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5.16 Lelong numbers and multiplier ideal sheavesEB678D619AD9

EB678D619AD9

Lelong numbers measure logarithmic growth of plurisubharmonic singularities. Multiplier ideal sheaves record which holomorphic germs are square integrable against their weights.

Let $X$ be a complex manifold.

Definition 5.16.1.A8F9CC5C117D Let $\varphi \in \mathrm{PSH}(X)$ and $x\in X$. The Lelong number $\nu (\varphi ,x)$ of $\varphi $ at $x$ is defined as follows: If $x$ is a point on a $0$-dimensional connected component of $X$, we set

\[ \nu (\varphi ,x)=0. \]

Otherwise, take an open neighborhood $U$ of $x$ in $X$ and a biholomorphic map $F\colon U\rightarrow \Omega $, where $\Omega $ is a domain in $\mathbb {C}^ n$. Then we define

D4BCC2E76B62 5.16.2
\begin{equation} \nu (\varphi ,x)\coloneqq \sup \left\{ \gamma \in \mathbb {R}_{\geq 0}: \varphi (F^{-1}(y))\leq \gamma \log |y-F(x)|^2+\mathcal{O}(1)\textup{ as }y\to F(x) \right\} . \end{equation}
Observe that $\nu (\varphi ,x)$ does not depend on the choices of $U$ and $F$, see [Page 167, Corollary 7.2, DemBook]. Furthermore, it follows from proposition 5.16.4 below that the supremum in (5.16.2) is a maximum.

Remark 5.16.3.9ADE309D4F8B Our definition of the Lelong number is not standard. It differs from the standard definition by a factor of $2$. As a mnemonic, just remember

\[ \nu \left(\log |z|^2,0\right)=1 \quad (\text{instead of } 2). \]

Our convention of the Lelong numbers together with the convention of the multiplier ideal sheaves below make sure that (5.16.16) has no extra factors.

Proposition 5.16.4.61D6716B27F1 Let $\varphi \in \mathrm{PSH}(B_ n(0,1))$. Then

F9F65BFBF525 5.16.5
\begin{equation} \nu (\varphi ,0)=\lim _{r \to 0+} \frac{\sup _{B_ n(0,r)}\varphi }{\log r^2}\in [0,\infty ). \end{equation}

Proof. Note that (5.16.5) is trivial when $n=0$, so we may assume that $n>0$ in the proof.

It follows from proposition 5.13.11 that the limit in (5.16.5) exists and is finite. We shall denote the limit by $\nu '(\varphi ,0)$ for the time being.

We first observe that by proposition 5.13.11, for any fixed $r_1\in (0,1)$ there is a constant $C_{r_1}$ such that

C55AC8943767 5.16.6
\begin{equation} \varphi (x)\leq \nu '(\varphi ,0)\log |x|^2+C_{r_1} \end{equation}

when $x\in B_ n(0,r_1)\setminus \{ 0\} $. In particular, $\nu (\varphi ,0)\geq \nu '(\varphi ,0)$.

In order to argue the reverse inequality, we may assume that $\nu (\varphi ,0)>0$.

Next observe that by (5.16.2), for each small enough $\epsilon >0$, we can find $r_0\in (0,1)$ and $C>0$ so that for all $x\in B_ n(0,r_0)\setminus \{ 0\} $, we have

\[ \varphi (x)\leq (\nu (\varphi ,0)-\epsilon )\log |x|^2+C. \]

It follows that $\nu '(\varphi ,0)\geq \nu (\varphi ,0)-\epsilon $. Letting $\epsilon \to 0+$, we conclude that $\nu '(\varphi ,0)\geq \nu (\varphi ,0)$, which combined with the previous inequality gives (5.16.5). $\square$

We recall Siu's semicontinuity theorem.

Theorem 5.16.7 (Siu).6BAB6143467A Let $\varphi \in \mathrm{PSH}(X)$. Then the map $X\ni x\mapsto \nu (\varphi ,x)$ is upper semicontinuous with respect to the Zariski topology.

Proof. For every $c>0$, the analytic Lelong-level-set theorem proves that $\{x:\nu(\varphi,x)\geq c\}$ is an analytic subset. Since Lelong numbers are nonnegative, for $c\leq0$ this upper level set is all of $X$. These are exactly the upper level sets needed for upper semicontinuity in the analytic Zariski topology. The normalization is the same in both statements: $\mathrm{dd}^{\mathrm c}=\mathrm i\partial\bar\partial/(2\pi)$ and $\nu(\log|z|^2,0)=1$.

