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5.38 Lelong numbers and divisorial estimates2C2417A75DF4

2C2417A75DF4

Lelong numbers measure the logarithmic concentration of a positive current. Along a divisor, a lower bound for the generic Lelong number allows us to subtract the corresponding multiple of the divisor without losing positivity. At points, the local mass formula controls Lelong numbers under convergence and uniformly in a fixed background. For a prime divisor $E$ on a complex manifold, $[E]$ denotes its current of integration, and $\nu (w,E)$ is the generic Lelong number along $E$ of a quasi-plurisubharmonic function $w$, as defined in section 5.34.

We use the following local consequence of Siu's decomposition theorem, recalled in Theorem 10.4.8 (Siu's divisorial decomposition) and . If $T$ is a closed positive $(1,1)$-current and $E$ is a prime divisor, the restriction of (the coefficient measures of) $T$ to $E$ equals the generic Lelong number of $T$ along $E$ times $[E]$. In particular, removing finitely many of these divisorial components from $T$ leaves a positive current. Distinct prime divisors do not contribute overlapping mass, since their intersections have codimension at least two. All these are local statements about closed currents.

Lemma 5.38.1.3AA98220C897 Let $M$ be a complex manifold, let $\beta $ be a smooth real $(1,1)$-form on $M$, let $w\in \mathrm{PSH}(M,\beta )$, and let $E_1,\ldots ,E_ N$ be distinct prime divisors on $M$, with $N\geq 1$. Then

\[ \beta +\mathrm{dd}^{\mathrm{c}}w-\sum _{j=1}^ N\nu (w,E_ j)[E_ j]\geq 0. \]

The form $\beta $ need not be closed.

Proof. Work on a coordinate ball and choose a smooth function $\rho $ with $\mathrm{dd}^{\mathrm{c}}\rho \geq \beta $. The current

\[ T=\mathrm{dd}^{\mathrm{c}}(w+\rho )=(\beta +\mathrm{dd}^{\mathrm{c}}w)+(\mathrm{dd}^{\mathrm{c}}\rho -\beta ) \]

is closed and positive. A smooth form, viewed through its coefficient measures, assigns zero mass to every proper analytic set. Thus $T$ and $\beta +\mathrm{dd}^{\mathrm{c}}w$ have the same restriction to $\bigcup _ jE_ j$, and the consequence of Siu's theorem stated above identifies this restriction with $\sum _ j\nu (w,E_ j)[E_ j]$. Subtracting it from the positive current $\beta +\mathrm{dd}^{\mathrm{c}}w$ leaves the restriction of $\beta +\mathrm{dd}^{\mathrm{c}}w$ to the complement of $\bigcup _ jE_ j$, which is positive. This proves the inequality locally, hence globally. Note that $\beta +\mathrm{dd}^{\mathrm{c}}w$ itself need not be closed. $\square$

Order makes the support theorem a rigidity statement for potentials: two ordered quasi-plurisubharmonic functions whose Hessians agree outside an analytic set already differ by a constant.

Lemma 5.38.2.4296DE167374 Let $u\leq v$ be quasi-plurisubharmonic on a connected compact complex manifold $X$, and let $Z\subsetneq X$ be analytic. If $\mathrm{dd}^{\mathrm{c}}u=\mathrm{dd}^{\mathrm{c}}v$ on $X\setminus Z$, then $v=u+C$ for a real constant $C$.

Proof. The current $S=\mathrm{dd}^{\mathrm{c}}(v-u)$ is real, closed, of order zero and supported on $Z$. By the support theorem in [Chapter III, Corollaries 2.11 and 2.14, pp. 141–143, DemCADG],

3B6E06712331 5.38.3
\begin{equation} S=\sum _{j=1}^ m c_ j[Z_ j],\qquad c_ j=\nu (v,Z_ j)-\nu (u,Z_ j)\leq 0, \end{equation}

where $Z_ j$ are the prime divisorial components of $Z$. Indeed, the support theorem first gives real constants $c_ j$ such that $S-\sum _ jc_ j[Z_ j]$ is supported in codimension at least two; this closed current of order zero then vanishes by the same theorem. Near a generic smooth point of $Z_ j$, with local equation $z_1=0$, the function $v-u-c_ j\log |z_1|^2$ has zero complex Hessian and is therefore smooth and pluriharmonic. This identifies $c_ j$ with the difference of the generic Lelong numbers, and $c_ j\leq 0$ because $u\leq v$.

