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16.6 Multiplier-ideal envelopes3FB831210DD1

3FB831210DD1

From the algebraic point of view, a more natural envelope operator is given by the $\mathcal{I}$-envelope.

In this section, $X$ will denote a connected compact Kähler manifold of dimension $n$.

16.6.1 $\mathcal{I}$-equivalence6C0625A38157

Proposition 16.6.2.8769D844C274 Given $\varphi ,\psi \in \mathrm{QPSH}(X)$, the following are equivalent:

  1. 8350562AE8B9

    For any $k\in \mathbb {Z}_{>0}$, we have

    \[ \mathcal{I}(k\varphi )=\mathcal{I}(k\psi ); \]
  2. 799708EE5608

    for any $\lambda \in \mathbb {R}_{>0}$, we have

    \[ \mathcal{I}(\lambda \varphi )=\mathcal{I}(\lambda \psi ); \]
  3. F9ADC7F591FD

    for any modification $\pi \colon Y\rightarrow X$ and any $y\in Y$, we have

    \[ \nu (\pi ^*\varphi ,y)=\nu (\pi ^*\psi ,y); \]
  4. 3689FC205187

    for any proper bimeromorphic morphism $\pi \colon Y\rightarrow X$ from a Kähler manifold and any $y\in Y$, we have

    \[ \nu (\pi ^*\varphi ,y)=\nu (\pi ^*\psi ,y); \]
  5. 5B2C5A6F25AB

    for any prime divisor $E$ over $X$, we have

    \[ \nu (\varphi ,E)=\nu (\psi ,E). \]
See definition 9.10.2 for the definition of prime divisors over $X$. Recall that here, a modification of a compact complex space means a finite composition of blow-ups with smooth centers. This terminology is highly non-standard.

For simplicity, we usually write

\[ \nu (\varphi ,y)=\nu (\pi ^*\varphi ,y) \]

when $\pi $ is obvious from the context.

Proof. 4 $\iff $ 5. This follows from 5.16.17.

3 $\iff $ 5. This follows from corollary 9.10.10.

1 $\implies $ 5. This follows from proposition 5.16.15.

5 $\implies $ 2. This follows from theorem 5.16.18.

2 $\implies $ 1. This is the restriction to positive integral values of $\lambda $. $\square$

Definition 16.6.3.3B668848773E Given $\varphi ,\psi \in \mathrm{QPSH}(X)$, we say they are $\mathcal{I}$-equivalent and write $\varphi \sim _{\mathcal{I}}\psi $ if the equivalent conditions in proposition 16.6.2 are satisfied.

Clearly, $\sim _{\mathcal{I}}$ is an equivalence relation on $\mathrm{QPSH}(X)$.

Proposition 16.6.4.BBF7977859F1 Let $\pi \colon Y\rightarrow X$ be a proper bimeromorphic morphism from a Kähler manifold $Y$ to $X$. For $\varphi ,\psi \in \mathrm{QPSH}(X)$, the following are equivalent:

  1. 6DA16E919D14

    $\varphi \sim _{\mathcal{I}}\psi $;

  2. 2D448BBBDA2D

    $\pi ^*\varphi \sim _{\mathcal{I}}\pi ^*\psi $.

Proof. 1 $\implies $ 2. This follows from proposition 16.6.2 4.

2 $\implies $ 1. This follows from the simple fact that

\[ \mathcal{I}(k\varphi )=\pi _* \left( \omega _{Y/X}\otimes \mathcal{I}(k\pi ^*\varphi ) \right),\quad \mathcal{I}(k\psi )=\pi _* \left( \omega _{Y/X}\otimes \mathcal{I}(k\pi ^*\psi ) \right) \]

for any $k\in \mathbb {Z}_{>0}$, where $\omega _{Y/X}$ is the relative dualizing sheaf. See [Proposition 5.8, Dem12]. $\square$

