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16.9 The $d_ S$-pseudometric45BED73AEFE3

45BED73AEFE3

Let $X$ be a connected compact Kähler manifold of dimension $n$ and $\theta $ be a closed real smooth $(1,1)$-form on $X$ representing a big cohomology class. The goal of this section is to study a pseudometric on the space $\mathrm{PSH}(X,\theta )$.

16.9.1 The definition of the $d_ S$-pseudometricBB740CB4BE99

Recall that for any $\varphi \in \mathrm{PSH}(X,\theta )$, the geodesic ray $\ell ^{\varphi }\in \mathcal{R}^1(X,\theta )$ is defined in example 17.10.92.

Definition 16.9.2.240B1899916C For $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$, we define

\[ d_ S(\varphi ,\psi )\coloneqq d_1(\ell ^{\varphi },\ell ^{\psi }). \]

When we want to be more specific, we write $d_{S,\theta }$ instead of $d_ S$.

The $d_1$ distance of geodesic rays is defined in definition 17.10.80.

Proposition 16.9.3.1ABAE06071CD The function $d_ S$ defined in definition 16.9.2 is a pseudometric on $\mathrm{PSH}(X,\theta )$.

Proof. This follows immediately from theorem 17.10.81. $\square$

When studying a pseudometric, the first thing is to understand when the distance between two elements vanishes.

We first prove a preparation:

Lemma 16.9.4.2490CFA511EC Let $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$. Then

\[ d_ S(\varphi ,\psi )\leq d_ S(\varphi ,\varphi \lor \psi )+d_ S(\psi ,\varphi \lor \psi ) \leq C_ n d_ S(\varphi ,\psi ), \]

where $C_ n=3(n+1)2^{n+2}$.

We shall use the notations introduced in example 17.10.92.

Proof. We claim that

FE54EE184B7A 16.9.5
\begin{equation} \ell ^{\varphi }\lor \ell ^{\psi }=\ell ^{\varphi \lor \psi }. \end{equation}

Recall that $\lor $ is defined in definition 17.10.85. Note that this assertion implies our desired inequality by 17.10.90.

In proving this assertion, we may assume that $\varphi ,\psi \leq 0$ since

\[ \ell ^{\varphi +C}=\ell ^{\varphi },\quad \ell ^{\psi +C}=\ell ^{\psi },\quad \ell ^{(\varphi +C)\lor (\psi +C)}=\ell ^{\varphi \lor \psi } \]

for any $C\in \mathbb {R}$.

In fact, it is clear that

\[ \ell ^{\varphi }\leq \ell ^{\varphi \lor \psi },\quad \ell ^{\psi }\leq \ell ^{\varphi \lor \psi }, \]

so the $\leq $ direction in (16.9.5) holds.

Conversely, if $\ell '\in \mathcal{R}^1(X,\theta )$ and $\ell '\geq \ell ^{\varphi }\lor \ell ^{\psi }$, then for each $t\geq 0$,

\[ \ell '_ t\geq \Bigl ((V_{\theta }-t)\lor \varphi \Bigr ) \lor \Bigl ((V_{\theta }-t)\lor \psi \Bigr )=(V_{\theta }-t)\lor (\varphi \lor \psi ). \]

See (17.10.96) for the first inequality. Therefore, thanks to the definition of the Perron envelopes (cf. (17.10.21)), we have

\[ \ell '_ s\geq \ell ^{\varphi \lor \psi ,t}_ s \]

for any $0\leq s\leq t$. It follows from (17.10.96) that $\ell '_ s\geq \ell ^{\varphi \lor \psi }_ s$ for any $s\geq 0$. $\square$

Proposition 16.9.6.C1D8A9BD3B3B Let $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$. Then the following are equivalent:

  1. CCA0DECFB7E5

    $\varphi \sim _ P \psi $;

  2. A3A85D64324F

    $d_ S(\varphi ,\psi )=0$.

In particular, $d_ S(\varphi ,P_{\theta }[\varphi ])=0$ for all $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$.

Proof. By 16.8.13, we have $\varphi \sim _ P \psi $ if and only if $\varphi \sim _ P \varphi \lor \psi $ and $\psi \sim _ P \varphi \lor \psi $. By 16.9.4, $d_ S(\varphi ,\psi )=0$ if and only if $d_ S(\varphi ,\varphi \lor \psi )=0$ and $d_ S(\psi ,\varphi \lor \psi )=0$. So it suffices to prove the assertion when $\varphi \leq \psi $. Assuming this, by proposition 17.10.83, 2 holds if and only if

\[ \mathbf{E}\left(\ell ^{\varphi }\right)= \mathbf{E}\left(\ell ^{\psi }\right), \]

where $\mathbf{E}$ is introduced in definition 17.10.82. But by (17.10.94), this holds if and only if

\[ \sum _{j=0}^ n \int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}=\sum _{j=0}^ n \int _ X \theta _{\psi }^ j\wedge \theta _{V_{\theta }}^{n-j}. \]

Thanks to the monotonicity theorem theorem 13.13.11, this holds if and only if for all $j=0,\ldots ,n$,

\[ \int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\psi }^ j\wedge \theta _{V_{\theta }}^{n-j}, \]

which is equivalent to 1 by proposition 16.8.7. $\square$

Lemma 16.9.7.03FCA1AB2751 Suppose that $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$ and $\varphi \preceq _ P \psi $. Then

\[ d_ S(\varphi ,\psi )=\frac{1}{n+1}\sum _{j=0}^ n \left(\int _ X \theta _{\psi }^ j\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}\right). \]

Proof. Set $\chi \coloneqq \varphi \lor \psi $. By 16.8.13, we have $\chi \sim _ P\psi $. Hence proposition 16.9.6 gives $d_ S(\chi ,\psi )=0$, and the pseudometric property gives

\[ d_ S(\varphi ,\psi )=d_ S(\varphi ,\chi ). \]

Since $\varphi \leq \chi $, (17.10.94) and proposition 17.10.83 give

\[ d_ S(\varphi ,\chi )=\frac{1}{n+1}\sum _{j=0}^ n \left(\int _ X \theta _{\chi }^ j\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}\right). \]

Finally, proposition 16.8.7 applied to $\psi \leq \chi $ gives

\[ \int _ X \theta _{\chi }^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\psi }^ j\wedge \theta _{V_{\theta }}^{n-j} \]

for all $j=0,\ldots ,n$. $\square$

Corollary 16.9.8.255A623EA393 Suppose that $\varphi ,\psi ,\eta \in \mathrm{PSH}(X,\theta )$ and $\varphi \preceq _ P\psi \preceq _ P \eta $. Then

\[ d_ S(\varphi ,\eta )\geq d_ S(\varphi ,\psi ),\quad d_ S(\varphi ,\eta )\geq d_ S(\psi ,\eta ). \]

Proof. This is an immediate consequence of 16.9.7 and the monotonicity theorem proposition 16.8.22. $\square$

Corollary 16.9.9.B29DCA70A9E6 For any $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$, we have

0AC35440957F 16.9.10
\begin{equation} \begin{split} d_ S(\varphi ,\psi )\leq & \frac{1}{n+1}\sum _{j=0}^ n \left( 2\int _ X \theta _{\varphi \lor \psi }^ j\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\psi }^ j\wedge \theta _{V_{\theta }}^{n-j} \right) \\ \leq & C_ n d_ S(\varphi ,\psi ), \end{split} \end{equation}

where $C_ n=3(n+1)2^{n+2}$.

In particular, if $(\varphi _ i)_{i\in I}$ is a net in $\mathrm{PSH}(X,\theta )$ with $d_ S$-limit $\varphi $, then for each $j=0,\ldots ,n$,

\[ \lim _{i\in I}\int _ X \theta _{\varphi _ i}^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}=\lim _{i\in I}\int _ X \theta _{\varphi _ i\lor \varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}. \]

Proof. The estimates (16.9.10) follow from the combination of 16.9.7 and 16.9.4.

Suppose that $\varphi _ i\xrightarrow {d_ S}\varphi $. Then $\varphi _ i\lor \varphi \xrightarrow {d_ S}\varphi $ by 16.9.4. Therefore, theorem 13.13.11 and 16.9.7 imply that

\[ \lim _{i\in I}\int _ X \theta _{\varphi _ i\lor \varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}= \int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j} \]

for any $j=0,\ldots ,n$. The last assertion now follows from (16.9.10) and theorem 13.13.11. $\square$

Corollary 16.9.11.94B2CC4C30BB Let $\pi \colon Y\rightarrow X$ be a proper bimeromorphic morphism from a Kähler manifold. Given a net $(\varphi _ i)_{i\in I}$ in $\mathrm{PSH}(X,\theta )$ and $\varphi \in \mathrm{PSH}(X,\theta )$, the following are equivalent:

  1. $\varphi _ i\xrightarrow {d_ S}\varphi $;

  2. $\pi ^*\varphi _ i\xrightarrow {d_ S}\pi ^*\varphi $.

Proof. It suffices to observe that the middle term in (16.9.10) is invariant under $\pi ^*$. $\square$

Corollary 16.9.12.77738CEC8071 Suppose that $(\varphi _ i)_{i\in I}$ is an increasing net in $\mathrm{PSH}(X,\theta )$, uniformly bounded from above. Then

\[ \varphi _ i\xrightarrow {d_ S} \operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi _ i. \]
If the $\varphi _ i$'s are all model potentials in $\mathrm{PSH}(X,\theta )_{>0}$, then so is $\operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi _ i$, as we have seen in proposition 16.4.9.

Proof. Write $\varphi =\operatorname *{sup}_{j\in I}{}\! {}^{*}\varphi _ j$. Recall that by proposition 5.14.2, $\varphi \in \mathrm{PSH}(X,\theta )$. By 16.9.7, it suffices to show that for each $k=0,\ldots ,n$, we have

\[ \lim _{j\in I}\int _ X \theta _{\varphi _ j}^ k\wedge \theta _{V_{\theta }}^{n-k} = \int _ X \theta _{\varphi }^ k\wedge \theta _{V_{\theta }}^{n-k}. \]

The latter follows from corollary 13.13.12. $\square$

Corollary 16.9.13.D47345F0C3C8 Let $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$. Then

\[ \left| \int _ X \theta _{\varphi }^ n-\int _ X \theta _{\psi }^ n \right|\leq D_ n d_ S(\varphi ,\psi ), \]

where $D_ n=3(n+1)C_ n$ with $C_ n$ being the same constant as in 16.9.4.