Thus $\mathrm{dd}^{\mathrm{c}}(u-v)=-S\geq 0$. Hence the locally integrable distribution $u-v$ has a global plurisubharmonic representative, which is constant by the maximum principle on the compact connected manifold $X$. Since quasi-plurisubharmonic functions that agree almost everywhere agree everywhere, $v=u+C$ for a constant $C$. $\square$

Every closed real $(1,1)$-current is the sum of a smooth closed form and the complex Hessian of a global distribution, and positivity of the current makes this potential quasi-plurisubharmonic. This decomposition allows us to attach an ordinary singularity type to a divisorial current.

Lemma 5.38.4.7A2D4C65C667 Let $Z$ be a complex manifold and $T$ a closed real $(1,1)$-current on $Z$. There are a smooth closed real $(1,1)$-form $\beta $ and a real distribution $v$ such that

\[ T=\beta +\mathrm{dd}^{\mathrm{c}}v. \]

If $T\geq 0$, then $v$ is quasi-plurisubharmonic. Any two distributional potentials in such decompositions differ by a smooth function.

Proof. The local $\mathrm{dd}^{\mathrm{c}}$-Poincaré lemma gives real distributional potentials $v_ i$ on the sets of a cover of $Z$ by coordinate neighborhoods, with $T=\mathrm{dd}^{\mathrm{c}}v_ i$; for positive $T$ these potentials are plurisubharmonic. See [Chapter III, Section 1.18 and Proposition 1.19, DemCADG]. On overlaps $\mathrm{dd}^{\mathrm{c}}(v_ i-v_ j)=0$. Taking the Euclidean trace shows that $v_ i-v_ j$ is a harmonic distribution, so it is smooth by elliptic regularity.

Choose a smooth locally finite partition of unity $(\chi _ i)$ subordinate to the cover and put $v=\sum _ i\chi _ i v_ i$, each term being extended by zero as a distribution. On the $j$th neighborhood,

\[ v-v_ j=\sum _ i\chi _ i(v_ i-v_ j) \]

is smooth. Thus $\beta =T-\mathrm{dd}^{\mathrm{c}}v=-\mathrm{dd}^{\mathrm{c}}(v-v_ j)$ is smooth on each neighborhood, hence on $Z$, and it is real and closed. For positive $T$, the same identity expresses $v$ locally as a plurisubharmonic function plus a smooth function. Finally, if $T=\beta +\mathrm{dd}^{\mathrm{c}}v=\beta '+\mathrm{dd}^{\mathrm{c}}v'$ are two such decompositions, then $\mathrm{dd}^{\mathrm{c}}(v-v')=\beta '-\beta $ is smooth; taking a smooth Hermitian trace and applying elliptic regularity shows that $v-v'$ is smooth. $\square$

For a potential whose complex Hessian is a divisorial current minus a smooth form, ordinary domination, ideal domination and the corresponding inequalities for generic Lelong numbers along the divisors are all equivalent. Countably many divisors are allowed, provided the divisorial current has finite mass.