Proposition 16.6.5.26D170DCA6A1 Let $\varphi ,\varphi ',\psi ,\psi '\in \mathrm{QPSH}(X)$ and $\lambda >0$. Assume that $\varphi \sim _{\mathcal{I}}\psi $ and $\varphi '\sim _{\mathcal{I}}\psi '$. Then

\[ \varphi \lor \varphi '\sim _{\mathcal{I}} \psi \lor \psi ',\quad \varphi +\varphi '\sim _{\mathcal{I}} \psi +\psi ',\quad \lambda \varphi \sim _{\mathcal{I}}\lambda \psi . \]

Similarly, if $(\varphi _ i)_{i\in I}$, $(\psi _ i)_{i\in I}$ are two non-empty uniformly bounded from above families in $\mathrm{PSH}(X,\theta )$ for some closed smooth real $(1,1)$-form $\theta $ on $X$ such that $\varphi _ i\sim _{\mathcal{I}}\psi _ i$ for all $i\in I$, then

\[ \operatorname *{sup}_{i\in I}{}\! {}^{*} \varphi _ i\sim _{\mathcal{I}}\operatorname *{sup}_{i\in I}{}\! {}^{*} \psi _ i. \]

Proof. This follows from proposition 5.16.8 and corollary 5.16.9. $\square$

16.6.6 The definition of the $\mathcal{I}$-envelope39E4D656BD09

Fix a smooth closed real $(1,1)$-form $\theta $ on $X$.

Definition 16.6.7.E94E1B7F9193 Given $\varphi \in \mathrm{PSH}(X,\theta )$, we define its $\mathcal{I}$-envelope as follows:

FA4D3373FBAE 16.6.8
\begin{equation} P_{\theta }[\varphi ]_{\mathcal{I}}\coloneqq \operatorname *{sup}_{}{}\! {}^{*}\{ \psi \in \mathrm{PSH}(X,\theta ): \psi \leq 0,\psi \sim _{\mathcal{I}} \varphi \} . \end{equation}

If $\varphi =P_{\theta }[\varphi ]_{\mathcal{I}}$, we say $\varphi $ is an $\mathcal{I}$-model potential (in $\mathrm{PSH}(X,\theta )$).

Note that by proposition 5.14.2, $P_{\theta }[\varphi ]_{\mathcal{I}}\in \mathrm{PSH}(X,\theta )$.

Proposition 16.6.9.708B2E9B2EF0 Let $\theta '=\theta +\mathrm{dd}^{\mathrm{c}}g$ for some $g\in C^{\infty }(X)$. Then for any $\varphi \in \mathrm{PSH}(X,\theta )$, we have $\varphi '\coloneqq \varphi -g\in \mathrm{PSH}(X,\theta ')$ and

\[ P_{\theta }[\varphi ]_{\mathcal{I}}\sim P_{\theta '}[\varphi ']_{\mathcal{I}}. \]

Proof. By symmetry, it suffices to show that

\[ P_{\theta }[\varphi ]_{\mathcal{I}}\preceq P_{\theta '}[\varphi ']_{\mathcal{I}}. \]

After replacing $g$ by $g+C$ for a suitable constant $C$, which only changes $\varphi '$ by an additive constant, we may assume that $g\geq 0$. Let $\psi \in \mathrm{PSH}(X,\theta )$ be such that $\psi \leq 0$ and $\psi \sim _{\mathcal{I}}\varphi $. Then $\psi '\coloneqq \psi -g$ lies in $\mathrm{PSH}(X,\theta ')$, satisfies $\psi '\leq 0$, and is $\mathcal{I}$-equivalent to $\varphi '$ since adding a smooth function does not change multiplier ideals. Hence

\[ \psi -g=\psi '\leq P_{\theta '}[\varphi ']_{\mathcal{I}}. \]

It follows that

\[ \psi -\sup _ X g\leq P_{\theta '}[\varphi ']_{\mathcal{I}}. \]

