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13.25 Model comparison under background changesB2557A0A9699

B2557A0A9699

A smooth change of decomposition $(\theta ,u)\mapsto (\theta +\mathrm{dd}^{\mathrm{c}}f,u-f)$ preserves the curvature current but changes the zero obstacle used to normalize models. Taking the ordinary envelope again gives an exact correspondence that preserves the volume comparison. An increase of the background changes the volumes; a common positive lower-volume bound controls this change uniformly, and this allows analytic approximants whose curvature error tends to zero.

Proposition 13.25.1.61209D2B61BD Let $f\in C^\infty (X,\mathbb R)$ and $\theta '=\theta +\mathrm{dd}^{\mathrm{c}}f$. For every $\delta >0$, the map

\[ G_ f:\mathcal M_\delta (\theta )\longrightarrow \mathcal M_\delta (\theta '), \qquad G_ f(p)=P_{\theta '}[p-f], \]

is a bijection with inverse $q\mapsto P_\theta [q+f]$. It preserves both singularity volumes, and

\[ d_{\theta '}(G_ f(p),G_ f(q))=d_\theta (p,q). \]

It takes analytic models to analytic models and ideal models to ideal models.

Proof. The map $u\mapsto u-f$ is a bijection from $\mathrm{PSH}(X,\theta )$ to $\mathrm{PSH}(X,\theta ')$ that preserves curvature currents, singularity types and hence both singularity volumes. Also $\max (u-f,v-f)=\max (u,v)-f$, so

\[ d_{\theta '}(u-f,v-f)=d_\theta (u,v). \]

By proposition 18.5.1, $G_ f(p)+f\sim p$, that is, $G_ f(p)\sim p-f$. Thus $G_ f(p)$ has the same volumes as $p$, and it is an ordinary model by theorem 13.19.5; in particular $G_ f(p)\in \mathcal M_\delta (\theta ')$. Since the volume comparison depends only on ordinary types, the displayed identity follows. Taking the ordinary envelope of $G_ f(p)+f\sim p$ gives $P_\theta [G_ f(p)+f]=P_\theta [p]=p$. The same argument with the two backgrounds interchanged proves that the map is bijective with the stated inverse.

Subtraction of a smooth function and bounded changes preserve analytic singularities. If $p=P_\theta [p]_{\mathcal I}$, proposition 18.5.1 also gives

\[ P_{\theta '}[p-f]_{\mathcal I}\sim p-f\sim G_ f(p). \]

The ideal envelope is an ordinary model by corollary 18.4.4, and ordinary models of the same ordinary type coincide; hence $P_{\theta '}[G_ f(p)]_{\mathcal I}=P_{\theta '}[p-f]_{\mathcal I}=G_ f(p)$. The inverse map gives the converse. $\square$

For the rest of this section and the next, fix a Hermitian form $h$ on $X$, a Hermitian form $\Omega \geq \theta +2h$, a rational number $\kappa >0$ and an analytic $\rho \in \mathrm{PSH}(X,\theta )$ with $\rho \leq 0$ and $\theta +\mathrm{dd}^{\mathrm{c}}\rho \geq \kappa h$; such $\kappa $ and $\rho $ exist by bigness and theorem 5.36.1. Put $K=v_+(\Omega )$. For $\delta >0$, set

\[ b_\delta =1+\frac{\delta }{2^{n+1}nK},\qquad \kappa _\delta =(1-b_\delta ^{-1})\kappa . \]

These constants stay fixed while the potentials and backgrounds vary.

Proposition 13.25.2.F274299A5A71 Let $\beta $ be a smooth real $(1,1)$-form with $\theta \leq \beta \leq \theta +h$, and let $u\in \mathrm{PSH}(X,\beta )$ satisfy $\underline{\operatorname {vol}}_\beta (u)\geq \delta >0$. For every $\varepsilon \in [0,1]$ and every smooth real $(1,1)$-form $\gamma $ with $\beta \leq \gamma \leq \beta +\varepsilon h$, both singularity volumes satisfy

\[ \operatorname {vol}_\beta (u) \leq \operatorname {vol}_\gamma (u) \leq (1+\varepsilon /\kappa _\delta )^ n\operatorname {vol}_\beta (u). \]