Lemma 5.38.5.65C35F77CB06 Let $Y$ be a connected compact complex manifold. Let $(D_ j)$ be a finite or countable family of distinct prime divisors on $Y$ and $c_ j>0$ real coefficients such that $S=\sum _ jc_ j[D_ j]$ is a positive current of finite mass, and let $\beta $ be a smooth real $(1,1)$-form on $Y$. Let $v\in \mathrm{QPSH}(Y)$ satisfy

\[ \mathrm{dd}^{\mathrm{c}}v=S-\beta . \]

Then, for $a\in \mathrm{QPSH}(Y)$, the following conditions are equivalent:

\[ a\preceq v,\qquad a\preceq _{\mathcal I}v,\qquad \nu (a,D_ j)\geq c_ j\quad \hbox{for every }j. \]

Proof. We first note that $\nu (v,D_ j)=c_ j$. Indeed, the restriction of $S$ to $D_ j$ is $c_ j[D_ j]$: distinct divisors intersect in codimension at least two, and such sets carry no mass of any divisor current, also after countable summation. Smooth forms give every divisor zero mass. The local form of Siu's decomposition, applied after a smooth correction, therefore gives $\nu (v,D_ j)=c_ j$.

Ordinary domination implies ideal domination by proposition 5.33.2, and ideal domination implies the asserted inequalities for generic Lelong numbers by theorem 5.37.3. It remains to prove that these inequalities imply ordinary domination.

Choose a Hermitian form $\Lambda $ with $a\in \mathrm{PSH}(Y,\Lambda )$. By lemma 5.38.1 and the inequalities $\nu (a,D_ j)\geq c_ j$, each finite partial sum of $S$ can be subtracted from $\Lambda +\mathrm{dd}^{\mathrm{c}}a$ without losing positivity. Letting the partial sums increase to $S$ gives

\[ \Lambda +\mathrm{dd}^{\mathrm{c}}a-S\geq 0. \]

Consequently $\mathrm{dd}^{\mathrm{c}}(a-v)\geq \beta -\Lambda $. Hence the integrable function $a-v$ has a quasi-plurisubharmonic representative, which is bounded above on the compact manifold $Y$. This yields $a\leq v+C$ almost everywhere, and lemma 5.24.3 extends this inequality everywhere. Thus $a\preceq v$. $\square$

Together, the two preceding lemmas attach a canonical ordinary singularity type to a countable divisorial current of finite mass.

Corollary 5.38.6.F5277854ECB3 Let $Z$ be a connected compact complex manifold, let $(D_ j)$ be a finite or countable family of distinct prime divisors on $Z$, and let $c_ j>0$. Suppose that $S=\sum _ jc_ j[D_ j]$ is a closed positive current of finite mass. Then there are quasi-plurisubharmonic functions $v$ on $Z$ satisfying

\[ \mathrm{dd}^{\mathrm{c}}v=S-\beta \]

for a smooth closed real $(1,1)$-form $\beta $, and any two such functions differ by a smooth function. In particular, they determine a canonical ordinary singularity type, which depends only on $S$.

Proof. Lemma 5.38.4, applied to $T=S$, gives the decomposition, with $v$ quasi-plurisubharmonic since $S\geq 0$, and shows that any two such potentials differ by a smooth function. By proposition 5.33.1, they have the same ordinary singularity type. $\square$

Lemma 5.38.7.E04E4D6C502E Let $u_ j,u$ be quasi-plurisubharmonic functions on a complex manifold with a common smooth lower curvature bound, that is, $\mathrm{dd}^{\mathrm{c}}u_ j\geq -\beta $ and $\mathrm{dd}^{\mathrm{c}}u\geq -\beta $ for one smooth real $(1,1)$-form $\beta $. If $u_ j\to u$ in $L^1_{\mathrm{loc}}$, then at every point $x$,

\[ \nu (u,x)\geq \limsup _ j\nu (u_ j,x). \]

Proof. On a coordinate ball about $x$, add one smooth function to all the potentials to make them plurisubharmonic, and write $p_ j,p$ for the resulting functions. Let $n$ be the dimension and $\kappa $ the Euclidean form of the chart. Distributional convergence gives weak convergence of the positive trace measures $\mathrm{dd}^{\mathrm{c}}p_ j\wedge \kappa ^{n-1}$ to $\mathrm{dd}^{\mathrm{c}}p\wedge \kappa ^{n-1}$. For every sufficiently small radius $r$ such that the sphere of radius $r$ about $x$ has zero mass for the limit measure, the masses of the balls converge. The Lelong monotonicity formula bounds each $\nu (p_ j,x)$ by the normalized trace mass of $p_ j$ on such a ball. Taking the upper limit in $j$, and then letting these radii decrease to zero, gives $\limsup _ j\nu (p_ j,x)\leq \nu (p,x)$. Since smooth additions do not change Lelong numbers, this proves the lemma. $\square$

