We now consider fully nonlinear equations defined by a concave symmetric function of the eigenvalues of $\omega ^{-1}(\chi +\mathrm{dd}^{\mathrm{c}}u)$. For such equations, a fixed admissible reference with a strict asymptotic gap replaces the determinant bounds used above: it bounds the positive matrix perturbations of the reference along which the operator stays below a given level. An auxiliary Monge–Ampère equation, whose density is concentrated where the difference of two solutions is nearly maximal, then shows that this set cannot be small. The resulting stability estimate remains uniform when the positive right-hand sides tend to zero.
Throughout this section and the next, $n\geq 2$, and $\chi $ is a fixed smooth real $(1,1)$-form on $X$. In these two sections the letter $f$ denotes the function of eigenvalues introduced below, not the density fixed at the beginning of the chapter. For a smooth real function $w$ and an endomorphism $A$ of $T^{1,0}X$ that is Hermitian with respect to $\omega $, put
\[ A_ w=\omega ^{-1}(\chi +\mathrm{dd}^{\mathrm{c}}w),\qquad F(A)=f(\lambda (A)), \]
where $\lambda (A)\in \mathbb R^ n$ is the vector of eigenvalues of $A$. Let $\Gamma $ be an open convex symmetric cone with $\Gamma _ n\subseteq \Gamma \subseteq \Gamma _1$, where $\Gamma _ n$ is the positive orthant and $\Gamma _1=\{ \sum _ i\lambda _ i>0\} $. Assume that $f\in C^\infty (\Gamma )\cap C^0(\overline\Gamma )$ is symmetric, concave, positive on $\Gamma $, zero on $\partial \Gamma $, and satisfies
\[ f_ i>0,\qquad \lim _{t\to \infty }f(t\lambda )=+\infty \quad (\lambda \in \Gamma ), \]
where $f_ i=\partial f/\partial \lambda _ i$. We call $w$ admissible if $\lambda (A_ w)\in \Gamma $ everywhere. Write $e_1,\ldots ,e_ n$ for the standard basis of $\mathbb R^ n$ and $\mathbf1=(1,\ldots ,1)$. For $\mu \in \Gamma $, define
\[ f_{\infty ,i}(\mu )=\lim _{t\to \infty }f(\mu +te_ i),\qquad f_\infty (\mu )=\min _ i f_{\infty ,i}(\mu ), \]
allowing the value $+\infty $. Fix a smooth admissible function $\underline u$ and positive constants $H_0,\delta _0$. We consider smooth admissible solutions $u$ of
\[ F(A_ u)=h,\qquad 0<h\leq H_0,\qquad f_\infty (\lambda (A_{\underline u}(x)))\geq h(x)+\delta _0, \]
where the right-hand side $h$ is a positive function on $X$; the last condition is the strict asymptotic gap at the reference $\underline u$. The right-hand sides satisfying these two conditions form the family of right-hand sides, and the solutions are normalized by $\inf _ Xu=0$. We call $X,\omega ,\chi ,f,\Gamma ,\underline u,H_0,\delta _0$ the fixed data; all constants in this section depend only on them. Norms are taken with respect to $\omega ^ n$, and $\langle a\rangle _\omega =(\int _ X\omega ^ n)^{-1}\int _ Xa\omega ^ n$ denotes the average of a function $a$.
Lemma 14.19.43.C3049F567279 There are a positive continuous function $H$ on $X$ and constants $r,R,\delta >0$ with the following properties. Every right-hand side in the family satisfies $h\leq H$; on $X$,
\[ \mu -2r\mathbf1\in \Gamma ,\qquad f_\infty (\mu -2r\mathbf1)\geq H+3\delta , \qquad \mu =\lambda (A_{\underline u}); \]
and at every point of $X$, every positive semidefinite Hermitian endomorphism $P$ satisfies
\[ F(A_{\underline u}-r\operatorname {Id}+P)\leq H+2\delta \quad \Longrightarrow \quad P\leq R\operatorname {Id}. \]
Proof.
