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15.37 Relative equations under positive lower mass31A655BFE398

31A655BFE398

Let $X$ be a connected compact complex manifold of dimension $n\geq 1$, with a smooth semipositive big real $(1,1)$-form $\theta $ and a model reference $\varphi \in \mathrm{PSH}(X,\theta )$. Given a nonzero finite non-pluripolar measure $\mu $, we seek solutions of $\mathrm{MA}_\theta (u)=\mathrm{e}^{\lambda u}\mu $, $\lambda >0$, and of $\mathrm{MA}_\theta (u)=c\mu $, $c>0$, relative to a prescribed model reference. The main difficulty is to keep the singularity condition when approximating $\mu $: a bounded difference from the reference may be lost in the limit.

We assume that the reference $\varphi $ satisfies (16.28.67): $\varphi $ is an envelope fixed point, $P_\theta [\varphi ]=\varphi $ in the sense of definition 5.40.4, and $P_{\varepsilon \theta }(\varphi )\not\equiv -\infty $ for some $\varepsilon \in (0,1)$.

Throughout this chapter, unless explicitly stated otherwise, we assume that $\theta $ has positive lower mass:

E4532A30340F 15.37.1
\begin{equation} v_-(\theta )>0. \end{equation}

Here $v_-(\theta )=\underline{\operatorname {vol}}_\theta (0)$ is the infimum of $\int _ X\mathrm{MA}_\theta (v)$ over all bounded $v\in \mathrm{PSH}(X,\theta )$; see definition 13.14.14 and the discussion following definition 16.28.58. The bounded mass property is not assumed.

Approximating $\mu $ by measures with $L^ p$ densities gives solutions of the ordinary singularity type of $\varphi $ by theorem 15.12.1, but the constants in their bounds $|u-\varphi |\leq C$ need not remain uniform, so a limit can leave this type. What survives the limit is membership in the relative envelope class of definition 16.28.61: stretching the potential away from $\varphi $ by any finite factor still leaves an envelope that is not identically $-\infty $.

Positive lower mass of $\theta $ prevents these stretched envelopes from collapsing. On disjoint contact sets, one finite measure controls the rooftop envelopes of arbitrarily many potentials. Consequently, a sequence of potentials whose measures are dominated by a fixed finite measure has, after extraction, a common lower envelope in the relative class. This envelope keeps limits in the class and controls the measures of deep sublevel sets, so convergence in capacity passes to the Monge–Ampère measures themselves. When the dominating measures are bounded Monge–Ampère measures that vary with the potentials, exponential comparison provides the common envelope instead.

For a positive exponent the solution is unique. At exponent zero the scalar is unique, but the normalized potential need not be: on projective manifolds with nonclosed Hermitian backgrounds, the same smooth measure can have several smooth normalized solutions (corollary 15.37.34).

Since bounded mass is not assumed, members of the relative class may have infinite extended mass; the envelope constructions of subsection 16.28.66 remain available for them. The solutions constructed below have finite mass because the right-hand sides of their equations are finite.

Fix $\varepsilon \in (0,1)$ with $P_{\varepsilon \theta }(\varphi )\not\equiv -\infty $, and write

\[ \mathcal E_\varphi =\mathcal E_{\mathrm{env}}(X,\theta ,\varphi ), \qquad \mathcal E_0=\mathcal E_{\mathrm{env}}(X,\theta ,0), \qquad \mu _ u=\mathrm{MA}^{\mathrm{ext}}_\theta (u). \]

Here $\mathcal E_{\mathrm{env}}(X,\theta ,\psi )$ denotes the relative envelope class of a reference $\psi $ (definition 16.28.61), and $\mathrm{MA}^{\mathrm{ext}}_\theta $ is the extended non-pluripolar Monge–Ampère measure of theorem 13.14.3, a positive measure whose total mass may be infinite. As in definition 16.7.1, $u\preceq v$ means $u\leq v+C$ for a constant $C$, and $u\sim v$ means $u\preceq v\preceq u$. For $u,w\in \mathrm{PSH}(X,\theta )$ and $b\geq 1$, we use the stretching envelopes $Q_ b(u,w)=P_\theta (bu-(b-1)w)$ introduced before definition 16.28.61, and the rooftop envelopes $P_\theta (u_1,\ldots ,u_ N)=P_\theta (\min _ iu_ i)$. Fix also a Hermitian form $\omega \geq \theta $ for capacity and a smooth positive volume form $\mathrm{d}V$ for $L^1$ convergence.

For $a\in \mathcal E_\varphi $, proposition 16.28.65 gives $P_\theta [a]=P_\theta [\varphi ]=\varphi $. Since $a-\sup _ Xa$ is one of the competitors defining $P_\theta [a]$, it follows that

C37817AD17BA 15.37.2
\begin{equation} a-\sup _ Xa\leq P_\theta [a]=\varphi . \end{equation}


15.37.3 Equations for finite measures89AC64C97CA7

For a positive exponent, the right-hand side $\mathrm{e}^{\lambda u}\mu $ changes when $u$ is translated, and this fixes the additive constant. At exponent zero, translation leaves the equation unchanged; instead, a positive scalar in front of the prescribed measure is needed to match its mass.

Theorem 15.37.4.C568B2958DB9 Let $\mu $ be a nonzero finite non-pluripolar measure on $X$. Then:

  1. For every $\lambda >0$ there is a unique $u\in \mathcal E_\varphi $ with $\mu _ u=\mathrm{e}^{\lambda u}\mu $.

  2. There are $u\in \mathcal E_\varphi $ and a unique $c>0$ with $\mu _ u=c\mu $.

The theorem is proved in subsection 15.37.30. The case of the reference zero, which has minimal singularities because $\theta \geq 0$, is treated first in theorem 15.37.28; its solutions then serve as comparison potentials for the reference $\varphi $. For general measures the theorem asserts membership in $\mathcal E_\varphi $, not a bounded difference from $\varphi $.

15.37.5 DominationF894544905D6

The domination principle compares a potential $u\in \mathcal E_\varphi $ with a potential $v$ whose measure is larger on $\{ u<v\} $. We first treat the case in which $\mu _ u$ is finite. Stretching $u$ away from $\max (u,v)$ produces envelopes whose measures are bounded, by contact support, by the fixed measure $\mu _ u$; the small tails of this finite measure then exclude collapse. By theorem 16.28.70 and (15.37.1), the uniform lower mass bound is

\[ \mu _ a(X)\geq \kappa :=(1-\varepsilon )^ n v_-(\theta )>0 \qquad (a\in \mathcal E_\varphi ). \]

Theorem 15.37.6.5023B8CBC940 Let $u\in \mathcal E_\varphi $ have finite $\mu _ u$, and let $v\in \mathrm{PSH}(X,\theta )$ satisfy $v\preceq \varphi $. If, for some $0\leq c<1$,

\[ \mu _ u\leq c\mu _ v\quad \hbox{on }\{ u<v\} , \]

then $u\geq v$.

Proof. It suffices to prove $u\geq w$ for $w=\max (u,v)$. Upward stability (proposition 16.28.62) gives $w\in \mathcal E_\varphi $, and locality gives $\mu _ u\leq c\mu _ w$ on $\{ u<w\} $. For $b>1$ put $q_ b=Q_ b(u,w)$, which belongs to $\mathcal E_\varphi $ by lemma 16.28.63. It satisfies $q_ b\leq u$, and by contact support its measure is carried by

\[ D_ b=\{ b^{-1}q_ b+(1-b^{-1})w=u\} . \]

On $D_ b$ the potential $b^{-1}q_ b+(1-b^{-1})w$ touches $u$ from below, so positivity of mixed products and ordered contact give

\[ b^{-n}\mu _{q_ b}+(1-b^{-1})^ n\mu _ w\leq \mu _ u. \]

Choose $b$ so large that $(1-b^{-1})^ n>c$. Comparing this inequality with $\mu _ u\leq c\mu _ w$ on $D_ b\cap \{ u<w\} $ forces both $\mu _ w$ and $\mu _{q_ b}$ to vanish there. Since $\mu _ w(X)$ may be infinite, this subtraction is first carried out on common finite truncation levels of the potentials, where all measures are finite; exhausting the complements of the pole sets then gives the assertion for the extended measures.