Proof. Normalize $u\leq 0$, so that $u\leq V_\beta $, and note that $\rho \leq V_\beta $. Since $\Omega \geq \beta $ and $\underline{\operatorname {vol}}_\beta (u)\geq \delta $, lemma 13.20.1, applied in the big background $\beta $, shows that $H=Q_{b_\delta }(u,V_\beta )$ is defined. The potential

\[ w=b_\delta ^{-1}H+(1-b_\delta ^{-1})\rho \]

satisfies $w\leq u$ and $\beta +\mathrm{dd}^{\mathrm{c}}w\geq (1-b_\delta ^{-1})(\theta +\mathrm{dd}^{\mathrm{c}}\rho )\geq \kappa _\delta h$. The addition argument in the proof of proposition 13.20.6, with $h$, $\kappa _\delta $ and $t=\varepsilon /\kappa _\delta $ in place of $\omega $, $\delta $ and $t$, therefore gives the upper bound, with constants independent of $\beta $ and $u$. The lower bound is volume monotonicity. $\square$

Corollary 13.25.3.1ED63BC3072B Let $u,v\in \mathrm{PSH}(X,\theta )$ have lower volume at least $\delta >0$, and let $\eta $ be a smooth real $(1,1)$-form with $\theta \leq \eta \leq \theta +\varepsilon h$, where $0\leq \varepsilon \leq 1$. Then

9EE86F88EB92 13.25.4
\begin{equation} \left|d_\eta (P_\eta [u],P_\eta [v])-d_\theta (u,v)\right| \leq 2K\left((1+\varepsilon /\kappa _\delta )^ n-1\right). \end{equation}

Proof. The preceding proposition, with $\beta =\theta $ and $\gamma =\eta $, applies to $u$, $v$ and $m=\max (u,v)$, and their upper volumes in background $\theta $ are at most $v_+(\Omega )=K$. Thus, for $x=u,v,m$, the errors

\[ e_ x=\overline{\operatorname {vol}}_\eta (x) -\overline{\operatorname {vol}}_\theta (x) \]

lie between zero and $K((1+\varepsilon /\kappa _\delta )^ n-1)$. The difference $d_\eta (u,v)-d_\theta (u,v)$ equals $2e_ m-e_ u-e_ v$, whose absolute value is at most twice this bound. Finally, the projection invariance in proposition 13.22.4, applied in background $\eta $, gives $d_\eta (u,v)=d_\eta (P_\eta [u],P_\eta [v])$, which is the comparison appearing in (13.25.4). $\square$

In particular, for $p_ j,p\in \mathcal M_\delta (\theta )$ and $\theta \leq \eta _ j\leq \theta +\varepsilon _ jh$ with $\varepsilon _ j\to 0$,

\[ d_\theta (p_ j,p)\longrightarrow 0 \quad \Longleftrightarrow \quad d_{\eta _ j}(P_{\eta _ j}[p_ j],P_{\eta _ j}[p])\longrightarrow 0. \]

Here the backgrounds $\eta _ j$ need not be monotone in $j$. The next result allows the analytic approximants themselves to belong only to the larger backgrounds $\eta _ j$.

Theorem 13.25.5.CBA354870D02 Let $p$ be an ordinary model of positive lower volume, and let $\eta _ j$ be smooth real $(1,1)$-forms with $\theta \leq \eta _ j\leq \theta +\varepsilon _ jh$, where $\varepsilon _ j\geq 0$ tends to zero. Then $p=P_\theta [p]_{\mathcal I}$ if and only if there are analytic $a_ j\in \mathrm{PSH}(X,\eta _ j)$ with

\[ d_{\eta _ j}(a_ j,p)\longrightarrow 0. \]

The $a_ j$ may be required to be ordinary models in their respective backgrounds. Given any such analytic approximants, convex combinations with the fixed potential $\rho $, with rational coefficients, produce analytic $b_ j\in \mathrm{PSH}(X,\theta )$ whose ordinary envelopes satisfy

\[ d_\theta (P_\theta [b_ j],p)\longrightarrow 0, \qquad P_\theta [b_ j]\longrightarrow p \quad \text{in }L^1\text{ and capacity}. \]

Proof. Suppose first that $p=P_\theta [p]_{\mathcal I}$. By theorem 13.24.3, there are analytic ordinary models $r_ j$ in background $\theta $ with $d_\theta (r_ j,p)\to 0$ and a common positive lower-volume bound. Corollary 13.25.3 and projection invariance in background $\eta _ j$ give $d_{\eta _ j}(r_ j,p)\to 0$, so $a_ j=r_ j$ works. One can also use the ordinary models $a_ j=P_{\eta _ j}[r_ j]$, since $P_{\eta _ j}[r_ j]\sim r_ j$ by proposition 18.4.8.

