As the probability measure varies, the smooth equation realizes the mass of every smooth strictly positive potential, by the proof of proposition 12.15.2. The extrema of the volume over all measures are therefore the extrema of these masses, and regularization of bounded potentials identifies them with the lower and upper masses $v_-(\omega )$ and $v_+(\omega )$ of definition 13.14.14. The infimum simplifies further: at each Gauduchon metric an explicit measure maximizes the denominator, and this removes the density from the formula entirely.
Throughout this subsection $\omega $ is a Hermitian form on $X$, and $\mathscr M$ denotes the set of smooth strictly positive probability measures on $X$.
Theorem 12.15.4.B6CA5669E402 One has
\[ \inf _{\mu \in \mathscr M}\mathcal V_\mu (\omega )=v_-(\omega ), \qquad \sup _{\mu \in \mathscr M}\mathcal V_\mu (\omega )=v_+(\omega ), \]
where the supremum may be infinite. Moreover,
AE720210AADD
12.15.5
\begin{equation} v_-(\omega )^{1/n} =\inf _{\gamma \text{ Gauduchon}} \frac{\displaystyle \int _ X\omega \wedge \gamma ^{n-1}}{\displaystyle \left(\int _ X\gamma ^ n\right)^{(n-1)/n}}. \end{equation}
Proof.
For each $\mu \in \mathscr M$, the smooth normalized equation realizes $\mathcal V_\mu (\omega )$ as the mass $\int _ X(\omega +\mathrm{dd}^{\mathrm{c}}v)^ n$ of a smooth potential $v$ with $\omega +\mathrm{dd}^{\mathrm{c}}v>0$. Conversely, every such potential realizes its mass as $\mathcal V_{\mu _ v}(\omega )$ for the measure $\mu _ v$ in the proof of proposition 12.15.2. Thus the set of volumes $\mathcal V_\mu (\omega )$, $\mu \in \mathscr M$, coincides with the set of these smooth masses.
It remains to show that the smooth masses have the same extrema as the masses of bounded potentials, which define $v_\pm (\omega )$. If $u\in \mathrm{PSH}(X,\omega )\cap L^\infty $, theorem 5.32.1 gives uniformly bounded smooth strictly $\omega $-plurisubharmonic functions $u_ j$ decreasing to $u$. Their Monge–Ampère measures converge by the monotone continuity of bounded products, and so do their total masses, since $X$ is compact. Every bounded mass is therefore a limit of smooth strictly positive masses. Conversely, smooth potentials are bounded. This proves the first two identities; no uniform bound on the masses is needed.
For the last formula, take $n$th roots and interchange the infima over $\mu $ and over $\gamma $ in theorem 12.2.3. For a fixed Gauduchon metric $\gamma $, Hölder's inequality and $\int _ X\mu =1$ give
\[ D_\mu (\gamma ) \leq \left(\int _ X\gamma ^ n\right)^{(n-1)/n}, \]
with equality for the smooth probability measure $\mu =\gamma ^ n/\int _ X\gamma ^ n$. The numerator is positive and does not depend on $\mu $, so the infimum of the quotient over $\mu $ is obtained by maximizing the denominator. This gives (12.15.5). For $n=1$ both denominators equal one, and the same argument applies.
$\square$
Thus $v_-(\omega )>0$ if and only if $\int _ X\omega \wedge \gamma ^{n-1}$ has a positive lower bound over all Gauduchon metrics $\gamma $ with $\int _ X\gamma ^ n=1$. This lower bound fails on the threefold constructed in theorem 12.19.1. By corollary 15.27.5, positivity of $v_-(\omega )$ is also equivalent to solvability, in the background $\omega $, of the normalized equation for every nonzero finite non-pluripolar measure. In the same way, each individual volume $\mathcal V_\mu (\omega )$ is finite, while their supremum $v_+(\omega )$ can be infinite.
