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13.9 Maximal mass and comparisonCCB85E469493

CCB85E469493

By the monotonicity just proved, potentials with minimal singularities have the largest non-pluripolar masses in a big class, and these maximal masses are invariants of the classes. We extend them to pseudo-effective classes by perturbing with a Kähler class, and then derive the comparison and domination principles for non-pluripolar Monge–Ampère measures. Recall that $V_\theta $ denotes the extremal potential of definition 10.3.7.

Definition 13.9.1.4F64B29C315E For big classes $\alpha _ j=\{ \theta _ j\} $, $1\leq j\leq p\leq n$, the positive mixed intersection number relative to the Kähler class $\{ \omega \} $ is

\[ I_\omega (\alpha _1,\ldots ,\alpha _ p) =\int _ X\left\langle \bigwedge _{j=1}^ p (\theta _ j+\mathrm{dd}^{\mathrm{c}}V_{\theta _ j})\right\rangle \wedge \omega ^{n-p}. \]

For pseudo-effective classes $\alpha _ j$ that are not all big, we define $I_\omega (\alpha _1,\ldots ,\alpha _ p)$ as the limit of the numbers $I_\omega (\alpha _1+\varepsilon \{ \omega \} ,\ldots ,\alpha _ p+\varepsilon \{ \omega \} )$, which decrease as $\varepsilon \downarrow 0$ (proposition 13.9.2); when all $\alpha _ j$ are big, the same limit equals the number defined by the display. In top degree we put $\operatorname {vol}(\alpha )=I_\omega (\alpha ,\ldots ,\alpha )$, the volume of $\alpha $; the factor $\omega ^{n-p}$ is then absent.

Proposition 13.9.2.44F242B6965F The numbers of definition 13.9.1 do not depend on the chosen smooth representatives or minimal potentials, nor on the Kähler form within its class. The limit in definition 13.9.1 exists for all pseudo-effective classes, does not depend on the Kähler class used for the perturbation, and equals the number defined by the display when all $\alpha _ j$ are big. For closed positive currents $T_ j\in \alpha _ j$,

\[ \int _ X\langle T_1\wedge \cdots \wedge T_ p\rangle \wedge \omega ^{n-p} \leq I_\omega (\alpha _1,\ldots ,\alpha _ p). \]

The numbers are positively homogeneous in each class and increase when a pseudo-effective class is added to any argument. For nef classes they equal the cohomological intersection numbers $\int _ X\theta _1\wedge \cdots \wedge \theta _ p\wedge \omega ^{n-p}$. Big classes have positive volume.

Proof. Big classes. Any two potentials with minimal singularities in a fixed big class differ by a bounded function, and a change of smooth representative changes each potential by a smooth function. Hence corollary 13.8.8 shows that $I_\omega $ does not depend on these choices. The same corollary and minimality give the upper bound for closed positive currents in big classes. If $\omega '=\omega +\mathrm{dd}^{\mathrm{c}}f$ is another Kähler form in the class of $\omega $, with $f$ smooth, then $\omega '^{n-p}-\omega ^{n-p}=\mathrm d\bigl (\mathrm d^{\mathrm c}f\wedge \sum _{i=0}^{n-p-1}\omega '^ i\wedge \omega ^{n-p-1-i}\bigr )$ is a smooth exact form. Its integral against the closed current $\langle T_1\wedge \cdots \wedge T_ p\rangle $ vanishes, because $S(\mathrm d\psi )=\pm (\mathrm dS)(\psi )=0$ for a closed current $S$ and a smooth form $\psi $ on the compact manifold $X$. Hence the numbers for big classes do not depend on $\omega $ within its class, and neither do their limits, since the perturbing classes $\varepsilon \{ \omega \} $ are the same.

Let $\alpha $ be big and $\gamma $ pseudo-effective, represented by a closed positive current $S$. Adding $S$ to a current with minimal singularities in $\alpha $ gives a current in the big class $\alpha +\gamma $, which by the upper bound has mixed mass at most the number with $\alpha $ replaced by $\alpha +\gamma $. By multilinearity and positivity, its mixed mass is at least the number for $\alpha $. Hence, when all arguments are big, replacing an argument $\alpha $ by $\alpha +\gamma $ increases the number. Homogeneity for big classes follows by scaling a minimal potential together with its background: if $c>0$, then $cV_\theta $ has minimal singularities in $\mathrm{PSH}(X,c\theta )$, and the product is homogeneous in each factor by proposition 13.2.6.