In other words, the non-pluripolar mass is uniformly continuous with respect to the $d_ S$-pseudometric.

Proof. We compute

\[ \begin{aligned} \left| \int _ X \theta _{\varphi }^ n-\int _ X \theta _{\psi }^ n \right|\leq & \left|2\int _ X \theta _{\varphi \lor \psi }^ n-\int _ X \theta _{\varphi }^ n-\int _ X \theta _{\psi }^ n\right| + 2\left| \int _ X \theta _{\varphi \lor \psi }^ n-\int _ X \theta _{\varphi }^ n\right|\\ \leq & (n+1)C_ n d_ S(\varphi ,\psi )+2(n+1) d_ S(\varphi ,\varphi \lor \psi )\\ \leq & (n+1)C_ n d_ S(\varphi ,\psi )+2(n+1)C_ n d_ S(\varphi ,\psi ), \end{aligned} \]

where the first line is just the triangle inequality, the second line follows from corollary 16.9.9 and the third line follows from 16.9.4. $\square$

By contrast to the increasing case, for nets decreasing with respect to the $P$-preorder, the situation is different:

Corollary 16.9.14.F84D53FDA599 Suppose that $(\varphi _ i)_{i\in I}$ is a net in $\mathrm{PSH}(X,\theta )$ such that

\[ \varphi _ j\preceq _ P\varphi _ i \]

whenever $j\geq i$. Let $\varphi \in \mathrm{PSH}(X,\theta )$ be such that $\varphi \preceq _ P\varphi _ i$ for all $i\in I$. Then the following are equivalent:

  1. 3D1A7D703ADF

    We have

    \[ \varphi _ i\xrightarrow {d_ S} \varphi ; \]
  2. 919198E0409A

    for each $k=0,\ldots ,n$, we have

    E95AEF6203E2 16.9.15
    \begin{equation} \lim _{j\in I}\int _ X \theta _{\varphi _ j}^ k\wedge \theta _{V_{\theta }}^{n-k} = \int _ X \theta _{\varphi }^ k\wedge \theta _{V_{\theta }}^{n-k}. \end{equation}

If we assume furthermore that $\int _ X \theta _{\varphi }^ n>0$, then the above conditions are equivalent to the following:

  1. 8DEC59327E72

    We have

    \[ \lim _{j\in I}\int _ X \theta _{\varphi _ j}^ n=\int _ X \theta _{\varphi }^ n. \]

When $\int _ X \theta _{\varphi }^ n>0$ and these equivalent conditions are met, we also have

FC1B825A9516 16.9.16
\begin{equation} P_{\theta }[\varphi ]=\inf _{j\in I}P_{\theta }[\varphi _ j]. \end{equation}

Proof. 1 $\iff $ 2. This follows immediately from 16.9.7.

Assume that $\int _ X \theta _{\varphi }^ n>0$.

2 $\implies $ 1. This is the case $k=n$ in (16.9.15).

1 $\implies $ 2. Assume (3). If for some $i\in I$, $\int _ X \theta _{\varphi _ i}^ n= \int _ X \theta _{\varphi }^ n$, then for all $j\geq i$ we have

\[ \varphi \preceq _ P\varphi _ j\preceq _ P\varphi _ i. \]

Hence $\int _ X\theta _{\varphi _ j}^ n=\int _ X\theta _{\varphi }^ n$ by proposition 16.8.22. It follows from proposition 16.8.7 that $\varphi _ j\sim _ P\varphi $, and (2) follows from proposition 16.3.10. So in the sequel, we shall assume that for all $i\in I$, we have $\int _ X \theta _{\varphi _ i}^ n>\int _ X \theta _{\varphi }^ n$. In particular, each $\varphi _ i$ has positive mass.

Let $(b_ j)_{j\in I}$ be a net converging to $\infty $ such that

\[ b_ j\in \left( 1, \left(\frac{\int _ X \theta _{\varphi _ j}^ n}{\int _ X \theta _{\varphi _ j}^ n-\int _ X \theta _{\varphi }^ n}\right)^{1/n} \right). \]

This can be achieved for example by taking $b_ j$ as the midpoint of this interval. By theorem 16.8.23, for each $j\in I$, we can find $\eta _ j\in \mathrm{PSH}(X,\theta )$ such that

\[ b_ j^{-1}\eta _ j +\left(1-b_ j^{-1}\right)\varphi _ j \leq \varphi . \]

It follows from the monotonicity theorem theorem 13.13.11 that for any $k=0,\ldots ,n$,

\[ \int _ X \theta _{\varphi }^ k \wedge \theta _{V_{\theta }}^{n-k}\geq \left(1-b_ j^{-1}\right)^ k\int _ X \theta _{\varphi _ j}^ k \wedge \theta _{V_{\theta }}^{n-k}. \]

Taking the limit, we conclude the $\leq $ direction in (16.9.15). The $\geq $ direction follows from proposition 16.8.22.

Finally, we argue (16.9.16). Let $\psi _ j=P_{\theta }[\varphi _ j]$. It follows from corollary 16.3.20 that $\psi _ j$ is a model potential. Since the net $(\varphi _ j)_{j\in I}$ is decreasing with respect to the $P$-preorder, $(\psi _ j)_{j\in I}$ is decreasing pointwise. Let

\[ \psi =\inf _{j\in I}\psi _ j\geq P_{\theta }[\varphi ]. \]

By proposition 16.4.3, $\psi $ is a model potential. Since $P_{\theta }[\varphi ]\leq \psi \leq \psi _ j$ for all $j\in I$, the monotonicity theorem theorem 13.13.11 and proposition 16.3.10 give

\[ \int _ X \theta _{\varphi }^ n=\int _ X\theta _{P_{\theta }[\varphi ]}^ n\leq \int _ X \theta _{\psi }^ n\leq \lim _{j\in I}\int _ X \theta _{\psi _ j}^ n=\lim _{j\in I}\int _ X \theta _{\varphi _ j}^ n=\int _ X \theta _{\varphi }^ n. \]

Hence $\psi $ has the same mass as $P_{\theta }[\varphi ]$. As $\psi $ is model and $\psi \geq P_{\theta }[\varphi ]$, theorem 16.3.15 gives $\psi =P_{\theta }[\varphi ]$. $\square$

Having understood the increasing and decreasing cases, we shall handle general convergent sequences. In fact, since $d_ S$ is a pseudometric, the topology is completely determined by convergent sequences, so we do not need to consider nets in general.

Proposition 16.9.17.1DEED63B61B0 Let $\varphi _ j,\varphi \in \mathrm{PSH}(X,\theta )$ ($j\geq 1$), $\varphi _ j\xrightarrow {d_ S}\varphi $. Assume that there is $\delta >0$ such that

\[ \int _ X \theta _{\varphi _ j}^ n\geq \delta \]

for all $j$ and the $\varphi _ j$'s are all model potentials. Then up to replacing $(\varphi _ j)_ j$ by a subsequence, there is a decreasing sequence $(\psi _ j)_ j$ and an increasing sequence $(\eta _ j)_ j$ in $\mathrm{PSH}(X,\theta )$ such that

  1. 36F21B225E6D

    $\psi _ j\xrightarrow {d_ S}\varphi $, $\eta _ j\xrightarrow {d_ S}\varphi $;

  2. 1EE77849B2C2

    $\psi _ j\geq \varphi _ j\geq \eta _ j$ for all $j$.

In fact, for any $j\geq 1$, we will take

\[ \eta _ j=\inf _{k\in \mathbb {N}}\varphi _ j\land \varphi _{j+1}\land \cdots \land \varphi _{j+k},\quad \psi _ j=\operatorname *{sup}_{k\geq j}{}\! {}^{*}\varphi _ k. \]

Proof. First note that $\int _ X \theta _{\varphi }^ n\geq \delta $ as well, due to the $d_ S$-continuity of non-pluripolar masses as proved in corollary 16.9.13. Replacing $\varphi $ by $P_{\theta }[\varphi ]$, we may then assume that $\varphi $ is a model potential in $\mathrm{PSH}(X,\theta )_{>0}$.

We are free to replace $(\varphi _ j)_ j$ by a subsequence. So we may assume that

2902F1B6C4A6 16.9.18
\begin{equation} d_ S(\varphi _ j,\varphi _{j+1})\leq \frac{\delta 2^{-j-4}}{D_ n C_ n^{j+1}},\quad d_ S(\varphi ,\varphi _ j)\leq \frac{\delta 2^{-j-4}}{D_ n}, \end{equation}

where $C_ n$ is the constant in corollary 16.9.9, $D_ n$ is the constant in corollary 16.9.13.

In particular, by corollary 16.9.13,

67C255B50420 16.9.19
\begin{equation} \left|\int _ X \theta _{\varphi _ j}^ n-\int _ X \theta _{\varphi }^ n\right|\leq \delta 2^{-j-4}. \end{equation}

Step 1. We handle the $\psi _ j$'s. For each $j\geq 1$ and $k\geq 1$, by 16.9.4 we have

\[ \begin{aligned} d_ S(\varphi _ j,\varphi _ j\lor \varphi _{j+1}\lor \cdots \lor \varphi _{j+k}) & \leq C_ n\, d_ S(\varphi _ j,\varphi _{j+1}\lor \cdots \lor \varphi _{j+k})\\ & \leq C_ n\, d_ S(\varphi _ j,\varphi _{j+1})\\ & \quad + C_ n\, d_ S(\varphi _{j+1},\varphi _{j+1}\lor \cdots \lor \varphi _{j+k}). \end{aligned} \]

By iteration, we find

\[ \begin{split} d_ S(\varphi _ j,\varphi _ j\lor \varphi _{j+1}\lor \cdots \lor \varphi _{j+k})\leq \sum _{a=j}^{j+k-1}C_ n^{a+1-j}d_ S(\varphi _ a,\varphi _{a+1})\\ \leq \frac{C_ n^{-j}}{D_ n}\sum _{a=j}^{j+k-1}\delta 2^{-a-4}\leq \frac{\delta 2^{-j-3}}{D_ n}. \end{split} \]

Using corollary 16.9.12, we have

\[ \varphi _ j\lor \varphi _{j+1}\lor \cdots \lor \varphi _{j+k}\xrightarrow {d_ S}\psi _ j \]

as $k\to \infty $. Hence

3B96A5372D55 16.9.20
\begin{equation} d_ S(\varphi _ j,\psi _ j)\leq \frac{\delta 2^{-j-3}}{D_ n}. \end{equation}

We conclude that $\psi _ j\xrightarrow {d_ S}\varphi $.