Taking the upper envelope over all such $\psi $ gives

\[ P_{\theta }[\varphi ]_{\mathcal{I}}-\sup _ X g\leq P_{\theta '}[\varphi ']_{\mathcal{I}}, \]

which proves the desired comparison. $\square$

Proposition 16.6.10.E535E4DC5384 Let $\pi \colon Y\rightarrow X$ be a proper bimeromorphic morphism from a Kähler manifold $Y$ to $X$. Then for $\varphi \in \mathrm{PSH}(X,\theta )$, we have

\[ P_{\pi ^*\theta }[\pi ^*\varphi ]_{\mathcal{I}}=\pi ^* P_{\theta }[\varphi ]_{\mathcal{I}}. \]

Proof. Let

\[ \eta =P_{\pi ^*\theta }[\pi ^*\varphi ]_{\mathcal{I}}. \]

First take a candidate $\psi \in \mathrm{PSH}(X,\theta )$ in (16.6.8), so that $\psi \leq 0$ and $\psi \sim _{\mathcal{I}}\varphi $. Then $\pi ^*\psi \leq 0$ and $\pi ^*\psi \sim _{\mathcal{I}}\pi ^*\varphi $ by proposition 16.6.4; hence $\pi ^*\psi \leq \eta $. Taking the upper envelope over all such $\psi $ gives

\[ \pi ^* P_{\theta }[\varphi ]_{\mathcal{I}}\leq \eta . \]

Conversely, let $\chi \in \mathrm{PSH}(Y,\pi ^*\theta )$ be a candidate in the definition of $\eta $, so that $\chi \leq 0$ and $\chi \sim _{\mathcal{I}}\pi ^*\varphi $. By proposition 5.17.8, there is a unique $\psi \in \mathrm{PSH}(X,\theta )$ such that $\chi =\pi ^*\psi $. Since $\pi $ is surjective, $\psi \leq 0$. By proposition 16.6.4, the relation $\chi \sim _{\mathcal{I}}\pi ^*\varphi $ implies $\psi \sim _{\mathcal{I}}\varphi $. Thus $\psi \leq P_{\theta }[\varphi ]_{\mathcal{I}}$, and hence

\[ \chi \leq \pi ^* P_{\theta }[\varphi ]_{\mathcal{I}}. \]

Taking the upper envelope over all such $\chi $ gives the reverse inequality. $\square$

Proposition 16.6.11.363E28FF4A61 Let $\varphi \in \mathrm{PSH}(X,\theta )$. Then

\[ \varphi \sim _{\mathcal{I}} P_{\theta }[\varphi ]_{\mathcal{I}}. \]

In particular,

\[ P_{\theta }\Bigl [ P_{\theta }[\varphi ]_{\mathcal{I}} \Bigr ]_{\mathcal{I}}=P_{\theta }[\varphi ]_{\mathcal{I}} \]

and the upper semicontinuous regularization in (16.6.8) is not necessary.

Proof. In view of proposition 16.6.2, it suffices to show that for $k \in \mathbb {Z}_{>0}$, we have

5888DEC3C930 16.6.12
\begin{equation} \mathcal{I}(k\varphi )=\mathcal{I}(kP_{\theta }[\varphi ]_{\mathcal{I}}). \end{equation}

By proposition 5.14.3, we can find $\psi _ i\in \mathrm{PSH}(X,\theta )$ ($i\in \mathbb {Z}_{>0}$) such that $\psi _ i\leq 0$, $\psi _ i\sim _{\mathcal{I}}\varphi $ for all $i\geq 1$ and

\[ \operatorname *{sup}_{i>0}{}\! {}^{*}\psi _ i=P_{\theta }[\varphi ]_{\mathcal{I}}. \]

By proposition 16.6.5, we may replace $\psi _ i$ by $\psi _1\lor \cdots \lor \psi _ i$ and assume that the sequence $\psi _ i$ is increasing. In this case, it follows from the strong openness theorem theorem 5.16.21 that for each $k\in \mathbb {Z}_{>0}$, we have

\[ \mathcal{I}(k\varphi )=\mathcal{I}(k\psi _ j)=\mathcal{I} (kP_{\theta }[\varphi ]_{\mathcal{I}}) \]

for $j$ large enough. $\square$

Definition 16.6.13.1D9577F4ECC2 Let $\varphi \in \mathrm{PSH}(X,\theta )$, we define the volume1 $\operatorname{vol}(\theta ,\varphi )$ as

\[ \operatorname{vol}(\theta ,\varphi )=\int _ X \Bigl (\theta +\mathrm{dd}^{\mathrm{c}}P_{\theta }[\varphi ]_{\mathcal{I}} \Bigr )^ n. \]