Pseudo-effective classes. By this monotonicity for big classes, the perturbed numbers decrease as $\varepsilon \downarrow 0$; they are nonnegative, so the limit exists. Every Kähler form $\kappa $ satisfies $c^{-1}\omega \leq \kappa \leq c\omega $ for some $c\geq 1$ (lemma 6.14.1), so monotonicity places the perturbation by $\varepsilon \kappa $ between the perturbations by $c^{-1}\varepsilon \omega $ and $c\varepsilon \omega $, with the same fixed test form $\omega ^{n-p}$; this proves independence of the perturbing class. The same comparison shows that perturbing the arguments by different fixed multiples of $\varepsilon \omega $ gives the same limit, which extends homogeneity to pseudo-effective classes. Monotonicity also extends: if $\gamma $ is pseudo-effective, then for every $\varepsilon >0$ the number with an argument $\alpha +\varepsilon \{ \omega \} $ replaced by $\alpha +\gamma +\varepsilon \{ \omega \} $ is at least the original one, by the big case, and we let $\varepsilon \downarrow 0$.

If all $\alpha _ j$ are big, choose $\delta >0$ such that each $\alpha _ j$ contains a Kähler current $R_ j\geq \delta \omega $. Then $(1+\varepsilon /\delta )\alpha _ j-(\alpha _ j+\varepsilon \{ \omega \} )=(\varepsilon /\delta )\{ R_ j-\delta \omega \} $ is pseudo-effective, so monotonicity and homogeneity give

\[ I_\omega (\alpha _1,\ldots ,\alpha _ p)\leq I_\omega (\alpha _1+\varepsilon \{ \omega \} ,\ldots ,\alpha _ p+\varepsilon \{ \omega \} )\leq (1+\varepsilon /\delta )^ pI_\omega (\alpha _1,\ldots ,\alpha _ p), \]

and the limit is $I_\omega (\alpha _1,\ldots ,\alpha _ p)$. For arbitrary closed positive currents $T_ j\in \alpha _ j$, the upper bound in the big classes $\alpha _ j+\varepsilon \{ \omega \} $, applied to $T_ j+\varepsilon \omega $, and multilinearity give $\int _ X\langle \bigwedge _ jT_ j\rangle \wedge \omega ^{n-p}\leq I_\omega (\alpha _1+\varepsilon \{ \omega \} ,\ldots )$, and letting $\varepsilon \downarrow 0$ proves the upper bound.

Nef and big classes. If the $\alpha _ j$ are nef, their perturbations are Kähler classes: $\alpha _ j+\varepsilon \{ \omega \} $ contains $\theta _{j,\varepsilon /2}+\varepsilon \omega \geq \varepsilon \omega /2$, where $\theta _{j,\varepsilon /2}\geq -(\varepsilon /2)\omega $ is a smooth representative of $\alpha _ j$ given by definition 10.4.1. If $\theta _ j+\varepsilon \omega +\mathrm{dd}^{\mathrm{c}}f$ is a Kähler form with $f$ smooth, then $f\in \mathrm{PSH}(X,\theta _ j+\varepsilon \omega )$, so $V_{\theta _ j+\varepsilon \omega }\geq f-\sup _ Xf$ by lemma 10.3.8; since also $V_{\theta _ j+\varepsilon \omega }\leq 0$ by the same lemma, the minimal potentials are bounded. By proposition 13.5.1, the perturbed numbers are the integrals $\int _ X\bigwedge _ j(\theta _ j+\varepsilon \omega )\wedge \omega ^{n-p}$, and their limits are the cohomological intersection numbers. Finally, let $\alpha $ be big and $T_0\in \alpha $ a Kähler current with $T_0\geq \delta \omega $. Expanding $T_0=\delta \omega +(T_0-\delta \omega )$ by multilinearity gives $\langle T_0^ n\rangle \geq \delta ^ n\omega ^ n$, so $\operatorname {vol}(\alpha )\geq \delta ^ n\int _ X\omega ^ n>0$ by the upper bound. $\square$

Conversely, a pseudo-effective class of positive volume is big. The proof requires the construction of a Kähler current in the class and is given in subsection 17.5.27, after Monge–Ampère equations with prescribed measures have been solved.

