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5.17 Quasi-plurisubharmonic functions4DF694F99750

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In practice, it is important to consider a variant of plurisubharmonic functions. We will fix a complex manifold $X$.

Definition 5.17.1.3DC2C56EBB31 Let $\theta $ be a closed real smooth $(1,1)$-form on $X$.

A $\theta $-plurisubharmonic function or $\theta $-psh function for short on $X$ is a function $\varphi \colon X\rightarrow [-\infty ,\infty )$ such that for each $x\in X$ and each open neighborhood $U$ of $x$ in $X$ satisfying the condition that $\theta =\mathrm{dd}^{\mathrm{c}}g$ for some smooth function $g$ on $U$, we have $g+\varphi |_ U\in \mathrm{PSH}(U)$. The set of $\theta $-psh functions on $X$ is denoted by $\mathrm{PSH}(X,\theta )$.

A quasi-plurisubharmonic function on $X$ is a function $\varphi \colon X\rightarrow [-\infty ,\infty )$ such that there exists a smooth closed real $(1,1)$-form $\theta '$ on $X$ such that $\varphi \in \mathrm{PSH}(X,\theta ')$. The set of quasi-plurisubharmonic functions on $X$ is denoted by $\mathrm{QPSH}(X)$.

There is a natural preorder on $\mathrm{QPSH}(X)$ defined as follows:

See Definition 16.7.1.

It is sometimes convenient to include the constant function $-\infty $ as well. Then we always write $-\infty \preceq \varphi $ for any $\varphi \in \mathrm{QPSH}(X)$. Formally, we write $-\infty \sim -\infty $ as well.

When $X$ is not compact, one can still define similar notions, but the generalization is not unique, and we shall not consider them here.

Remark 5.17.2.8B989AE345C3The preceding results concerning plurisubharmonic functions can be extended mutatis mutandis to quasi-plurisubharmonic functions. We will apply these extensions without further explanations.

Proposition 5.17.3.EC4B3805B84DAssume that $X$ is compact. Let $\theta $ be a closed real smooth $(1,1)$-form on $X$. Then for any $a,b\in \mathbb {R}$, $a\leq b$, the set

\[ \left\{ \varphi \in \mathrm{PSH}(X,\theta ): \sup _ X \varphi \in [a,b]\right\} \]

is compact with respect to the $L^1$-topology. Moreover, $\varphi \mapsto \sup _ X \varphi $ is $L^1$-continuous for $\varphi \in \mathrm{PSH}(X,\theta )$.

Qualification and proof. The compactness assertion needs connectedness of $X$, or a separate normalization on every connected component. Indeed, take the disjoint union of two compact connected complex manifolds, put $\theta=0$, and let $u_j$ equal $0$ on the first component and $-j$ on the second. Then $\sup_Xu_j=0$, but the $L^1$ norms tend to infinity, so this sequence has no convergent subsequence. Thus a proof for the stated disconnected case would be impossible.

For connected $X$ of positive dimension, normalized global plurisubharmonic compactness proves the assertion, including continuity of $u\mapsto\sup_Xu$. In dimension zero, connected $X$ is a point and the assertion is compactness of $[a,b]$. More generally a compact manifold has finitely many connected components. Requiring $a_l\leq\sup_{X_l}u\leq b_l$ on every component gives a finite product of these compact sets, hence a compact set in $L^1(X)$. The global supremum is then the maximum of finitely many continuous component suprema and is continuous.

This is an immediate consequence of [Proposition 8.5, Exercise 1.20, GZ17].

Remark 5.17.4.0CEC6D75820C More generally, if $K\subseteq X$ is a closed non-pluripolar subset, then

\[ \left\{ \varphi \in \mathrm{PSH}(X,\theta ): \sup _ K \varphi \in [a,b]\right\} \]

is relatively compact with respect to the $L^1$-topology. See [Corollary 4.3, GZ05].

As a consequence, if $\sup _ K \varphi \leq C_0$ for some $C_0\in \mathbb {R}$, then $\sup _ X \varphi \leq C_1$ for some $C_1\in \mathbb {R}$ as well.

To see this, we may assume that $C_0>0$. When $\sup _ K \varphi \in [0,C_0]$, our assertion follows from the above. If $\sup _ K \varphi <0$, it suffices to observe that

\[ \varphi \leq \varphi -\sup _ K \varphi . \]

Corollary 5.17.5.B5E91AB35965 Assume that $X$ is compact. Let $\theta $ be a closed real smooth $(1,1)$-form on $X$, and $(\varphi _ i)_{i\in I}$ be a decreasing net in $\mathrm{PSH}(X,\theta )$ such that $\sup _ X \varphi _ i$ is uniformly bounded from below. Then $\varphi =\inf _{i\in I} \varphi _ i$ is a $\theta $-psh function and

88BE4BEDE25D 5.17.6
\begin{equation} \adjustlimits \lim _{i\in I}\sup _ X \varphi _ i=\sup _ X \varphi ,\quad \varphi _ i\xrightarrow {L^1}\varphi . \end{equation}

Proof. We may assume that $X$ is connected.