Each $f_{\infty ,i}$ is an increasing limit of positive concave functions, hence concave with values in $(0,+\infty ]$. Suppose it is infinite at one point and finite at another point of $\Gamma $. Extend the segment joining them slightly beyond the second point, inside the open cone. The second point is then an interior point of the longer segment, so concavity forces the value there to be infinite, a contradiction. Thus $f_{\infty ,i}$ is either finite everywhere, and then continuous, or infinite everywhere. By symmetry, the same alternative holds for every $i$.
Take $\delta =\frac18\min \{ \delta _0,\min _ Xf(\mu )\} >0$. In the finite case set $H=\min \{ H_0,f_\infty (\mu )-4\delta \} $; otherwise set $H=H_0$. Since $f_\infty (\mu )\geq f(\mu )\geq 8\delta $, this function is positive. The conditions on the family give $h\leq H$ and $f_\infty (\mu )\geq H+4\delta $. Since $\mu (X)$ is a compact subset of $\Gamma $ and the functions $f_{\infty ,i}$ are continuous (or identically infinite), a sufficiently small $r>0$ gives $\mu -2r\mathbf1\in \Gamma $ and $f_\infty (\mu -2r\mathbf1)\geq H+3\delta $ on $X$.
If the matrix bound failed, there would be points $x_ j\to x_*$ and $P_ j\geq 0$ with unbounded norms and $F(A_{\underline u}(x_ j)-r\operatorname {Id}+P_ j)\leq H(x_ j)+2\delta $. By monotonicity of eigenvalues, the ordered eigenvalues $\lambda ^{(j)}$ of $A_{\underline u}(x_ j)-r\operatorname {Id}+P_ j$ satisfy $\lambda _ i^{(j)}\geq \mu _ i(x_ j)-r$. Their sum tends to infinity, so some component $k$ tends to infinity along a subsequence. For every fixed $t>0$, eventually
\[ \lambda ^{(j)}\geq \mu (x_*)-2r\mathbf1+te_ k. \]
Since $f$ is increasing in each variable, letting $t\to \infty $ shows that the lower limit of $F(A_{\underline u}(x_ j)-r\operatorname {Id}+P_ j)$ is at least $f_\infty (\mu (x_*)-2r\mathbf1)\geq H(x_*)+3\delta $, which contradicts the upper bound $H(x_ j)+2\delta $. Adding positive semidefinite matrices preserves the cone, so all these comparisons take place in $\Gamma $.
$\square$
Proposition 14.19.44.877A402699F6 Every solution satisfies $0\leq u\leq C$.
Proof.
Put $\theta =\chi +\mathrm{dd}^{\mathrm{c}}\underline u$ and $w=u-\underline u-\sup _ X(u-\underline u)\leq 0$. Since $\Gamma \subseteq \Gamma _1$, we have $\operatorname {tr}_\omega \mathrm{dd}^{\mathrm{c}}w\geq -\operatorname {tr}_\omega \theta \geq -C$. The Green-kernel argument in the proof of proposition 14.11.1, applied to the operator $\operatorname {tr}_\omega \mathrm{dd}^{\mathrm{c}}$, therefore bounds $\| w\| _{L^1}$ uniformly.
Center a holomorphic coordinate ball of fixed size at a minimum point of $w$, and rescale it to the real unit ball. For a fixed sufficiently small $\varepsilon >0$, set $q=w+\varepsilon |x|^2$ and $m=\min _ Xw$. The real contact-set construction of (14.11.2) gives a compact set $E$ on which
\[ D^2q\geq 0,\qquad q\leq m+\varepsilon /2, \qquad |B_{\varepsilon /2}|\leq \int _ E\det D^2q\, \mathrm dx. \]
On $E$, $\mathrm{dd}^{\mathrm{c}}w\geq -C\varepsilon \omega $. Choose $\varepsilon $ so that $C\varepsilon <r$. Then $P=\omega ^{-1}(\mathrm{dd}^{\mathrm{c}}w+r\omega )\geq 0$ and
\[ F(A_{\underline u}-r\operatorname {Id}+P)=F(A_ u)=h\leq H. \]
Lemma 14.19.43 bounds $P$, and hence the complex trace of the Hessian of $q$. The nonnegative real Hessian of $q$ on $E$ therefore has bounded trace, and hence bounded determinant, so the contact inequality implies $|E|\geq c>0$. Since $w\leq m+\varepsilon /2$ on $E$, the $L^1$ bound gives $c(-m-\varepsilon /2)\leq C$. This bounds the oscillation of $w$, hence that of $u$; with the normalization $\inf _ Xu=0$, this is the assertion.