Proposition 16.6.14.8DF15E9E1928 Let $\theta '=\theta +\mathrm{dd}^{\mathrm{c}}g$ for some $g\in C^{\infty }(X)$. Then for any $\varphi \in \mathrm{PSH}(X,\theta )$, we have $\varphi '=\varphi -g\in \mathrm{PSH}(X,\theta ')$ and

\[ \operatorname{vol}(\theta ,\varphi )= \operatorname{vol}\left(\theta ',\varphi '\right). \]

Proof. By proposition 16.6.9, the currents $\theta +\mathrm{dd}^{\mathrm{c}}P_\theta [\varphi ]_{\mathcal I}$ and $\theta '+\mathrm{dd}^{\mathrm{c}}P_{\theta '}[\varphi ']_{\mathcal I}$ have the same singularity type in the same cohomology class. Applying the monotonicity theorem theorem 13.13.11 gives equality of their non-pluripolar masses. $\square$

In view of proposition 16.6.14, the volume $\operatorname{vol}(\theta ,\varphi )$ depends only on the current $\theta _{\varphi }$, and we may write

3535B0853CBC 16.6.15
\begin{equation} \operatorname{vol}\theta _{\varphi }=\operatorname{vol}(\theta ,\varphi ). \end{equation}

Definition 16.6.16.202451F22A2A Let $\alpha \in \mathrm{H}^{1,1}(X,\mathbb {R})$ be a pseudo-effective class. The volume $\operatorname{vol}\alpha $ of $\alpha $ is defined as

\[ \operatorname{vol}\alpha =\operatorname{vol}T_{\min }, \]

where $T_{\min }$ is a current with minimal singularities in $\alpha $. Note that $\operatorname{vol}\alpha $ is independent of the choice of $T_{\min }$, thanks to theorem 13.13.11.

Let us recall the following elementary result for later use.

Proposition 16.6.17.12DD9B82F232 Let $\pi \colon Y\rightarrow X$ be a proper bimeromorphic morphism from a Kähler manifold $Y$.

  1. 7C6266FB792D

    For any big class $\alpha \in \mathrm{H}^{1,1}(X,\mathbb {R})$, $\pi ^*\alpha $ is big. Moreover, $\operatorname{vol}\pi ^*\alpha =\operatorname{vol}\alpha $.

  2. FDD4AF241C61

    For any big class $\beta \in \mathrm{H}^{1,1}(Y,\mathbb {R})$, $\pi _*\beta $ is big. Moreover, $\operatorname{vol}\pi _*\beta \geq \operatorname{vol}\beta $.

Proof. 1 Take a current $T_{\min }$ with minimal singularities in $\alpha $. Then $\pi ^*T_{\min }$ is a current with minimal singularities in $\pi ^*\alpha $. Our assertion follows from proposition 13.13.4.

2 Let $S_{\min }$ be a current with minimal singularities in $\beta $. Then $\pi _*S_{\min }$ is a positive current in the cohomology class $\pi _*\beta $. A current with minimal singularities in $\pi _*\beta $ is less singular than $\pi _*S_{\min }$, hence by the monotonicity theorem theorem 13.13.11

\[ \operatorname{vol}(\pi _*\beta )\geq \int _ X\left(\pi _*S_{\min }\right)^ n. \]

By proposition 13.13.4,

\[ \int _ X \left(\pi _*S_{\min }\right)^ n\geq \int _ Y S_{\min }^ n=\operatorname{vol}\beta . \]

We conclude $\operatorname{vol}\pi _*\beta \geq \operatorname{vol}\beta $. $\square$

The $\mathcal{I}$-envelope and the $P$-envelope are related in a simple manner.