Moreover, we observe that

79C50CD3AC3E 16.9.21
\begin{equation} \varphi =\inf _{j\geq 1} P_{\theta }[\psi _ j] \end{equation}

Indeed, set $\tilde{\psi }_ j=P_{\theta }[\psi _ j]$. Then $(\tilde{\psi }_ j)_ j$ is a decreasing sequence of model potentials, and $d_ S(\tilde{\psi }_ j,\psi _ j)=0$ by proposition 16.9.6. Hence $\tilde{\psi }_ j\xrightarrow {d_ S}\varphi $. If $\chi =\inf _ j\tilde{\psi }_ j$, then proposition 16.4.4 and corollary 16.9.14 give $\tilde{\psi }_ j\xrightarrow {d_ S}\chi $. Thus $d_ S(\chi ,\varphi )=0$. Since both $\chi $ and $\varphi $ are model potentials, proposition 16.9.6 gives $P_{\theta }[\chi ]=P_{\theta }[\varphi ]$, hence $\chi =\varphi $, proving (16.9.21).

Step 2. We consider the $\eta _ j$'s.

For each $j\geq 1$ and $k\geq 0$, we let

\[ \eta _ j^ k\coloneqq \varphi _ j\land \cdots \land \varphi _{j+k}. \]

Using (16.9.18), (16.9.20) and corollary 16.9.13, we have

\[ \left|\int _ X\theta _{\psi _ j}^ n-\int _ X \theta _{\varphi }^ n \right|\leq \delta 2^{-j-2} \]

for all $j\geq 1$. Taking (16.9.19) into account, we have

9F803C97D29B 16.9.22
\begin{equation} \left|\int _ X\theta _{\varphi _ j}^ n-\int _ X \theta _{\psi _{j-1}}^ n \right|\leq \delta 2^{-j} \end{equation}

for $j>1$.

Step 2.1. We claim that for a fixed $j\geq 1$, for any $k\in \mathbb {N}$, we have $\eta _ j^ k\in \mathrm{PSH}(X,\theta )$ and

A82EF3572727 16.9.23
\begin{equation} \int _ X \theta _{\eta _ j^ k}^ n\geq \int _ X \theta _{\varphi _ j}^ n-\sum _{a=1}^{k} \delta 2^{-j-a}. \end{equation}

We argue by induction on $k\geq 0$. The case $k=0$ is trivial. When $k>0$, assume that the case $k-1$ is known. Then

\[ \begin{aligned} \int _ X \theta _{\eta _ j^{k-1}}^ n+\int _ X \theta _{\varphi _{j+k}}^ n \geq \int _ X \theta _{\varphi _ j}^ n-\sum _{a=1}^{k-1}\delta 2^{-j-a}+\int _ X \theta _{\psi _{j+k-1}}^ n-\delta 2^{-j-k}\\ \geq \int _ X \theta _{\varphi _ j}^ n-\delta 2^{-j}+\int _ X \theta _{\psi _{j+k-1}}^ n>\int _ X \theta _{\psi _{j+k-1}}^ n, \end{aligned} \]

where the first inequality follows from the inductive hypothesis and (16.9.22).

Observe that

\[ \eta _ j^{k-1}\lor \varphi _{j+k}\leq \psi _{j+k-1}, \]

it follows from proposition 16.3.25 that $\eta _ j^ k\in \mathrm{PSH}(X,\theta )$. By theorem 16.3.35, we deduce that

\[ \begin{aligned} \int _ X \theta _{\eta _ j^ k}^ n\geq & \int _ X \theta _{\varphi _{j+k}}^ n+ \int _ X \theta _{\eta _ j^{k-1}}^ n-\int _ X \theta _{\psi _{j+k-1}}^ n\\ \geq & \int _ X \theta _{\varphi _ j}^ n-\sum _{a=1}^{k} \delta 2^{-j-a}, \end{aligned} \]

where the second inequality follows from the inductive hypothesis and (16.9.22). Therefore, (16.9.23) follows.

Step 2.2. It follows by induction from proposition 16.3.29 that for any $j\geq 1$, $k\geq 0$,

\[ P_{\theta }\left[\eta _ j^ k\right]=\eta _ j^ k. \]

By proposition 16.4.4, we have

\[ \lim _{k\to \infty } \int _ X \theta _{\eta _ j^ k}^ n=\int _ X \theta _{\eta _ j}^ n \]

for any $j\geq 1$. Letting $k\to \infty $ in (16.9.23), we find that

\[ \int _ X \theta _{\eta _ j}^ n\geq \int _ X \theta _{\varphi _ j}^ n-\delta 2^{-j}>0 \]

for $j\geq 1$. Observe that we also have

\[ \int _ X \theta _{\eta _ j}^ n\leq \int _ X \theta _{\varphi _ j}^ n \leq \int _ X \theta _{\psi _ j}^ n \]

for $j\geq 1$ by theorem 13.13.11. It follows from these inequalities and (16.9.19) that

\[ \lim _{j\to \infty }\int _ X\theta _{\eta _ j}^ n=\int _ X\theta _{\varphi }^ n. \]

For $k\geq 1$, we have

\[ \eta _ j^ k=\varphi _ j\land \eta _{j+1}^{k-1}\leq \eta _{j+1}^{k-1}. \]

Letting $k\to \infty $ gives $\eta _ j\leq \eta _{j+1}$. Hence $(\eta _ j)_ j$ is increasing. Hence corollary 13.13.12 gives

\[ \int _ X \theta _{\eta }^ n=\lim _{j\to \infty }\int _ X \theta _{\eta _ j}^ n=\int _ X \theta _{\varphi }^ n, \]

where $\eta =\operatorname *{sup}_{j\geq 1}{}\! {}^{*} \eta _ j$. For fixed $m$, if $j\geq m$, then $\eta _ j\leq \varphi _ j\leq \psi _ m$, whereas if $j<m$, then $\eta _ j\leq \eta _ m\leq \psi _ m$. Thus $\eta _ j$ is a candidate in the definition of $P_{\theta }[\psi _ m]$ for all $j,m$, and (16.9.21) gives $\eta \leq \varphi $. It follows from proposition 16.8.7 that $\eta \sim _ P \varphi $. By corollary 16.9.12 and proposition 16.9.6, we have $\eta _ j\xrightarrow {d_ S}\varphi $. $\square$

Corollary 16.9.24.56D1BC5A2B85 Let $(\varphi _ j)_{j\in I}$ be a Cauchy net (with respect to $d_ S$) in $\mathrm{PSH}(X,\theta )$. Assume that there is $\delta >0$ such that $\int _ X \theta _{\varphi _ j}^ n\geq \delta $ for all $j\in I$. Then $(\varphi _ j)_{j\in I}$ converges with respect to $d_ S$.

In particular, if $(\varphi _ j)_{j\in I}$ is a decreasing net such that $\int _ X \theta _{\varphi _ j}^ n\geq \delta >0$ for all $j\in I$, then $(\varphi _ j)_{j\in I}$ converges with respect to $d_ S$.

We can obviously relax the decreasing condition to the following: the $P$-singularity types of $(\varphi _ j)_{j\in I}$ are decreasing.

Proof. In a pseudometric space, sequential completeness implies completeness for Cauchy nets. So for the first assertion, we may assume that $(\varphi _ j)_ j$ is a Cauchy sequence.

We first treat the case of a decreasing sequence $(\gamma _ j)_ j$ with $\int _ X\theta _{\gamma _ j}^ n\geq \delta $ for all $j$. Put $\tilde\gamma _ j=P_\theta [\gamma _ j]$. Then $(\tilde\gamma _ j)_ j$ is a decreasing sequence of model potentials, $d_ S(\gamma _ j,\tilde\gamma _ j)=0$, and

\[ \int _ X\theta _{\tilde\gamma _ j}^ n=\int _ X\theta _{\gamma _ j}^ n\geq \delta \]

by proposition 16.3.10. By proposition 16.4.4, the decreasing limit $\tilde\gamma =\inf _ j\tilde\gamma _ j$ is model and

\[ \lim _{j\to \infty }\int _ X\theta _{\tilde\gamma _ j}^ n=\int _ X\theta _{\tilde\gamma }^ n\geq \delta . \]

Hence $\tilde\gamma _ j\to \tilde\gamma $ in $d_ S$ by corollary 16.9.14, and therefore $\gamma _ j$ also converges in $d_ S$.

Next let $(\varphi _ j)_{j>0}$ be a $d_ S$-Cauchy sequence with masses bounded from below by $\delta $. Put

\[ \tilde{\varphi }_ j=P_\theta [\varphi _ j]. \]

By corollary 16.3.20, example 16.8.6, proposition 16.9.6, the $\tilde{\varphi }_ j$'s are model potentials, $d_ S(\varphi _ j,\tilde{\varphi }_ j)=0$, and

\[ \int _ X\theta _{\tilde{\varphi }_ j}^ n=\int _ X\theta _{\varphi _ j}^ n\geq \delta \]

by proposition 16.3.10. Replacing $\varphi _ j$ by $\tilde{\varphi }_ j$, we may therefore assume that the $\varphi _ j$'s are model potentials. Passing to a subsequence, we may also assume that

\[ d_ S(\varphi _ j,\varphi _{j+1})\leq C_ n^{-2j}, \]

where $C_ n$ is the constant in corollary 16.9.9. Define

\[ \psi _ j=\operatorname *{sup}_{k\geq j}{}\! {}^{*}\varphi _ k \]

for each $j>0$. As in the proof of proposition 16.9.17 Step 1, especially (16.9.20), we know that

\[ \lim _{j\to \infty } d_ S(\varphi _ j,\psi _ j)=0. \]

The sequence $(\psi _ j)_ j$ is decreasing and satisfies $\int _ X\theta _{\psi _ j}^ n\geq \delta $ by theorem 13.13.11. By the first paragraph, $(\psi _ j)_ j$ converges in $d_ S$. Hence the chosen subsequence of $(\varphi _ j)_ j$ converges, and the original Cauchy sequence converges as well.