It follows that $\mu _{q_ b}$ is carried by $D_ b\cap \{ u=w\} \subseteq \{ q_ b=u\} $. Since $q_ b\leq u$, ordered contact applied once more gives

F1593AD00D2B 15.37.7
\begin{equation} \mu _{q_ b}\leq \mathbf1_{\{ q_ b=u\} }\mu _ u, \end{equation}

with coefficient one, independent of $b$.

As $b\to \infty $ through the integers, the potentials $q_ b$ decrease, because the obstacles $bu-(b-1)w=u-(b-1)(w-u)$ do. Suppose that they decreased to $-\infty $ identically. Then theorem 5.25.2 would give $M_ b:=\sup _ Xq_ b\to -\infty $, and (15.37.7) would imply

\[ \kappa \leq \int _ X\mu _{q_ b} \leq \mu _ u(\{ u\leq M_ b\} )\longrightarrow 0, \]

because $\mu _ u$ is finite and does not charge the pole set of $u$. This is impossible, so the decreasing limit $q$ is not identically $-\infty $. Now fix $a>0$. On $\{ u<w-a\} $, the defining inequality of $q_ b$ gives $q_ b\leq u-(b-1)a$, so $q=-\infty $ at every point of this set where $u$ is finite. Since neither $q$ nor $u$ is identically $-\infty $, their pole sets have zero smooth volume, and hence so does $\{ u<w-a\} $. Thus $u\geq w$ almost everywhere, and then everywhere by lemma 5.24.3. In particular $u\geq v$. $\square$

15.37.8 Domination for extended measures6EC4D5B55F22

We now remove the finiteness assumption on $\mu _ u$. The key case is an ordered pair $u\leq v$ in $\mathcal E_\varphi $ such that $\mu _ u$ puts no mass on $\{ u<v\} $. A difference envelope of $u$ and a smaller-background envelope of $v$ then has no mass where it is negative. Its measure is therefore finite, and theorem 15.37.6, applied in a smaller background, proves that $u=v$. The general domination principle follows by the stretching argument used above.

Lemma 15.37.9.FBB6DCAAD3E7 Let $u,v\in \mathcal E_\varphi $ satisfy $u\leq v$. If

\[ \mu _ u(\{ u<v\} )=0, \]

then $u=v$.

Proof. Translate both potentials by a common constant so that $u\leq v\leq \varphi \leq 0$. Fix $\delta $ with $\varepsilon <\delta <1$, put $\beta =1-\delta $, and set

\[ q=P_{\delta \theta }(v). \]

This envelope is not identically $-\infty $ by theorem 16.28.70, applied to $v$. By lemma 16.28.68,

\[ w=P_\theta (u-\varphi )\in \mathcal E_0, \qquad w+\varphi \leq u,\qquad w\leq 0. \]

The stretching lemma lemma 16.28.63, applied with reference zero, shows that $z=P_\theta (w/\beta )$ belongs to $\mathcal E_0$. Scaling the background and each defining competitor gives

\[ \beta z\in \mathcal E_{\mathrm{env}}(X,\beta \theta ,0). \]

Indeed, if $a\in \mathrm{PSH}(X,\theta )$ lies below $t z$, then $\beta a\in \mathrm{PSH}(X,\beta \theta )$ lies below $t\beta z$, for every $t\geq 1$.

Since $q\leq v\leq \varphi $, we have

\[ \beta z\leq w\leq u-\varphi \leq u-q \]

off the pole sets. Thus the envelope

\[ k=P_{\beta \theta }(u-q) \]

is not identically $-\infty $. Here the difference obstacle is taken off the pluripolar pole sets; it is quasi-continuous and finite almost everywhere. The general envelope theorem gives a finite upper bound for $k$ and the inequality $k+q\leq u$. Since $\beta z\leq k$, upward stability gives $k\in \mathcal E_{\mathrm{env}}(X,\beta \theta ,0)$.

Write $\nu _ k=\mathrm{MA}^{\mathrm{ext}}_{\beta \theta }(k)$. By contact support, $\nu _ k$ is carried by

\[ D=\{ k+q=u\} \]

outside the pole sets. Positivity of mixed products and ordered contact give

\[ \nu _ k\leq \mathbf1_ D\mu _ u. \]

These inequalities are first proved on common finite truncation levels and then pass to the limit by exhaustion. On $D\cap \{ k<0\} $ we have $u=k+q<q\leq v$, so the hypothesis gives $\nu _ k(\{ k<0\} )=0$.

This vanishing implies that $\nu _ k$ is finite. Indeed, $\widehat k=\max (k,-1)$ is a bounded $\beta \theta $-plurisubharmonic function, and locality gives

\[ \nu _ k(X)=\nu _ k(\{ k\geq 0\} ) =\int _{\{ k\geq 0\} }\mathrm{MA}_{\beta \theta }(\widehat k) \leq \int _ X\mathrm{MA}_{\beta \theta }(\widehat k)<\infty . \]

We now apply theorem 15.37.6 in the background $\beta \theta $, with reference zero, to the potentials $k$ and $0$ and the coefficient zero. Its hypotheses hold: $\beta \theta $ is semipositive and big, the reference zero satisfies the model condition, $\nu _ k$ is finite and vanishes on $\{ k<0\} $, and

\[ v_-(\beta \theta )=\beta ^ n v_-(\theta )>0. \]

The scaling identity follows from the bijection $a\mapsto \beta a$ between bounded potentials in the two backgrounds. The theorem yields $k\geq 0$, and hence $u\geq q$.

It remains to let $\delta \uparrow 1$. Fix $\delta _0\in (\varepsilon ,1)$ and put $r=P_{\delta _0\theta }(v)$. For $\delta _0<\delta <1$, set $t=(\delta -\delta _0)/(1-\delta _0)$. The potential $t v+(1-t)r$ is $\delta \theta $-plurisubharmonic and lies below $v$. Therefore

\[ u\geq P_{\delta \theta }(v)\geq t v+(1-t)r. \]

Letting $t\uparrow 1$ at points where $v$ and $r$ are finite gives $u\geq v$ almost everywhere, and then everywhere by lemma 5.24.3. Together with $u\leq v$, this proves equality. $\square$

Theorem 15.37.10.FB5C83859579 Let $u\in \mathcal E_\varphi $ and $v\in \mathrm{PSH}(X,\theta )$ with $v\preceq \varphi $. If $0\leq c<1$ and

\[ \mu _ u\leq c\mu _ v\quad \hbox{on }\{ u<v\} , \]

then $u\geq v$.

Proof. Put $w=\max (u,v)\in \mathcal E_\varphi $ and choose $b>1$ with $(1-b^{-1})^ n>c$. The stretching lemma gives $p=Q_ b(u,w)\in \mathcal E_\varphi $ and $p\leq u$. By contact support, its measure is carried by

\[ D=\{ b^{-1}p+(1-b^{-1})w=u\} . \]

On $D$, positivity and ordered contact imply

\[ b^{-n}\mu _ p+(1-b^{-1})^ n\mu _ w\leq \mu _ u. \]

On $\{ u<w\} $, locality gives $\mu _ u\leq c\mu _ w$. We restrict both inequalities to $D\cap \{ u<w\} $ and to common finite truncation levels, where all measures are finite and may be subtracted. Since $(1-b^{-1})^ n>c$, it follows that $\mu _ p$ vanishes there. Exhausting the finite levels, we conclude that $\mu _ p$ is carried by $D\cap \{ u=w\} \subseteq \{ p=u\} $; that is, $\mu _ p(\{ p<u\} )=0$.

