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11.28 Holomorphic sectional curvatureAF4D6581275D

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The curvature conditions above test a tangent direction and a fiber vector separately. For a metric on the tangent bundle, holomorphic sectional curvature tests the same vector in both places. Averaging these diagonal evaluations controls a symmetrized curvature trace. A second trace occurs when one differentiates the trace of the metric itself; their difference contains torsion and an exact form. With a Kähler metric for the contraction, integration removes the exact form and the torsion terms cancel. This gives an obstruction even when the metric whose curvature is tested is not closed.

In this section, $g$ is a Kähler metric on $X$, with form $\omega _ g$, and $h$ is any smooth Hermitian metric on $T^{1,0}X$, with form $\omega _ h$. We retain $n\geq 2$. The unscaled Chern curvature convention of 11.18 gives the coefficients

\[ R^ h_{i\bar j k\bar l} =-\partial _ i\partial _{\bar j}h_{k\bar l} +h^{p\bar q}(\partial _ i h_{k\bar q}) (\partial _{\bar j}h_{p\bar l}). \]

The Chern holomorphic sectional curvature is

BC84EA1F260B 11.28.1
\begin{equation} \index{Holomorphic sectional curvature!Chern connection} H_ h(x,[v])=\frac{R^ h(v,\bar v,v,\bar v)}{|v|_ h^4}, \qquad 0\ne v\in T_ x^{1,0}X. \end{equation}

It is quasi-negative if it is nonpositive everywhere and strictly negative in every direction at some point. Put

\[ u=\operatorname {tr}_ g h,\qquad q=\operatorname {tr}\bigl ((g^{-1}h)^2\bigr ). \]

In a $g$-unitary frame, define the real contractions

\[ Q_ g(h)=\sum _{i,k}R^ h_{i\bar i k\bar k},\qquad B_ g(h)=\sum _{i,k}R^ h_{i\bar k k\bar i},\qquad \mathcal R_ g(h)=\tfrac 12\bigl (Q_ g(h)+B_ g(h)\bigr ). \]

These expressions are invariant under a change of unitary frame. For a general $h$, the two traces $Q_ g(h)$ and $B_ g(h)$ can differ.

Lemma 11.28.2.8D640C26806F At a point where $H_ h\leq -\kappa $ for some $\kappa \geq 0$, one has

\[ \mathcal R_ g(h)\leq -\frac{\kappa }{2}(u^2+q). \]

In particular, nonpositive holomorphic sectional curvature gives $\mathcal R_ g(h)\leq 0$.

Proof. In a $g$-unitary frame, let $Z_1,\ldots ,Z_ n$ be independent standard complex Gaussian variables, with density $\pi ^{-1}\mathrm e^{-|z|^2}$ on $\mathbb C$. Their second and fourth moments are $\mathbb E|Z_ i|^2=1$ and $\mathbb E|Z_ i|^4=2$. Independence and invariance under coordinate phases give

\[ \mathbb E[Z_ i\overline{Z_ j}Z_ k\overline{Z_ l}] =\delta _{ij}\delta _{kl}+\delta _{il}\delta _{kj}. \]

Thus $\mathbb E R^ h(Z,\bar Z,Z,\bar Z)=Q_ g(h)+B_ g(h)$ and $\mathbb E|Z|_ h^4=u^2+q$. Taking expectations in the homogeneous inequality $R^ h(Z,\bar Z,Z,\bar Z)\leq -\kappa |Z|_ h^4$ proves the result. $\square$

Let $A=\nabla ^ h-\nabla ^ g$ be the difference of the Chern connections, viewed as a tensor with two holomorphic covariant indices and a tangent-bundle value. Write

\[ S(v,w)=\tfrac 12\bigl (A(v,w)+A(w,v)\bigr ),\qquad T(v,w)=A(v,w)-A(w,v). \]

Since $g$ is Kähler, $T$ is the Chern torsion of $h$. Norms such as $|S|_{g,h}^2=\sum _{i,k}|S(e_ i,e_ k)|_ h^2$ use $g$ in the covariant indices and $h$ in the value. Let $r_{i\bar j}$ be the coefficients of the Ricci form $\operatorname {Ric}(g)=-\mathrm i\partial \bar\partial \log \det (g_{i\bar j})$, and in a $g$-unitary frame set

\[ I_ g(h)=\sum _{i,k}r_{i\bar k}h_{k\bar i},\qquad \mathrm dV_ g=\frac{\omega _ g^ n}{n!},\qquad P_ g f=\operatorname {tr}_{\omega _ g}(\mathrm i\partial \bar\partial f). \]

