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18.1.1 The notion of $\mathcal{I}$-good singularities466586A864A3

Let $X$ be a connected compact Kähler manifold of dimension $n$.

Theorem 18.1.2.F9085BB700B0 Let $\theta $ be a closed real smooth $(1,1)$-form on $X$ representing a big cohomology class, and $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$. Then the following are equivalent:

  1. 9DB4D39DE89B

    There exists a sequence $(\varphi _ j)_{j>0}$ in $\mathrm{PSH}(X,\theta )$ with analytic singularities such that $\varphi _ j\xrightarrow {d_ S}\varphi $;

  2. 08242C3CBB6E

    we have

    6F6AB284E081 18.1.3
    \begin{equation} \int _ X \theta _{\varphi }^ n=\operatorname{vol}\theta _{\varphi }; \end{equation}
  3. 0129149C02C9

    we have

    4730AA1B3287 18.1.4
    \begin{equation} P_{\theta }[\varphi ]=P_{\theta }[\varphi ]_{\mathcal{I}}. \end{equation}

In 1, we can in addition require that each $\theta _{\varphi _ j}$ is a Kähler current.

Moreover, if $\theta _{\varphi }$ is a Kähler current, one may take the sequence in 1 to be any quasi-equisingular approximation of $\varphi $ in $\mathrm{PSH}(X,\theta )$.

Since $(\mathrm{PSH}(X,\theta ),d_ S)$ is a pseudometric space, in 1 we can also replace the word sequence by net.

Recall that according to corollary 16.6.21 and proposition 16.6.18, one direction of (18.1.3) and (18.1.4) always holds:

\[ \int _ X \theta _{\varphi }^ n\leq \operatorname{vol}\theta _{\varphi },\quad P_{\theta }[\varphi ]\leq P_{\theta }[\varphi ]_{\mathcal{I}}. \]

Proof. 1 $\implies $ 2. By theorem 16.9.30, we have

\[ \lim _{j\to \infty } \int _ X \theta _{\varphi _ j}^ n=\int _ X \theta _{\varphi }^ n>0. \]

We may therefore assume that $\int _ X \theta _{\varphi _ j}^ n>0$ for all $j \geq 1$. It follows from proposition 16.6.22 that

\[ \int _ X \theta _{\varphi _ j}^ n=\operatorname{vol}\theta _{\varphi _ j} \]

for any $j\geq 1$. Using theorem 16.9.57, we conclude (18.1.3).

2 $\iff $ 3. By definition,

\[ \operatorname{vol}\theta _{\varphi }= \int _ X\theta _{P_{\theta }[\varphi ]_{\mathcal I}}^ n. \]

Moreover, $\varphi -\sup _ X\varphi \leq P_{\theta }[\varphi ]_{\mathcal I}$. Thus, if 2 holds, theorem 16.3.15 gives $P_{\theta }[\varphi ]_{\mathcal I}\leq P_{\theta }[\varphi ]$; the reverse inequality follows from proposition 16.6.18. Conversely, if 3 holds, then 2 follows from proposition 16.3.10.

3 $\implies $ 1. Note that the condition in 1 characterizes the closure of analytic singularities in $\mathrm{PSH}(X,\theta )$.

Step 1. We first assume that $\theta _{\varphi }$ is a Kähler current. We will prove the following more general result in this case: Without assuming 3, $P_{\theta }[\varphi ]_{\mathcal{I}}$ always lies in the closure of analytic singularities.

Let $(\varphi _ j)_ j$ be a quasi-equisingular approximation of $\varphi $ in $\mathrm{PSH}(X,\theta )$. We will show that $\varphi _ j\xrightarrow {d_ S}P_{\theta }[\varphi ]_{\mathcal{I}}$. Let

\[ \psi =\inf _{j\in \mathbb {Z}_{>0}} P_{\theta }[\varphi _ j]. \]

Since $\varphi \leq \varphi _ j$ for all $j>0$, we have

\[ \varphi -\sup _ X\varphi \leq P_{\theta }[\varphi _ j] \]

for all $j$, and hence

\[ \varphi -\sup _ X\varphi \leq \psi . \]

In particular, $\int _ X\theta _\psi ^ n>0$.