Now lemma 15.37.9, applied to $p\leq u$, both in $\mathcal E_\varphi $, gives $p=u$. Substituting this into the defining inequality $b^{-1}p+(1-b^{-1})w\leq u$ yields $w\leq u$ off the poles, hence everywhere by lemma 5.24.3. Thus $v\leq w\leq u$. $\square$

Corollary 15.37.11.267BAD315E3C Let $u,v$ be as in theorem 15.37.10. Then, for every $\lambda >0$,

\[ \mathrm{e}^{-\lambda u}\mu _ u\leq \mathrm{e}^{-\lambda v}\mu _ v \quad \Longrightarrow \quad u\geq v. \]

Moreover, if $\mu _ u\leq c\mu _ v$ on $X$ for a finite constant $c\geq 0$, then $c\geq 1$.

Proof. Fix $a>0$. On $\{ u<v-a\} $ the exponential inequality gives $\mu _ u\leq \mathrm{e}^{-\lambda a}\mu _ v$; here all weights are evaluated off the pluripolar pole sets. The theorem, applied to $v-a$, gives $u\geq v-a$, and we let $a\downarrow 0$. For the second assertion, suppose $c<1$. Then the theorem applies to $v+A$ for every real $A$, since $\mu _{v+A}=\mu _ v$, and gives $u\geq v+A$. This is impossible at a point where $u$ and $v$ are both finite. $\square$

In particular, applying the exponential implication in both directions shows that a solution of $\mu _ u=\mathrm{e}^{\lambda u}\nu $ in $\mathcal E_\varphi $, for a fixed $\lambda >0$, is unique. If $\mu _ u=c_1\nu $ and $\mu _ v=c_2\nu $ with $c_1,c_2>0$ and $\nu \ne 0$, the second assertion, applied in both directions, gives $c_1=c_2$. The last section of the chapter shows that this uniqueness of the scalar does not extend to the normalized potentials.

15.37.12 Common envelopes and dominated continuityBD25F1249EB6

Let $u_ j\in \mathcal E_\varphi $ converge in $L^1$, with measures dominated by one finite non-pluripolar measure $\nu $. To keep the limit in $\mathcal E_\varphi $, we construct, after passing to a subsequence, a common lower envelope in this class. Partitioning the contact set of a finite rooftop according to the obstacle it touches shows that the rooftop measure is again dominated by $\nu $, with no factor depending on the number of obstacles. A summable integration error, combined with the lower mass bound $\kappa $, then prevents the stretched rooftops from collapsing, uniformly in the number of obstacles.

Lemma 15.37.13.E5ED88B4042A Suppose $u_ j\in \mathcal E_\varphi $, $u_ j\to u\in \mathrm{PSH}(X,\theta )$ in $L^1(X)$, and $\mu _{u_ j}\leq \nu $ for a fixed finite non-pluripolar measure $\nu $. There is a subsequence, denoted again by $u_ j$, such that

\[ h=P_\theta \left(\inf _ j u_ j\right)\in \mathcal E_\varphi . \]

In particular $u\in \mathcal E_\varphi $.

Proof. We first bound stretched rooftops of the tail of the sequence from below and then add the finitely many remaining terms.

The suprema of an $L^1$-convergent sequence are bounded, so (15.37.2) gives a constant $C$ with $u_ j\leq \varphi +C$ for all $j$. After a common translation we may assume $u_ j\leq \varphi \leq 0$, and then $u\leq \varphi $. Since $\mu _{u_ j}\leq \nu $, lemma 5.44.2 gives

\[ I_ j=\int _ X|\mathrm{e}^{u_ j}-\mathrm{e}^ u|\, \mathrm{d}\mu _{u_ j}\longrightarrow 0. \]

We extract, once and for all, a subsequence with $I_ j\leq 2^{-j}$ along which $u_ j\to u$ almost everywhere for smooth volume.

For $N\geq j$ put $p_{j,N}=P_\theta (u_ j,\ldots ,u_ N)$. These rooftops belong to $\mathcal E_\varphi $ by proposition 16.28.64. Partition their contact sets according to the first index at which the minimum is attained. Ordered contact on these disjoint pieces gives both

EEB0F315C2A3 15.37.14
\begin{equation} \mu _{p_{j,N}}\leq \nu , \qquad \int _ X|\mathrm{e}^{p_{j,N}}-\mathrm{e}^ u|\, \mathrm{d}\mu _{p_{j,N}} \leq \sum _{\ell =j}^ N I_\ell \leq 2^{1-j}. \end{equation}

The first bound has no factor $N$, because each piece is controlled by the restriction of the same measure $\nu $ to that piece.

Fix a real number $B\geq 1$ and set $r_{j,N}=Q_ B(p_{j,N},\varphi )$. It belongs to $\mathcal E_\varphi $ by the stretching lemma, so $\mu _{r_{j,N}}(X)\geq \kappa $. With $D_{j,N}=\{ B^{-1}r_{j,N}+(1-B^{-1})\varphi =p_{j,N}\} $, contact support and positivity give

\[ \mu _{r_{j,N}}\leq B^ n\mathbf1_{D_{j,N}}\mu _{p_{j,N}} \leq B^ n\nu . \]

On this contact set, $\varphi \leq 0$ gives $\mathrm{e}^{p_{j,N}}\leq \mathrm{e}^{r_{j,N}/B}$. Consequently

9D97DEE5D482 15.37.15
\begin{equation} \int _ X\mathrm{e}^ u\, \mathrm{d}\mu _{r_{j,N}} \leq B^ n2^{1-j} +B^ n\nu (X)\exp \! \left(\frac{\sup _ X r_{j,N}}B\right). \end{equation}

On the other hand, choose $K>0$ with $B^ n\nu (\{ u\leq -K\} )<\kappa /2$; this is possible because $u\not\equiv -\infty $ and $\nu $ does not charge its pole set. The measure domination then gives $\mu _{r_{j,N}}(\{ u\leq -K\} )<\kappa /2$, and the lower mass bound yields

\[ \int _ X\mathrm{e}^ u\, \mathrm{d}\mu _{r_{j,N}}\geq \mathrm{e}^{-K}\kappa /2. \]

Choose $j$ so large that $B^ n2^{1-j}<\mathrm{e}^{-K}\kappa /4$. Then (15.37.15) bounds $\sup _ Xr_{j,N}$ from below, independently of $N$. Since the sequence decreases in $N$ and is bounded above by $\varphi $, its limit $R$ is not identically $-\infty $. It satisfies, for every $\ell \geq j$,

5FB1B43EDC20 15.37.16
\begin{equation} B^{-1}R+(1-B^{-1})\varphi \leq u_\ell , \qquad R\leq \varphi . \end{equation}

The second inequality follows already from $r_{j,N}\leq p_{j,N}\leq \varphi $.

It remains to include the finitely many earlier terms and to verify every defining condition of the relative class. Fix $b\geq 1$, apply the preceding construction with $B=2b$, and let $j$ and $R$ be as above. If $j>1$, let $p_0=P_\theta (u_1,\ldots ,u_{j-1})$ and $S=Q_{2b}(p_0,\varphi )$. By the finite-rooftop and stretching lemmas, neither is identically $-\infty $, and $S\leq \varphi $. If $j=1$, set $S=\varphi $. The potential $H=(R+S)/2$ is $\theta $-plurisubharmonic. For a tail index $\ell \geq j$ we use (15.37.16) and $S\leq \varphi $; for an earlier index we use the analogous inequality for $S$ and $R\leq \varphi $. In either case,

\[ b^{-1}H+(1-b^{-1})\varphi \leq u_\ell \quad \hbox{for every }\ell \geq 1. \]

For $b=1$ this shows that $h=P_\theta (\inf _\ell u_\ell )$ is not identically $-\infty $. For general $b$ the left side is a competitor for $h$, so the same inequality holds with $h$ in place of every $u_\ell $; this is the defining condition of the relative class for $b$. Also $h\leq \varphi $. Thus $h\in \mathcal E_\varphi $.

Finally $h\leq u_ j$ for all $j$, so the almost-everywhere convergence and lemma 5.24.3 give $h\leq u\leq \varphi $. Upward stability proves $u\in \mathcal E_\varphi $. Undoing the common translation proves the lemma as stated. $\square$

Once a common lower envelope is available, convergence in capacity follows from a single integral condition. The proof uses the zero-domination lemma, so infinite masses are allowed.