$\square$
Theorem 14.19.45.0F1A655FC651 There is a constant $C$, depending only on the fixed data, such that any two normalized solutions $u_1,u_2$ with right-hand sides $h_1,h_2$ in the family satisfy
\[ \| u_1-u_2\| _\infty \leq C\bigl (\| h_1-h_2\| _\infty +\| u_1-u_2\| _{L^1}\bigr ). \]
In particular, $C$ does not depend on a positive lower bound for the $h_ i$ or on bounds for their derivatives.
Proof.
Set $a=u_1-\underline u$, $b=u_2-\underline u$ and $\theta =\chi +\mathrm{dd}^{\mathrm{c}}\underline u$. By proposition 14.19.44, $|a|,|b|\leq C_0$ for a fixed $C_0\geq 1$. It suffices to bound $s=\max _ X(b-a)$ when it is positive; the opposite difference is handled by interchanging the solutions.
Fix $r,R,\delta $ from lemma 14.19.43 and put $\alpha =r\omega $. For every smooth positive $\rho $ with
\[ \rho \geq \tfrac 12,\qquad \langle \rho \rangle _\alpha =1,\qquad \langle \rho ^2\rangle _\alpha \leq 4, \]
theorem 14.2.1 gives a smooth solution
\[ (\alpha +\mathrm{dd}^{\mathrm{c}}\psi )^ n=c\rho \alpha ^ n,\qquad \alpha +\mathrm{dd}^{\mathrm{c}}\psi >0,\qquad \sup _ X\psi =0. \]
At a maximum of $\psi $, $c\rho \leq 1$, so $c\leq 2$. Apply theorem 14.19.19 with $p=2$ and background $\alpha $. Its potential and lower-density bounds give fixed $c_0,C_\psi >0$ with
\[ c\geq c_0,\qquad -C_\psi \leq \psi \leq 0. \]
These constants depend only on the three bounds for $\rho $, and not on the cutoff function chosen below.
Choose $\kappa >0$ so that $2C_0\kappa \leq 1/4$, $\kappa C_0\leq 1/16$ and $\kappa C_\psi /2\leq 1/16$. Next choose $M\geq 1$ with $2^{-n}c_0Mr^ n>R^ n$, and then $\varepsilon _0>0$ with
\[ \tfrac {16}{7}\varepsilon _0\leq \min \{ (2M)^{-1},M^{-2}\} . \]
If one of the inequalities
\[ \| h_1-h_2\| _\infty \leq \kappa \delta s, \qquad \langle (b-a)_+\rangle _\omega \leq \varepsilon _0s. \]
fails, then $s\leq C(\| h_1-h_2\| _\infty +\| u_1-u_2\| _{L^1})$, with $C$ depending only on $\kappa ,\delta ,\varepsilon _0$ and the volume of $X$. We assume both and derive a contradiction. Put $t=\kappa s$; since $s\leq 2C_0$, we have $t\leq 1/4$. On $\Omega =\{ (1-t)b-a>s/2\} $, we have $b-a>7s/16$, so by Chebyshev's inequality the relative volume of $\Omega $ is at most $16\varepsilon _0/7$.
