Lemma 5.24.1.729BA86BCC7C If $u,v\in \mathrm{PSH}(X,\theta )$, then $\max (u,v)\in \mathrm{PSH}(X,\theta )$. Consequently, if $\theta \geq 0$ and $u\in \mathrm{PSH}(X,\theta )$, then $\max (u,-t)$ is $\theta $-plurisubharmonic for every real $t$.
5.24 Maxima and the maximum principleAA6F3BC0AD9F
AA6F3BC0AD9F
Maxima allow us to truncate potentials and to modify them on an open set without losing the lower curvature bound. For a smooth background, the local maximum and gluing principles for plurisubharmonic functions keep this bound: one freezes the coefficients of the background on small balls and then lets the resulting curvature error tend to zero.
Proof. Adding a common local smooth correction to $u$ and $v$ shows that $\max (u,v)$ is quasi-plurisubharmonic. To obtain the sharp lower bound for its Hessian, fix a positive constant $(1,1)$-form $\kappa $ on a coordinate ball. For each $\varepsilon >0$, every point of the ball has a neighborhood on which $\theta $ is close to a constant form $\theta '$, in the sense that $-\varepsilon \kappa \leq \theta -\theta '\leq \varepsilon \kappa $. Write $\theta '+\varepsilon \kappa =\mathrm{dd}^{\mathrm{c}}r$ with a quadratic polynomial $r$. Then $\mathrm{dd}^{\mathrm{c}}(u+r)\geq \theta +\mathrm{dd}^{\mathrm{c}}u\geq 0$, so $u+r$ and, likewise, $v+r$ are plurisubharmonic; hence so is their maximum. It follows that
on each such neighborhood, and letting $\varepsilon \to 0$ gives $\theta +\mathrm{dd}^{\mathrm{c}}\max (u,v)\geq 0$. The last assertion follows because constants belong to $\mathrm{PSH}(X,\theta )$ when $\theta \geq 0$. $\square$
Lemma 5.24.2.0CFD6850F9F8 Let $Y$ be a complex manifold, let $\beta $ be a smooth real $(1,1)$-form on $Y$, and let $D\subset Y$ be open. Suppose that $u$ is $\beta $-plurisubharmonic on $Y$, that $v$ is $\beta $-plurisubharmonic on $D$, and that
Then the function equal to $\max (u,v)$ on $D$ and to $u$ on $Y\setminus D$ is $\beta $-plurisubharmonic.
Proof. Denote the glued function by $w$; it is upper semicontinuous by the boundary inequality. Freeze $\beta $ on a small coordinate ball as in the proof of lemma 5.24.1, and choose a quadratic correction $r$ such that $u+r$ and $v+r$ are plurisubharmonic on their respective domains. Off $\partial D$, the function $w+r$ is plurisubharmonic, being locally either $u+r$ or the maximum of two plurisubharmonic functions. At a point of $\partial D$, it equals $u+r$ and dominates $u+r$ on the ball, so it satisfies the submean inequality on every complex line through that point. Thus $w+r$ is plurisubharmonic on the whole ball. Letting the error of the frozen coefficients tend to zero gives $\beta +\mathrm{dd}^{\mathrm{c}}w\geq 0$. $\square$
For quasi-plurisubharmonic functions, an inequality that holds almost everywhere holds everywhere. This allows comparisons proved for Sobolev or Lebesgue classes to be applied to the potentials themselves.
Lemma 5.24.3.D1DAB1D38637 Let $a,b$ be quasi-plurisubharmonic functions on a complex manifold. If $a\leq b$ almost everywhere, then $a\leq b$ everywhere. In particular, equality almost everywhere implies equality everywhere.
Proof. On a coordinate ball, add the same smooth function $q$ to both functions so that $a+q$ and $b+q$ are plurisubharmonic. By the submean inequality and upper semicontinuity, a plurisubharmonic function is, at each point, the limit of its averages over balls centered there as the radius tends to zero. The almost-everywhere inequality orders these averages, so passing to the limit gives $a+q\leq b+q$. Subtracting $q$ proves the claim. $\square$
Lemma 5.24.4.05BCBF7FAC9C Let $a,b$ be quasi-plurisubharmonic functions on a complex manifold. If $a(x)<b(x)$ at a point $x$ where both values are finite, then $\{ a<b\} $ has positive volume with respect to any smooth positive volume form.