Proposition 15.37.17.D220D741C684 Suppose $u_ j\in \mathcal E_\varphi $ and, for a fixed $h\in \mathcal E_\varphi $ and a constant $C$,

\[ h\leq u_ j\leq \varphi +C,\qquad u_ j\longrightarrow u\in \mathrm{PSH}(X,\theta )\quad \hbox{in }L^1(X). \]

If

\[ I_ j:=\int _ X|\mathrm{e}^{u_ j}-\mathrm{e}^ u|\, \mu _{u_ j}\longrightarrow 0, \]

then $u\in \mathcal E_\varphi $ and $u_ j\to u$ in capacity.

Proof. The bounds pass to $u$ almost everywhere along a subsequence, and then everywhere by lemma 5.24.3; upward stability gives $u\in \mathcal E_\varphi $. After translating the entire family and its bounds by a common constant, we may assume that all potentials are nonpositive.

It suffices to prove convergence in capacity along a further subsequence of every subsequence. Extract so that $I_ j\leq 2^{-j}$ and $u_ j\to u$ almost everywhere for smooth volume, and form

\[ p_{j,N}=P_\theta (u_ j,\ldots ,u_ N),\qquad p_ j=P_\theta \left(\inf _{\ell \geq j}u_\ell \right). \]

All these envelopes lie above $h$ and below $\varphi +C$; hence none of them is identically $-\infty $, and all belong to $\mathcal E_\varphi $. Partition the contact set of $p_{j,N}$ according to the first index $\ell $ with $p_{j,N}=u_\ell $. Ordered contact on each part gives

\[ \int _ X|\mathrm{e}^{p_{j,N}}-\mathrm{e}^ u|\, \mu _{p_{j,N}} \leq \sum _{\ell =j}^ N I_\ell \leq 2^{1-j}. \]

Only integrals of nonnegative functions occur here, so the estimate holds even if a rooftop has infinite mass.

As $N\to \infty $, $p_{j,N}\downarrow p_ j$; as $j\to \infty $, the $p_ j$ increase, and their regularized limit $p$ is not identically $-\infty $. Both monotone limits hold in capacity by lemma 5.29.19. Moreover $h\leq p\leq u\leq \varphi +C$, where $p\leq u$ follows from the almost-everywhere convergence of the extracted $u_ j$. Thus $p\in \mathcal E_\varphi $.

Apply lemma 13.14.8, first as $N\to \infty $ and then as $j\to \infty $, with the bounded quasi-continuous weights in the preceding estimate. These weights converge in capacity because the exponential is Lipschitz on a common upper half-line. We obtain

\[ \int _ X|\mathrm{e}^ p-\mathrm{e}^ u|\, \mu _ p=0, \qquad \mu _ p(\{ p<u\} )=0. \]

The second equality follows off the poles, which the extended measures ignore. The zero-domination lemma lemma 15.37.9 now gives $p=u$; no finiteness of $\mu _ p$ is needed.

Finally, the upper envelopes $U_ j=(\sup _{\ell \geq j}u_\ell )^*$ decrease to $u$, by theorem 5.25.2 and the almost-everywhere convergence. Applying lemma 5.29.19 to $p_ j\uparrow u$ and $U_ j\downarrow u$, the inequalities $p_ j\leq u_ j\leq U_ j$ give convergence in capacity along this subsequence, and hence for the original sequence. $\square$

15.37.18 Convergence under a fixed measure905590071E2F

The extraction lemma provides the lower envelope required by the integral criterion. The same fixed measure then controls the measures of deep sublevel sets, so convergence in capacity passes to the Monge–Ampère measures themselves.

Theorem 15.37.19.6FBF04A6D4DE Suppose $u_ j\in \mathcal E_\varphi $, $u_ j\to u\in \mathrm{PSH}(X,\theta )$ in $L^1(X)$, and $\mu _{u_ j}\leq \nu $ for a fixed finite non-pluripolar measure $\nu $. Then

\[ u\in \mathcal E_\varphi , \qquad u_ j\longrightarrow u\text{ in capacity}, \qquad \mu _{u_ j}\rightharpoonup \mu _ u\leq \nu . \]

Proof. Start with an arbitrary subsequence. By lemma 15.37.13, a further subsequence has a common lower envelope $h\in \mathcal E_\varphi $, and $u\in \mathcal E_\varphi $. Inequality (15.37.2) and Hartogs' lemma give a common upper bound $u_ j\leq \varphi +C$.

After a common translation, assume $u_ j,u\leq 0$. Since $\mu _{u_ j}\leq \nu $, lemma 5.44.2 gives

\[ \int _ X|\mathrm{e}^{u_ j}-\mathrm{e}^ u|\, \mathrm{d}\mu _{u_ j} \leq \int _ X|\mathrm{e}^{u_ j}-\mathrm{e}^ u|\, \mathrm{d}\nu \longrightarrow 0. \]

Thus proposition 15.37.17 gives convergence in capacity along this subsequence. For the measures themselves, the common lower bound gives

\[ \mu _{u_ j}(\{ u_ j\leq -T\} ) \leq \nu (\{ h\leq -T\} )\longrightarrow 0 \quad \hbox{uniformly in }j, \]

since $\nu $ is finite and does not charge the pole set of $h\not\equiv -\infty $. The tail criterion for smooth backgrounds, theorem 13.15.23, therefore gives $\mu _{u_ j}\rightharpoonup \mu _ u$, and weak limits preserve domination by the fixed finite measure $\nu $. Every subsequence of the original sequence has a further subsequence with these conclusions and the same limit $u$, so both convergences hold for the original sequence. $\square$

15.37.20 Moving bounded carrier measures0BEAB476F799

In the approximation scheme of subsection 15.37.30, the measures of the approximating solutions are dominated by Monge–Ampère measures of uniformly bounded $\omega $-plurisubharmonic potentials $\psi _ j$, which vary with $j$. For a bounded $\omega $-plurisubharmonic potential $\psi $, write $\omega _\psi =\omega +\mathrm{dd}^{\mathrm{c}}\psi $. A single dominating measure is then unavailable, but an exponential domination $\mu _{u_ j}\leq A\mathrm{e}^{\lambda u_ j}\omega _{\psi _ j}^ n$ still provides a common lower envelope. A smaller-background potential and a strict big potential give comparison functions whose constants are uniform in $j$. If every $u_ j$ has the ordinary singularity type of $\varphi $, smaller-background comparison gives the same construction even when $v_-(\theta )=0$. Convergence of the potentials $\psi _ j$ in capacity then identifies the limiting equation.

Proposition 15.37.21.69ED083168C9 Fix $A,\lambda >0$, $C\in \mathbb R$ and $L\geq 0$. For $j\geq 1$, suppose that $u_ j\in \mathcal E_\varphi $, $u_ j\leq \varphi +C$, and

D519538AEA33 15.37.22
\begin{equation} \mu _{u_ j}\leq A \mathrm{e}^{\lambda u_ j}\omega _{\psi _ j}^ n, \qquad \psi _ j\in \mathrm{PSH}(X,\omega ),\qquad \| \psi _ j\| _\infty \leq L. \end{equation}

Assume either $v_-(\theta )>0$ or $u_ j\sim \varphi $ for every $j$. Then

\[ h=P_\theta \left(\inf _ j u_ j\right)\in \mathcal E_\varphi . \]

No convergence of $\psi _ j$ or $u_ j$ is assumed, and in the second alternative the constants in $u_ j\sim \varphi $ need not be uniform in $j$.

Proof. Translate all $u_ j$ by one constant so that $u_ j\leq \varphi \leq 0$; this changes $A$ by a fixed factor. Translate each $\psi _ j$ so that it takes values in $[-2L,0]$; this does not change its measure. Set $q=P_{\varepsilon \theta }(\varphi )$ and choose $\rho \in \mathrm{PSH}(X,\theta )$ and $a>0$ such that

\[ q\leq \varphi , \qquad \rho \leq 0,\qquad \theta +\mathrm{dd}^{\mathrm{c}}\rho \geq a\omega . \]

Here $q\not\equiv -\infty $ by the model condition, and $\rho $ exists because $\theta $ is big. Fix $0<\delta <(1-\varepsilon )a$.

