(r))\bigr ) =\bigl (k(r)-A(r,h(r))z(r) +\partial _ r\Phi (r,h(r))\bigr )\, \mathrm{d}r. \end{equation}

On every open interval where $A(r,h(r))>0$, $h$ is smooth and

\[ h'=\frac{k(r)}{A(r,h)}-z. \]

Proof. Reduction to one variable. Block-unitary orbits in $U$ are exactly the level sets of $r$: normalize the sum of the squared norms of the two coordinate blocks, and map the two vectors of the same respective lengths by their unitary groups. Thus invariance gives a function $G$ of one real variable.

On a compact $r$-interval, the radial direction annihilates $P,Q$, while $R$ is strictly positive in that direction. Testing positivity of $\omega _0+\mathrm{dd}^{\mathrm{c}}G(r)$ in this direction gives $G''+z\geq 0$ as a one-dimensional distribution. One may obtain this first by smooth approximation of the scalar distribution and then by testing with nonnegative functions. Adding a twice integrated primitive of $z$ makes $G$ convex. A finite bounded convex function on an interval is locally Lipschitz, and its derivative is locally of bounded variation. The quasi-plurisubharmonic representative is the corresponding continuous representative. The horizontal directions give $x+h\geq 0$, $y-h\geq 0$ almost everywhere. Continuity of $x,y$ and the one-sided limits of a function of bounded variation give these bounds for both one-sided representatives. The radial inequality is precisely $\mathrm{d}h+z\, \mathrm{d}r\geq 0$; in particular jumps of $h$ can only be upward.

The radial form of the measure. We next justify the formula for the measure, including possible jumps. Identify $U$ smoothly with $\mathbb R\times Y$, where $Y=\{ r=0\} $, by real scaling of one block. The forms $P,Q$ are independent of $r$ in this identification. So is $\mathrm d^{\mathrm c}r$: in local coordinates it is the angular differential of the relative complex scale plus fixed base terms. Therefore

\[ P\wedge Q\wedge R=\mathrm{d}r\wedge \nu , \]

where $\nu $ is a fixed smooth positive volume form on the compact orbit $Y$, with the orientation chosen by this equality.

For smooth $G$, the rank-one wedge formula gives the radial coefficient of its Monge–Ampère measure, after dividing by $6\nu $, as

\[ A(r,h)(z+h')\, \mathrm{d}r =A(r,h)z\, \mathrm{d}r+\mathrm{d}\bigl (\Phi (r,h)\bigr ) -\partial _ r\Phi (r,h)\, \mathrm{d}r. \]

This identity passes to a locally Lipschitz $G$ with the preceding lower Hessian bound. Indeed, convolve $G$ on a slightly larger compact interval. The derivatives $h_\epsilon $ are uniformly bounded and converge to $h$ almost everywhere and in every finite $L^ q$ space. Their second derivatives have a uniform lower bound. Consequently the functions $G_\epsilon (r)$ have a common quasi-plurisubharmonic lower Hessian bound on compact subsets of $U$, and converge uniformly to $G(r)$. A fixed smooth local correction and bounded Bedford–Taylor continuity give convergence of their signed products. On the right-hand side of the formula, the two ordinary terms converge in $L^1$, and $\Phi (r,h_\epsilon )\to \Phi (r,h)$ in $L^1$, giving distributional convergence of its derivative. This proves the same formula for the bounded product of $G$.

Continuity of $h$. After the same division by $6\nu $, the right-hand side $f\omega _ X^3$ has radial coefficient $k(r)\, \mathrm{d}r$. This gives (15.20.6), initially for the almost-everywhere representative of $h$. If $h$ jumped at $r_0$, the atom of its left side would be

\[ \Phi (r_0,h(r_0+))-\Phi (r_0,h(r_0-)) =\int _{h(r_0-)}^{h(r_0+)}(x(r_0)+s)(y(r_0)-s)\, \mathrm{d}s. \]

The right side has no atom. An upward jump of positive size lies in $[-x(r_0),y(r_0)]$, where the integrand is strictly positive in the interior. Since $x+y>0$ everywhere, such an integral is strictly positive. Thus there are no jumps. A locally bounded-variation function whose jumps all vanish has a continuous representative here: its distributional derivative consists of an absolutely continuous measure and a nonnegative singular measure, so its one-sided representatives coincide at every point. We henceforth use this representative. In particular $G$ is $C^1$ and $G'=h$ everywhere.