Finally, suppose that $(\varphi _ j)_{j\in I}$ is a decreasing net with masses bounded from below by $\delta $. For each $k=0,\ldots ,n$, the net

\[ \int _ X\theta _{\varphi _ j}^ k\wedge \theta _{V_\theta }^{n-k} \]

is decreasing and bounded from below, hence Cauchy as a real-valued net. If $j'\geq j$, then $\varphi _{j'}\leq \varphi _ j$, and 16.9.7 expresses $d_ S(\varphi _{j'},\varphi _ j)$ as a finite sum of the corresponding differences of these mixed masses. For two sufficiently large indices, we choose a common upper bound in $I$ and use the triangle inequality. It follows that $(\varphi _ j)_{j\in I}$ is $d_ S$-Cauchy. The first assertion gives its convergence. $\square$

Lemma 16.9.25.7F9EDAFF39F9 There is a constant $C>0$ depending only on $X$ and $\theta $ such that for any $\varphi \in \mathrm{PSH}(X,\theta )$ satisfying that $\theta _{\varphi }$ is a Kähler current, we have

\[ d_{S,\theta }\Bigl ((1-\epsilon )\varphi ,\varphi \Bigr )\leq C \epsilon \]

for small enough $\epsilon >0$ such that $(1-\epsilon )\varphi \in \mathrm{PSH}(X,\theta )$.

Proof. After adding a constant, we may assume that $\varphi \leq 0$. Since $\theta _{\varphi }$ is a Kähler current, $(1-\epsilon )\varphi \in \mathrm{PSH}(X,\theta )$ for all small enough $\epsilon >0$. Fix such an $\epsilon $. Take any Kähler form $\omega $ on $X$ so that $\omega -\theta $ is still a Kähler form. Note that the choice of $\omega $ depends only on $X$ and $\theta $.

Since $\varphi \preceq (1-\epsilon )\varphi $, by 16.9.7 and the multi-linearity of the non-pluripolar product proposition 13.11.4 3, we can compute

\[ \begin{aligned} d_{S,\theta }\Bigl ((1-\epsilon )\varphi ,\varphi \Bigr )=& \frac{1}{n+1}\sum _{j=0}^ n \left(\int _ X \theta _{(1-\epsilon )\varphi }^ j \wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\varphi }^ j \wedge \theta _{V_{\theta }}^{n-j}\right)\\ \leq & \frac{1}{n+1}\sum _{j=0}^ n \left(\int _ X \left((1-\epsilon )\theta _{\varphi }+\epsilon \omega \right)^ j \wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\varphi }^ j \wedge \theta _{V_{\theta }}^{n-j}\right)\\ =& \sum _{m=1}^ n c_ m(\varphi )\epsilon ^ m, \end{aligned} \]

where, for $1\leq m\leq n$,

\[ c_ m(\varphi )=\frac{1}{n+1}\sum _{j=m}^ n \binom {j}{m} \sum _{\ell =0}^ m (-1)^{m-\ell }\binom {m}{\ell } \int _ X \omega ^\ell \wedge \theta _{\varphi }^{j-\ell }\wedge \theta _{V_{\theta }}^{n-j}. \]

Note that

\[ \begin{aligned} \left|c_ m(\varphi )\right| \leq & \frac{1}{n+1}\sum _{j=m}^ n \binom {j}{m} \sum _{\ell =0}^ m \binom {m}{\ell } \int _ X \omega ^\ell \wedge \theta _{\varphi }^{j-\ell }\wedge \theta _{V_{\theta }}^{n-j}\\ \leq & \frac{1}{n+1}\sum _{j=m}^ n \binom {j}{m} \sum _{\ell =0}^ m \binom {m}{\ell } \int _ X \omega ^\ell \wedge \theta _{V_{\theta }}^{n-\ell } \end{aligned} \]

where we used the monotonicity theorem theorem 13.13.11. Hence the whole expression is of the order of $\mathcal{O}(\epsilon )$, and our assertion follows. $\square$

16.9.26 Convergence theorems0BF3C2E4260B

Next we establish some important convergence theorems, allowing us to effectively manipulate the $d_ S$-convergence.

Lemma 16.9.27.51EA136E15FA Let $(\varphi _ i)_{i\in I}$ be a net in $\mathrm{PSH}(X,\theta )$ and $\varphi \in \mathrm{PSH}(X,\theta )$. Assume that $\varphi _ i\xrightarrow {d_ S}\varphi $. Then for any $t\in (0,1]$,

\[ (1-t)\varphi _ i+ tV_{\theta }\xrightarrow {d_ S}(1-t)\varphi + tV_{\theta }. \]
When $t=1$, the sum is understood as in 13.13.6.

Proof. Fix $t\in (0,1]$. We write

\[ \varphi _{i,t}=(1-t)\varphi _ i+ tV_{\theta },\quad \varphi _ t=(1-t)\varphi + tV_{\theta } \]

for any $i\in I$.

By corollary 16.9.9, it suffices to show that for each $j=0,\ldots ,n$,

D81A5AAFDA65 16.9.28
\begin{equation} 2\int _ X \theta _{\varphi _{i,t}\lor \varphi _ t}^ j\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\varphi _{i,t}}^ j\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\varphi _ t}^ j\wedge \theta _{V_{\theta }}^{n-j}\to 0. \end{equation}

Observe that

\[ \varphi _{i,t}\lor \varphi _ t=(1-t)(\varphi \lor \varphi _ i)+t V_{\theta }. \]

So after binomial expansion, (16.9.28) follows from corollary 16.9.9. $\square$

Lemma 16.9.29.2E78B4FEFFF9 Let $\varphi \in \mathrm{PSH}(X,\theta )$. For each $t\in (0,1)$, let $\varphi _ t=(1-t)\varphi +t V_{\theta }$. Then

\[ \varphi _ t\xrightarrow {d_ S}\varphi \]

as $t\to 0+$.

Proof. Since $\varphi \preceq \varphi _ t$, by 16.9.7, we need to show that for each $j=1,\dots ,n$, we have

\[ \lim _{t\to 0+} \int _ X \theta _{\varphi _ t}^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}. \]

For this purpose, we compute

\[ \begin{aligned} & \int _ X \theta _{\varphi _ t}^ j\wedge \theta _{V_{\theta }}^{n-j}- \int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}\\ =& \left((1-t)^ j-1\right)\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}\\ & +\sum _{i=0}^{j-1} \binom {j}{i}(1-t)^ i t^{j-i}\int _ X\theta _{\varphi }^ i\wedge \theta _{V_{\theta }}^{n-i}. \end{aligned} \]

As $t\to 0+$, the right-hand side clearly tends to $0$. $\square$

The following convergence theorem lies at the heart of the whole theory.

Theorem 16.9.30.713B9E26113B Let $\theta _1,\ldots ,\theta _ n$ be smooth closed real $(1,1)$-forms on $X$ representing big cohomology classes. Suppose that $(\varphi _ j^ k)_{k\in I}$ are nets in $\mathrm{PSH}(X,\theta _ j)$ and $\varphi _ j\in \mathrm{PSH}(X,\theta _ j)$ for $j=1,\ldots ,n$. We assume that $\varphi _ j^ k\xrightarrow {d_ S}\varphi _ j$ for each $j=1,\ldots ,n$. Then

3F8CB8C5B9A5 16.9.31
\begin{equation} \lim _{k\in I}\int _ X\theta _{1,\varphi _1^ k}\wedge \cdots \wedge \theta _{n,\varphi _ n^ k}=\int _ X\theta _{1,\varphi _1}\wedge \cdots \wedge \theta _{n,\varphi _ n}. \end{equation}

Proof. Since $d_ S$ is a pseudometric, in order to establish the continuity of mixed masses, it suffices to consider sequences instead of nets. So we may assume that $I=\mathbb {Z}_{>0}$ as ordered sets.

Step 1. We reduce to the case where $\varphi _ j^ k,\varphi _ j$ all have positive masses and there is a constant $\delta >0$ such that for all $j=1,\ldots ,n$ and $k\in I$,

\[ \int _ X \theta _{j,\varphi _ j^ k}^ n>\delta . \]

Assuming in this case, the theorem has been proved, let us handle the general case. Take $t\in (0,1)$. By 16.9.27, we have

\[ (1-t)\varphi _ j^ k+tV_{\theta _ j}\xrightarrow {d_ S}(1-t)\varphi _ j+tV_{\theta _ j} \]

as $k\to \infty $ for each $j=1,\ldots ,n$. Note that for all $k\in I$,

\[ \int _ X \theta ^ n_{j,(1-t)\varphi _ j^ k+tV_{\theta _ j}}\geq t^ n\int _ X \theta _{V_{\theta _ j}}^ n>0. \]

Assume that we have proved the special case of the theorem, we have

\[ \begin{split} & \lim _{k\to \infty }\int _ X\theta _{1,(1-t)\varphi _1^ k+tV_{\theta _1}}\wedge \cdots \wedge \theta _{n,(1-t)\varphi _ n^ k+tV_{\theta _ n}}\\ =& \int _ X\theta _{1,(1-t)\varphi _1+tV_{\theta _1}}\wedge \cdots \wedge \theta _{n,(1-t)\varphi _ n+tV_{\theta _ n}}. \end{split} \]

More explicitly, for fixed $k$ the left-hand side is the value at $t$ of a polynomial $Q_ k(t)$ of degree at most $n$, and the right-hand side is the value of a polynomial $Q(t)$ of degree at most $n$. Choose $n+1$ distinct numbers $t_0,\ldots ,t_ n\in (0,1)$. Lagrange interpolation expresses $Q_ k(0)-Q(0)$ as a fixed linear combination of the numbers $Q_ k(t_ a)-Q(t_ a)$, which tend to $0$. Hence the same formula holds at $t=0$. From this, (16.9.31) follows.

Step 2. We now assume that the assumptions mentioned at the beginning of Step 1 are met. Note that we may assume that $\varphi _ j^ k$, $\varphi _ j$ are model potentials for all $j=1,\ldots ,n$, $k>0$ by proposition 16.9.6 and corollary 16.3.20.

We first handle the following monotone situation. Assume that, for each fixed $i$, the sequence $(\varphi _ i^ k)_ k$ is either increasing or decreasing. Let $\tilde{\varphi }_ i$ denote its pointwise limit, namely

\[ \tilde{\varphi }_ i=\inf _{k>0}\varphi _ i^ k \]

in the decreasing case and

\[ \tilde{\varphi }_ i=\operatorname *{sup}_{k>0}{}\! {}^{*}\varphi _ i^ k \]

in the increasing case. We assume moreover that $\tilde{\varphi }_ i\sim _ P\varphi _ i$ for every $i$. Since mixed non-pluripolar masses are invariant under replacing each entry by a $P$-equivalent potential, it suffices in this monotone situation to prove convergence to the mixed mass of the $\tilde{\varphi }_ i$'s.