Definition 13.9.3.2AF01ACCF985 A closed positive $(1,1)$-current $T\in \alpha $ has full Monge–Ampère mass if $\int _ X\langle T^ n\rangle =\operatorname {vol}(\alpha )$. We write $\mathcal E(X,\theta )$ for the set of $u\in \mathrm{PSH}(X,\theta )$ such that $\theta +\mathrm{dd}^{\mathrm{c}}u$ has full Monge–Ampère mass. For $\phi \in \mathrm{PSH}(X,\theta )$, the class $\mathcal E(X,\theta ,\phi )$ consists of the potentials $u\in \mathrm{PSH}(X,\theta )$ with $u\leq \phi +O(1)$ and

\[ \int _ X\langle (\theta +\mathrm{dd}^{\mathrm{c}}u)^ n\rangle =\int _ X\langle (\theta +\mathrm{dd}^{\mathrm{c}}\phi )^ n\rangle ; \]

these potentials have full mass relative to $\phi $. In a big class, $\mathcal E(X,\theta )=\mathcal E(X,\theta ,V_\theta )$, because every $u\in \mathrm{PSH}(X,\theta )$ satisfies $u\leq V_\theta +\sup _ Xu$ and $\operatorname {vol}(\{ \theta \} )$ is the mass of $V_\theta $.

The class $\mathcal E(X,\theta )$ should not be confused with the local Cegrell class $\mathcal E_0(B)$ of definition 7.11.1, nor with the pseudo-effective cone of definition 10.4.1, a cone of cohomology classes.

Corollary 13.9.4.45601E7EC1EE Let $u_ k\in \mathrm{PSH}(X,\theta )$ satisfy $u_ k\leq \phi +C_ k$ for constants $C_ k$, let $u\in \mathcal E(X,\theta ,\phi )$, and suppose that $u_ k\to u$ in extended capacity. Then

\[ \langle (\theta +\mathrm{dd}^{\mathrm{c}}u_ k)^ n\rangle \longrightarrow \langle (\theta +\mathrm{dd}^{\mathrm{c}}u)^ n\rangle \]

weakly, and the masses converge. The same holds, without the constants $C_ k$, if $u\in \mathcal E(X,\theta )$; in particular it holds for every sequence in $\mathrm{PSH}(X,\theta )$ that decreases to an element of $\mathcal E(X,\theta )$.

Proof. By theorem 13.8.7, the mass of each $u_ k$ is at most that of $\phi $, which equals the mass of $u$. Hence theorem 13.7.5, with $p=n$, gives weak convergence, and its lower inequality together with this bound gives convergence of the masses. If $u\in \mathcal E(X,\theta )$, then by proposition 13.9.2 the mass of each $u_ k$ is at most $\operatorname {vol}(\{ \theta \} )$, which is the mass of $u$, and the same argument applies. Finally, decreasing sequences converge in extended capacity by lemma 13.7.3. $\square$

Proposition 13.9.5.FEA17FAE6BAA For $u\in \mathrm{PSH}(X,\theta )$ write $\mu _ u=\langle (\theta +\mathrm{dd}^{\mathrm{c}}u)^ n\rangle $. Then for all $u,v\in \mathrm{PSH}(X,\theta )$,

\[ \int _{\{ u<v\} }\mu _ v \leq \int _{\{ u<v\} }\mu _ u+\operatorname {vol}(\{ \theta \} )-\mu _ u(X). \]

The last two terms may be omitted if $u$ has full mass or if $u\geq v-O(1)$.