All coefficients on the right of (15.20.6) are now continuous, so $\Phi (r,h(r))$ is $C^1$. Where $\partial _ s\Phi =A>0$, the implicit function theorem gives $h\in C^1$ and the stated ordinary differential equation. Smoothness then follows by the smooth coefficients of that equation. The function $k$ is smooth, since the original density and its flat joins are smooth. $\square$

of theorem 15.20.4. We first show that a normalized bounded $K$-invariant solution $u$ coincides with $u_*$, by computing its slope $h$ on the band $|r|\leq 1$ and outside it. Apply lemma 15.20.5. Because $\rho $ and $u$ are invariant under block exchange, $G$ is even, so $h$ is odd and $h(0)=0$.

The slope on the band. On $0<r<1$ we have $x=p>0$ and $y=p+b\geq p>0$. Starting from zero, as long as $-p<h<y$, the equation is $h'=-z_0$. Thus $h(r)=-\int _0^ r z_0(s)\, \mathrm{d}s$. This decreasing function cannot meet the positive upper boundary $y$. Its first meeting with the lower boundary $-p$ occurs at the unique $t_*\in (0,1)$ satisfying

\[ \int _0^{t_*}z_0(s)\, \mathrm{d}s=p(t_*), \]

whose existence and uniqueness were proved in proposition 14.26.14.

After that meeting, $h$ must stay on $-p$ until $r=1$. To prove it, suppose a connected component $(a_0,b_0)$ of $\{ h+p>0\} $ lies to its right. Its left endpoint has $a_0\geq t_*$ and $h(a_0)=-p(a_0)<0$. Near that endpoint, $h<0<y$; hence on the component the interior equation applies for as long as $h<0$. It forces $h'=-z_0<0$, so $h$ cannot first reach zero. The equation therefore holds throughout the component. But then

\[ (h+p)'=p'-z_0<0, \]

contradicting positivity of $h+p$ immediately to the right of its zero at $a_0$. Thus $h=-p$ on $[t_*,1]$. Oddness determines the entire negative half of the band. The slope on $[-1,1]$ is exactly that of the symmetric explicit solution.

The slope outside the band. Here boundedness of $u$ at the projective ends matters. On $r>1$, $k=xyz>0$. Neither horizontal coefficient can vanish at a finite point of this interval. For the lower one define

\[ \Psi (r)=\int _{-x(r)}^{h(r)}A(r,s)\, \mathrm{d}s\geq 0. \]

Equation (15.20.6) and the smooth lower endpoint show that $\Psi $ is $C^1$. If $h(r_0)=-x(r_0)$, its derivative at that point is $k(r_0)>0$: the $Az$ term vanishes, and the two partial-$r$ terms agree at the common endpoint. This contradicts that the nonnegative $C^1$ function $\Psi $ has an interior minimum zero there. The upper-endpoint integral $\int _{h(r)}^{y(r)}A(r,s)\, \mathrm{d}s$ gives the same contradiction, with derivative $-k(r_0)$, when $h=y$. Thus $-x<h<y$ everywhere on $r>1$, and the smooth ordinary differential equation of the lemma applies.

For $r\geq 2$ the background is Fubini–Study:

\[ x=\sigma ,\qquad y=1-\sigma ,\qquad z=\sigma ', \qquad \sigma =\frac{\mathrm{e}^ r}{1+\mathrm{e}^ r}. \]

Set $a=\sigma +h\in (0,1)$. Its equation is

\[ a(1-a)a'=\sigma (1-\sigma )\sigma '>0. \]

Hence $a$ is increasing and has a limit in $(0,1]$ at $+\infty $. If that limit were less than one, $h=a-\sigma $ would approach a negative constant and its primitive $G$ would be unbounded below, contrary to boundedness of $u$ and $\rho $. The limit is therefore one. Integrating the equation gives

\[ \frac{a^2}{2}-\frac{a^3}{3} =\frac{\sigma ^2}{2}-\frac{\sigma ^3}{3}+C. \]

Taking the limit at infinity gives $C=0$. The scalar function $s^2/2-s^3/3$ is strictly increasing on $(0,1)$, so $a=\sigma $ and $h=0$ for $r\geq 2$. Ordinary uniqueness propagates this zero solution throughout $r>1$, since the coefficients are smooth and the two horizontal coefficients stay positive there. Oddness gives $h=0$ on $r<-1$ as well.

We have proved that $G'$ agrees everywhere with the symmetric explicit slope. Thus $u$ differs from $u_*$ by a constant on $U$. The two quasi-plurisubharmonic functions then agree up to that constant on $X$ by their canonical representatives. Their supremum normalization removes the constant. This proves uniqueness within the bounded $K$-invariant class.