Proposition 12.15.6.87CB9377C0BB The infimum in (12.15.5) is attained if and only if the infimum of the masses $\int _ X(\omega +\mathrm{dd}^{\mathrm{c}}v)^ n$ over smooth functions $v$ with $\omega +\mathrm{dd}^{\mathrm{c}}v>0$ is attained. For every such minimizing potential $v$, the metric $\omega +\mathrm{dd}^{\mathrm{c}}v$ is Gauduchon.
Proof.
Suppose that a Gauduchon metric $\gamma $ attains the infimum in (12.15.5), and put $m=v_-(\omega )^{1/n}$. The numerator of its quotient is strictly positive, so $m>0$. For the measure $\mu _\gamma =\gamma ^ n/\int _ X\gamma ^ n$, equality holds in the Hölder inequality above, so the test $\gamma $ gives $\lambda _{\mu _\gamma }(\omega )\leq m$. Theorem 12.15.4 gives the opposite inequality. Hence the solution of the smooth equation for $\mu _\gamma $ has mass $m^ n=v_-(\omega )$, which gives a minimizing smooth potential. For $n\geq 2$, $\gamma $ also minimizes the quotient for $\mu _\gamma $, so by theorem 12.2.3 the solution form is conformal to $\gamma $. Since both have volume forms proportional to $\mu _\gamma $, the conformal factor is constant, and the solution metric is Gauduchon.
Conversely, let $v$ be a smooth potential minimizing the mass. For every smooth real $f$, the potentials $v\pm tf$ are admissible for sufficiently small $t>0$. The vanishing of the first variation of the mass therefore gives
\[ \int _ X f\, \mathrm{dd}^{\mathrm{c}}\bigl ((\omega +\mathrm{dd}^{\mathrm{c}}v)^{n-1}\bigr )=0 \quad \hbox{for every smooth real }f. \]
Thus $\Omega =\omega +\mathrm{dd}^{\mathrm{c}}v$ is Gauduchon. Taking $\gamma =\Omega $ in the quotient and using Stokes' theorem for the Gauduchon metric $\Omega $ gives
\[ \frac{\int _ X\omega \wedge \Omega ^{n-1}}{(\int _ X\Omega ^ n)^{(n-1)/n}} =(\int _ X\Omega ^ n)^{1/n}=v_-(\omega )^{1/n}, \]
so the infimum in (12.15.5) is attained. In dimension one all metrics are Gauduchon and all masses equal $\int _ X\omega $.
$\square$
The infimum over densities also makes sense beyond the positive cone. For a pseudoeffective smooth real $(1,1)$-form $\theta $ on $X$, put
\[ \lambda _*(\theta )= \inf _{\gamma \text{ Gauduchon}} \frac{\int _ X\theta \wedge \gamma ^{n-1}}{(\int _ X\gamma ^ n)^{(n-1)/n}}. \]
The Hölder argument above proves
\[ \lambda _*(\theta )=\inf _{\mu \in \mathscr M}\lambda _\mu (\theta ). \]
Like each $\lambda _\mu $, the function $\lambda _*$ is finite, nonnegative, concave, positively homogeneous, and invariant under smooth $\mathrm{dd}^{\mathrm{c}}$ changes of $\theta $. Suppose $\theta $ is nef, fix a Hermitian form $h$, and for real $\epsilon >0$ choose a Hermitian representative $\omega _\epsilon $ of $\theta +\epsilon h$. Interchanging the infima over the test metric and over $\epsilon >0$, as in theorem 12.11.1, gives
\[ \lambda _*(\theta ) =\lim _{\epsilon \downarrow 0}\lambda _*(\theta +\epsilon h) =\lim _{\epsilon \downarrow 0}v_-(\omega _\epsilon )^{1/n}. \]
By gauge invariance, the last expression does not depend on the choice of representatives. This extends the lower-mass formula to the nef boundary. We do not compare $\lambda _*$ with other notions of lower volume for singular classes.
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