For an elegant proof we refer to [Theorem 2.10, Dem12].

Proposition 5.16.8.B9C4FE156D00 Let $\varphi ,\psi \in \mathrm{PSH}(X)$, $\lambda \in \mathbb {R}_{\geq 0}$ and $x\in X$. Then

\[ \begin{aligned} \nu (\varphi \lor \psi ,x)=& \min \{ \nu (\varphi ,x),\nu (\psi ,x)\} ,\\ \nu (\varphi +\psi ,x)=& \nu (\varphi ,x)+\nu (\psi ,x),\\ \nu (\lambda \varphi ,x)=& \lambda \nu (\varphi ,x). \end{aligned} \]

Proof. All properties are local, so we may assume that $X=B_ n(0,1)$ for some $n\in \mathbb {N}$. All properties follow directly from proposition 5.16.4. $\square$

Corollary 5.16.9.F3F797E97E9D Let $(\varphi _ i)_{i\in I}$ be a non-empty family in $\mathrm{PSH}(X)$ locally uniformly bounded from above and $x\in X$. Then

\[ \nu \left(\operatorname *{sup}_{i\in I}{}\! {}^{*}\varphi _ i,x\right)=\inf _{i\in I}\nu (\varphi _ i,x). \]

Proof. We may assume that $X$ is connected. Write $\varphi =\operatorname *{sup}_{i\in I}{}\! {}^{*} \varphi _ i$. Then $\varphi \in \mathrm{PSH}(X)$ by proposition 5.14.2.

We observe that the $\leq $ inequality is trivial. It remains to argue the reverse inequality.

It follows from proposition 5.14.3 that we may assume that $I$ is countable. When $I$ is finite, this is already proved in proposition 5.16.8. Otherwise, we may further assume that $I=\mathbb {Z}_{>0}$. Thanks to proposition 5.16.8, we may further assume that $(\varphi _ i)_{i\in \mathbb {Z}_{>0}}$ is an increasing sequence. Furthermore, since the problem is local, we may assume that $x=0$, that $X=B_ n(0,1)$ for some $n\in \mathbb {N}$, and that $(\varphi _ i)_ i$ is uniformly bounded from above on some ball $B_ n(0,r_1)$ with $0<r_1<1$. Since the sequence $(\varphi _ i)_ i$ is increasing, the sequence $\nu (\varphi _ i,0)$ is decreasing. Thus the constants in (5.16.6) can be chosen independently of $i$, and we have

\[ \varphi _ i(x)\leq \nu (\varphi _ i,0)\log |x|^2+C \]

for all $x\in B_ n(0,r_1)\setminus \{ 0\} $ and all $i\geq 1$, where $C$ is a constant independent of $i$. In particular, thanks to proposition 5.14.5, for almost all $x\in B_ n(0,r_1)$, we have

\[ \varphi (x)\leq \lim _{i\to \infty }\nu (\varphi _ i,0)\log |x|^2+C. \]

Thanks to proposition 5.14.6, the same holds for all $x\neq 0$ near $0$, and hence

\[ \nu (\varphi ,0)\geq \lim _{i\to \infty } \nu (\varphi _ i,0). \]

This completes the proof. $\square$

Definition 5.16.10.6777DFC31EF1 Let $F\subseteq X$ be a non-empty irreducible analytic subset. Then we define the generic Lelong number of $\varphi $ along $F$ as

\[ \nu (\varphi ,F)\coloneqq \min _{x\in F}\nu (\varphi ,x). \]

Note that the minimum is attained by Siu's semicontinuity theorem theorem 5.16.7.

Definition 5.16.11.E9EA7799080C Let $\varphi \in \mathrm{PSH}(X)$. Let $E$ be a prime divisor over $X$ (see definition 9.10.2). Take a proper bimeromorphic morphism $\pi \colon Y\rightarrow X$ from a complex manifold $Y$ such that $E$ is a prime divisor on $Y$, then we define the generic Lelong number of $\varphi $ along $E$ as

\[ \nu (\varphi ,E)\coloneqq \nu (\pi ^*\varphi ,E). \]
It follows from theorem 5.16.7 that $\nu (\varphi ,E)$ does not depend on the choice of $\pi $.

See Definition 6.8.5.