Proof. Let $\varepsilon >0$. The function $w=\max \{ u,v-\varepsilon \} $ is $\theta $-plurisubharmonic. The sets $\{ u<v-\varepsilon \} $ and $\{ u>v-\varepsilon \} $ are disjoint and plurifine open. Indeed, near each point we have $u-v=(u+h)-(v+h)$ for a smooth local potential $h$ of $\theta $, and $u+h$, $v+h$ are plurisubharmonic, so by proposition 5.47.25 the function $u-v$ is plurifinely continuous off the common pole set of $u$ and $v$, which is disjoint from both sets. Moreover $w$ equals $v-\varepsilon $ on the first set and $u$ on the second. By plurifine locality (proposition 13.2.6),

\[ \mu _ w(X)\geq \mu _ v(\{ u<v-\varepsilon \} )+\mu _ u(\{ u>v-\varepsilon \} ). \]

The left side is at most $\operatorname {vol}(\{ \theta \} )$ by proposition 13.9.2. The complement of $\{ u>v-\varepsilon \} $ consists of $\{ u\leq v-\varepsilon \} $, which is contained in $\{ u<v\} $ up to the common pole set of $u$ and $v$, and that pluripolar set carries no mass. Hence

\[ \mu _ v(\{ u<v-\varepsilon \} )\leq \operatorname {vol}(\{ \theta \} )-\mu _ u(X)+\mu _ u(\{ u<v\} ). \]

As $\varepsilon \downarrow 0$, the sets $\{ u<v-\varepsilon \} $ increase to $\{ u<v\} $, which proves the inequality. If $u$ has full mass, the last two terms cancel. If $u\geq v-O(1)$, then $w-u$ is bounded, so $\mu _ w(X)=\mu _ u(X)$ by corollary 13.8.8, and the same computation with $\mu _ u(X)$ in place of the volume gives the inequality without these terms. $\square$

Corollary 13.9.6.D91589CC5A89 Let $u,v,\rho \in \mathrm{PSH}(X,\theta )$ with $u\geq v-O(1)$ and $u\geq \rho -O(1)$. If $u\geq v$ almost everywhere for $\mu _ u$, then $u\geq v$ almost everywhere for $\mu _\rho $. If, in addition, the class $\{ \theta \} $ is big and $u$ has minimal singularities, then $u\geq v$ everywhere on $X$.

Proof. After adding a constant to $\rho $ we may assume $\rho \leq u$. For $0<t<1$ put $q_ t=(1-t)v+t\rho $. Then $u\geq q_ t-O(1)$, and $\{ u<q_ t\} \subset \{ u<v\} $, because $u<(1-t)v+t\rho \leq (1-t)v+tu$ forces $u<v$. Multilinearity and proposition 13.9.5 therefore give

\[ t^ n\mu _\rho (\{ u<q_ t\} ) \leq \mu _{q_ t}(\{ u<q_ t\} ) \leq \mu _ u(\{ u<q_ t\} )\leq \mu _ u(\{ u<v\} )=0. \]

As $t\downarrow 0$, every point where $u<v$ and $\rho >-\infty $ eventually lies in $\{ u<q_ t\} $, so Fatou's lemma, applied along a sequence $t\downarrow 0$, gives $\mu _\rho (\{ u<v\} \cap \{ \rho >-\infty \} )=0$. Since $\mu _\rho $ gives no mass to the pole set of $\rho $, this proves the first assertion.

Now let the class be big and $u$ have minimal singularities. The class contains a Kähler current $\theta +\mathrm{dd}^{\mathrm{c}}\rho \geq \delta \omega $ with $\delta >0$. Then $u\geq \rho -O(1)$ by minimality, and $\mu _\rho \geq \delta ^ n\omega ^ n$, because multilinearity expands $\langle (\theta +\mathrm{dd}^{\mathrm{c}}\rho )^ n\rangle =\langle (\delta \omega +(\theta +\mathrm{dd}^{\mathrm{c}}\rho -\delta \omega ))^ n\rangle $ into positive terms, one of which is $\delta ^ n\omega ^ n$. The first assertion gives $u\geq v$ almost everywhere with respect to $\omega ^ n$, that is, almost everywhere for Lebesgue measure in charts. Near each point, $u$ and $v$ become plurisubharmonic after adding a common smooth local potential $h$ of $\theta $, and then $\max \{ u,v\} +h$ and $u+h$ are plurisubharmonic functions that agree almost everywhere; by theorem 5.9.1, theorem 3.4.12 they agree everywhere, that is, $u\geq v$ everywhere. $\square$

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