Proof. Choose a number $c$ with $a(x)<c<b(x)$. By upper semicontinuity, $a<c$ on a neighborhood $V$ of $x$. If $\{ b>c\} \cap V$ had zero volume, then $b\leq c$ almost everywhere on $V$, and lemma 5.24.3 would give $b(x)\leq c$, a contradiction. Thus $\{ b>c\} \cap V$, which is contained in $\{ a<b\} $, has positive volume. $\square$
Lemma 5.24.5.E6AC64216A47 A plurisubharmonic function on $\mathbb C^ m$, $m\geq 1$, that is bounded above is constant.
Proof. First let $f$ be a smooth subharmonic function on $\mathbb C$ with $f\leq M$. Write $\sigma =(\Delta f)\, \mathrm{d}A$ for its nonnegative Laplacian measure, where $\Delta $ and $\mathrm{d}A$ are Euclidean. Green's formula for circular means gives, for $R>0$,
For fixed $r_0>0$ and $R>r_0$, the right-hand side is at least $\sigma (B(0,r_0))\log (R/r_0)/(2\pi )$, while the left-hand side is at most $M-f(0)$. Letting $R\to \infty $ gives $\sigma (B(0,r_0))=0$. Thus $f$ is harmonic, and the Liouville theorem for the positive harmonic function $M+1-f$ shows that $f$ is constant.
Now let $p$ be plurisubharmonic on $\mathbb C^ m$ and bounded above. Its convolutions with a smooth nonnegative radial probability kernel are smooth plurisubharmonic functions with the same upper bound. By the planar case, their restrictions to every affine complex line are constant, so each convolution is constant on $\mathbb C^ m$. Since the convolutions converge to $p$ in $L^1_{\mathrm{loc}}$, the function $p$ is almost everywhere equal to a constant, and hence constant by lemma 5.24.3. $\square$
For a function $f$, we write $f^*(x)=\limsup _{y\to x}f(y)$ for its upper semicontinuous regularization. A subset of a complex manifold is pluripolar if each of its points has a neighborhood $U$ such that the part of the subset in $U$ is contained in $\{ p=-\infty \} $ for some $p\in \mathrm{PSH}(U)$. The local upper-envelope theorem recalled in Theorem 5.10.2 states that if a nonempty family of plurisubharmonic functions is locally uniformly bounded above, then the regularization of its supremum is plurisubharmonic and differs from the supremum only on a pluripolar set.
Periodicity also forces rigidity when an entire subharmonic function has only logarithmic upper growth.
Lemma 5.24.6.16E53426F2DB Let $h$ be subharmonic on $\mathbb C$, with $h(\zeta +1)=h(\zeta )$. If there are real constants $A\geq 0$ and $B$ such that
then $h$ is constant.
Proof. By the growth bound, the real translates $h(\cdot +s)$, $s\in [0,1]$, form a family of subharmonic functions that is locally uniformly bounded above. The local upper-envelope theorem therefore shows that
is subharmonic. By periodicity, $H$ is invariant under every real translation, so it depends only on $\operatorname {Im}\zeta $, and its subharmonicity means that it is a convex function of $\operatorname {Im}\zeta $. On the imaginary axis it satisfies $H(\mathrm i y)\leq A\log (2+|y|)+B$. Since a nonconstant convex function on $\mathbb R$ grows at least linearly at one end, this bound shows that $H$ is constant. Thus $h\leq H$ is bounded above, and lemma 5.24.5 shows that $h$ is constant. $\square$
Lemma 5.24.7.F3A890BB2575 Let $U$ be a complex manifold, let $\theta $ be a smooth real $(1,1)$-form on $U$, and let $Z\subset U$ be closed and locally pluripolar. Let $u$ be $\theta $-plurisubharmonic on $U\setminus Z$ and locally bounded above near $Z$. Then its upper-limit extension, defined at $x\in Z$ by $u(x)=\limsup _{U\setminus Z\ni y\to x}u(y)$, is $\theta $-plurisubharmonic on $U$. In particular, this applies when $Z$ is a proper analytic subset of $U$.
Proof. First suppose that $u$ is plurisubharmonic. Near a point of $Z$, choose a plurisubharmonic function $\psi \leq 0$ with $\psi =-\infty $ on $Z$. For $t>0$, extend $u+t\psi $ by $-\infty $ on $Z$. The local upper bound for $u$ makes this extension upper semicontinuous. It is plurisubharmonic off $Z$, and its submean inequality on complex lines is automatic at points of $Z$, where its value is $-\infty $. It is therefore plurisubharmonic on the whole neighborhood. As $t\downarrow 0$, these functions increase, with a common local upper bound. By the local upper-envelope theorem, the regularization of their limit is a plurisubharmonic function that agrees with $u$ almost everywhere off $Z$, hence everywhere off $Z$ by lemma 5.24.3. By upper semicontinuity and the submean inequality, its value at a point of $Z$ is the upper limit of $u$ off $Z$, so it is the upper-limit extension of $u$.