Convergence. Finally proposition 15.20.1 gives uniform precompactness of the normalized positive-exponent family. Every cluster limit solves the zero-exponent equation and is $K$-invariant, because the data are $K$-invariant. The scalar is one for these data. The uniqueness just proved identifies every cluster limit with $u_*$. If convergence of the whole family failed, a sequence staying a fixed positive uniform distance from $u_*$ would have a convergent subsequence, contradicting that identification. This proves uniform convergence and the asserted $C^{1,1}$ regularity of the limit. $\square$

15.20.7 Second derivatives at positive exponentBDDD67E926DC

On the band where the density vanishes, the exponential factor plays no role, and the radial equation determines the slope of the solution independently of the exponent. Consequently the positive-exponent solutions have the same failure of second differentiability as the selected limit $u_*$. We keep the notation $A$, $\Phi $, $k$ and the transition radius $t_*$ of subsection 15.20.3.

Proposition 15.20.8.517F0BB04B80 For the symmetric projective data of theorem 15.20.4, let $u_\lambda $ solve

\[ \mathrm{MA}_\omega (u_\lambda ) =\mathrm{e}^{\lambda u_\lambda }f\omega _ X^3, \qquad \lambda >0. \]

On the open band $\{ -1<r<1\} $, $u_\lambda -u_*$ is constant. Both potentials are $C^{1,1}$ there and fail to be $C^2$ at every point of the two hypersurfaces $r=\pm t_*$. In particular, none of these positive-exponent solutions is a globally $C^2$ potential.

Proof. Uniqueness and invariance of the data imply that $u_\lambda $ is $K$-invariant. Write $u_\lambda +\rho =G_\lambda (r)$ on $U$. The positivity argument in lemma 15.20.5 uses only boundedness and invariance, so $G_\lambda $ is locally Lipschitz and $h_\lambda =G_\lambda '$ is locally of bounded variation, with

\[ -x\leq h_\lambda (r\pm )\leq y, \qquad \mathrm{d}h_\lambda +z\, \mathrm{d}r\geq 0. \]

Its weak flux equation is the same one, with the prescribed coefficient replaced by

\[ k_\lambda (r)=\mathrm{e}^{\lambda (G_\lambda (r)-\rho (r))}k(r). \]

Indeed, the scalar convolution and signed-product argument of that lemma is unchanged, and $k_\lambda $ is exactly the radial coefficient of the right-hand measure. Since $G_\lambda $ is bounded on compact $r$-intervals, $k_\lambda $ is locally bounded. Hence the right side of the flux equation has no atoms. The same strictly positive jump integral eliminates every jump of $h_\lambda $. Thus $h_\lambda $ is continuous and $G_\lambda $ is $C^1$. The coefficient $k_\lambda $ is consequently continuous. Where $A(r,h_\lambda )>0$, inversion of the $C^1$ flux gives

\[ h_\lambda '=\frac{k_\lambda (r)}{A(r,h_\lambda )}-z. \]

On $-1<r<1$ the coefficient $k_\lambda $ is identically zero. Exchange invariance gives $h_\lambda (0)=0$ and oddness. On the positive half-band, the first-contact and no-departure arguments in the proof of theorem 15.20.4 apply verbatim: the first branch solves $h'=-z_0$, reaches $-p$ at $t_*$, and cannot leave that lower boundary to its right because $(h+p)'=p'-z_0<0$ on every proposed departure interval. Therefore

\[ h_\lambda (r)= \begin{cases} p(r),& -1<r\leq -t_*,\\ -\displaystyle \int _0^ r z_0(s)\, \mathrm{d}s,& -t_*\leq r\leq t_*,\\ -p(r),& t_*\leq r<1. \end{cases} \]

This is the derivative of $u_*+\rho $. Its primitive differs from $G_\lambda $ by one constant on the connected band. The claimed local $C^{1,1}$ regularity follows from the explicit slope.

At $t_*\in (0,1)$ the two one-sided derivatives of this slope are

\[ h_\lambda '(t_*-)=-z_0(t_*)<0, \qquad h_\lambda '(t_*+)=-p'(t_*)>0. \]

These unequal derivatives prevent the scalar primitive from having a second derivative at $t_*$. Through every point of that level set, the submersion $r$ provides a smooth curve parametrized by $r$, transferring the failure to $u_\lambda $. Smooth $\rho $ cannot cancel the jump. Oddness gives the conclusion at $-t_*$, and the identical slope proves it for $u_*$. $\square$

The zero set of $f$ contains the whole band. This example therefore does not concern the smooth strictly positive densities in the Hermitian Calabi–Yau theorem. It does show why smoothness of a nonnegative density alone is insufficient for second-order regularity, even when the equation includes a strictly increasing exponential factor.

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