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12.23 Strict changes under one blowupD0D47B7389D7

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The inequalities of proposition 12.22.5 can be strict. A blowup changes how much smooth volume lies near the zero set of a coefficient. Near a point of $\mathbb P^ m$, the Fubini–Study volume of the ball $\{ |z|^2<s\} $ is of order $s^ m$; after the point is blown up, the corresponding neighborhood of the exceptional divisor has volume of order $s$ for a Kähler form upstairs. For product backgrounds whose fiber coefficient vanishes at the blown-up point, the smooth equation can be solved explicitly, and this change in the distribution of volume produces a strict increase of the order.

Throughout this subsection let $B=\mathbb P^ m$ with $m\geq 2$, and let $H$ be the Fubini–Study form normalized by $\int _ BH^ m=1$. Let $\pi :\widetilde B\to B$ be the blowup of the origin of the affine chart $\{ Z_0\neq 0\} $. The projection $\rho :\widetilde B\to \mathbb P^{m-1}$ from the incidence description gives the form $L=\rho ^*\omega _{\rm FS}$, with $\omega _{\rm FS}$ normalized in the same way; we also write $H$ for $\pi ^*H$. The incidence embedding of $\widetilde B$ in $\mathbb P^ m\times \mathbb P^{m-1}$ makes $\kappa =H+L$ a Kähler form.

Proposition 12.23.1.1E30136A67F6 For all integers $m\geq 2$ and $p,k\geq 1$, there are a single blowup, along a smooth center, of a projective manifold of dimension $m+p$ and a smooth semipositive nonclosed background on it such that the background and its pullback both have common orders, namely

\[ a_{\rm down}=\max \{ p-m/k,0\} ,\qquad a_{\rm up}=p-1/k. \]

Every positive integer occurs as the increase $a_{\rm up}-a_{\rm down}$, for a suitable dimension. In the same family, a background of positive volume can pull back to a background of volume zero, with both orders equal to zero.

Proof. Step 1: the backgrounds. Put $W_0=\mathbb P^ p$, with Fubini–Study form $\omega $ normalized by $\int _{W_0}\omega ^ p=1$. Write $s=|z|^2$ on the affine chart of $B$. Choose a smooth function $Q(s)\geq 0$ that equals $s^ k$ near zero, is positive for $s>0$, and is constant for large $s$; it defines a smooth function $q$ on $B$. Put $n=m+p$, choose $b>0$, and define

\[ \theta =bH+q\omega \quad \text{on }B\times W_0,\qquad \widetilde\theta =bH+(q\circ \pi )\omega \quad \text{on }\widetilde B\times W_0. \]

The map $\Pi =\pi \times \mathrm{id}$ is the blowup of the smooth center $\{ 0\} \times W_0$, and $\widetilde\theta =\Pi ^*\theta $. Fix the Kähler perturbation directions $h=H+\omega $ and $\widetilde h=\kappa +\omega $, and the smooth positive probability densities $\mu =H^ m\wedge \omega ^ p$ and $\widetilde\mu =\kappa ^ m\wedge \omega ^ p/(2^ m-1)$. Both backgrounds are smooth and semipositive, and they are not closed, since $\mathrm d\theta =\mathrm dq\wedge \omega \neq 0$.

Step 2: explicit solutions. Write $\nu _{\rm down}=H^ m$ and $\nu _{\rm up}=\kappa ^ m/(2^ m-1)$ for the base forms; we show below that both are probability forms. For either product, write the perturbed background as $\xi =A+g\omega $, where downstairs $A=(b+\epsilon )H$, upstairs $A=(b+\epsilon )H+\epsilon L$, and in both cases $g=q+\epsilon $, with pullback understood upstairs. The form $A$ is Kähler on the relevant base. Let $\nu $ be the corresponding base probability form, and put $M=\int A^ m$ and $J=\int g^{-p}\nu $. The smooth equation of theorem 14.2.1, together with closed Stokes, gives a smooth $u$ on the base with

\[ \alpha =A+\mathrm{dd}^{\mathrm{c}}u>0,\qquad \alpha ^ m=(M/J)g^{-p}\nu . \]

Let $\Xi (s)$ denote the mass of $\nu $ on the set $\{ |z|^2<s\} $. These cumulative masses are

48EE58E16325 12.23.2
\begin{equation} \begin{split} \Xi _{\rm down}(s)& =\left(\frac{s}{1+s}\right)^ m,\\ \Xi _{\rm up}(s)& =\frac{\left(1+\frac{s}{1+s}\right)^ m-1}{2^ m-1}. \end{split} \end{equation}

To check these formulas and to compute $M$, write $t=\log |z|^2$ on the punctured affine chart. For a radial potential $F(t)$, polar integration of its complex Hessian gives

\[ \int _{s_1<|z|^2<s_2}(\mathrm{dd}^{\mathrm{c}}F(\log |z|^2))^ m =F'(\log s_2)^ m-F'(\log s_1)^ m. \]