For a smooth background, fix a positive constant form $\kappa $ on a coordinate chart and let $\epsilon >0$. On a sufficiently small ball, freeze $\theta $ to a constant form $\theta '$ with $-\epsilon \kappa \leq \theta -\theta '\leq \epsilon \kappa $, and choose a quadratic potential $q$ for $\theta '+\epsilon \kappa $. Applying the preceding argument to the plurisubharmonic function $u+q$ shows that the upper-limit extension satisfies $\theta +\mathrm{dd}^{\mathrm{c}}u\geq -2\epsilon \kappa $ on the ball. Since the extension is defined by upper limits, it does not depend on the ball, and letting $\epsilon \downarrow 0$ gives $\theta +\mathrm{dd}^{\mathrm{c}}u\geq 0$. Finally, analytic subsets are locally pluripolar: locally, a proper analytic subset is contained in the $-\infty $ locus of the logarithm of the sum of the squared moduli of local defining functions. $\square$
Lemma 5.24.8.64CFA1B8522B Let $X$ be a complex manifold of dimension $n\geq 2$, let $\theta $ be a smooth real $(1,1)$-form on $X$, and let $p\in X$. Every $\theta $-plurisubharmonic function on $X\setminus \{ p\} $ is locally bounded above near $p$ and extends uniquely to a member of $\mathrm{PSH}(X,\theta )$. If $X$ is compact, it is bounded above on $X\setminus \{ p\} $.
Proof. Choose coordinates centered at $p$ and write $\Delta _ R=\{ z\in \mathbb C:|z|<R\} $. On the coordinate polydisk $\Delta _ R^ n$, add a smooth quadratic function to the given function to obtain a plurisubharmonic function $h$ on $\Delta _ R^ n\setminus \{ 0\} $. Write the coordinates as $(z_1,z_2,z')$, with $z'$ absent when $n=2$, and choose $0<r<R$. The compact set
avoids the puncture, so $h\leq M$ on $K$ for some finite $M$. Consider a point of the punctured closed polydisk of radius $r$. If $z_1\ne 0$, the disk in the $z_2$-direction through the point avoids the puncture and has its boundary in $K$, so the maximum principle gives $h\leq M$ at the point. If $z_1=0$ and $(z_2,z')\ne 0$, the disk in the $z_1$-direction through the point avoids the puncture, and its boundary consists of points with $z_1\neq 0$, where the bound has already been proved; the maximum principle again gives $h\leq M$. Subtracting the smooth correction proves the local upper bound.
By lemma 5.24.7, applied with $Z=\{ p\} $, the upper-limit extension belongs to $\mathrm{PSH}(X,\theta )$. It is unique by lemma 5.24.3. If $X$ is compact, the extension is an upper semicontinuous function on a compact space and is therefore bounded above. $\square$
Lemma 5.24.9.98E72E23E884 Let $u$ be $\theta $-plurisubharmonic near a point $x$. If a $C^2$ function $a$ touches $u$ from above at $x$, that is, $a\geq u$ near $x$ and $a(x)=u(x)$, then $\theta (x)+\mathrm{dd}^{\mathrm{c}}a(x)\geq 0$.
Proof. In coordinates centered at $x$, let $q$ be a quadratic polynomial with $\mathrm{dd}^{\mathrm{c}}q=\theta (x)$, and let $\varepsilon >0$. On a sufficiently small ball about $x$, we have $\theta \leq \theta (x)+\varepsilon \mathrm{dd}^{\mathrm{c}}|z|^2$, so $u+q+\varepsilon |z|^2$ is plurisubharmonic, and $a+q+\varepsilon |z|^2$ touches it from above at $x$. By the submean inequality on complex lines through $x$, a $C^2$ function touching a plurisubharmonic function from above at $x$ has nonnegative complex Hessian at $x$. Hence $\theta (x)+\mathrm{dd}^{\mathrm{c}}a(x)+\varepsilon \mathrm{dd}^{\mathrm{c}}|z|^2\geq 0$, and letting $\varepsilon \to 0$ proves the lemma. $\square$
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