For a fixed real $b\geq 1$, put $r_{j,b}=Q_ b(u_ j,\varphi )$. The stretching lemma puts it in $\mathcal E_\varphi $, and $r_{j,b}\leq u_ j\leq 0$. Contact support and positivity imply

\[ \mu _{r_{j,b}} \leq b^ n\mathbf1_{D_{j,b}}\mu _{u_ j}, \qquad D_{j,b}=\{ b^{-1}r_{j,b}+(1-b^{-1})\varphi =u_ j\} . \]

On this contact set, $\varphi \leq 0$ gives $u_ j\leq r_{j,b}/b$. Thus (15.37.22) yields

53CEBC73788B 15.37.23
\begin{equation} \mathrm{e}^{-\lambda r_{j,b}/b}\mu _{r_{j,b}} \leq b^ n A\omega _{\psi _ j}^ n, \end{equation}

where the weights are evaluated off the pluripolar pole sets.

Choose $C_ b\geq 0$ so large that

\[ \delta ^ n\exp (\lambda C_ b/b)\geq b^ n A, \]

and define

\[ s_{j,b}=q+(1-\varepsilon )\rho +\delta \psi _ j-C_ b. \]

This is a $\theta $-plurisubharmonic function, not identically $-\infty $, since

\[ \begin{split} \theta +\mathrm{dd}^{\mathrm{c}}s_{j,b} & = (\varepsilon \theta +\mathrm{dd}^{\mathrm{c}}q) +(1-\varepsilon )(\theta +\mathrm{dd}^{\mathrm{c}}\rho ) +\delta \mathrm{dd}^{\mathrm{c}}\psi _ j\\ & \geq \delta \omega _{\psi _ j}. \end{split} \]

Consequently $\mu _{s_{j,b}}\geq \delta ^ n\omega _{\psi _ j}^ n$: this inequality holds away from the poles by the local positive product inequality, and then globally because the bounded reference measure does not charge pluripolar sets. Also $s_{j,b}\leq -C_ b$ and $s_{j,b}\preceq \varphi $. Together with (15.37.23), we conclude

\[ \mathrm{e}^{-\lambda s_{j,b}/b}\mu _{s_{j,b}} \geq b^ n A\omega _{\psi _ j}^ n \geq \mathrm{e}^{-\lambda r_{j,b}/b}\mu _{r_{j,b}}. \]

If $v_-(\theta )>0$, apply corollary 15.37.11 with first potential $r_{j,b}$ and second potential $s_{j,b}$. It gives $r_{j,b}\geq s_{j,b}$.

In the second alternative, $r_{j,b}\sim \varphi $: if $u_ j\geq \varphi -K_ j$, the potential $\varphi -bK_ j$ is a competitor for $r_{j,b}$. Hence the smaller-background envelope $P_{\varepsilon \theta }(r_{j,b})$ is not identically $-\infty $, and $s_{j,b}\preceq r_{j,b}$. Therefore corollary 15.2.3 also gives $r_{j,b}\geq s_{j,b}$, without a lower-mass hypothesis.

Since $\psi _ j\geq -2L$, we now have a lower bound independent of $j$:

\[ H_ b=q+(1-\varepsilon )\rho -2\delta L-C_ b \leq r_{j,b}. \]

The potential $H_ b$ is $\theta $-plurisubharmonic and not identically $-\infty $. By the definition of $r_{j,b}$, therefore,

\[ b^{-1}H_ b+(1-b^{-1})\varphi \leq u_ j \quad \hbox{for every }j. \]

For $b=1$ this shows that the infimum envelope $h$ is not identically $-\infty $. For general $b$, the left side is a competitor for $h$, so it lies below $h$; it is thus a competitor in the defining condition of the relative class for $b$. Since $h\leq \varphi $, we obtain $h\in \mathcal E_\varphi $. Undoing the common translation finishes the proof. $\square$

Corollary 15.37.24.D3170E7413EC Under the hypotheses of proposition 15.37.21, if $u_ j\to u\in \mathrm{PSH}(X,\theta )$ in $L^1(X)$, then $u\in \mathcal E_\varphi $.

Proof. The common envelope gives $h\leq u_ j\leq \varphi +C$. Along an almost-everywhere convergent subsequence, lemma 5.24.3 gives $h\leq u\leq \varphi +C$, and upward stability gives the conclusion. $\square$

15.37.25 Convergence with a common envelope997CC67968A6

If the potentials $\psi _ j$ converge in capacity, the integration error in proposition 15.37.17 tends to zero, and the common lower envelope controls the measures of deep sublevel sets. The dominating measure may also contain a fixed finite non-pluripolar part.

Theorem 15.37.26.C73D2354DDB2 Let $u_ j\in \mathcal E_\varphi $, and suppose that, for a fixed $h\in \mathcal E_\varphi $ and a constant $C$,

\[ h\leq u_ j\leq \varphi +C,\qquad u_ j\longrightarrow u\in \mathrm{PSH}(X,\theta )\quad \hbox{in }L^1(X). \]

Fix $A\geq 0$ and a finite non-pluripolar measure $\nu $ on $X$. Let $\psi _ j\in \mathrm{PSH}(X,\omega )$ be uniformly bounded and converge in capacity to a bounded $\psi \in \mathrm{PSH}(X,\omega )$. Suppose

\[ \mu _{u_ j}\leq A\omega _{\psi _ j}^ n+\nu . \]

Then $u\in \mathcal E_\varphi $, $u_ j\to u$ in capacity, $\mu _ u$ is finite, and

\[ \mu _{u_ j}\rightharpoonup \mu _ u. \]

Proof. Translate so that $u_ j,u\leq 0$. The functions $\mathrm{e}^{u_ j},\mathrm{e}^ u$ are uniformly bounded quasi-plurisubharmonic functions with a common lower curvature bound. They converge in $L^1$ for smooth volume, since the exponential is Lipschitz on $(-\infty ,0]$. Hence lemma 5.44.7, lemma 5.44.2 give

\[ \int _ X|\mathrm{e}^{u_ j}-\mathrm{e}^ u|\, \omega _{\psi _ j}^ n\longrightarrow 0, \qquad \int _ X|\mathrm{e}^{u_ j}-\mathrm{e}^ u|\, \mathrm{d}\nu \longrightarrow 0. \]

Thus the integration error in proposition 15.37.17 tends to zero, and that proposition gives convergence in capacity and $u\in \mathcal E_\varphi $.

By lemma 5.29.16, the bounded reference measures $\omega _{\psi _ j}^ n$ have uniformly bounded mass and satisfy a common capacity estimate. Hence, for a constant $B$ independent of $j$ and $T$,

\[ \mu _{u_ j}(\{ u_ j<-T\} ) \leq B\operatorname {Cap}_\omega (\{ h<-T\} ) +\nu (\{ h<-T\} )\longrightarrow 0 \]

uniformly in $j$. The first term tends to zero because $h$ is a quasi-plurisubharmonic function not identically $-\infty $, and the second because $\nu $ is finite and does not charge the pole set of $h$. The total masses $\mu _{u_ j}(X)$ are uniformly bounded by the assumed domination. The tail criterion for smooth backgrounds, theorem 13.15.23, therefore gives finiteness of $\mu _ u$ and the asserted weak convergence. $\square$

15.37.27 General measures in the minimal envelope class0E0ED0471018

We first take the reference zero. It has minimal singularities because $\theta \geq 0$, and it satisfies (16.28.67) for every $\varepsilon \in (0,1)$; we call $\mathcal E_0$ the minimal envelope class. By lemma 15.24.4, a finite non-pluripolar measure has an integrable density with respect to the Monge–Ampère measure of a bounded potential. Truncating that density gives bounded solutions whose measures are dominated by one fixed finite measure, and dominated continuity passes to the full density. Letting the exponent tend to zero then produces the normalized equation.