After reordering the indices, we may assume that there is $i_0\in \{ 0,\ldots ,n\} $ such that $(\varphi _ i^ k)_ k$ is decreasing for $i\leq i_0$ and increasing for $i>i_0$. Therefore, for each $k>0$, using theorem 13.13.11, we have

\[ \int _ X \theta _{1,\varphi _1^ k}\wedge \cdots \wedge \theta _{n,\varphi _ n^ k}\geq \int _ X \theta _{1,\tilde{\varphi }_1}\wedge \cdots \wedge \theta _{i_0,\tilde{\varphi }_{i_0}}\wedge \theta _{i_0+1,\varphi ^ k_{i_0+1}}\wedge \cdots \wedge \theta _{n,\varphi _ n^ k}. \]

Using corollary 13.13.12, we therefore conclude that

\[ \varliminf _{k\to \infty }\int _ X \theta _{1,\varphi _1^ k}\wedge \cdots \wedge \theta _{n,\varphi _ n^ k}\geq \int _ X \theta _{1,\tilde{\varphi }_1}\wedge \cdots \wedge \theta _{n,\tilde{\varphi }_ n}. \]

It remains to prove

DDD39F87B553 16.9.32
\begin{equation} \varlimsup _{k\to \infty }\int _ X \theta _{1,\varphi _1^ k}\wedge \cdots \wedge \theta _{n,\varphi _ n^ k}\leq \int _ X \theta _{1,\tilde{\varphi }_1}\wedge \cdots \wedge \theta _{n,\tilde{\varphi }_ n}. \end{equation}

By theorem 13.13.11, for each $k>0$, we have

\[ \int _ X \theta _{1,\varphi _1^ k}\wedge \cdots \wedge \theta _{n,\varphi _ n^ k}\leq \int _ X \theta _{1,\varphi _1^ k}\wedge \cdots \wedge \theta _{i_0,\varphi _{i_0}^ k}\wedge \theta _{i_0+1,\tilde{\varphi }_{i_0+1}}\wedge \cdots \wedge \theta _{n,\tilde{\varphi }_{n}}. \]

When proving (16.9.32), we may replace $\varphi _ j^ k$ by $\tilde{\varphi }_ j$ whenever $j>i_0$, $k>0$. Thus, we are reduced to the case where for all $i$, $(\varphi _ i^ k)_ k$ is decreasing.

By proposition 16.4.4, the masses $\int _ X\theta _{i,\varphi _ i^ k}^ n$ decrease to $\int _ X\theta _{i,\tilde{\varphi }_ i}^ n$. Hence, thanks to 13.13.30, for each $i=1,\ldots ,n$, we may take an increasing sequence $(b^ k_ i)_ k$ tending to $\infty $ satisfying

\[ b_ i^ k\in \left(1, \left( \frac{\int _ X \theta _{i,\varphi _ i^ k}^ n}{\int _ X \theta _{i,\varphi _ i^ k}^ n-\int _ X \theta _{i,\tilde{\varphi }_ i}^ n} \right)^{1/n} \right) \]

where the upper endpoint is understood as $\infty $ if the denominator is $0$. For each such $b_ i^ k$, 13.13.30 gives $\rho _ i^ k\in \mathrm{PSH}(X,\theta _ i)$ with

\[ (b^ k_ i)^{-1}\rho _ i^ k+\left(1-(b^ k_ i)^{-1}\right)\varphi _ i^ k\leq \tilde{\varphi }_ i. \]

Then by theorem 13.13.11 again,

\[ \prod _{i=1}^ n\left(1-(b^ k_ i)^{-1}\right)\int _ X \theta _{1,\varphi _1^ k}\wedge \cdots \wedge \theta _{n,\varphi _ n^ k}\leq \int _ X \theta _{1,\tilde{\varphi }_1}\wedge \cdots \wedge \theta _{n,\tilde{\varphi }_ n}. \]

Letting $k\to \infty $, we conclude (16.9.32). This proves the monotone situation.

We now return to the general case. It suffices to prove that any subsequence of

\[ \int _ X \theta _{1,\varphi _1^ k}\wedge \cdots \wedge \theta _{n,\varphi _ n^ k} \]

has a further subsequence converging to the desired limit. Starting with an arbitrary subsequence, we pass to a further subsequence, still indexed by $k$, so that the construction in proposition 16.9.17 applies simultaneously to the finitely many sequences $(\varphi _ i^ k)_ k$, $i=1,\ldots ,n$.

Thus, after discarding finitely many terms and relabeling, for each $i$ there are model potentials $\eta _ i^ k,\psi _ i^ k\in \mathrm{PSH}(X,\theta _ i)$ such that $(\eta _ i^ k)_ k$ is increasing, $(\psi _ i^ k)_ k$ is decreasing, and

\[ \eta _ i^ k\leq \varphi _ i^ k\leq \psi _ i^ k,\quad \eta _ i^ k\xrightarrow {d_ S}\varphi _ i,\quad \psi _ i^ k\xrightarrow {d_ S}\varphi _ i. \]

For the upper sequence, we take $\psi _ i^ k=P_{\theta _ i}[\operatorname *{sup}_{\ell \geq k}{}\! {}^{*}\varphi _ i^\ell ]$; as in (16.9.21), this gives $\inf _ k\psi _ i^ k=\varphi _ i$. For the lower sequence, the construction in proposition 16.9.17 together with proposition 16.4.3 shows that the $\eta _ i^ k$'s are model after discarding finitely many terms, and the proof of proposition 16.9.17 shows that their increasing limit is $P$-equivalent to $\varphi _ i$.

By theorem 13.13.11, for every $k$,

\[ \int _ X\theta _{1,\eta _1^ k}\wedge \cdots \wedge \theta _{n,\eta _ n^ k} \leq \int _ X\theta _{1,\varphi _1^ k}\wedge \cdots \wedge \theta _{n,\varphi _ n^ k} \leq \int _ X\theta _{1,\psi _1^ k}\wedge \cdots \wedge \theta _{n,\psi _ n^ k}. \]

The monotone situation just proved applies to both the lower and upper sequences, and both limiting mixed masses are equal to

\[ \int _ X\theta _{1,\varphi _1}\wedge \cdots \wedge \theta _{n,\varphi _ n}. \]

The squeeze theorem therefore gives the desired convergence along this further subsequence. This concludes the proof. $\square$

Corollary 16.9.33.6C532715D3CD Suppose that $(\varphi _ i)_{i\in I}$ is a net in $\mathrm{PSH}(X,\theta )$ and $\varphi \in \mathrm{PSH}(X,\theta )$. Then the following are equivalent:

  1. 28F7794ED0EE

    $\varphi _ i\xrightarrow {d_ S}\varphi $;

  2. CE229E338F57

    $\varphi _ i\lor \varphi \xrightarrow {d_ S}\varphi $ and

    F98DF8D2E20D 16.9.34
    \begin{equation} \lim _{i\in I}\int _ X \theta _{\varphi _ i}^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j} \end{equation}

    for each $j=0,\ldots ,n$;

  3. 90CB70DBE452

    for each $j=0,\ldots ,n$, (16.9.34) holds and

    217CFC062068 16.9.35
    \begin{equation} \lim _{i\in I}\int _ X \theta _{\varphi _ i\lor \varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}. \end{equation}
The corollary allows us to reduce a number of convergence problems related to $d_ S$ to the case $\varphi _ i\geq \varphi $. This is the most handy way of establishing $d_ S$-convergence in practice.

Proof. The equivalence between 2 and 3 follows directly from 16.9.7.

1 $\implies $ 2. That $\varphi _ i\lor \varphi \xrightarrow {d_ S}\varphi $ follows from corollary 16.9.9. While (16.9.34) follows from theorem 16.9.30.

2 $\implies $ 1. By (16.9.10), we need to show that for each $j=0,\ldots ,n$, we have

\[ 2\int _ X \theta _{\varphi _ i\lor \varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}-\int _ X \theta _{\varphi _ i}^ j\wedge \theta _{V_{\theta }}^{n-j}\to 0. \]

This follows from theorem 16.9.30 and (16.9.34). $\square$

Corollary 16.9.36.3EB846B21817 Let $(\varphi _ i)_{i\in I}$ be a net in $\mathrm{PSH}(X,\theta )$ and $\varphi \in \mathrm{PSH}(X,\theta )$. Let $\omega $ be a closed smooth positive $(1,1)$-form on $X$. Then the following are equivalent:

  1. 9F20E828AA4A

    $\varphi _ i\xrightarrow {d_{S,\theta }}\varphi $;

  2. 952942BD613A

    $\varphi _ i\xrightarrow {d_{S,\theta +\omega }}\varphi $.

In particular, there is no risk when we simply write $\varphi _ i\xrightarrow {d_ S}\varphi $. Similarly, consider two nets $(\varphi _ i)_{i\in I}$, $(\psi _ i)_{i\in I}$ in $\mathrm{PSH}(X,\theta )$. If both admit $d_ S$-limits in $\mathrm{PSH}(X,\theta )$, then we can write $d_ S(\varphi _ i,\psi _ i)\to 0$ without ambiguity.

Proof. 1 $\implies $ 2. It suffices to show that for each $j=0,\ldots ,n$, we have

\[ \begin{split} 2\int _ X (\theta +\omega )_{\varphi _ i\lor \varphi }^ j\wedge (\theta +\omega )_{V_{\theta +\omega }}^{n-j}-\int _ X (\theta +\omega )_{\varphi _ i}^ j\wedge (\theta +\omega )_{V_{\theta +\omega }}^{n-j}\\ -\int _ X (\theta +\omega )_{\varphi }^ j\wedge (\theta +\omega )_{V_{\theta +\omega }}^{n-j}\to 0. \end{split} \]

Note that this quantity is a linear combination of terms of the following form:

\[ \begin{split} 2\int _ X \theta _{\varphi _ i\lor \varphi }^ r\wedge \omega ^{j-r}\wedge (\theta +\omega )_{V_{\theta +\omega }}^{n-j}-\int _ X \theta _{\varphi _ i}^ r\wedge \omega ^{j-r}\wedge (\theta +\omega )_{V_{\theta +\omega }}^{n-j}\\ -\int _ X \theta _{\varphi }^ r\wedge \omega ^{j-r}\wedge (\theta +\omega )_{V_{\theta +\omega }}^{n-j}, \end{split} \]

where $r=0,\ldots ,j$. By theorem 16.9.30, it suffices to show that $\varphi \lor \varphi _ i \xrightarrow {d_ S}\varphi $. But this follows from corollary 16.9.33.