Lemma 5.38.8.1792691862B8 Let $Z$ be a connected compact complex manifold and let $\beta $ be a smooth real $(1,1)$-form. There is a finite constant $C_\beta $ such that

\[ \nu (v,z)\leq C_\beta \qquad \text{for every }v\in \mathrm{PSH}(Z,\beta )\text{ and every }z\in Z. \]

In particular, the generic Lelong numbers of all $v\in \mathrm{PSH}(Z,\beta )$ along all prime divisors are bounded by $C_\beta $. No normalization of the potentials is needed.

Proof. Since adding a constant does not change Lelong numbers, we may assume that $\sup _ Zv=0$. By theorem 5.25.2, these normalized potentials have a common $L^1$ bound. Cover $Z$ by finitely many triples of concentric coordinate balls, a smaller, an intermediate and a larger one, such that the smaller balls cover $Z$. On each larger ball choose a fixed smooth quadratic function $r$ with $\mathrm{dd}^{\mathrm{c}}r\geq \beta $, so that $p=v+r$ is plurisubharmonic there. The functions $p$ obtained in this way have uniformly bounded local $L^1$ norms.

Write $d=\dim Z$ and let $\kappa $ be the Euclidean form in the chart. Choose a nonnegative smooth cutoff $\chi $ supported in the larger ball and equal to one on an intermediate ball. Positivity and distributional integration by parts give

\[ \int _{\text{intermediate ball}}\mathrm{dd}^{\mathrm{c}}p\wedge \kappa ^{d-1} \leq \int \chi \, \mathrm{dd}^{\mathrm{c}}p\wedge \kappa ^{d-1} =\int p\, \mathrm{dd}^{\mathrm{c}}\chi \wedge \kappa ^{d-1} \leq C\| p\| _{L^1}. \]

Every point of the smaller ball is the center of a Euclidean ball of a fixed radius contained in the intermediate ball. The local Lelong monotonicity formula, recalled in Proposition 6.7.1, bounds the Lelong number at this center by a fixed multiple of the trace mass of the intermediate ball. The finite cover gives one bound on $Z$. Since smooth additions and additive constants do not change Lelong numbers, this proves the assertion for the original potentials. $\square$

The Bergman estimates also control Lelong numbers on a fixed local modification. A local divisor over $X$ is a prime divisor $E$ on the source of a local modification $\pi :Z\to U$ of a coordinate neighborhood $U\subset X$, that is, a modification with smooth source $Z$. For a quasi-plurisubharmonic function $u$ on $X$, let $\nu (u\circ \pi ,E)$ be the generic Lelong number of $u\circ \pi $ along $E$. For a holomorphic function or an ideal sheaf, $\operatorname {ord}_ E$ denotes the generic vanishing order along $E$ (for an ideal, the minimum of the orders of its local generators). Let $\operatorname {Jac}\pi $ be the holomorphic Jacobian determinant of $\pi $ in local coordinates. Write

\[ \nu _ E(u)=\nu (u\circ \pi ,E),\qquad A_ U(E)=1+\operatorname {ord}_ E(\operatorname {Jac}\pi ). \]

The second number is the log discrepancy of $E$. Local modifications are not required to extend over the compact manifold.

