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12.15 Varying the probability measure8B161DDAE77F

8B161DDAE77F

From now on $X$ is again an arbitrary connected compact complex manifold of dimension $n\geq 1$. Changing the smooth positive probability measure $\mu $ multiplies each denominator $D_\mu (\gamma )$ by a factor bounded above and below independently of $\gamma $. The value of the volume may therefore change, but its vanishing and positivity do not. Moreover, every smooth strictly positive potential solves the normalized equation for a suitable measure. Consequently, on $\mathscr P$ the volume is independent of the measure exactly when the total Monge–Ampère mass is independent of the potential.

Proposition 12.15.1.37E6FFC01EDB For smooth positive probability measures $\mu ,\nu $, choose constants $m,M>0$ such that $m\mu \leq \nu \leq M\mu $. Then for every pseudoeffective $\theta $,

\[ M^{-1/n}\lambda _\mu (\theta ) \leq \lambda _\nu (\theta ) \leq m^{-1/n}\lambda _\mu (\theta ). \]

In particular, whether $\lambda _\mu (\theta )$ vanishes does not depend on the smooth positive probability measure $\mu $.

Proof. Since $D_\nu (\gamma )=\int _ X(\nu /\mu )^{1/n}(\mu /\gamma ^ n)^{1/n}\gamma ^ n$, the inequalities $m\mu \leq \nu \leq M\mu $ give

\[ m^{1/n}D_\mu (\gamma )\leq D_\nu (\gamma )\leq M^{1/n}D_\mu (\gamma ) \]

for every admissible metric $\gamma $. The numerators of the quotients are nonnegative and do not involve the measure. Dividing and taking infima proves the assertion. $\square$

Proposition 12.15.2.D26C76DEC922 Let $\omega $ be a Hermitian form on $X$. The value $\mathcal V_\mu (\omega )$ is the same for all smooth positive probability measures $\mu $ if and only if

\[ \int _ X(\omega +\mathrm{dd}^{\mathrm{c}}v)^ n \]

is independent of the smooth potential $v$ with $\omega +\mathrm{dd}^{\mathrm{c}}v>0$.

Proof. For a smooth potential $v$ with $\omega +\mathrm{dd}^{\mathrm{c}}v>0$, put

\[ M_ v=\int _ X(\omega +\mathrm{dd}^{\mathrm{c}}v)^ n, \qquad \mu _ v=\frac{(\omega +\mathrm{dd}^{\mathrm{c}}v)^ n}{M_ v}. \]

Then $\mu _ v$ is a smooth positive probability measure, and $v$ solves the normalized equation for $\mu _ v$ with scalar $M_ v$. Uniqueness of the scalar and theorem 12.2.3 give $\mathcal V_{\mu _ v}(\omega )=M_ v$. Hence, if the volume does not depend on the measure, neither does the mass. Conversely, suppose that all these masses equal one constant $M$. For an arbitrary smooth positive probability measure $\mu $, integrating the normalized equation gives $c_\omega (\mu )=M$, so $\mathcal V_\mu (\omega )=M$ for every $\mu $. $\square$

For instance, the nonclosed torus metric of example 11.1.12 has volumes that depend on the measure. If $n=2$ and $\omega $ is Gauduchon, Stokes' theorem shows that the smooth masses are all equal to $\int _ X\omega ^2$, so $\mathcal V_\mu (\omega )=\int _ X\omega ^2$ for every $\mu $. On the Hopf threefold of section 23.1, each $\mathcal V_\mu (\omega )$ is finite and positive, although the upper mass $v_+(\omega )$ is infinite.

12.15.3 Upper and lower masses53B6AFE7C911

As the probability measure varies, the smooth equation realizes the mass of every smooth strictly positive potential, by the proof of proposition 12.15.2. The extrema of the volume over all measures are therefore the extrema of these masses, and regularization of bounded potentials identifies them with the lower and upper masses $v_-(\omega )$ and $v_+(\omega )$ of definition 13.14.14. The infimum simplifies further: at each Gauduchon metric an explicit measure maximizes the denominator, and this removes the density from the formula entirely.

Throughout this subsection $\omega $ is a Hermitian form on $X$, and $\mathscr M$ denotes the set of smooth strictly positive probability measures on $X$.

Theorem 12.15.4.B6CA5669E402 One has

\[ \inf _{\mu \in \mathscr M}\mathcal V_\mu (\omega )=v_-(\omega ), \qquad \sup _{\mu \in \mathscr M}\mathcal V_\mu (\omega )=v_+(\omega ), \]

where the supremum may be infinite. Moreover,

AE720210AADD 12.15.5
\begin{equation} v_-(\omega )^{1/n} =\inf _{\gamma \text{ Gauduchon}} \frac{\displaystyle \int _ X\omega \wedge \gamma ^{n-1}}{\displaystyle \left(\int _ X\gamma ^ n\right)^{(n-1)/n}}. \end{equation}

Proof. For each $\mu \in \mathscr M$, the smooth normalized equation realizes $\mathcal V_\mu (\omega )$ as the mass $\int _ X(\omega +\mathrm{dd}^{\mathrm{c}}v)^ n$ of a smooth potential $v$ with $\omega +\mathrm{dd}^{\mathrm{c}}v>0$. Conversely, every such potential realizes its mass as $\mathcal V_{\mu _ v}(\omega )$ for the measure $\mu _ v$ in the proof of proposition 12.15.2. Thus the set of volumes $\mathcal V_\mu (\omega )$, $\mu \in \mathscr M$, coincides with the set of these smooth masses.