Proposition 11.28.3.37B317ABBC08 The two metrics satisfy

7659E6D4E603 11.28.4
\begin{equation} \int _ X\bigl (|S|_{g,h}^2+I_ g(h)-\mathcal R_ g(h)\bigr )\, \mathrm dV_ g=0. \end{equation}

Proof. We first compute the exact term that distinguishes the two curvature traces. Define

\begin{align*} D_{i\bar j k\bar l} ={}& \partial _ i\partial _{\bar j}h_{k\bar l} +\partial _ k\partial _{\bar l}h_{i\bar j}\\ & -\partial _ i\partial _{\bar l}h_{k\bar j} -\partial _ k\partial _{\bar j}h_{i\bar l}. \end{align*}

This is a tensor: putting holomorphic differentials first gives

\[ \mathrm i\partial \bar\partial \omega _ h =\sum _{i<k,\, j<l}D_{i\bar j k\bar l} \, \mathrm dz^ i\wedge \mathrm dz^ k \wedge \mathrm d\bar z^ j\wedge \mathrm d\bar z^ l. \]

For $D_ g=\sum _{i,k}D_{i\bar i k\bar k}$ in a $g$-unitary frame, expansion of the wedge product gives

\[ D_ g\, \mathrm dV_ g =2\mathrm i\partial \bar\partial \omega _ h \wedge \frac{\omega _ g^{n-2}}{(n-2)!}. \]

Indeed, each pair $i<k$ contributes $D_{i\bar i k\bar k}\mathrm dV_ g$ to the wedge product and occurs twice in the contraction. Closedness of $\omega _ g$ and Stokes' theorem therefore give $\int _ XD_ g\, \mathrm dV_ g=0$.

The four-term antisymmetrization of the curvature formula is

\begin{align*} & R^ h_{i\bar j k\bar l}+R^ h_{k\bar l i\bar j} -R^ h_{i\bar l k\bar j}-R^ h_{k\bar j i\bar l}\\ & \hspace{3em}=h_{p\bar q}T^ p_{ik}\overline{T^ q_{jl}} -D_{i\bar j k\bar l}. \end{align*}

The second derivatives give $-D$, and the quadratic terms give the squared connection difference in the two skew indices. Contracting gives $2(Q_ g(h)-B_ g(h))=|T|_{g,h}^2-D_ g$, hence

\[ Q_ g(h)=\mathcal R_ g(h)+\tfrac 14|T|_{g,h}^2-\tfrac 14D_ g. \]

In $g$-normal holomorphic coordinates, the first derivatives of $g$ vanish. Differentiating $u=g^{k\bar l}h_{k\bar l}$ twice, the inverse-metric term is $I_ g(h)$ by the Kähler curvature symmetries of $g$, while the second derivatives of $h$ give $-Q_ g(h)+|A|_{g,h}^2$. Thus

\begin{align*} P_ g u& =|A|_{g,h}^2+I_ g(h)-Q_ g(h)\\ & =|S|_{g,h}^2+I_ g(h)-\mathcal R_ g(h)+\tfrac 14D_ g, \end{align*}

where symmetric and skew tensors are orthogonal and $|A|_{g,h}^2=|S|_{g,h}^2+|T|_{g,h}^2/4$. Integrating removes both $P_ g u$ and $D_ g$, proving (11.28.4). $\square$

Corollary 11.28.5.550E97762605 Suppose that $\operatorname {Ric}(g)\geq 0$. Every Hermitian tangent metric $h$ with $H_ h\leq 0$ satisfies $\operatorname {Ric}(g)=0$ and $H_ h=0$ in every direction. In particular, $X$ admits no Hermitian tangent metric with quasi-negative Chern holomorphic sectional curvature.