Lemma 5.38.9.1525C5219E69 For a quasi-plurisubharmonic function $u$ on $X$, every local divisor $E$ over $X$, and every real $m>0$, one has

\[ \max \! \left\{ \nu _ E(u)-\frac{A_ U(E)}m,0\right\} \leq \frac1m\operatorname {ord}_ E\mathcal I(mu) \leq \nu _ E(u). \]

Here $\operatorname {ord}_ E\mathcal I(mu)$ is the order along $E$ of the pulled-back ideal. Consequently, if locally $a_ m=m^{-1}\log \sum _ k|f_{m,k}|^2+O(1)$, where the $f_{m,k}$ generate $\mathcal I(mu)$, then $\nu _ E(a_ m)\to \nu _ E(u)$ as $m\to \infty $.

Proof. The upper estimate follows from the local Bergman lower bound in proposition 5.35.1: the logarithm of the sum of squared moduli of local generators of $\mathcal I(mu)$, divided by $m$, is at least $u$ up to a locally bounded term. Pulling back and taking generic Lelong numbers along $E$ reverses this inequality.

For the lower estimate, take a local generator $f$ of the ideal and set $k=\operatorname {ord}_ E(f\circ \pi )$. Near a generic point of $E$, choose a local coordinate $z_1$ defining $E$. Divisorial removal (lemma 5.38.1), after a smooth correction, gives

\[ u\circ \pi \leq \nu _ E(u)\log |z_1|^2+C. \]

Shrink around a point where the factors of $f\circ \pi $ and of the Jacobian complementary to the powers of $z_1$ do not vanish. The change-of-variables formula and local integrability of $|f|^2\mathrm{e}^{-mu}$ then require integrability in $z_1$ of

\[ |z_1|^{2(k+A_ U(E)-1-m\nu _ E(u))}. \]

This implies $k+A_ U(E)>m\nu _ E(u)$, and in particular the weaker non-strict lower bound in the statement. Taking the minimum over a finite set of local generators and using that orders are nonnegative proves the lower estimate. Since $\nu _ E(a_ m)=m^{-1}\operatorname {ord}_ E\mathcal I(mu)$, the last assertion follows by letting $m\to \infty $. $\square$

For rational $m>0$, the function $a_ m$ has analytic singularities in the sense of section 5.34; the estimate for real $m$ does not require this.

Blowing up a point converts the divisorial estimate into a pointwise order bound on any local modification.

Lemma 5.38.10.548A845099FB Let $U$ be a complex manifold of dimension $n$, let $u$ be quasi-plurisubharmonic on $U$, and let $\pi :Y\to U$ be a modification with smooth source. Fix $y\in Y$ and an integer $m\geq 1$. Write $J_\pi $ for the holomorphic Jacobian in local coordinates near $y$. If a nonzero holomorphic germ $g$ at $\pi (y)$ belongs to $\mathcal I(mu)$, then

\[ \operatorname {ord}_ y(g\circ \pi ) \geq m\nu (u\circ \pi ,y)-n-\operatorname {ord}_ yJ_\pi . \]

Proof. If $n\geq 2$, let $\rho :\widetilde Y\to Y$ be the blowup of $y$ and let $E$ be its exceptional divisor. For $n=1$, take $\rho $ to be the identity and $E=\{ y\} $. Set $F=\pi \circ \rho $ and write $J_ F$ for its local holomorphic Jacobian determinant. Generic orders along $E$ give

\[ \nu (u\circ F,E)=\nu (u\circ \pi ,y),\qquad \operatorname {ord}_ E(g\circ F)=\operatorname {ord}_ y(g\circ \pi ). \]

On a standard blowup chart the Jacobian of $\rho $ has order $n-1$ along $E$. The chain rule therefore gives the log discrepancy over $U$ as

\[ A_ U(E)=1+\operatorname {ord}_ E J_ F =n+\operatorname {ord}_ yJ_\pi . \]

Since $g\in \mathcal I(mu)$, the order of $g\circ F$ along $E$ is at least the order of this ideal. The lower estimate in lemma 5.38.9, applied to $F$, therefore proves the inequality. $\square$

Lemma 5.38.11.1D91BF7CA736 Let $v$ be quasi-plurisubharmonic on $X$, and let $a$ have analytic singularities on $X$. If $v\preceq _{\mathcal I}a$, then $v\preceq a$. More precisely, it suffices to assume the finitely many inequalities

\[ \nu (v\circ \pi ,E)\geq \nu (a\circ \pi ,E) \]

for the prime components $E$ of the divisor obtained by principalizing, on one log resolution $\pi $, the ideal of an analytic presentation of $a$.