Remark 5.16.12.4E2D4F8663A3 This definition is different from a few references, where instead of $\exp (-\varphi )$, they use $\exp (-2\varphi )$. The conventions adopted in the current book are the most convenient ones as far as I know. They simplify a number of formulae. As a mnemonic, for any real $\lambda >0$, we have

\[ \mathcal{I}(\lambda \log |z|^2)=\mathcal{O}_{\mathbb {C}}\left(-\lfloor \lambda \rfloor \{ 0\} \right)\quad \Bigl (\textup{instead of }\mathcal{O}_{\mathbb {C}}\left(-\lfloor 2\lambda \rfloor \{ 0\} \right)\Bigr ), \]

where $z$ is a variable in $\mathbb {C}$ and $\{ 0\} $ is the divisor defined by $0\in \mathbb {C}$.

Proof. On each coordinate ball, the multiplier-ideal coherence theorem proves that the germs $f$ for which $|f|^2\exp(-\varphi)$ is locally integrable form a coherent analytic ideal sheaf. This is exactly the definition of $\mathcal I(\varphi)$ used here. These local sheaves agree on overlaps, since local integrability is unchanged by a holomorphic coordinate change with a nonvanishing Jacobian. Coherence is local, so $\mathcal I(\varphi)$ is coherent on $X$. In particular the argument uses the weight $\exp(-\varphi)$, not $\exp(-2\varphi)$.

See [Proposition 5.7, Dem12].

Theorem 5.16.14.48A7E9240D09 Let $\varphi ,\psi \in \mathrm{PSH}(X)$. Then

\[ \mathcal{I}(\varphi +\psi )\subseteq \mathcal{I}(\varphi )\cdot \mathcal{I}(\psi ). \]

Proof. On $X\times X$, with projections $p_1,p_2$, consider $\Phi=\varphi\circ p_1+\psi\circ p_2$. The external-product identity in the proved restriction and product theorem gives \[\mathcal I(\Phi)=p_1^*\mathcal I(\varphi)\,p_2^*\mathcal I(\psi).\] Restrict to the diagonal $\iota:X\to X\times X$. The restriction part of that theorem gives $\mathcal I(\iota^*\Phi)\subseteq\mathcal I(\Phi)|_X^{\mathrm{im}}$. Here $\iota^*\Phi=\varphi+\psi$, and the image ideal on the right is $\mathcal I(\varphi)\mathcal I(\psi)$. This proves the inclusion stalkwise and hence as sheaves. The earlier theorem includes the weighted extension proof needed for the restriction step.

See [DEL00], [Theorem 14.2, Dem12]. The two invariants are related by the following simple result:

Proposition 5.16.15.8EFDC4A2C19E Let $\varphi \in \mathrm{PSH}(X)$ and $E$ be a prime divisor over $X$. Then

DAEF62372440 5.16.16
\begin{equation} \nu (\varphi ,E)=\lim _{k\to \infty }\frac{1}{k}\operatorname{ord}_ E\mathcal{I}(k\varphi ). \end{equation}

Proof. By the divisorial multiplier-ideal estimate, for every positive integer $k$, \[k\nu(\varphi,E)-A_X(E)<\operatorname{ord}_E\mathcal I(k\varphi)\leq k\nu(\varphi,E).\] The log discrepancy $A_X(E)$ is a fixed finite number on a fixed smooth model carrying $E$. Divide by $k$ and let $k\to\infty$. Both bounds tend to $\nu(\varphi,E)$, giving the formula. The order is that of the pulled-back ideal on the model; it is independent of its chosen generators and of a further model, as proved in the same estimate.

See [Proposition 2.14, DX21].

Recall that this particular form of the formula is compatible with our conventions of $\nu $ and $\mathcal{I}$. As a consistency check, consider $\varphi =\log |z|^2$ with $z\in \mathbb {C}$ and let $E$ be the divisor $\{ 0\} $. Then both sides of (5.16.16) are equal to $1$. See 5.16.3 and 5.16.12.

Also observe the following simple lemma:

Lemma 5.16.17.C85C2748AE0B Let $x \in X$ and $\varphi \in \mathrm{PSH}(X)$. Let $\pi \colon Y\rightarrow X$ be the blow-up of $X$ at $x$ with exceptional divisor $E$. Then

\[ \nu (\varphi ,x)=\nu (\varphi ,E), \]

Proof. For a coherent ideal $\mathfrak a$ near $x$, the order of $\mathfrak a\mathcal O_Y$ along the exceptional divisor of the blowup at $x$ is its ordinary vanishing order at $x$. Indeed, in a blowup chart substitute $z=(t,tw_2,\ldots,tw_n)$ into each Taylor series. Its lowest nonzero homogeneous term factors as $t^d$ times a polynomial in $w$ which is not identically zero on the exceptional divisor, so its generic order there is $d$; taking the minimum over generators proves the ideal assertion.