Proposition 16.6.18.8AE79B76D6D2 Let $\varphi \in \mathrm{PSH}(X,\theta )$. Then

\[ P_{\theta }[\varphi ]\leq P_{\theta }[\varphi ]_{\mathcal{I}},\quad \varphi \sim _{\mathcal{I}}P_{\theta }[\varphi ]. \]
As a consequence,
0BC2A1135095 16.6.19
\begin{equation} P_{\theta }\Bigl [P_{\theta }[\varphi ]\Bigr ]_{\mathcal{I}}=P_{\theta }[\varphi ]_{\mathcal{I}}. \end{equation}

Proof. It suffices to show that $\varphi \sim _{\mathcal{I}} P_{\theta }[\varphi ]$. Namely, for each $k\in \mathbb {Z}_{>0}$, we have

EA49AC910A56 16.6.20
\begin{equation} \mathcal{I}(k\varphi )=\mathcal{I}\Bigl (kP_{\theta }[\varphi ]\Bigr ). \end{equation}

Fix $k$ for now. It follows from (16.3.7) and the strong openness theorem theorem 5.16.21 that

\[ \mathcal{I}\Bigl (kP_{\theta }[\varphi ]\Bigr )=\mathcal{I}\Bigl ((k\varphi +C)\land kV_{\theta }\Bigr ), \]

when $C$ is large enough. Since $(k\varphi +C)\land kV_{\theta }\sim k\varphi $, we have

\[ \mathcal{I}\Bigl ((k\varphi +C)\land kV_{\theta }\Bigr )=\mathcal{I}(k\varphi ) \]

and (16.6.20) follows. $\square$

In particular, we obtain an interesting relation between the non-pluripolar mass and the volume.

Corollary 16.6.21.FB21F0385323 Let $\varphi \in \mathrm{PSH}(X,\theta )$. Then

\[ \int _ X \theta _{\varphi }^ n\leq \operatorname{vol}\theta _{\varphi }. \]
The reverse inequality fails in general, see example 16.8.19. We note the following special case:

Proposition 16.6.22.10F9DDE25703 Let $\varphi \in \mathrm{PSH}(X,\theta )$. Assume that $\varphi $ has analytic singularities. Then

B621808C9E65 16.6.23
\begin{equation} \varphi \sim P_{\theta }[\varphi ] \sim P_{\theta }[\varphi ]_{\mathcal{I}}. \end{equation}

Hence, $P_{\theta }[\varphi ]$ and $P_{\theta }[\varphi ]_{\mathcal{I}}$ both have analytic singularities.

In particular,

D91D171A0296 16.6.24
\begin{equation} \int _ X \theta _{\varphi }^ n= \operatorname{vol}\theta _{\varphi }. \end{equation}

Proof. First observe that (16.6.24) follows from (16.6.23) and theorem 13.13.11. It remains to establish (16.6.23).

In view of proposition 16.6.18, it suffices to show that

9169FBAAFD41 16.6.25
\begin{equation} P_{\theta }[\varphi ]_{\mathcal{I}}\preceq \varphi . \end{equation}

By proposition 16.6.10, proposition 16.4.1 and theorem 5.18.8, after passing to a log resolution we may assume that $\varphi $ has log singularities along an effective $\mathbb Q$-divisor $D$. This reduction does not change the assertion, since both the $P$- and the $\mathcal I$-envelope are compatible with bimeromorphic pull-back.

After multiplying $\theta $ and $\varphi $ by a sufficiently divisible positive integer, and then dividing the final comparison by the same integer, we may assume that $D$ is integral. In this case the Bergman-type quasi-equisingular approximants of $\varphi $ associated to the ideals $\mathcal I(2^ j\varphi )$ have the same singularity type as $\varphi $.