Now proposition 16.9.6, proposition 16.4.4 and corollary 16.9.14 give

\[ \varphi _ j\xrightarrow {d_ S}\psi . \]

Moreover, observe that $\psi $ is $\mathcal{I}$-model by proposition 16.6.29 and proposition 16.6.22. Hence, if $\varphi \sim _{\mathcal I}\psi $, then

\[ P_\theta [\varphi ]_{\mathcal I}=P_\theta [\psi ]_{\mathcal I}=\psi . \]

So it suffices to show that $\varphi \sim _{\mathcal I}\psi $. It only remains to argue that $\psi \preceq _{\mathcal{I}} \varphi $. For this purpose, take $\lambda >0$. We need to show that

\[ \mathcal{I}(\lambda \psi )\subseteq \mathcal{I}(\lambda \varphi ). \]

By the strong openness theorem 5.16.21, we may take $\lambda '>\lambda $ such that $\mathcal{I}(\lambda \psi )=\mathcal{I}(\lambda ' \psi )$. It follows from the definition of the quasi-equisingular approximation that

\[ \mathcal{I}(\lambda '\psi )\subseteq \mathcal{I}(\lambda '\varphi _ j)\subseteq \mathcal{I}(\lambda \varphi ) \]

for large enough $j$, where the first inclusion uses $\psi \leq P_\theta [\varphi _ j]$ and $P_\theta [\varphi _ j]\sim _{\mathcal{I}}\varphi _ j$. Our assertion follows.

It follows from the proof that we may take $\varphi _ j$ so that $\theta _{\varphi _ j}$ is a Kähler current for all $j\geq 1$.

Step 2. We handle the general case.

Assume 3 holds. By 13.13.47, we can find $\psi \in \mathrm{PSH}(X,\theta )$ so that $\theta _{\psi }$ is a Kähler current and $\psi \leq \varphi $. We let

\[ \psi _ j=(1-j^{-1})\varphi +j^{-1}\psi \]

for each $j\in \mathbb {Z}_{>1}$. Then $(\psi _ j)_ j$ is an increasing sequence converging almost everywhere to $\varphi $. Then

\[ P_{\theta }[\psi _ j]_{\mathcal{I}}\xrightarrow {d_ S}P_{\theta }[\varphi ]_{\mathcal{I}}=P_{\theta }[\varphi ] \]

by proposition 16.6.30, corollary 16.9.12. From Step 1, we know that each $P_{\theta }[\psi _ j]_{\mathcal{I}}$ lies in the closure of analytic singularities, hence so is $P_{\theta }[\varphi ]\sim _ P \varphi $. Therefore, 1 follows. $\square$

Definition 18.1.5.AE67290569F6 We say a potential $\varphi \in \mathrm{QPSH}(X)$ is $\mathcal{I}$-good if for some smooth closed real $(1,1)$-form $\theta $ on $X$ such that $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$, we have

A9EABC721827 18.1.6
\begin{equation} P_{\theta }[\varphi ]=P_{\theta }[\varphi ]_{\mathcal{I}}. \end{equation}

Remark 18.1.7.11FBD440944D In view of theorem 18.1.2 and corollary 16.6.21, the failure of $\mathcal{I}$-goodness of a given $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$ can be characterized using the difference between the volume and the mass. We therefore introduce

\[ \mathrm{Defect}(\theta _{\varphi })\coloneqq \operatorname{vol}\theta _{\varphi }-\int _ X \theta _{\varphi }^ n. \]
An immediate question is to verify that definition 18.1.5 is independent of the choice of $\theta $.

Lemma 18.1.8.22BB587E13F8 Let $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$ for some smooth closed real $(1,1)$-form $\theta $ on $X$. Take a Kähler form $\omega $ on $X$. Then the following are equivalent:

  1. 9755050D9C5E

    $P_{\theta }[\varphi ]=P_{\theta }[\varphi ]_{\mathcal{I}}$;

  2. D166FB4A811A

    $P_{\theta +\omega }[\varphi ]=P_{\theta +\omega }[\varphi ]_{\mathcal{I}}$.

Proof. 1 $\implies $ 2. By theorem 18.1.2, we can find a sequence $(\varphi _ j)_ j$ in $\mathrm{PSH}(X,\theta )$ with analytic singularities such that $\varphi _ j\xrightarrow {d_{S,\theta }}\varphi $. By corollary 16.9.36, we have $\varphi _ j\xrightarrow {d_{S,\theta +\omega }}\varphi $. Therefore, by theorem 18.1.2 again, 2 holds.