Theorem 15.37.28.D23EB7EFA5E3 Let $\mu $ be a finite non-pluripolar measure with $\mu (X)>0$. For every $\lambda >0$ there is a unique $u\in \mathcal E_0$ satisfying

\[ \mathrm{MA}_\theta ^{\mathrm{ext}}(u)=\mathrm{e}^{\lambda u}\mu . \]

There also exist $v\in \mathcal E_0$, normalized by $\sup _ Xv=0$, and a unique positive scalar $c$ such that

\[ \mathrm{MA}_\theta ^{\mathrm{ext}}(v)=c\mu . \]

Proof. For the reference zero, $P_{\epsilon \theta }(0)=0$ for every $\epsilon >0$. Letting $\epsilon \downarrow 0$ in theorem 16.28.70 therefore gives

AFE1DD54089D 15.37.29
\begin{equation} \mathrm{MA}^{\mathrm{ext}}_\theta (w)(X)\geq v_-(\theta ) \qquad (w\in \mathcal E_0). \end{equation}

Positive exponent. By lemma 15.24.4, write $\mu =f\nu $ with $\nu =\mathrm{MA}_\theta (\psi )$, where $\psi \in \mathrm{PSH}(X,\theta )$ is bounded and $0\leq f\in L^1(\nu )$. For positive integers $j$, let $f_ j=\min (f,j)$. These densities are bounded, and the measures $f_ j\nu $ are nonzero. By theorem 15.10.1 there are bounded $u_ j\in \mathrm{PSH}(X,\theta )$ with

\[ \mathrm{MA}_\theta (u_ j)=\mathrm{e}^{\lambda u_ j}f_ j\nu . \]

These bounded potentials belong to $\mathcal E_0$ by proposition 16.28.62. Since $f_ j$ increases with $j$, exponential order (corollary 15.37.11) shows that $u_ j$ decreases; in particular $u_ j\leq u_1$. On the other hand, since $f_ j\leq f$,

\[ v_-(\theta )\leq \mathrm{MA}_\theta (u_ j)(X) \leq \mathrm{e}^{\lambda \sup _ Xu_ j}\mu (X), \]

so the suprema of the $u_ j$ have a common lower bound. Hence the decreasing limit $u$ is a $\theta $-plurisubharmonic function, not identically $-\infty $, and $u_ j\to u$ in $L^1(X)$. Moreover

\[ \mathrm{MA}_\theta (u_ j)\leq \mathrm{e}^{\lambda \sup _ Xu_1}\mu . \]

Applying theorem 15.37.19 with reference zero, we obtain $u\in \mathcal E_0$ and weak convergence of the Monge–Ampère measures to $\mathrm{MA}^{\mathrm{ext}}_\theta (u)$. The right-hand sides converge in total variation to $\mathrm{e}^{\lambda u}f\nu $, since the functions $\mathrm{e}^{\lambda u_ j}f_ j$ converge $\nu $-almost everywhere and are bounded by $\mathrm{e}^{\lambda \sup _ Xu_1}f\in L^1(\nu )$. This proves the equation, and corollary 15.37.11 gives uniqueness.

Zero exponent. For each positive integer $j$, let $u_ j\in \mathcal E_0$ be the solution just constructed with exponent $1/j$. To bound the normalization, we compare with the solution $s\in \mathcal E_0$ for exponent one, so that $\mathrm{MA}^{\mathrm{ext}}_\theta (s)=\mathrm{e}^ s\mu $. Set $H=\max (0,\sup _ Xs)$ and $w_ j=s+(j-1)H$. Then $w_ j/j\geq s$, and

\[ \mathrm{e}^{-w_ j/j}\mathrm{MA}^{\mathrm{ext}}_\theta (w_ j) \leq \mathrm{e}^{-s}\mathrm{MA}^{\mathrm{ext}}_\theta (s) =\mu =\mathrm{e}^{-u_ j/j}\mathrm{MA}^{\mathrm{ext}}_\theta (u_ j). \]

Exponential order, now with exponent $1/j$, gives $u_ j\leq w_ j$. Put

\[ M_ j=\sup _ Xu_ j,\qquad v_ j=u_ j-M_ j, \qquad c_ j=\mathrm{e}^{M_ j/j}. \]

Then $\sup _ Xv_ j=0$ and $0<c_ j\leq \mathrm{e}^ H$, because $M_ j\leq \sup _ Xw_ j\leq jH$. By (15.37.29),

\[ v_-(\theta )\leq c_ j\int _ X \mathrm{e}^{v_ j/j}\, \mathrm{d}\mu \leq c_ j\mu (X), \]

so $c_ j\geq v_-(\theta )/\mu (X)>0$. After extraction, theorem 5.25.2 gives $v_ j\to v$ in $L^1(X)$, where $v\not\equiv -\infty $ and $\sup _ Xv=0$, and $c_ j\to c>0$.

By lemma 5.44.5, $a_ j=\mathrm{e}^{v_ j/j}\to 1$ in $L^1(\mu )$. Consequently

\[ \mathrm{MA}^{\mathrm{ext}}_\theta (v_ j)=c_ ja_ j\mu \longrightarrow c\mu \quad \hbox{in total variation},\qquad \mathrm{MA}^{\mathrm{ext}}_\theta (v_ j)\leq \mathrm{e}^ H\mu . \]

Applying theorem 15.37.19 again, we obtain $v\in \mathcal E_0$ and identify the limit as $\mathrm{MA}^{\mathrm{ext}}_\theta (v)$; thus $\mathrm{MA}^{\mathrm{ext}}_\theta (v)=c\mu $. The scalar assertion of corollary 15.37.11, applied in both directions to two solutions, proves that $c$ is unique. $\square$

The solutions for the reference zero also bound from above the approximating solutions for the reference $\varphi $. Indeed, every $\theta $-plurisubharmonic potential is $\preceq 0$, so exponential order with reference zero compares them with arbitrary $\theta $-plurisubharmonic potentials. This comparison controls the normalization in subsection 15.37.30.

15.37.30 Equations with a model reference1E3C2CEF22BF

We now prove theorem 15.37.4. Write the given measure as $\mu =f\nu $, where $\nu $ is the Monge–Ampère measure of a bounded potential $\psi $. To keep the reference $\varphi $, we first smooth $\psi $: the prescribed ordinary-type theorem applies to the approximating data, exponential comparison provides a common lower envelope, and moving-measure continuity preserves the equation in the limit. With $\psi $ fixed, we then approximate the integrable density $f$ by bounded densities. Here the solutions for the reference zero give upper bounds, while positive lower mass prevents collapse.

of theorem 15.37.4. The proof has four steps: continuous positive densities, bounded densities, integrable densities, and finally the zero exponent.

Let $\mu $ be the given nonzero finite non-pluripolar measure. Apply lemma 15.24.4 to the Hermitian, hence semipositive and big, background $\omega $ to write

\[ \mu =f\nu ,\qquad \nu =\omega _\psi ^ n,\qquad \psi \in \mathrm{PSH}(X,\omega )\cap L^\infty (X),\qquad 0\leq f\in L^1(\nu ). \]

Step 1: positive continuous density. Fix $\lambda >0$ and suppose first that $f$ is continuous and strictly positive. By theorem 5.32.1, choose smooth strictly $\omega $-plurisubharmonic $\psi _ j\downarrow \psi $. These potentials are uniformly bounded; write $\| \psi _ j\| _\infty \leq L$ and $\nu _ j=\omega _{\psi _ j}^ n$. Bounded Bedford–Taylor continuity gives $\nu _ j\rightharpoonup \nu $. The measure $f\nu _ j$ has a continuous positive density with respect to smooth volume, so it belongs to every finite $L^ p$ space. Hence the prescribed ordinary-type theorem theorem 15.12.1 gives $u_ j\sim \varphi $ with

\[ \mu _{u_ j}=\mathrm{e}^{\lambda u_ j}f\nu _ j. \]

We first bound the $u_ j$ from above, uniformly in $j$. Choose $K$ with $\mathrm{e}^{-\lambda (\psi _ j+K)}\leq \min _ Xf$ for all $j$. Then

\[ \mathrm{e}^{-\lambda (\psi _ j+K)}\omega _{\psi _ j+K}^ n \leq f\nu _ j =\mathrm{e}^{-\lambda u_ j}\mu _{u_ j} \leq \mathrm{e}^{-\lambda u_ j}\mathrm{MA}^{\mathrm{ext}}_\omega (u_ j), \]

where the last inequality follows from $\omega \geq \theta $ and positivity of extended mixed products. Apply corollary 15.2.3 in the background $\omega $, with first potential $\psi _ j+K$ and second potential $u_ j$. Its hypotheses hold: the first potential is bounded, so it admits a smaller-background envelope, and $u_ j\preceq \psi _ j+K$. Thus $u_ j\leq \psi _ j+K\leq L+K=:C$.