Since

\[ P_\theta [\varphi ]_{\mathcal I}\sim _{\mathcal I}\varphi \]

by proposition 16.6.11, we have

\[ \mathcal I(2^ jP_\theta [\varphi ]_{\mathcal I})=\mathcal I(2^ j\varphi ). \]

Thus the quasi-equisingular approximants $\eta _ j$ of $P_\theta [\varphi ]_{\mathcal I}$ and $\varphi _ j$ of $\varphi $ may be chosen with the same singularity type $(2^{-j},\mathcal I(2^ j\varphi ))$. Consequently $\eta _ j\sim \varphi _ j\sim \varphi $ for $j\gg 1$. Since $\eta _ j\searrow P_\theta [\varphi ]_{\mathcal I}$, choosing one such large $j$ gives

\[ P_\theta [\varphi ]_{\mathcal I}\leq \eta _ j\leq \varphi +C_ j, \]

and hence (16.6.25) holds. $\square$

16.6.26 Properties of the $\mathcal{I}$-envelope4FA5F6B29982

Let $\theta ,\theta _1,\theta _2$ be smooth closed real $(1,1)$-forms on $X$.

We have the following properties of the $\mathcal{I}$-envelope.

Proposition 16.6.27.F7C47263CB3C

  1. 6B3F6E8F1EC1

    Suppose that $\varphi \in \mathrm{PSH}(X,\theta )$ and $\lambda \in \mathbb {R}_{>0}$. Then

    \[ P_{\lambda \theta }[\lambda \varphi ]_{\mathcal{I}}=\lambda P_{\theta }[\varphi ]_{\mathcal{I}}. \]
  2. 0F43574FD82C

    Suppose that $\varphi _1\in \mathrm{PSH}(X,\theta _1)$ and $\varphi _2\in \mathrm{PSH}(X,\theta _2)$. Then

    \[ P_{\theta _1+\theta _2}[\varphi _1+\varphi _2]_{\mathcal{I}}\geq P_{\theta _1}[\varphi _1]_{\mathcal{I}}+P_{\theta _2}[\varphi _2]_{\mathcal{I}}. \]
  3. 56C6F951EFD4

    Suppose that $\varphi _1\in \mathrm{PSH}(X,\theta _1)$ and $\varphi _2\in \mathrm{PSH}(X,\theta _2)$. Then

    \[ P_{\theta _1+\theta _2}[\varphi _1+\varphi _2]_{\mathcal{I}}\sim _{\mathcal{I}} P_{\theta _1}[\varphi _1]_{\mathcal{I}}+P_{\theta _2}[\varphi _2]_{\mathcal{I}}. \]
  4. 14196330587C

    Suppose that $\varphi _1,\varphi _2\in \mathrm{PSH}(X,\theta )$. Then

    \[ P_{\theta }[\varphi _1\lor \varphi _2]_{\mathcal{I}}\sim _{\mathcal{I}} P_{\theta }[\varphi _1]_{\mathcal{I}}\lor P_{\theta }[\varphi _2]_{\mathcal{I}}. \]

Proof. 1 This follows by rescaling the candidates in the definition of the $\mathcal{I}$-envelope.

2 Suppose that $\psi _1\in \mathrm{PSH}(X,\theta _1)$ and $\psi _2\in \mathrm{PSH}(X,\theta _2)$ satisfy

\[ \psi _ i\leq 0,\quad \psi _ i \sim _{\mathcal{I}} \varphi _ i \]

for $i=1,2$. Then thanks to proposition 16.6.5,

\[ \psi _1+\psi _2\leq 0,\quad \psi _1+\psi _2 \sim _{\mathcal{I}} \varphi _1+\varphi _2. \]

It follows that

\[ \psi _1+\psi _2\leq P_{\theta _1+\theta _2}[\varphi _1+\varphi _2]_{\mathcal{I}}. \]

Since $\psi _1$ and $\psi _2$ are arbitrary, we conclude.