Take a smooth $\zeta :\mathbb R\to [0,1]$, zero on $(-\infty ,1/2]$ and one on $[3/4,\infty )$, and set
\[ \rho =b_0+M\zeta \bigl (((1-t)b-a)/s\bigr ),\qquad b_0=1-M\bigl \langle \zeta \bigl (((1-t)b-a)/s\bigr )\bigr \rangle _\omega . \]
The second term is supported in $\Omega $, so $1/2\leq b_0\leq 1$ and $\langle \rho ^2\rangle _\alpha \leq 2+2M^2(16\varepsilon _0/7)\leq 4$; here we use that averages with respect to $\alpha =r\omega $ and $\omega $ agree. Thus the auxiliary solution for this $\rho $ satisfies the bounds with the same constants $c_0,C_\psi $.
At a point where $b-a=s$, the function $\Phi =(1-t)b-a+t\psi /2$ is at least $7s/8$, by the choice of $\kappa $. At a maximum point $x_0$ of $\Phi $, therefore, $(1-t)b-a\geq 7s/8$ because $\psi \leq 0$, and so $\rho (x_0)\geq M$. The second derivative test gives, at $x_0$,
\[ P=\alpha +\mathrm{dd}^{\mathrm{c}}\bigl ((a-(1-t)b)/t\bigr ) \geq \tfrac 12(\alpha +\mathrm{dd}^{\mathrm{c}}\psi )+\tfrac 12\alpha >0. \]
The identity
\[ \theta +\mathrm{dd}^{\mathrm{c}}a =t\bigl ((\theta -\alpha )+P\bigr )+(1-t)(\theta +\mathrm{dd}^{\mathrm{c}}b) \]
and concavity imply
\[ F\bigl (\omega ^{-1}((\theta -\alpha )+P)\bigr ) \leq h_2+(h_1-h_2)/t\leq H+\delta . \]
Both forms in the convex combination are admissible, since $\mu -r\mathbf1\in \Gamma $ and $P>0$. By lemma 14.19.43, $P\leq R\omega $. On the other hand, $P\geq \frac12(\alpha +\mathrm{dd}^{\mathrm{c}}\psi )$, so the auxiliary equation gives
\[ R^ n\geq P^ n/\omega ^ n \geq 2^{-n}c\rho r^ n\geq 2^{-n}c_0Mr^ n>R^ n, \]
a contradiction. Hence one of the two smallness inequalities fails, which gives the required bound for $s$. Interchanging the solutions proves the theorem.
$\square$
Corollary 14.19.46.E9194EDCB1FF Let $\mathcal H$ be a set of right-hand sides in the family that is equicontinuous. Then the normalized solutions with right-hand sides in $\mathcal H$ form a precompact subset of $C^0(X)$ and have a common modulus of continuity.
Proof.
Admissibility and $\Gamma \subseteq \Gamma _1$ give $\operatorname {tr}_\omega \mathrm{dd}^{\mathrm{c}}u\geq -C$. By theorem 11.4.2, there is a smooth function $\rho _0>0$ with $\mathrm{dd}^{\mathrm{c}}(\rho _0\omega ^{n-1})=0$, so that $\int _ X\mathrm{dd}^{\mathrm{c}}\varphi \wedge \rho _0\omega ^{n-1}=0$ for every smooth $\varphi $. Integrating the product rule $\mathrm{dd}^{\mathrm{c}}(u^2)=2u\mathrm{dd}^{\mathrm{c}}u+2\mathrm du\wedge \mathrm d^{\mathrm c}u$ against $\rho _0\omega ^{n-1}$, and using $0\leq u\leq C$ from proposition 14.19.44, we obtain a uniform bound for $\int _ X|\mathrm du|_\omega ^2\omega ^ n$, because $\rho _0$ is bounded above and below. Rellich's theorem therefore gives precompactness in $L^1$.
Given a sequence of such solutions, the Arzelà–Ascoli theorem gives a subsequence whose right-hand sides converge uniformly, since they are equicontinuous and bounded by $H_0$. A further subsequence of the solutions is Cauchy in $L^1$, and theorem 14.19.45 makes it uniformly Cauchy. This proves precompactness in $C^0(X)$. A common modulus of continuity follows from a finite uniform $\varepsilon /3$-net, since each of its finitely many members is uniformly continuous.
$\square$
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