Proof. The Ricci assumption gives $I_ g(h)\geq 0$, and lemma 11.28.2 gives $-\mathcal R_ g(h)\geq 0$. All three continuous terms in (11.28.4) are nonnegative, so each vanishes everywhere. A positive definite $h$ pairs strictly positively with every nonzero semipositive Ricci matrix; hence $I_ g(h)=0$ forces $\operatorname {Ric}(g)=0$.

At each point, the Gaussian expectation in the averaging proof is now zero. Its integrand $R^ h(Z,\bar Z,Z,\bar Z)$ is nonpositive. If it were negative in one direction, continuity and the strictly positive Gaussian density would make its expectation negative. It is therefore zero in every direction, which gives $H_ h=0$ and excludes quasi-negativity. $\square$

For the Ricci-flat surfaces of section 11.27, this obstruction concerns all Hermitian tangent metrics, including nonclosed ones. It coexists with the RC-positive metric of theorem 11.27.4: that condition allows the positive tangent direction to depend on the fiber vector, while holomorphic sectional curvature evaluates the same direction twice.

11.28.6 Rigidity on complex tori61E79198BB98

For a flat reference metric, the vanishing symmetric connection term has a stronger consequence. Periodic integration by parts forces the second metric to be translation invariant, and hence to have zero full Chern curvature.

Proposition 11.28.7.19F2C00A6056 Let $Y=\mathbb C^ m/\Lambda $ be a complex torus, with $m\geq 1$. A smooth Hermitian tangent metric $h$ on $Y$ has nonpositive Chern holomorphic sectional curvature if and only if it is translation invariant. Such a metric is Kähler and has zero Chern curvature.

Proof. Suppose first that $m\geq 2$, and take the flat Kähler metric $g$ induced by a constant Hermitian inner product on $\mathbb C^ m$. Choose linear coordinates in which this inner product is the identity. The coordinate vector fields descend to $Y$, even though the coordinates themselves need not. By corollary 11.28.5, $H_ h=0$; (11.28.4) also gives $S=0$. Since $g$ has zero connection coefficients, multiplying $S=0$ by $h$ gives

\[ \partial _ i h_{k\bar l}+\partial _ k h_{i\bar l}=0 \qquad \text{for all }i,k,l. \]

Fix $l$ and put $a_ k=h_{k\bar l}$. With respect to the flat volume, integration by parts and commutation of constant coordinate derivatives give

\[ \sum _{i,k}\int _ Y\partial _ i a_ k\, \overline{\partial _ k a_ i}\, \mathrm dV_ g =\int _ Y\left|\sum _ k\partial _{\bar k}a_ k\right|^2\mathrm dV_ g. \]

Consequently,

\[ \begin{aligned} 0& =\sum _{i,k}\int _ Y|\partial _ i a_ k+\partial _ k a_ i|^2\, \mathrm dV_ g\\ & =2\sum _{i,k}\int _ Y|\partial _ i a_ k|^2\, \mathrm dV_ g +2\int _ Y\left|\sum _ k\partial _{\bar k}a_ k\right|^2\mathrm dV_ g. \end{aligned} \]

Thus every $\partial _ i h_{k\bar l}$ vanishes. Hermitian symmetry gives the vanishing of the conjugate derivatives as well, so all coefficients of $h$ are constant.

For $m=1$, write the lifted metric as $h(z)|\mathrm dz|^2$, with $h$ positive and $\Lambda $-periodic. Its curvature coefficient is $-h\, \partial _ z\partial _{\bar z}\log h$. Nonpositive sectional curvature therefore gives $\partial _ z\partial _{\bar z}\log h\geq 0$. The complex Laplacian has zero integral over $Y$, so it vanishes. Integration by parts then shows that $\log h$ has zero gradient, and $h$ is constant.

Conversely, a constant positive Hermitian matrix defines a closed form and has zero connection and curvature coefficients. This proves all the assertions. $\square$

Corollary 11.28.8.7AE0B102B55A Let $Y$ be a connected compact complex manifold admitting a finite unramified holomorphic covering $\pi :Z\to Y$ by a complex torus. Every smooth Hermitian tangent metric on $Y$ with nonpositive Chern holomorphic sectional curvature is Kähler and Chern flat.

Proof. The covering is locally biholomorphic, so the pullback metric has the same sectional-curvature sign. By proposition 11.28.7, its associated form is closed and its Chern curvature is zero. Both conclusions descend through the covering. $\square$

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