2 $\implies $ 1. From the direction we already proved, for each $C\geq 1$, we have

\[ \varphi _ i\xrightarrow {d_{S,\theta +C\omega }}\varphi . \]

By theorem 16.9.30, it follows that

\[ \lim _{i\in I}\int _ X (\theta +C\omega )_{\varphi _ i}^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X (\theta +C\omega )_{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j} \]

for all $j=0,\ldots ,n$. It follows that

B509AA3C2576 16.9.37
\begin{equation} \lim _{i\in I}\int _ X \theta _{\varphi _ i}^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}. \end{equation}

By corollary 16.9.33, it remains to show that $\varphi _ i\lor \varphi \xrightarrow {d_{S,\theta }}\varphi $. By corollary 16.9.33 again, we know that $\varphi _ i\lor \varphi \xrightarrow {d_{S,\theta +\omega }}\varphi $. So it suffices to apply (16.9.37) to $\varphi _ i\lor \varphi $ instead of $\varphi _ i$, and we conclude by 16.9.7. $\square$

Corollary 16.9.38.B1559025EC82 Let $\varphi _0,\varphi _1\in \mathrm{PSH}(X,\theta )$. Define $\varphi _ t=t\varphi _1+(1-t)\varphi _0$ for $t\in (0,1)$. Then

\[ \varphi _ t\xrightarrow {d_ S}\varphi _0 \]

as $t\to 0+$.

Proof. First note that for each $j=0,\ldots ,n$,

\[ \lim _{t\to 0+}\int _ X \theta _{\varphi _ t}^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\varphi _0}^ j\wedge \theta _{V_{\theta }}^{n-j}. \]

So thanks to corollary 16.9.33, it remains to argue that for all $j=0,\ldots ,n$,

\[ \lim _{t\to 0+}\int _ X \theta _{\varphi _ t\lor \varphi _0}^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\varphi _0}^ j\wedge \theta _{V_{\theta }}^{n-j}. \]

Observe that for $t\in (0,1)$, we have

\[ \varphi _ t\lor \varphi _0=t(\varphi _1\lor \varphi _0)+(1-t)\varphi _0, \]

so the desired limit follows by the same binomial expansion. $\square$

We have the following sandwich criterion:

Corollary 16.9.39.300ED38851D0 Let $(\varphi _ i)_{i\in I}, (\psi _ i)_{i\in I}, (\eta _ i)_{i\in I}$ be three nets in $\mathrm{PSH}(X,\theta )$ and $\varphi \in \mathrm{PSH}(X,\theta )$. Assume that

  1. FB107A3F1389

    $\psi _ i\preceq _ P \varphi _ i\preceq _ P \eta _ i$ for each $i\in I$;

  2. C027488E50E6

    $\eta _ i\xrightarrow {d_ S} \varphi $, $\psi _ i\xrightarrow {d_ S} \varphi $.

Then $\varphi _ i\xrightarrow {d_ S}\varphi $.

Proof. By corollary 16.9.36, we may replace $\theta $ by $\theta +\omega $, where $\omega $ is a Kähler form on $X$. In particular, we may assume that $\varphi _ i,\psi _ i,\eta _ i\in \mathrm{PSH}(X,\theta )_{>0}$ for all $i\in I$. By proposition 16.9.6, we may assume that $\varphi _ i,\psi _ i,\eta _ i$ are model potentials for all $i\in I$ and hence $\psi _ i \leq \varphi _ i\leq \eta _ i$ for all $i\in I$.

It follows from theorem 13.13.11 that for each $k=0,\ldots ,n$, we have

\[ \int _ X \theta _{\psi _ i}^ k\wedge \theta _{V_{\theta }}^{n-k}\leq \int _ X \theta _{\varphi _ i}^ k\wedge \theta _{V_{\theta }}^{n-k}\leq \int _ X \theta _{\eta _ i}^ k\wedge \theta _{V_{\theta }}^{n-k} \]

for all $i\in I$. By theorem 16.9.30, the limits, with respect to $i\in I$, of the two outer terms are $\int _ X \theta _{\varphi }^ k\wedge \theta _{V_{\theta }}^{n-k}$. It follows that

EDB32DFBA6A5 16.9.40
\begin{equation} \lim _{i\in I}\int _ X \theta _{\varphi _ i}^ k\wedge \theta _{V_{\theta }}^{n-k}=\int _ X \theta _{\varphi }^ k\wedge \theta _{V_{\theta }}^{n-k}. \end{equation}

By corollary 16.9.33, it remains to prove that $\varphi _ i \lor \varphi \xrightarrow {d_ S}\varphi $. By corollary 16.9.33 and proposition 16.8.28, up to replacing $\psi _ i$ (resp. $\varphi _ i$, $\eta _ i$) by $\psi _ i\lor \varphi $ (resp. $\varphi _ i\lor \varphi $, $\eta _ i\lor \varphi $), we may assume from the beginning that $\psi _ i,\varphi _ i,\eta _ i\geq \varphi $. Now $\varphi _ i\xrightarrow {d_ S}\varphi $ by (16.9.40) and 16.9.7. $\square$

Lemma 16.9.41.F0C01F4F75EB Let $(\varphi _ i)_{i\in I}$ be a net in $\mathrm{PSH}(X,\theta )$, and $\varphi \in \mathrm{PSH}(X,\theta )$. Fix $\lambda >0$. Then the following are equivalent:

  1. 9CF34F7033CA

    $\varphi _ i\xrightarrow {d_{S,\theta }}\varphi $;

  2. 1FA7990ED285

    $\lambda \varphi _ i\xrightarrow {d_{S,\lambda \theta }}\lambda \varphi $.

Proof. We have $V_{\lambda \theta }=\lambda V_{\theta }$. The middle expression in (16.9.10) for the pair $(\lambda \varphi _ i,\lambda \varphi )$ in the class $\lambda \theta $ is therefore $\lambda ^ n$ times the corresponding expression for $(\varphi _ i,\varphi )$ in the class $\theta $. The equivalence follows from corollary 16.9.9. $\square$

Proposition 16.9.42.FDEBDB1E8A22 Let $(\varphi _ i)_{i\in I}$ (resp. $(\psi _ i)_{i\in I}$) be a net in $\mathrm{PSH}(X,\theta )$ such that $\varphi _ i \xrightarrow {d_ S}\varphi \in \mathrm{PSH}(X,\theta )$ (resp. $\psi _ i \xrightarrow {d_ S}\psi \in \mathrm{PSH}(X,\theta )$). Then

\[ \varphi _ i\lor \psi _ i\xrightarrow {d_ S}\varphi \lor \psi . \]

Proof. Since $d_ S$ is a pseudometric, we may assume that both nets are actually sequences and $I=\mathbb {Z}_{>0}$. By corollary 16.9.36, we may assume that the masses $\int _ X \theta _{\varphi }^ n>0$, $\int _ X \theta _{\psi }^ n>0$.

By proposition 16.9.6 and proposition 16.8.28, replacing all potentials by their $P$-envelopes changes neither the hypotheses nor the conclusion. Thus we may assume that the $\varphi _ j$'s, the $\psi _ j$'s, $\varphi $ and $\psi $ are all model. After discarding finitely many terms, the masses of the two sequences are bounded below by a positive constant. Applying proposition 16.9.17 to both sequences and using the sandwich criterion corollary 16.9.39, it is enough to treat the case where each of $(\varphi _ j)_ j$ and $(\psi _ j)_ j$ is monotone. In this reduced situation, $(\varphi _ j)_ j$ (resp. $(\psi _ j)_ j$) converges to $\varphi $ (resp. $\psi $) almost everywhere due to proposition 16.9.47, corollary 16.9.12 and proposition 16.4.9.

We handle three cases separately.

Step 1. Assume that both sequences are increasing.

In this case, we have $\varphi _ j\lor \psi _ j\nearrow \varphi \lor \psi $ almost everywhere. Therefore, $\varphi _ j\lor \psi _ j\xrightarrow {d_ S} \varphi \lor \psi $ by corollary 16.9.12.

Step 2. Assume that one sequence, say $(\varphi _ j)_ j$ is increasing while the other is decreasing. Then we have

\[ \varphi _ j \lor \psi \leq \varphi _ j \lor \psi _ j \leq \varphi \lor \psi _ j. \]

Thanks to corollary 16.9.39, it suffices to show that both sides converge to $\varphi \lor \psi $ with respect to $d_ S$. So we reduce to the case where both sequences are decreasing.

Step 3. Assume that both sequences are decreasing.

In this case, due to corollary 16.9.14, it suffices to show that

76B405D47467 16.9.43
\begin{equation} \lim _{j\to \infty } \int _ X \theta _{\varphi _ j\lor \psi _ j}^ n=\int _ X \theta _{\varphi \lor \psi }^ n. \end{equation}

The $\geq $ direction follows from theorem 13.13.11; it remains to argue the $\leq $ direction.