3 and 4: These follow easily from proposition 16.6.11 and proposition 16.6.5. $\square$

Lemma 16.6.28.2A3BCF353C03 Let $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$. Assume that $\varphi \preceq \psi $. Then

\[ P_{\theta }[\varphi ]_{\mathcal{I}}\leq P_{\theta }[\psi ]_{\mathcal{I}}. \]

Proof. We may assume that $\psi \leq 0$. Observe that $P_{\theta }[\varphi ]_{\mathcal{I}}\lor \psi \sim _{\mathcal{I}} \psi $ as a consequence of proposition 5.16.8 and proposition 16.6.11. So

\[ P_{\theta }[\varphi ]_{\mathcal{I}}\lor \psi \leq P_{\theta }[\psi ]_{\mathcal{I}}. \]

The desired inequality follows. $\square$

Proposition 16.6.29.2D7AF550FFF7 Consider a decreasing net $(\varphi _ i)_{i\in I}$ of model potentials, with $\varphi _ i\in \mathrm{PSH}(X,\theta )_{>0}$ for all $i\in I$. Set

\[ \varphi \coloneqq \inf _{i\in I}\varphi _ i. \]

Suppose that $\varphi \not\equiv -\infty $ and $\int _ X \theta _{\varphi }^ n>0$. Then

\[ \inf _{i\in I} P_{\theta }[\varphi _ i]_{\mathcal{I}}=P_{\theta }[\varphi ]_{\mathcal{I}}. \]

In particular, if the $\varphi _ i$'s are all $\mathcal{I}$-model, then so is $\varphi $.

Proof. Let $\eta =\inf _{i\in I} P_{\theta }[\varphi _ i]_{\mathcal{I}}$. We have $\eta \geq P_{\theta }[\varphi ]_{\mathcal{I}}$ as a consequence of 16.6.28. In particular, $\eta \in \mathrm{PSH}(X,\theta )$.

By proposition 16.4.4, we have

\[ \lim _{i\in I} \int _ X\theta _{\varphi _ i}^ n=\int _ X\theta _{\varphi }^ n>0. \]

We may assume that for each $i\in I$, $\int _ X\theta _{\varphi _ i}^ n>\int _ X\theta _{\varphi }^ n$, since otherwise $\varphi _ i=\varphi $ by theorem 16.3.15, and hence $P_{\theta }[\varphi _ i]_{\mathcal{I}}=P_{\theta }[\varphi ]_{\mathcal{I}}$ due to (16.6.19); the same holds for all $j\geq i$, and there is nothing to prove.

So by 13.13.30, we can find a decreasing net $\epsilon _ i\searrow 0$ ($i\in I$) with $\epsilon _ i\in (0,1)$ and $\psi _ i\in \mathrm{PSH}(X,\theta )$ such that for all $i\in I$,

\[ (1-\epsilon _ i) \varphi _ i+\epsilon _ i\psi _ i\leq \varphi . \]

We can, for example, take

\[ \epsilon _ i^{-1}=\frac{1}{2}\left( 1+\left(\frac{\int _ X \theta _{\varphi _ i}^ n}{\int _ X \theta _{\varphi _ i}^ n-\int _ X \theta _{\varphi }^ n}\right)^{1/n} \right). \]

By proposition 16.6.27 and 16.6.28, we have

\[ \eta +\epsilon _ i P_{\theta }[\psi _ i]_{\mathcal{I}}\leq (1-\epsilon _ i) \eta +\epsilon _ i P_{\theta }[\psi _ i]_{\mathcal{I}}\leq (1-\epsilon _ i) P_{\theta }[\varphi _ i]_{\mathcal{I}}+\epsilon _ i P_{\theta }[\psi _ i]_{\mathcal{I}}\leq P_{\theta }[\varphi ]_{\mathcal{I}}. \]

Each $P_{\theta }[\psi _ i]_{\mathcal{I}}$ has supremum $0$, so proposition 5.17.3 shows that the family is bounded in $L^1$. Hence $\epsilon _ iP_{\theta }[\psi _ i]_{\mathcal{I}}\to 0$ in $L^1$, and the preceding inequality gives $\eta \leq P_{\theta }[\varphi ]_{\mathcal{I}}$ almost everywhere. By proposition 5.14.6, the inequality holds everywhere. $\square$