Apply this to $\mathfrak a=\mathcal I(k\varphi)$. The pointwise order estimate gives $k^{-1}\operatorname{ord}_x\mathcal I(k\varphi)\to\nu(\varphi,x)$, while its divisorial counterpart gives $k^{-1}\operatorname{ord}_E\mathcal I(k\varphi)\to\nu(\varphi,E)$. The two sequences are identical, proving the equality. In dimension one the blowup of the point ideal is an isomorphism and the assertion reduces to the point itself.

See [Corollaire 1.1.8, Bou02]. Conversely, the information of the generic Lelong numbers determines the multiplier ideal sheaves:

Theorem 5.16.18.B2A67FDA22D2 Let $\varphi \in \mathrm{PSH}(X)$. Let $x\in X$ and $f\in \mathcal{O}_{X,x}$, $f\neq 0$. Then the following are equivalent:

  1. F653F30CBEF7

    $f\in \mathcal{I}(\varphi )_ x$;

  2. 9D529BA11C96

    there exists $\epsilon >0$ such that for any prime divisor $E$ over $X$ such that $x$ is contained in the center of $E$ on $X$, we have

    C474A65CB982 5.16.19
    \begin{equation} \operatorname{ord}_ E(f)\geq (1+\epsilon ) \nu (\varphi ,E)-A_ X(E). \end{equation}

In case $\varphi $ has analytic singularities and $\pi \colon Y\rightarrow X$ is a log resolution of $\varphi $ (see definition 5.18.7 for the definition) with finitely many exceptional divisors $\{ E_ i\} $ whose centers on $X$ contain $x$, one may replace (5.16.19) by

43490E287BDA 5.16.20
\begin{equation} \operatorname{ord}_{E_ i}(f)> \nu (\varphi ,E_ i)-A_ X(E_ i)\quad \forall i. \end{equation}

Qualification and proof. For the general germ statement, the precise formulation is the local one: divisors range over modifications of a sufficiently small neighborhood on which $f$ is represented. The proved uniform valuative criterion gives exactly \[f\in\mathcal I(\varphi)_x\quad\Longleftrightarrow\quad\exists\varepsilon>0:\ \operatorname{ord}_Ef+A_X(E)\geq(1+\varepsilon)\nu(\varphi,E)\] for all such divisors whose centers contain $x$. The same $\varepsilon$ must work for every divisor.

In the analytic-singularity clause, one must test all components of the total pole divisor on the log resolution whose centers contain $x$, including nonexceptional components. Restricting the test to exceptional divisors is false: on $\mathbb C$ take $\varphi=\log|z|^2$ and the identity resolution. There are no exceptional divisors, but $1\notin\mathcal I(\varphi)_0$ since $|z|^{-2}$ is not locally integrable.

Here is the finite test with this correction. On a log resolution write $\varphi\circ\pi=\sum_i a_i\log|s_i|^2+O(1)$ and let $b_i$ be the order of the holomorphic Jacobian along $D_i=\{s_i=0\}$. If $c_i=\operatorname{ord}_{D_i}(f\circ\pi)$, change of variables makes the integrand, up to a bounded factor and a holomorphic residual factor, a product of $|s_i|^{2(c_i+b_i-a_i)}$. At a generic point of each divisor this residual factor is nonzero. The one-variable integral $\int_0^\delta r^{2(c_i+b_i-a_i)+1}\,\mathrm dr$ is finite exactly when $c_i+b_i+1>a_i$. Since the divisor is simple normal crossings, Fubini proves sufficiency for their simultaneous inequalities and the generic-point calculation proves necessity. Thus the test is $\operatorname{ord}_{D_i}f+A_X(D_i)>\nu(\varphi,D_i)$ for all the indicated total pole components. This is also the log-resolution integrability criterion. Resolution itself remains the permitted Hironaka input.

Here $A_ X(\bullet )$ denotes the log discrepancy of prime divisors. Note that in (2), it suffices to consider the prime divisors contained in $\{ \pi ^*\varphi =-\infty \} $. We refer to [Corollary 10.18, Proposition 10.12, Bou17] for the proof and the precise definition of $A_ X$.

The notion of analytic singularities is recalled in section 5.18.