Thanks to 13.13.30, we may find a sequence $(\epsilon _ j)_ j$ in $(0,1)$ with limit $0$ and a sequence $(\eta _ j)_ j$ in $\mathrm{PSH}(X,\theta )_{>0}$ such that

\[ (1-\epsilon _ j)\varphi _ j+\epsilon _ j \eta _ j \leq \varphi ,\quad \eta _ j \leq \varphi _ j. \]

It follows that for each $j\geq 1$, we have

\[ (1-\epsilon _ j)(\varphi _ j\lor \psi _ j)+\epsilon _ j \eta _ j \leq \varphi \lor \psi _ j. \]

Therefore by theorem 13.13.11,

\[ (1-\epsilon _ j)^ n \int _ X \theta _{\varphi _ j\lor \psi _ j}^ n\leq \int _ X \theta _{\varphi \lor \psi _ j}^ n. \]

Letting $j\to \infty $, we find that

\[ \lim _{j\to \infty }\int _ X \theta _{\varphi _ j\lor \psi _ j}^ n\leq \lim _{j\to \infty }\int _ X \theta _{\varphi \lor \psi _ j}^ n. \]

Therefore, in order to prove (16.9.43), we may assume that one of the sequences is constant; let us say $\psi _ j=\psi $ for all $j$. Repeating the same argument as before and constructing $(\epsilon _ j)_ j$, $(\eta _ j)_ j$ as above, we get

\[ (1-\epsilon _ j)^ n \int _ X \theta _{\varphi _ j\lor \psi }^ n\leq \int _ X \theta _{\varphi \lor \psi }^ n. \]

Letting $j\to \infty $, we conclude (16.9.43). $\square$

Proposition 16.9.44.362688C3DDC9 Let $(\varphi _ i)_{i\in I}$, $(\psi _ i)_{i\in I}$ be nets in $\mathrm{PSH}(X,\theta )$ such that $\varphi _ i\xrightarrow {d_ S} \varphi \in \mathrm{PSH}(X,\theta )$ and $\psi _ i\xrightarrow {d_ S}\psi \in \mathrm{PSH}(X,\theta )$. Assume that $\varphi _ i\preceq _ P \psi _ i$ for all $i\in I$. Then $\varphi \preceq _ P \psi $.

Proof. It follows from proposition 16.9.42 that

\[ \varphi _ i\lor \psi _ i\xrightarrow {d_ S}\varphi \lor \psi . \]

By 16.8.13, we have $\varphi _ i\lor \psi _ i\sim _ P \psi _ i$ for all $i\in I$. In particular, by proposition 16.9.6,

\[ \varphi _ i\lor \psi _ i\xrightarrow {d_ S}\psi . \]

By proposition 16.9.6 again, $\varphi \lor \psi \sim _ P\psi $ and hence $\varphi \preceq _ P \psi $ by 16.8.13. $\square$

Theorem 16.9.45.666CDCEAA1BE Let $\theta _1$, $\theta _2$ be smooth real closed $(1,1)$-forms on $X$ representing big cohomology classes. Suppose that $(\varphi _ i)_{i\in I}$ (resp. $(\psi _ i)_{i\in I}$) be a net in $\mathrm{PSH}(X,\theta _1)$ (resp. $\mathrm{PSH}(X,\theta _2)$) and $\varphi \in \mathrm{PSH}(X,\theta _1)$ (resp. $\psi \in \mathrm{PSH}(X,\theta _2)$). Consider the following three conditions:

  1. 4422A6DE22A7

    $\varphi _ i\xrightarrow {d_{S}}\varphi $;

  2. 1FADA39F0DD6

    $\psi _ i\xrightarrow {d_{S}}\psi $;

  3. 8A620957BCAE

    $\varphi _ i+\psi _ i\xrightarrow {d_{S}}\varphi +\psi $.

Then any two of these conditions imply the third.

Proof. By corollary 16.9.36, we may assume that $\theta _1,\theta _2$ are both Kähler forms. We denote them by $\omega _1,\omega _2$ instead. Let $\omega =\omega _1+\omega _2$.

1+2 $\implies $ 3. It suffices to show that for each $r=0,\ldots ,n$,

\[ 2\int _ X \omega _{(\varphi _ i+\psi _ i)\lor (\varphi +\psi )}^ r\wedge \omega ^{n-r}-\int _ X \omega _{\varphi _ i+\psi _ i}^ r\wedge \omega ^{n-r}-\int _ X \omega _{\varphi +\psi }^ r\wedge \omega ^{n-r}\to 0. \]

Observe that for each $i\in I$,

\[ (\varphi _ i+\psi _ i)\lor (\varphi +\psi )\leq (\varphi _ i\lor \varphi )+(\psi _ i \lor \psi ). \]

The expression with the actual rooftop is non-negative and is bounded above by the same expression with this larger potential in place of $(\varphi _ i+\psi _ i)\lor (\varphi +\psi )$. Thus, it suffices to show that

\[ 2\int _ X \omega _{(\varphi _ i\lor \varphi )+(\psi _ i\lor \psi )}^ r\wedge \omega ^{n-r}-\int _ X \omega _{\varphi _ i+\psi _ i}^ r\wedge \omega ^{n-r}-\int _ X \omega _{\varphi +\psi }^ r\wedge \omega ^{n-r}\to 0. \]

The left-hand side is a linear combination of

\[ 2\int _ X \omega _{1,\varphi _ i\lor \varphi }^ a\wedge \omega _{2,\psi _ i\lor \psi }^{r-a}\wedge \omega ^{n-r}-\int _ X \omega _{1,\varphi _ i}^ a\wedge \omega _{2,\psi _ i}^{r-a} \wedge \omega ^{n-r}-\int _ X \omega _{1,\varphi }^ a\wedge \omega _{2,\psi }^{r-a} \wedge \omega ^{n-r} \]

with $a=0,\ldots ,r$. Observe that $\varphi _ i\lor \varphi \xrightarrow {d_ S}\varphi $ and $\psi _ i\lor \psi \xrightarrow {d_ S}\psi $ by corollary 16.9.9, each term tends to $0$ by theorem 16.9.30.

1+3 $\implies $ 2. For each $C\geq 1$, from the direction we already proved together with 16.9.41,

\[ C\varphi _ i+\psi _ i\xrightarrow {d_{S}} C\varphi +\psi . \]

By theorem 16.9.30, for each $j=0,\ldots ,n$,

\[ \begin{split} & \lim _{i\in I} \int _ X \Bigl (C\omega _1+\omega _2+\mathrm{dd}^{\mathrm{c}}(C\varphi _ i+\psi _ i)\Bigr )^ j\wedge \omega _2^{n-j}\\ = & \int _ X \Bigl (C\omega _1+\omega _2+\mathrm{dd}^{\mathrm{c}}(C\varphi +\psi )\Bigr )^ j\wedge \omega _2^{n-j}. \end{split} \]

Both sides are polynomials in $C$. Comparing the constant terms gives

FF05887CF686 16.9.46
\begin{equation} \lim _{i\in I} \int _ X \omega _{2,\psi _ i}^ j\wedge \omega _2^{n-j}=\int _ X \omega _{2,\psi }^ j\wedge \omega _2^{n-j}. \end{equation}

Therefore, 2 follows if $\psi _ i\geq \psi $ for each $i$ by 16.9.7.

Next we prove the general case. By the direction that we already proved, we know that $\varphi _ i+\psi \xrightarrow {d_{S}} \varphi +\psi $. By proposition 16.9.42, we have

\[ \varphi _ i+(\psi _ i\lor \psi )\xrightarrow {d_{S}} \varphi +\psi . \]

It follows from the special case above that $\psi _ i\lor \psi \xrightarrow {d_{S}}\psi $. It follows from (16.9.46) and corollary 16.9.33 that 2 holds.

2+3 $\implies $ 1. This is similar. $\square$

Proposition 16.9.47.A2F662346EB5 Let $(\varphi _ i)_{i\in I}$ be a net in $\mathrm{PSH}(X,\theta )$, decreasing with respect to the $P$-partial order. Assume that there is $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$ with $\varphi _ i\xrightarrow {d_ S}\varphi $, then

17876C1905F0 16.9.48
\begin{equation} \inf _{i\in I} P_{\theta }[\varphi _ i]=P_{\theta }[\varphi ]. \end{equation}

Proof. First observe that by our assumption, $(P_{\theta }[\varphi _ i])_{i\in I}$ is a decreasing net. By the continuity of non-pluripolar masses corollary 16.9.13, we have

\[ \lim _{i\in I} \int _ X \theta _{P_{\theta }[\varphi _ i]}^ n=\lim _{i\in I} \int _ X \theta _{\varphi _ i}^ n= \int _ X \theta _{\varphi }^ n. \]

Replacing $I$ by a tail, we may therefore assume that $\varphi _ i\in \mathrm{PSH}(X,\theta )_{>0}$ for each $i\in I$. Since $\varphi _ i\sim _ P P_\theta [\varphi _ i]$, replacing $\varphi _ i$ by $P_\theta [\varphi _ i]$ does not change its $d_ S$-class by proposition 16.9.6. We may assume that each $\varphi _ i$ is model and $(\varphi _ i)_{i\in I}$ is decreasing. In this case, by proposition 16.4.4, the potential

\[ \psi \coloneqq \inf _{i\in I} \varphi _ i \]

is model in $\mathrm{PSH}(X,\theta )_{>0}$ with

\[ \int _ X \theta _{\psi }^ n=\lim _{i\in I} \int _ X \theta _{\varphi _ i}^ n= \int _ X \theta _{\varphi }^ n. \]

Therefore, by corollary 16.9.14, we find $\varphi _ i\xrightarrow {d_ S}\psi $. In particular, $\varphi \sim _ P \psi $ by proposition 16.9.6. Therefore,

\[ \psi =P_{\theta }[\psi ]=P_{\theta }[\varphi ]. \]

Therefore, (16.9.48) follows. $\square$

Theorem 16.9.49.88D575A3C46A The map

\[ P_{\theta }[\bullet ]_{\mathcal{I}}\colon \mathrm{PSH}(X,\theta )_{>0}\rightarrow \mathrm{PSH}(X,\theta )_{>0} \]

is continuous with respect to $d_ S$.

Proof. Let $(\varphi _ i)_{i\in \mathbb {Z}_{>0}}$ be a sequence in $\mathrm{PSH}(X,\theta )_{>0}$ such that $\varphi _ i\xrightarrow {d_ S}\varphi \in \mathrm{PSH}(X,\theta )_{>0}$. We want to show that

6.73
\begin{equation} P_{\theta }[\varphi _ i]_{\mathcal{I}}\xrightarrow {d_ S}P_{\theta }[\varphi ]_{\mathcal{I}}. \end{equation}

We may assume that the $\varphi _ i$'s and $\varphi $ are all model potentials by proposition 16.9.6.

By proposition 16.9.17 and corollary 16.9.39, we may assume that $(\varphi _ i)_ i$ is either increasing or decreasing. In the increasing case, we apply proposition 16.6.30 and corollary 16.9.12, while in the decreasing case, we apply proposition 16.6.29, proposition 16.4.4 and corollary 16.9.14. $\square$

We record the following result for later use.

Lemma 16.9.50.CC25BA40D9FE Fix a Kähler form $\omega $ on $X$. As $\epsilon \to 0$ (from both sides), we have

11D8415D35F8 16.9.51
\begin{equation} V_{\theta +\epsilon \omega }\xlongrightarrow {d_ S}V_{\theta }. \end{equation}

Proof. There are two assertions to prove, as detailed in the two steps.