Proposition 16.6.30.0C703BE43035 Let $(\varphi _ i)_{i\in I}$ be an increasing net in $\mathrm{PSH}(X,\theta )_{>0}$ uniformly bounded from above. Let $\varphi \coloneqq \operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi _ i$. Then

\[ \operatorname *{sup}_{i\in I}{}\! {}^{*} P_{\theta }[\varphi _ i]_{\mathcal{I}}=P_{\theta }[\varphi ]_{\mathcal{I}}. \]

In particular, if the $\varphi _ i$'s are all $\mathcal{I}$-model, then so is $\varphi $.

Proof. Let $\eta =\operatorname *{sup}_{i\in I}{}\! {}^{*} P_{\theta }[\varphi _ i]_{\mathcal{I}}$. Then $\eta \leq P_{\theta }[\varphi ]_{\mathcal{I}}$ as a consequence of 16.6.28.

By corollary 13.13.12, we have

\[ \lim _{i\in I} \int _ X\theta _{\varphi _ i}^ n=\int _ X\theta _{\varphi }^ n>0. \]

We may assume that for each $i\in I$, $\int _ X\theta _{\varphi _ i}^ n<\int _ X\theta _{\varphi }^ n$, since otherwise $P_{\theta }[\varphi _ i]=P_{\theta }[\varphi ]$ by theorem 16.3.15, and hence $P_{\theta }[\varphi _ i]_{\mathcal{I}}=P_{\theta }[\varphi ]_{\mathcal{I}}$ due to (16.6.19); the same holds for all $j\geq i$, and there is nothing to prove.

So by 13.13.30, we can find a decreasing net $\epsilon _ i\searrow 0$ ($i\in I$) as in (16.4.10) with $\epsilon _ i\in (0,1)$ and $\psi _ i\in \mathrm{PSH}(X,\theta )$ such that for all $i\in I$,

\[ (1-\epsilon _ i) \varphi +\epsilon _ i\psi _ i\leq \varphi _ i. \]

By proposition 16.6.27 and 16.6.28, we have

\[ P_{\theta }[\varphi ]_{\mathcal{I}}+\epsilon _ i P_{\theta }[\psi _ i]_{\mathcal{I}}\leq (1-\epsilon _ i) P_{\theta }[\varphi ]_{\mathcal{I}}+\epsilon _ i P_{\theta }[\psi _ i]_{\mathcal{I}}\leq P_{\theta }[\varphi _ i]_{\mathcal{I}}\leq \eta . \]

As above, $\epsilon _ iP_{\theta }[\psi _ i]_{\mathcal{I}}\to 0$ in $L^1$. It follows that $P_{\theta }[\varphi ]_{\mathcal{I}}\leq \eta $ almost everywhere, hence everywhere by proposition 5.14.6. $\square$

Remark 16.6.31.0F2E59A9BE30 One could also define the following interpolation between the $\mathcal{I}$-envelope and the $P$-envelope: Suppose $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$, $j\in \{ 0,\ldots ,n\} $. Then we let

\[ \begin{split} P_{\theta ,j}[\varphi ]\coloneqq \operatorname *{sup}_{}{}\! {}^{*}\left\{ \psi \in \mathrm{PSH}(X,\theta ): \psi \leq 0,\varphi \preceq \psi , \int _ X \theta _{\varphi }^ j\wedge \theta _{P_{\theta }[\varphi ]_{\mathcal{I}}}^{n-j}\right.\\ \left.=\int _ X \theta _{\psi }^ j\wedge \theta _{P_{\theta }[\psi ]_{\mathcal{I}}}^{n-j} \right\} . \end{split} \]

Based on the techniques developed in section 16.7, one could show that $P_{\theta ,j}[\bullet ]$ is a projection operator. The cases $j=0$ and $j=n$ recover the $\mathcal{I}$- and $P$-envelopes respectively; the intermediate operators $P_{\theta ,j}$ have not, to our knowledge, been systematically studied in the literature.

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