It remains to show that the smooth masses have the same extrema as the masses of bounded potentials, which define $v_\pm (\omega )$. If $u\in \mathrm{PSH}(X,\omega )\cap L^\infty $, theorem 5.32.1 gives uniformly bounded smooth strictly $\omega $-plurisubharmonic functions $u_ j$ decreasing to $u$. Their Monge–Ampère measures converge by the monotone continuity of bounded products, and so do their total masses, since $X$ is compact. Every bounded mass is therefore a limit of smooth strictly positive masses. Conversely, smooth potentials are bounded. This proves the first two identities; no uniform bound on the masses is needed.

For the last formula, take $n$th roots and interchange the infima over $\mu $ and over $\gamma $ in theorem 12.2.3. For a fixed Gauduchon metric $\gamma $, Hölder's inequality and $\int _ X\mu =1$ give

\[ D_\mu (\gamma ) \leq \left(\int _ X\gamma ^ n\right)^{(n-1)/n}, \]

with equality for the smooth probability measure $\mu =\gamma ^ n/\int _ X\gamma ^ n$. The numerator is positive and does not depend on $\mu $, so the infimum of the quotient over $\mu $ is obtained by maximizing the denominator. This gives (12.15.5). For $n=1$ both denominators equal one, and the same argument applies. $\square$

Thus $v_-(\omega )>0$ if and only if $\int _ X\omega \wedge \gamma ^{n-1}$ has a positive lower bound over all Gauduchon metrics $\gamma $ with $\int _ X\gamma ^ n=1$. This lower bound fails on the threefold constructed in theorem 12.19.1. By corollary 15.27.5, positivity of $v_-(\omega )$ is also equivalent to solvability, in the background $\omega $, of the normalized equation for every nonzero finite non-pluripolar measure. In the same way, each individual volume $\mathcal V_\mu (\omega )$ is finite, while their supremum $v_+(\omega )$ can be infinite.

Proposition 12.15.6.87CB9377C0BB The infimum in (12.15.5) is attained if and only if the infimum of the masses $\int _ X(\omega +\mathrm{dd}^{\mathrm{c}}v)^ n$ over smooth functions $v$ with $\omega +\mathrm{dd}^{\mathrm{c}}v>0$ is attained. For every such minimizing potential $v$, the metric $\omega +\mathrm{dd}^{\mathrm{c}}v$ is Gauduchon.

Proof. Suppose that a Gauduchon metric $\gamma $ attains the infimum in (12.15.5), and put $m=v_-(\omega )^{1/n}$. The numerator of its quotient is strictly positive, so $m>0$. For the measure $\mu _\gamma =\gamma ^ n/\int _ X\gamma ^ n$, equality holds in the Hölder inequality above, so the test $\gamma $ gives $\lambda _{\mu _\gamma }(\omega )\leq m$. Theorem 12.15.4 gives the opposite inequality. Hence the solution of the smooth equation for $\mu _\gamma $ has mass $m^ n=v_-(\omega )$, which gives a minimizing smooth potential. For $n\geq 2$, $\gamma $ also minimizes the quotient for $\mu _\gamma $, so by theorem 12.2.3 the solution form is conformal to $\gamma $. Since both have volume forms proportional to $\mu _\gamma $, the conformal factor is constant, and the solution metric is Gauduchon.

Conversely, let $v$ be a smooth potential minimizing the mass. For every smooth real $f$, the potentials $v\pm tf$ are admissible for sufficiently small $t>0$. The vanishing of the first variation of the mass therefore gives

\[ \int _ X f\, \mathrm{dd}^{\mathrm{c}}\bigl ((\omega +\mathrm{dd}^{\mathrm{c}}v)^{n-1}\bigr )=0 \quad \hbox{for every smooth real }f. \]

Thus $\Omega =\omega +\mathrm{dd}^{\mathrm{c}}v$ is Gauduchon. Taking $\gamma =\Omega $ in the quotient and using Stokes' theorem for the Gauduchon metric $\Omega $ gives

\[ \frac{\int _ X\omega \wedge \Omega ^{n-1}}{(\int _ X\Omega ^ n)^{(n-1)/n}} =(\int _ X\Omega ^ n)^{1/n}=v_-(\omega )^{1/n}, \]

so the infimum in (12.15.5) is attained. In dimension one all metrics are Gauduchon and all masses equal $\int _ X\omega $. $\square$

The infimum over densities also makes sense beyond the positive cone. For a pseudoeffective smooth real $(1,1)$-form $\theta $ on $X$, put

\[ \lambda _*(\theta )= \inf _{\gamma \text{ Gauduchon}} \frac{\int _ X\theta \wedge \gamma ^{n-1}}{(\int _ X\gamma ^ n)^{(n-1)/n}}. \]

The Hölder argument above proves

\[ \lambda _*(\theta )=\inf _{\mu \in \mathscr M}\lambda _\mu (\theta ). \]

Like each $\lambda _\mu $, the function $\lambda _*$ is finite, nonnegative, concave, positively homogeneous, and invariant under smooth $\mathrm{dd}^{\mathrm{c}}$ changes of $\theta $. Suppose $\theta $ is nef, fix a Hermitian form $h$, and for real $\epsilon >0$ choose a Hermitian representative $\omega _\epsilon $ of $\theta +\epsilon h$. Interchanging the infima over the test metric and over $\epsilon >0$, as in theorem 12.11.1, gives

\[ \lambda _*(\theta ) =\lim _{\epsilon \downarrow 0}\lambda _*(\theta +\epsilon h) =\lim _{\epsilon \downarrow 0}v_-(\omega _\epsilon )^{1/n}. \]

By gauge invariance, the last expression does not depend on the choice of representatives. This extends the lower-mass formula to the nef boundary. We do not compare $\lambda _*$ with other notions of lower volume for singular classes.

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