Step 1. We first handle the case where $\epsilon \to 0+$.

In this case (16.9.51) means

\[ V_{\theta +\epsilon \omega }\xlongrightarrow {d_{S,\theta +\omega }}V_{\theta } \]

as $\epsilon \to 0+$. So thanks to corollary 16.9.14 and proposition 16.4.4, it suffices to prove the following:

E3D4ADBA54B9 16.9.52
\begin{equation} \inf _{\epsilon >0} P_{\theta +\omega }\left[ V_{\theta +\epsilon \omega } \right]=P_{\theta +\omega }\left[ V_{\theta } \right]. \end{equation}

First observe that

\[ V_{\theta }=\inf _{\epsilon >0} V_{\theta +\epsilon \omega }. \]

In fact, the $\leq $ direction is trivial. As for the reverse inequality, it suffices to observe that the right-hand side lies in $\mathrm{PSH}(X,\theta )$. Therefore, due to proposition 16.4.4,

\[ \lim _{\epsilon \to 0+} \int _ X \left( \theta +\epsilon \omega +\mathrm{dd}^{\mathrm{c}}V_{\theta +\epsilon \omega } \right)^ n=\int _ X \theta _{V_{\theta }}^ n. \]

Therefore, for all $\epsilon >0$ small enough, we can find $\eta _{\epsilon }\in \mathrm{PSH}(X,\theta +\epsilon \omega )$ and $a_{\epsilon }>0$ decreasing to $0$ so that

\[ (1-a_\epsilon )V_{\theta +\epsilon \omega } + a_\epsilon \eta _\epsilon \leq V_{\theta }. \]

Therefore, thanks to proposition 16.4.2,

\[ (1-a_\epsilon )P_{\theta +\omega }\left[ V_{\theta +\epsilon \omega } \right] + a_\epsilon P_{\theta +\omega }\left[\eta _\epsilon \right] \leq P_{\theta +\omega }\left[V_{\theta }\right]. \]

Since the envelopes $P_{\theta +\omega }[\eta _\epsilon ]$ have supremum $0$, they are uniformly bounded in $L^1$ by proposition 5.17.3; hence $a_\epsilon P_{\theta +\omega }[\eta _\epsilon ]\to 0$ in $L^1$. Letting $\epsilon \to 0$ and using proposition 5.14.6, we conclude (16.9.52).

Step 2. We then handle the case where $\epsilon \to 0-$.

In this case, (16.9.51) simply means

\[ V_{\theta -\epsilon \omega }\xrightarrow {d_{S,\theta }}V_{\theta } \]

as $\epsilon \to 0+$. But this follows from corollary 16.9.12 if we can prove

4D05EB795FC2 16.9.53
\begin{equation} \operatorname *{sup}_{\epsilon >0}{}\! {}^{*} V_{\theta -\epsilon \omega }=V_{\theta }, \end{equation}

where we understand that $\epsilon $ is small enough so that $\theta -\epsilon \omega $ represents a big cohomology class. Since $\{ \theta \} $ is big, we can find $\varphi \in \mathrm{PSH}(X,\theta )$ so that

\[ \varphi \leq 0,\quad \theta _{\varphi }\geq \delta \omega \]

for some $\delta >0$. For a small $\epsilon >0$, we then have

\[ \theta +\mathrm{dd}^{\mathrm{c}}\left( \left(1-\frac{\epsilon }{\delta }\right)V_{\theta }+ \frac{\epsilon }{\delta }\varphi \right)\geq \epsilon \omega . \]

Therefore,

\[ \left(1-\frac{\epsilon }{\delta }\right)V_{\theta }+ \frac{\epsilon }{\delta }\varphi \leq V_{\theta -\epsilon \omega }. \]

Letting $\epsilon \to 0+$, we then find

\[ V_{\theta }\leq \operatorname *{sup}_{\epsilon >0}{}\! {}^{*} V_{\theta -\epsilon \omega }. \]

The reverse inequality is trivial, hence (16.9.53) is established. $\square$

16.9.54 Continuity of invariantsF6973807BD19

In this section, we prove the continuity of a few invariants of the singularities with respect to $d_ S$.

Theorem 16.9.55.89B76134A3A3 Let $(\varphi _ j)_{j\in I}$ be a net in $\mathrm{PSH}(X,\theta )$ and $\varphi _ j\xrightarrow {d_ S}\varphi \in \mathrm{PSH}(X,\theta )$. Then for any prime divisor $E$ over $X$, we have

D68651624DC9 16.9.56
\begin{equation} \lim _{j\in I}\nu (\varphi _ j,E)=\nu (\varphi ,E). \end{equation}

Proof. First observe that since $d_ S$ is a pseudometric, it suffices to prove (16.9.56) when $I=\mathbb {Z}_{>0}$ as partially ordered sets.

By corollary 16.9.36, after adding a Kähler form to $\theta $, we may assume that the masses of $\varphi _ j$ and of $\varphi $ are bounded from below by a positive constant.

By theorem 16.9.49, we may assume that $\varphi _ j$ and $\varphi $ are both $\mathcal{I}$-model and hence model. When proving (16.9.56), we are free to pass to subsequences.

By proposition 16.9.17 and a sandwich argument, we may assume that the sequence $(\varphi _ j)_ j$ is either increasing or decreasing. In the increasing case, the Lelong numbers $\nu (\varphi _ j,E)$ decrease to a limit at least $\nu (\varphi ,E)$, while $L^1$-convergence gives the opposite inequality by upper semicontinuity of Lelong numbers. In the decreasing case, (16.9.56) follows from proposition 16.4.4. $\square$

Theorem 16.9.57.CAB6F4E23080 Let $(\varphi _ j)_{j\in I}$ be a net in $\mathrm{PSH}(X,\theta )$ and $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$. Assume that $\varphi _ j\xrightarrow {d_ S}\varphi $. Then

8D9C25DA2712 16.9.58
\begin{equation} \operatorname{vol}\theta _{\varphi _ j}\to \operatorname{vol}\theta _{\varphi },\quad \int _ X \theta _{\varphi _ j}^ n\to \int _ X \theta _{\varphi }^ n. \end{equation}
Recall the volume is defined in definition 16.6.13. In fact, we do not have to assume the positivity of the mass of $\varphi $. The proof of the general statement is slightly more involved. See corollary 18.1.34 below.

Proof. The latter part of (16.9.58) is just a special case of theorem 16.9.30. It remains to prove the former part.

We may therefore assume that $\int _ X \theta _{\varphi _ j}^ n>0$ for all $j\in I$ after passing to a tail. Then by theorem 16.9.49, we have

\[ P_{\theta }[\varphi _ j]_{\mathcal{I}}\xrightarrow {d_ S}P_{\theta }[\varphi ]_{\mathcal{I}}. \]

Therefore, the first part of (16.9.58) follows again from theorem 16.9.30. $\square$

Next we show that $d_ S$-convergent sequences have a sort of quasi-equisingular property (cf. (5.18.9)).

Theorem 16.9.59.E1576893E02B Let $\varphi _ j,\varphi \in \mathrm{PSH}(X,\theta )$ ($j\in \mathbb {Z}_{>0}$). Assume that $\varphi _ j\xrightarrow {d_ S}\varphi $. Then for each $\lambda '>\lambda >0$, there is $j_0>0$ so that for $j\geq j_0$,

ACB2722EA044 16.9.60
\begin{equation} \mathcal{I}(\lambda ' \varphi _ j)\subseteq \mathcal{I}(\lambda \varphi ). \end{equation}

Proof. Fix $\lambda '>\lambda >0$. We want to find $j_0>0$ so that for $j\geq j_0$, (16.9.60) holds.

Step 1. We first assume that $\varphi $ has analytic singularities.

Let $\pi \colon Y\rightarrow X$ be a log resolution of $\varphi $ and let $E_1,\ldots ,E_ N$ be all prime divisors in the polar locus of $\varphi $ on $Y$. Recall that by theorem 5.16.18, a non-zero local holomorphic function $f$ lies in the right-hand side of (16.9.60) if and only if for all $i=1,\ldots ,N$,

337542A87DFB 16.9.61
\begin{equation} \operatorname{ord}_{E_ i}(f)>\lambda \nu (\varphi ,E_ i)-A_ X(E_ i), \end{equation}

where $A_ X$ denotes the log discrepancy. Similarly, if $f$ lies in the left-hand side of (16.9.60), then for all $i=1,\ldots ,N$,

\[ \operatorname{ord}_{E_ i}(f)> \lambda '\nu (\varphi _ j,E_ i)-A_ X(E_ i). \]

As Lelong numbers are continuous with respect to $d_ S$ by theorem 16.9.55, we can find $j_0>0$ so that when $j\geq j_0$, $\lambda '\nu (\varphi _ j,E_ i)\geq \lambda \nu (\varphi ,E_ i)$ for all $i$. In particular, (16.9.61) follows.

Step 2. We handle the general case.

By corollary 16.9.36, we are free to increase $\theta $ and assume that $\theta _{\varphi }$ is a Kähler current.

Take a quasi-equisingular approximation $(\psi _ k)_ k$ of $\varphi $ in $\mathrm{PSH}(X,\theta )$. The existence is guaranteed by theorem 5.18.11. Take $\lambda ''\in (\lambda ,\lambda ')$. Then by definition of quasi-equisingular approximations (cf. (5.18.9)), we can find $k>0$ so that

\[ \mathcal{I}(\lambda ''\psi _ k)\subseteq \mathcal{I}(\lambda \varphi ). \]

Observe that $\psi _ k\geq \varphi $ for all $k>0$. By proposition 16.9.42, we then find that for any $k>0$, we have $\varphi _ j\lor \psi _ k\xrightarrow {d_ S}\varphi \lor \psi _ k=\psi _ k$ as $j\to \infty $. By Step 1, we can find $j_0>0$ so that for $j\geq j_0$,

\[ \mathcal{I}\Bigl (\lambda ' (\varphi _ j\lor \psi _ k)\Bigr )\subseteq \mathcal{I}(\lambda ''\psi _ k). \]

It follows that for $j\geq j_0$,

\[ \mathcal{I}(\lambda ' \varphi _ j)\subseteq \mathcal{I}(\lambda \varphi ). \]

This completes the proof. $\square$

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