Recall the strong openness theorem:

Theorem 5.16.21 (Guan–Zhou).917763AE5E35 Let $\varphi ,\psi _ j\in \mathrm{PSH}(X)$ ($j\in \mathbb {Z}_{>0}$) such that $\psi _ j$ is an increasing sequence converging to $\varphi $ almost everywhere. Then for any $x\in X$, the germs satisfy

\[ \mathcal{I}\left(\psi _ j\right)_ x=\mathcal{I}(\varphi )_ x \]

when $j$ is large enough.

Proof. The multiplier ideals $\mathcal I(\psi_j)_x$ form an increasing sequence, since $\psi_j\leq\psi_{j+1}$. By monotone multiplier-ideal stability, their union is $\mathcal I(\varphi)_x$. Choose finitely many generators $f_1,\ldots,f_r$ of the latter ideal; finite generation follows from coherence. Each $f_l$ belongs to some $\mathcal I(\psi_{j_l})_x$. For $j\geq\max_l j_l$, all generators belong, so $\mathcal I(\varphi)_x\subseteq\mathcal I(\psi_j)_x$. The reverse inclusion follows from $\psi_j\leq\varphi$ almost everywhere. Thus equality holds for every sufficiently large $j$, with the index allowed to depend on $x$.

See [GZ15, Hiep14] for the proof.

Proposition 5.16.22.DE693424352F Let $\pi \colon Y\rightarrow X$ be a smooth morphism between complex manifolds. Assume that $\varphi \in \mathrm{PSH}(X)$. Then

\[ \mathcal{I}(\pi ^*\varphi )=\pi ^*\mathcal{I}(\varphi ). \]

Proof. It follows from [Théorème 3.10, SHC6] that locally $\pi $ can be written as the composition of an étale morphism and a projection. It suffices to handle the two cases separately.

Recall that in the complex analytic setting, an étale morphism is locally biholomorphic, so there is nothing to prove in this case.

Next, assume that $Y=X\times U$, where $U\subseteq \mathbb {C}^ n$ is a domain and $\pi $ is the natural projection. It follows from Fubini's theorem that

\[ \mathcal{I}(\pi ^*\varphi )\supseteq \pi ^*\mathcal{I}(\varphi ). \]

The reverse inequality is proved in [Proposition 14.3, Dem12]. $\square$

Definition 5.16.23.AA412055CB86 Given a coherent ideal sheaf $\mathcal{I}$ on $X$ and a closed complex subspace $Y\subseteq X$, the restriction $\operatorname{Res}_ Y\mathcal{I}$ is the coherent ideal sheaf given by

514E110B23C0 5.16.24
\begin{equation} \operatorname{Res}_ Y\mathcal{I}\coloneqq \mathcal{I}/(\mathcal{I}\cap \mathcal{I}_ Y), \end{equation}

where $\mathcal{I}_ Y$ is the ideal sheaf defining $Y$.

In the literature, it is common to denote this sheaf by the misleading notation $\mathcal{I}|_ Y$.

There is a natural morphism

229919B31C3E 5.16.25
\begin{equation} i_ Y^*\mathcal{I}= \mathcal{I}/(\mathcal{I}\cdot \mathcal{I}_ Y)\rightarrow \operatorname{Res}_ Y \mathcal{I}, \end{equation}

where $i_ Y\colon Y\rightarrow X$ is the inclusion.

Theorem 5.16.26 (Ohsawa–Takegoshi).151D57BCA31B Let $Y$ be a connected submanifold of $X$ and $\varphi \in \mathrm{PSH}(X)$. Assume that $\varphi |_ Y\not\equiv -\infty $. Then

\[ \mathcal{I}\left(\varphi |_ Y\right)\subseteq \operatorname{Res}_ Y\mathcal{I}(\varphi ). \]

Proof. This is local on $Y$. In coordinates in which $Y$ is a coordinate subspace, take a germ $f\in\mathcal I(\varphi|_Y)$. The weighted restriction theorem extends $f$ to a holomorphic germ $F$ in the ambient coordinates with $|F|^2\exp(-\varphi)$ integrable. Thus $F\in\mathcal I(\varphi)$ and its restriction is $f$. This is precisely the inclusion in the image ideal $\operatorname{Res}_Y\mathcal I(\varphi)$. The hypothesis that the restricted weight is not identically $-\infty$ ensures that its multiplier ideal has the intended nontrivial local definition; the earlier theorem also covers the zero-ideal case.

See [Theorem 14.1, Dem12].
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