Conversely, suppose that such $a_ j$ exist. Normalize them below zero, and put $m_ j=\max (a_ j,p)$ and $\delta =\underline{\operatorname {vol}}_\theta (p)>0$. Inequality (13.22.2) and proposition 13.25.2 give

\[ \overline{\operatorname {vol}}_{\eta _ j}(a_ j),\quad \overline{\operatorname {vol}}_{\eta _ j}(m_ j) \longrightarrow \overline{\operatorname {vol}}_\theta (p). \]

Indeed, the upper volume of $p$ in background $\eta _ j$ tends to its upper volume in background $\theta $, and the differences of $\overline{\operatorname {vol}}_{\eta _ j}(a_ j)$ and $\overline{\operatorname {vol}}_{\eta _ j}(m_ j)$ from $\overline{\operatorname {vol}}_{\eta _ j}(p)$ are bounded in absolute value by $d_{\eta _ j}(a_ j,p)$.

Enlarge the errors $\varepsilon _ j$ to positive rational numbers tending to zero, and put

\[ c_ j=\frac{\kappa }{\kappa +\varepsilon _ j},\qquad b_ j=c_ ja_ j+(1-c_ j)\rho ,\qquad r_ j=P_\theta [b_ j]. \]

As in the proof of theorem 13.24.3, $\theta +\mathrm{dd}^{\mathrm{c}}b_ j\geq 0$ and $b_ j$ has analytic singularities. Choose $A>0$ with $\theta \leq Ah$, and set

\[ \widehat\theta _ j=\theta +(1+A/\kappa )\varepsilon _ jh, \qquad \widehat m_ j=P_{\widehat\theta _ j}[m_ j]. \]

Then $\widehat\theta _ j\geq \eta _ j$ and $c_ j\widehat\theta _ j\geq \theta $. Since $r_ j\sim b_ j$ and $\rho \leq 0$, the potential $r_ j/c_ j$ is a nonpositive $\widehat\theta _ j$-plurisubharmonic function more singular than $a_ j$, hence more singular than $m_ j$. Therefore $r_ j\leq c_ j\widehat m_ j$. Also $p\leq \widehat m_ j\leq c_ j\widehat m_ j$.

The lower volume of $m_ j$ in background $\eta _ j$ is at least $\delta $. For large $j$, proposition 13.25.2 applies with $\beta =\eta _ j$, $\gamma =\widehat\theta _ j$ and $\varepsilon =(1+A/\kappa )\varepsilon _ j$. Consequently

\[ \overline{\operatorname {vol}}_{\widehat\theta _ j}(m_ j) \longrightarrow \overline{\operatorname {vol}}_\theta (p). \]

By theorem 13.19.5, $\widehat m_ j$ has the same upper volume in background $\widehat\theta _ j$ as $m_ j$. On the other hand,

\[ c_ j\eta _ j+(1-c_ j)(\theta -\kappa h)\leq \theta . \]

Addition, applied to $c_ ja_ j\in \mathrm{PSH}(X,c_ j\eta _ j)$ and $(1-c_ j)\rho \in \mathrm{PSH}(X,(1-c_ j)(\theta -\kappa h))$, and background monotonicity therefore bound the upper volume of $b_ j$ below by $c_ j^ n\overline{\operatorname {vol}}_{\eta _ j}(a_ j)$. Since $r_ j\sim b_ j$, the two comparisons yield

\[ \begin{split} c_ j^ n\overline{\operatorname {vol}}_{\eta _ j}(a_ j) & \leq \overline{\operatorname {vol}}_\theta (r_ j) \leq \overline{\operatorname {vol}}_\theta (\max (r_ j,p))\\ & \leq c_ j^ n\overline{\operatorname {vol}}_{\widehat\theta _ j}(m_ j). \end{split} \]

Here the last inequality uses $\theta \leq c_ j\widehat\theta _ j$ and $\max (r_ j,p)\leq c_ j\widehat m_ j$. Both outer terms tend to $\overline{\operatorname {vol}}_\theta (p)$, which proves $d_\theta (r_ j,p)\to 0$. By proposition 18.4.8, $r_ j=P_\theta [b_ j]_{\mathcal I}$ is an ideal model, so theorem 13.24.5 gives $p=P_\theta [p]_{\mathcal I}$.

For large $j$, the upper-volume deficit from $r_ j$ to $\max (r_ j,p)$ is small, and lemma 13.18.1 with $b=2$ gives a convex lower bound for $r_ j$ whose first term is $\frac12\max (r_ j,p)$. Volume addition gives $\underline{\operatorname {vol}}_\theta (r_ j)\geq 2^{-n}\delta $. Thus proposition 13.22.4, theorem 13.23.3 give the asserted $L^1$ and capacity convergence of the models $r_ j$. $\square$

Since the volume comparison depends only on singularity types, the theorem asserts convergence of the ordinary models $P_\theta [b_ j]$, not of the analytic potentials $b_ j$ themselves. When the background errors may have either sign, $p$ need not be admissible in the perturbed backgrounds; the next section constructs reference models there.

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