By (15.37.2), $u_ j\leq \varphi +C$. Since

\[ \mu _{u_ j}\leq \| f\| _\infty \mathrm{e}^{\lambda u_ j}\omega _{\psi _ j}^ n, \]

proposition 15.37.21 gives a single $h\in \mathcal E_\varphi $ below all $u_ j$. The bounds $h\leq u_ j\leq \varphi +C$ and theorem 5.25.2 give, after extraction, an $L^1$ limit $u\not\equiv -\infty $. The moving-measure theorem theorem 15.37.26 now applies, because $\psi _ j\to \psi $ in capacity and $\mu _{u_ j}\leq \mathrm{e}^{\lambda C}\| f\| _\infty \nu _ j$. It gives $u\in \mathcal E_\varphi $, convergence in capacity and $\mu _{u_ j}\rightharpoonup \mu _ u$.

The right-hand sides converge weakly to $\mathrm{e}^{\lambda u}f\nu $. Indeed, $\mathrm{e}^{\lambda u_ j}-\mathrm{e}^{\lambda u}\to 0$ in capacity with a common bound, so its integral against $\nu _ j$ tends to zero by the uniform capacity estimate for these measures. The fixed function $\mathrm{e}^{\lambda u}$ is bounded and quasi-continuous. Approximating it by a continuous function outside an open set of arbitrarily small capacity, bounded product continuity and the same capacity estimate allow this fixed weight in $\nu _ j\rightharpoonup \nu $. Multiplication by the continuous function $f$ and by a continuous test function preserves both estimates. Hence $\mu _ u=\mathrm{e}^{\lambda u}f\nu $.

Step 2: bounded density. Suppose next that $0\leq f\in L^\infty (\nu )$ and $\int _ Xf\, \mathrm{d}\nu >0$. Choose positive continuous functions $f_ j$, uniformly bounded by a constant $F$, with $f_ j\to f$ almost everywhere for $\nu $. Such a sequence is obtained from the density of continuous functions in $L^1(\nu )$ by clipping to a common interval, adding positive constants tending to zero, and extracting a summably convergent subsequence.

There is a bounded nonnegative function $g$ with $g\nu \ne 0$ and $g\leq f_ j$ for all $j$. Indeed, choose $a>0$ with $\nu (\{ f\geq 2a\} )>0$. By Egorov's theorem, there is a measurable subset $E\subseteq \{ f\geq 2a\} $ of positive measure on which the convergence is uniform; hence $f_ j\geq a$ on $E$ for all $j\geq N$, for some $N$. The finitely many remaining functions $f_1,\ldots ,f_{N-1}$ are positive and continuous, so they have positive minima on $X$. If $b>0$ is a lower bound for these minima and for $a$, then $g=b\mathbf1_ E$ works.

By Step 1, let $u_ j\in \mathcal E_\varphi $ solve $\mu _{u_ j}=\mathrm{e}^{\lambda u_ j}f_ j\nu $. The theorem for the reference zero, theorem 15.37.28, applied to the finite nonzero measure $g\nu $, gives $s\in \mathcal E_0$ satisfying

\[ \mathrm{MA}^{\mathrm{ext}}_\theta (s)=\mathrm{e}^{\lambda s}g\nu . \]

Apply corollary 15.37.11 with reference zero, first potential $s\in \mathcal E_0$ and second potential $u_ j\preceq 0$. Since $g\nu \leq f_ j\nu $, it gives $u_ j\leq s$. With $C=\sup _ Xs$ we have

\[ \mu _{u_ j}\leq \mathrm{e}^{\lambda C}F\nu , \qquad \kappa \leq \mathrm{e}^{\lambda \sup _ Xu_ j}F\nu (X), \]

where the second inequality uses $\mu _{u_ j}(X)\geq \kappa $. These two bounds on the suprema give a subsequence converging in $L^1$ to some $u\not\equiv -\infty $. The fixed-measure continuity theorem theorem 15.37.19 puts $u$ in $\mathcal E_\varphi $ and identifies the weak limit of $\mu _{u_ j}$ as $\mu _ u$.

By lemma 5.44.2, $\mathrm{e}^{\lambda u_ j}\to \mathrm{e}^{\lambda u}$ in $L^1(\nu )$, and $f_ j\to f$ in $L^1(\nu )$ by dominated convergence. Since both factors are uniformly bounded,

\[ \mathrm{e}^{\lambda u_ j}f_ j\longrightarrow \mathrm{e}^{\lambda u}f \quad \hbox{in }L^1(\nu ). \]

Thus the right-hand sides converge in total variation, which proves the equation for $f$.

Step 3: integrable density. For general $f\in L^1(\nu )$, apply Step 2 to $f_ j=\min (f,j)$ and obtain $u_ j\in \mathcal E_\varphi $ with $\mu _{u_ j}=\mathrm{e}^{\lambda u_ j}f_ j\nu $. Since $f_ j\leq f_{j+1}$, exponential order gives $u_{j+1}\leq u_ j$. Furthermore

\[ \kappa \leq \mathrm{e}^{\lambda \sup _ Xu_ j}\mu (X), \qquad \mu _{u_ j}\leq \mathrm{e}^{\lambda \sup _ Xu_1}\mu . \]

Hence the decreasing limit $u$ is not identically $-\infty $, and the fixed-measure continuity theorem gives $u\in \mathcal E_\varphi $ and $\mu _{u_ j}\rightharpoonup \mu _ u$. Dominated convergence gives $\mathrm{e}^{\lambda u_ j}f_ j\to \mathrm{e}^{\lambda u}f$ in $L^1(\nu )$, so $\mu _ u=\mathrm{e}^{\lambda u}\mu $. Uniqueness follows from corollary 15.37.11, applied in both directions.

Step 4: zero exponent. For each positive integer $j$, Step 3 with exponent $1/j$ gives $u_ j\in \mathcal E_\varphi $ with $\mu _{u_ j}=\mathrm{e}^{u_ j/j}\mu $. By theorem 15.37.28, choose $s\in \mathcal E_0$ solving

\[ \mathrm{MA}^{\mathrm{ext}}_\theta (s)=\mathrm{e}^ s\mu . \]

Put $H=\max (0,\sup _ Xs)$ and $w_ j=s+(j-1)H$. Then $w_ j/j\geq s$, whence

\[ \mathrm{e}^{-w_ j/j}\mathrm{MA}^{\mathrm{ext}}_\theta (w_ j) \leq \mu =\mathrm{e}^{-u_ j/j}\mu _{u_ j}. \]

As in Step 2, exponential order applies with reference zero, first potential $w_ j\in \mathcal E_0$ and second potential $u_ j\preceq 0$. It gives $u_ j\leq w_ j\leq jH$. Only an upper bound for $s$ is used here; the mass of $s$ is finite by its equation.