It suffices to show that $\varphi \not\equiv -\infty $. From this, it follows that $\varphi \in \mathrm{PSH}(X,\theta )$ and $\varphi _ i\to \varphi $ in $L^1$ by proposition 5.14.2. The $L^1$-continuity of $\eta \mapsto \sup _ X\eta $ on $\mathrm{PSH}(X,\theta )$ from proposition 5.17.3 then gives the first equality in (5.17.6).

Fix $i_0\in I$ and replace $I$ by the cofinal tail $I_{\geq i_0}$. This does not change the infimum. On this tail we have

\[ \sup _ X\varphi _ i\leq \sup _ X\varphi _{i_0}, \]

while the suprema are bounded from below by assumption. Hence proposition 5.17.3 shows that the net $(\varphi _ i)_{i\in I}$ is relatively compact with respect to the $L^1$-topology. We may therefore take a subnet $(\varphi _ j)_{j\in J}$ converging in $L^1$ to some $\psi \in \mathrm{PSH}(X,\theta )$. Since $(\varphi _ j)_{j\in J}$ is a Willard subnet of $(\varphi _ i)_{i\in I}$, we know that it is also decreasing. Therefore, $\psi =\inf _{j\in J} \varphi _ j$ due to proposition 5.14.2 and proposition 5.14.6.

Fix $i_0\in I$. For all sufficiently large $j\in J$, the corresponding index of the subnet dominates $i_0$, hence

\[ \varphi _ j\leq \varphi _{i_0}. \]

Therefore, $\psi \leq \varphi _{i_0}$. As $i_0$ was arbitrary, $\psi \leq \varphi $ everywhere. In particular, $\varphi $ is not identically $-\infty $. $\square$

Proposition 5.17.7.A1D8E7565DF1 Assume that $X$ is compact. Let $\theta $ be a closed real smooth $(1,1)$-form on $X$ and $E$ be a prime divisor over $X$. Then

\[ \sup \Bigl \{ \nu (\varphi ,E): \varphi \in \mathrm{PSH}(X,\theta ) \Bigr \} <\infty . \]

Proof. It follows from the proof of [Exercise 2.7, GZ17] that $\nu (\bullet ,E)$ is upper semicontinuous with respect to the $L^1$-topology on $\mathrm{PSH}(X,\theta )$. Since adding a constant does not change Lelong numbers, we may restrict to the compact set $\{ \varphi \in \mathrm{PSH}(X,\theta ):\sup _ X\varphi =0\} $ from proposition 5.17.3. The desired upper bound follows. $\square$

Proposition 5.17.8.AF2A3F35959C Let $\pi \colon Y\rightarrow X$ be a proper bimeromorphic morphism from a compact Kähler manifold $Y$. Let $\theta $ be a closed real smooth $(1,1)$-form on $X$. Then the pull-back gives a bijection

\[ \pi ^*\colon \mathrm{PSH}(X,\theta )\xlongrightarrow {\sim }\mathrm{PSH}(Y,\pi ^*\theta ). \]

Proof. Injectivity holds because $\pi$ is an isomorphism over a dense open subset, and plurisubharmonic representatives are determined by their values almost everywhere. For surjectivity, descent across a smooth-target modification proves that every $\pi^*\theta$-plurisubharmonic function on $Y$ descends to a $\theta$-plurisubharmonic function on $X$. Locally, the descended function is defined off the exceptional image using the inverse map, extended by its upper semicontinuous regularization, and the removable-singularity argument in that proposition proves positivity and equality of its pullback with the original function. Thus every function on the right is a pullback, uniquely.

This follows from a more general result theorem 9.10.5.

Since we shall constantly need the balayage argument of proposition 5.14.21, we explain explicitly the global version of it.

Proposition 5.17.9.5F9E17A436E9 Fix a closed smooth real $(1,1)$-form $\theta $ on $X$. Let $\varphi \in \mathrm{PSH}(X,\theta )$, and $B\Subset B' \subseteq X$ be two holomorphic balls. Assume that $\varphi $ is locally bounded on $B'$. Then there is a unique $\psi \in \mathrm{PSH}(X,\theta )$ so that $\psi $ is bounded on an open neighborhood of $\overline{B}$, and

\[ \begin{cases} \left( \theta |_ B+\mathrm{dd}^{\mathrm{c}}\psi |_ B \right)^ n = 0,\\ \psi = \varphi \quad \textup{on } X\setminus B. \end{cases} \]

Moreover, $\psi \geq \varphi $.

We shall call $\psi $ the balayage of $\varphi $ on $B$.

Proof. By the Dolbeault–Grothendieck lemma, after possibly shrinking $B'$, we may write $\theta =\mathrm{dd}^{\mathrm{c}}g$ for some bounded function $g\in C^{\infty }(B')$. We can then use $g$ to translate $\theta $-psh functions to psh functions, and our assertion follows immediately from proposition 5.14.21. $\square$

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