2 $\implies $ 1. Suppose that 1 fails, so that

\[ \int _ X (\theta +\mathrm{dd}^{\mathrm{c}}\varphi )^ n< \int _ X (\theta +\mathrm{dd}^{\mathrm{c}}P_{\theta }[\varphi ]_{\mathcal{I}})^ n. \]

Since $\varphi \preceq P_{\theta }[\varphi ]_{\mathcal I}$, the monotonicity theorem theorem 13.13.11 gives

\[ \int _ X \theta _{\varphi }^ i\wedge \omega ^{n-i}\leq \int _ X \theta _{P_{\theta }[\varphi ]_{\mathcal I}}^ i\wedge \omega ^{n-i} \]

for all $i=0,\ldots ,n$, and the inequality is strict for $i=n$. It follows that

\[ \begin{aligned} \int _ X (\theta +\omega +\mathrm{dd}^{\mathrm{c}}\varphi )^ n =& \sum _{i=0}^ n\binom {n}{i}\int _ X \theta _{\varphi }^ i\wedge \omega ^{n-i}\\ <& \sum _{i=0}^ n\binom {n}{i}\int _ X \theta _{P_{\theta }[\varphi ]_{\mathcal{I}}}^ i\wedge \omega ^{n-i}\\ =& \int _ X (\theta +\omega +\mathrm{dd}^{\mathrm{c}}P_{\theta }[\varphi ]_{\mathcal{I}})^ n \\ \leq & \int _ X (\theta +\omega +\mathrm{dd}^{\mathrm{c}}P_{\theta +\omega }[\varphi ]_{\mathcal{I}})^ n. \end{aligned} \]

So 2 fails as well. $\square$

Corollary 18.1.9.4662D2032EC0 Let $\theta $ be a closed real smooth $(1,1)$-form on $X$ representing a big cohomology class. Let $(\varphi _ j)_{j\in I}$ be a net of $\mathcal{I}$-good potentials in $\mathrm{PSH}(X,\theta )$ such that $\varphi _ j\xrightarrow {d_ S}\varphi $. Then $\varphi $ is $\mathcal{I}$-good.

Note that we do not need to assume that $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$.

Proof. By adding a Kähler form to $\theta $, and using 18.1.8, corollary 16.9.36, we may assume that $\varphi _ j,\varphi \in \mathrm{PSH}(X,\theta )_{>0}$ for all $j\in I$. It follows from theorem 18.1.2 that

\[ \int _ X \theta _{\varphi _ j}^ n=\operatorname{vol}\theta _{\varphi _ j} \]

for all $j\in I$. Taking limit with respect to $j$ with the help of theorem 16.9.57, we conclude that

\[ \int _ X \theta _{\varphi }^ n=\operatorname{vol}\theta _{\varphi }. \]

Therefore, by theorem 18.1.2 again, we find that $\varphi $ is $\mathcal{I}$-good. $\square$

Example 18.1.10.12795171A873 Assume that $\varphi \in \mathrm{QPSH}(X)$ has analytic singularities. Then $\varphi $ is $\mathcal{I}$-good. This is proved in proposition 16.6.22.

In particular, the potential in example 5.20.12 is $\mathcal{I}$-good.

Example 18.1.11.E3DE8BCA0BA1 Let $\theta $ be a closed real smooth $(1,1)$-form on $X$ representing a big cohomology class, and let $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$1 be an $\mathcal{I}$-model potential. Then $\varphi $ is $\mathcal{I}$-good.

In particular, $V_{\theta }$ is $\mathcal{I}$-good.

Example 18.1.12.4C522F2A65F0 Let $\theta $ be a closed real smooth $(1,1)$-form on $X$ representing a big cohomology class, and let $\varphi \in \mathcal{E}(X,\theta )$. Then $\varphi $ is $\mathcal{I}$-good. In fact, since $P_{\theta }[\varphi ]=V_{\theta }$, we deduce that $P_{\theta }[\varphi ]_{\mathcal{I}}=V_{\theta }$ as well.

In particular, the potential in example 16.3.22 is $\mathcal{I}$-good.

A further class of examples of $\mathcal{I}$-good singularities will be given in example 18.1.56 below.

There do exist, however, non-$\mathcal{I}$-good potentials.

Example 18.1.13.6212EEC14B63 The potential in example 16.8.19 is not $\mathcal{I}$-good. In fact, since all Lelong numbers of $\varphi $ vanish, we know that $\varphi \sim _{\mathcal{I}}0$, hence

\[ P_{2\omega }[\varphi ]_{\mathcal{I}}=0. \]

On the other hand,

\[ \int _ X (2\omega +\mathrm{dd}^{\mathrm{c}}\varphi )^1=\int _ X \omega <\int _ X (2\omega ), \]

where $(2\omega +\mathrm{dd}^{\mathrm{c}}\varphi )^1$ is understood in the non-pluripolar sense.