Set $M_ j=\sup _ Xu_ j$, $v_ j=u_ j-M_ j$ and $c_ j=\mathrm{e}^{M_ j/j}$. Then

\[ \sup _ Xv_ j=0,\qquad \frac{\kappa }{\mu (X)}\leq c_ j\leq \mathrm{e}^ H,\qquad \mu _{v_ j}=c_ j\mathrm{e}^{v_ j/j}\mu \leq \mathrm{e}^ H\mu . \]

The lower bound for $c_ j$ follows from $\mu _{v_ j}(X)\geq \kappa $ and $v_ j\leq 0$. Extract so that $v_ j\to v$ in $L^1(X)$ and $c_ j\to c>0$; the limit $v$ is not identically $-\infty $ and satisfies $\sup _ Xv=0$.

By lemma 5.44.5, $a_ j=\mathrm{e}^{v_ j/j}\to 1$ in $L^1(\mu )$. Consequently $\mu _{v_ j}=c_ ja_ j\mu \to c\mu $ in total variation. The fixed-measure continuity theorem gives $v\in \mathcal E_\varphi $ and $\mu _ v=c\mu $. Finally, the scalar assertion of corollary 15.37.11, applied in both directions, shows that $c$ is unique. $\square$

15.37.31 Normalization at exponent zero643A9037F89C

In this section the background is a Hermitian form $h$ on $X$ with $v_-(h)>0$, and the reference is zero; thus $\theta =h$ and $\varphi =0$ in the notation of the chapter, and $\mathcal E_{\mathrm{env}}(X,h,0)$ is the minimal envelope class. Let $0\leq f\in L^1(\mathrm{d}V)$ be nonzero. Recall from (15.28.1) that the subsolution threshold $b_ h(f)$ is the limit of the normalizing constants of the truncations $\min (f,k)$; by theorem 15.28.4, it is the largest $a\geq 0$ for which some $u\in \mathrm{PSH}(X,h)$ satisfies $\mathrm{MA}^{\mathrm{ext}}_ h(u)\geq af\, \mathrm{d}V$. We show that $b_ h(f)$ is exactly the scalar of the normalized equation in the minimal envelope class: scalar comparison bounds every subsolution coefficient by this scalar. Dominated continuity also identifies the equation satisfied by every limit of normalized greatest exponential solutions; whether these limits coincide is a question about the potentials.

Corollary 15.37.32.74BE83BA167D Let $h$ be a Hermitian form on $X$ with $v_-(h)>0$, and let $0\leq f\in L^1(\mathrm{d}V)$ be nonzero. There is $v\in \mathcal E_{\mathrm{env}}(X,h,0)$ such that

\[ \mathrm{MA}^{\mathrm{ext}}_ h(v)=b_ h(f)f\, \mathrm{d}V. \]

The number $b_ h(f)>0$ is the unique positive scalar for which this equation has a solution in that envelope class.

For $\lambda >0$, let $u_\lambda $ be the greatest solution of $\mathrm{MA}^{\mathrm{ext}}_ h(u_\lambda )=\mathrm{e}^{\lambda u_\lambda }f\, \mathrm{d}V$ from theorem 15.35.2, and set $v_\lambda =u_\lambda -\sup _ Xu_\lambda $. Each $u_\lambda $ belongs to $\mathcal E_{\mathrm{env}}(X,h,0)$. If $\lambda _ j\downarrow 0$ and $v_{\lambda _ j}\to v$ in $L^1$, then the convergence holds in capacity, and $v$ belongs to the same envelope class and satisfies the equation above.

Proof. By theorem 15.37.28, applied with $\theta =h$, there are $c>0$ and $w\in \mathcal E_{\mathrm{env}}(X,h,0)$ with $\mathrm{MA}^{\mathrm{ext}}_ h(w)=cf\, \mathrm{d}V$. If $s\in \mathrm{PSH}(X,h)$ satisfies $\mathrm{MA}^{\mathrm{ext}}_ h(s)\geq af\, \mathrm{d}V$ with $a>0$, then

\[ \mathrm{MA}^{\mathrm{ext}}_ h(w) \leq \frac ca\, \mathrm{MA}^{\mathrm{ext}}_ h(s). \]

Every $h$-plurisubharmonic $s$ satisfies $s\preceq 0$, so the scalar assertion of corollary 15.37.11, with reference zero, gives $c/a\geq 1$. Taking the maximum over all subsolution coefficients $a$, theorem 15.28.4 yields $b_ h(f)\leq c$. The reverse inequality holds because $w$ itself is a subsolution with coefficient $c$. The same argument identifies the scalar of every solution in this envelope class with $b_ h(f)$.

For $\lambda >0$, theorem 15.37.28 also gives a solution $s_\lambda $ of the exponential equation in the envelope class. Since $s_\lambda $ is in particular a subsolution, the greatest-solution property gives $s_\lambda \leq u_\lambda $. Upward stability (proposition 16.28.62) places $u_\lambda $ and its translate $v_\lambda $ in that class.

Write $c_\lambda =\exp (\lambda \sup _ Xu_\lambda )$. By corollary 15.35.3, $c_\lambda \to b_ h(f)>0$ and

\[ \mathrm{MA}^{\mathrm{ext}}_ h(v_\lambda ) =c_\lambda \mathrm{e}^{\lambda v_\lambda }f\, \mathrm{d}V \longrightarrow b_ h(f)f\, \mathrm{d}V \quad \text{in total variation}. \]

Since $v_\lambda \leq 0$ and $c_\lambda $ stays bounded for small $\lambda $, these measures are dominated by one finite non-pluripolar measure $C f\, \mathrm{d}V$. Applying theorem 15.37.19 to the given $L^1$-convergent sequence $v_{\lambda _ j}$, we obtain class membership, convergence in capacity and the equation for its limit. $\square$

By theorem 5.25.2, every sequence $\lambda _ j\downarrow 0$ has a subsequence along which $v_{\lambda _ j}$ converges in $L^1$. The corollary identifies the equation of every such limit; the examples below show that this equation alone need not determine the normalized potential.

15.37.33 Nonuniqueness in the minimal envelope classE6EC3A0A407A

In this subsection the manifold and the background are no longer fixed. The examples of 14.29.1 are smooth solutions on projective manifolds with nonclosed Hermitian backgrounds. Comparison with a Kähler form shows that these backgrounds have both positive lower mass and bounded mass, and smooth potentials belong to the minimal envelope class. Thus even both mass bounds together allow several normalized solutions with the same scalar.

Corollary 15.37.34.13248E1C4143 In every complex dimension $n\geq 3$, there are a projective manifold $X$ of dimension $n$, a smooth nonclosed Hermitian form $\omega $ on $X$, and a nonzero finite non-pluripolar measure $\nu $ on $X$ such that

\[ 0<v_-(\omega )\leq v_+(\omega )<+\infty , \]

but the equation

\[ \mathrm{MA}^{\mathrm{ext}}_\omega (u)=c\nu , \qquad u\in \mathcal E_{\mathrm{env}}(X,\omega ,0), \qquad \sup _ Xu=0, \]

has at least two smooth solutions. The only positive constant for which it has a solution is $c=1$. Relative to a Kähler volume form on $X$, the measure $\nu $ has a real analytic density, positive off two connected smooth real hypersurfaces and vanishing quadratically along them.

Proof. Use the form and the two potentials of 14.29.1. Since the manifold is projective, lemma 19.9.12 gives bounded mass. Fix a Kähler form $\Omega $ on $X$ and choose $\varepsilon >0$ with $\varepsilon \Omega \leq \omega $. Lower-volume monotonicity, theorem 13.17.1, applied to the zero potential in both backgrounds, gives

\[ v_-(\omega )\geq v_-(\varepsilon \Omega ) =\varepsilon ^ n\int _ X\Omega ^ n>0. \]

Here the potentials of the same ordinary type as zero are exactly the bounded ones, so these lower volumes are the infima defining $v_-$.

The two smooth potentials belong to $\mathcal E_{\mathrm{env}}(X,\omega ,0)$ by proposition 16.28.62, and their extended measures are the ordinary top powers. Their common measure $\nu $ is finite and does not charge pluripolar sets. The construction gives $c=1$, and corollary 15.37.11 shows that no other positive scalar is possible. The density and its zero set were computed in 14.29.1. $\square$

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