The potentials of $H$ and $L$ are $\log (1+\mathrm{e}^ t)$ and $t$. Thus the potential of $xH+yL$ has slopes $y$ and $x+y$ at the two ends, and the total mass of $xH+yL$ is $(x+y)^ m-y^ m$. The cases $(x,y)=(1,0)$ and $(1,1)$ give (12.23.2); the exceptional divisor and the hyperplane at infinity have zero smooth volume. In particular, $M=(b+\epsilon )^ m$ downstairs and $M=(b+2\epsilon )^ m-\epsilon ^ m$ upstairs. The form

\[ \Omega =\alpha +g\omega =\xi +\mathrm{dd}^{\mathrm{c}}u>0,\qquad \Omega ^ n=\binom {n}{m}\frac{M}{J}\nu \wedge \omega ^ p \]

solves the normalized equation, since $\nu \wedge \omega ^ p$ is the chosen probability density. The Gauduchon metric conformal to it is

\[ \gamma _*=g^{-p/(n-1)}\Omega . \]

Indeed, its $(n-1)$st power is

61B56EB11C84 12.23.3
\begin{equation} \gamma _*^{n-1} =\binom {n-1}{m}g^{-1}\alpha ^ m\wedge \omega ^{p-1} +\binom {n-1}{m-1}\alpha ^{m-1}\wedge \omega ^ p. \end{equation}

In the first term a function on the base multiplies a top-degree form on the base, and every factor in the second term is closed; hence both terms are closed, and $\gamma _*$ is balanced, in particular Gauduchon. Theorem 12.2.3 gives the exact identities

F24A79D3D80E 12.23.4
\begin{equation} \mathcal V_\mu (\theta +\epsilon h) =\binom {n}{m}\frac{(b+\epsilon )^ m}{J_{\rm down}}, \qquad \mathcal V_{\widetilde\mu }(\widetilde\theta +\epsilon \widetilde h) =\binom {n}{m} \frac{(b+2\epsilon )^ m-\epsilon ^ m}{J_{\rm up}}, \end{equation}

where $J_{\rm down}=\int _ B(q+\epsilon )^{-p}\nu _{\rm down}$ and $J_{\rm up}=\int _{\widetilde B}(q\circ \pi +\epsilon )^{-p}\nu _{\rm up}$, and shows that $\gamma _*$ attains the infimum.

Step 3: asymptotics of the denominators. Near zero, differentiation of (12.23.2) gives

FE92C82454E6 12.23.5
\begin{equation} \mathrm{d}\Xi _{\rm down}=(m s^{m-1}+O(s^ m))\, \mathrm{d} s,\qquad \mathrm{d}\Xi _{\rm up}=\left(\frac{m}{2^ m-1}+O(s)\right)\mathrm{d} s. \end{equation}

For a density $(a s^{d-1}+O(s^ d))\, \mathrm{d} s$ near zero and $q=s^ k$, the integral of $(q+\epsilon )^{-p}$ over a fixed small interval $[0,s_0]$ has the following leading behavior as $\epsilon \downarrow 0$:

85080CF9B131 12.23.6
\begin{equation} \begin{cases} \displaystyle \frac{a}{k}\mathrm B(d/k,p-d/k)\epsilon ^{d/k-p} & kp>d,\\[4pt] \displaystyle \frac{a}{k}\log (1/\epsilon )& kp=d,\\[4pt] \text{a finite positive limit}& kp<d. \end{cases} \end{equation}

Here $\mathrm B(u,v)=\int _0^\infty t^{u-1}(1+t)^{-u-v}\, \mathrm{d} t$ is the Beta function. In the first case substitute $s=\epsilon ^{1/k}v$ and then $t=v^ k$. In the second case the integrand is asymptotic to $a/s$ on the range $\epsilon ^{1/k}\ll s\ll 1$. The error term $O(s^ d)$ is negligible: on a sufficiently small fixed interval its relative size is arbitrarily small, while the integral over the complementary interval stays bounded. For $kp<d$, monotone convergence applies, since the limiting density is integrable. The numerators in (12.23.4) tend to $\binom {n}{m}b^ m>0$, and the integrals over the complement of a neighborhood of the origin stay bounded. Hence (12.23.5) and (12.23.6), with $d=m$ downstairs and $d=1$ upstairs, give the stated orders.

Step 4: examples. For $m=k=2$ and $p=1$, the denominators satisfy $J_{\rm down}\sim \log (1/\epsilon )$ and $J_{\rm up}\sim (\pi /3)\epsilon ^{-1/2}$, so the volumes are asymptotic to $3b^2/\log (1/\epsilon )$ and $(9b^2/\pi )\epsilon ^{1/2}$, respectively. The order changes from $0$ to $1/2$. For $m=2$ and $k=p=1$, the downstairs denominator has a finite positive limit, while $J_{\rm up}\sim (2/3)\log (1/\epsilon )$. Thus a background of positive volume downstairs pulls back to one whose perturbed volumes are asymptotic to $9b^2/[2\log (1/\epsilon )]$, and both orders are zero. Finally, for an integer $j\geq 1$, choose $m=j+2$, $p=j+1$ and $k=1$. Then $kp<m$ gives a positive limit of the volumes downstairs, while the orders are $0$ and $j$. $\square$

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