Quasi-equisingular approximations and $d_ S$-convergent sequences are related in the following manner:

Corollary 18.1.14.F1CD22EF1353 Let $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$ and $(\epsilon _ j)_ j$ be a decreasing sequence in $\mathbb {R}_{\geq 0}$ with limit $0$. Fix a Kähler form $\omega $ on $X$. Consider a decreasing sequence $(\varphi _ j)_{j>0}$, where each $\varphi _ j\in \mathrm{PSH}(X,\theta +\epsilon _ j\omega )$ is a potential with analytic singularities. Assume that $\varphi =\inf _ j \varphi _ j$. Then the following are equivalent:

  1. 610A978F4B80

    $\varphi _ j\xrightarrow {d_ S}P_{\theta }[\varphi ]_{\mathcal{I}}$2, and

  2. DCDEC3669C76

    $(\varphi _ j)_ j$ is a quasi-equisingular approximation of $\varphi $.

Proof. By corollary 16.9.36 and example 18.1.11, we may replace $\theta $ by $\theta +C\omega $ for some large constant $C>0$ and assume that $\varphi ,\varphi _ j\in \mathrm{PSH}(X,\theta -\omega )$ for all $j\geq 1$.

Here the limit in 1 is unchanged by this replacement. Indeed, $P_{\theta }[\varphi ]_{\mathcal I}$ is $\mathcal I$-model, hence $\mathcal I$-good by example 18.1.11. This implies

\[ P_{\theta +C\omega }\bigl [P_{\theta }[\varphi ]_{\mathcal I}\bigr ]=P_{\theta +C\omega }\bigl [P_{\theta }[\varphi ]_{\mathcal I}\bigr ]_{\mathcal I}=P_{\theta +C\omega }[\varphi ]_{\mathcal I}. \]

Thus the old and new targets are $P$-equivalent in the enlarged class, and proposition 16.9.6, corollary 16.9.36 shows that condition 1 is unchanged.

2 $\implies $ 1. This is already proved in the proof of theorem 18.1.2.

1 $\implies $ 2. This follows from theorem 16.9.59. $\square$

Corollary 18.1.15.36E768E33AFB Let $\pi \colon Y\rightarrow X$ be a proper bimeromorphic morphism from a compact Kähler manifold $Y$. Let $\varphi \in \mathrm{PSH}(X,\theta )$ and let $(\varphi _ j)_ j$ be a quasi-equisingular approximation of $\varphi $. Then $(\pi ^*\varphi _ j)_ j$ is a quasi-equisingular approximation of the $\pi ^*\theta $-psh function $\pi ^*\varphi $.

This result is by no means obvious from the definition of quasi-equisingular approximations.

Proof. Let $(\epsilon _ j)_ j$ and $\omega $ be as in definition 6.17.5, so that $\epsilon _ j\searrow 0$ and $\varphi _ j\in \mathrm{PSH}(X,\theta +\epsilon _ j\omega )$ for all $j$. Choose a Kähler form $\tilde\omega $ on $Y$ and a constant $C>0$ such that $\pi ^*\omega \leq C\tilde\omega $. Then

\[ \pi ^*\varphi _ j\in \mathrm{PSH}(Y,\pi ^*\theta +C\epsilon _ j\tilde\omega ). \]

Moreover, the sequence $(\pi ^*\varphi _ j)_ j$ is decreasing, has analytic singularities, and decreases to $\pi ^*\varphi $.

It remains to verify the quasi-equisingular condition definition 6.17.5 4. Fix a constant $A>0$. Then $(\varphi _ j)_ j$ is also a quasi-equisingular approximation of $\varphi $ with respect to $\theta +A\omega $. Since $\theta _{\varphi }+A\omega $ is a Kähler current, corollary 18.1.14 gives

\[ \varphi _ j\xrightarrow {d_ S}P_{\theta +A\omega }[\varphi ]_{\mathcal I}. \]

Viewing the convergence in a fixed enlarged background class, pulling back and using corollary 16.9.11, proposition 16.6.10, we get

\[ \pi ^*\varphi _ j\xrightarrow {d_ S}\pi ^*P_{\theta +A\omega }[\varphi ]_{\mathcal I} =P_{\pi ^*(\theta +A\omega )}[\pi ^*\varphi ]_{\mathcal I}. \]

The domination $\pi ^*\omega \leq C\tilde\omega $ also gives

\[ \pi ^*\varphi _ j\in \mathrm{PSH}\bigl (Y,\pi ^*(\theta +A\omega )+C\epsilon _ j\tilde\omega \bigr ), \]

so the preceding convergence is in the setting of corollary 18.1.14 on $Y$. The potential $\pi ^*\varphi $ has positive mass with respect to $\pi ^*(\theta +A\omega )$ by the bimeromorphic invariance of non-pluripolar products proposition 13.13.4. Applying corollary 18.1.14 again on $Y$ shows that $(\pi ^*\varphi _ j)_ j$ satisfies the quasi-equisingular condition definition 6.17.5 4 for $\pi ^*\varphi $. Combining this with the first paragraph proves the assertion with respect to $\pi ^*\theta $. $\square$

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