Proof. Principalize the coherent ideal of an analytic presentation of $a$ by a log resolution $\pi :Y\to X$ with smooth $Y$. In suitable local coordinates $z_1,\ldots ,z_ n$ on $Y$,

\[ a\circ \pi =\sum _{i=1}^ r b_ i\log |z_ i|^2+B, \qquad b_ i\geq 0,\qquad B\in L^\infty _{\mathrm{loc}}, \]

where $r\leq n$. The finitely many inequalities in the statement give $\nu (v\circ \pi ,\{ z_ i=0\} )\geq b_ i$; if $v\preceq _{\mathcal I}a$, these inequalities follow from theorem 5.37.3. Add a smooth local function to $v\circ \pi $ to make it plurisubharmonic. Divisorial removal for this closed positive complex Hessian shows that

\[ v\circ \pi -\sum _ i b_ i\log |z_ i|^2 \]

has a quasi-plurisubharmonic representative; here the difference is first interpreted off the divisor, or as a locally integrable distribution. Such a representative is locally bounded above. Since $B$ is locally bounded, $v\circ \pi \leq a\circ \pi +C$ on each relatively compact chart of $Y$, away from the divisor. Since $\pi $ is proper, finitely many such charts cover the inverse image of a smaller coordinate neighborhood in $X$, which makes $C$ uniform there. Push the inequality down off the analytic exceptional set; as quasi-plurisubharmonic functions are determined by their values almost everywhere, it then holds everywhere. Finitely many neighborhoods cover the compact manifold, so $v\leq a+C$ globally.

The only input from resolution of singularities is the principalization of a coherent ideal. Divisorial removal is applied to the closed positive complex Hessian obtained after a local smooth correction, so no closed background on $X$ is needed. $\square$

Lemma 5.38.12.3CF548646A75 Let $u,v$ be quasi-plurisubharmonic on $X$, and let $s$ have analytic singularities on $X$. Suppose that $u+v\leq s+O(1)$, and let $U_ m,V_ m$ be quasi-plurisubharmonic functions of analytic types $(1/m,\mathcal I(mu))$ and $(1/m,\mathcal I(mv))$. Then there are numbers $\delta _ m\downarrow 0$ such that

\[ U_ m+V_ m\leq (1-\delta _ m)s+O(1) \quad \hbox{for all sufficiently large integers }m. \]

The bounded error may depend on $m$.

Proof. If $s$ is bounded, upper bounds for $U_ m$ and $V_ m$ give the assertion with $\delta _ m=1/m$ for $m>1$. Otherwise principalize the ideal of $s$ by a log resolution $\pi :\widetilde X\to X$ with smooth $\widetilde X$. Let $E_ i$ be the components of the resulting divisor, with positive coefficients $c_ i$ in $s\circ \pi $; in local coordinates $z_ i$ defining these components, the singular part of $s\circ \pi $ is $\sum _ i c_ i\log |z_ i|^2$. Set $A_ i=1+\operatorname {ord}_{E_ i}(\operatorname {Jac}\pi )$. The hypothesis and lemma 5.38.9 give

\[ \nu (U_ m\circ \pi ,E_ i)+\nu (V_ m\circ \pi ,E_ i) \geq \nu (u\circ \pi ,E_ i)+\nu (v\circ \pi ,E_ i)-\frac{2A_ i}{m} \geq c_ i-\frac{2A_ i}{m}. \]

Choose a positive integer $N\geq \max _ i2A_ i/c_ i$ and put $\delta _ m=N/m$, which is less than one for large $m$. Then the right-hand side above is at least $(1-\delta _ m)c_ i$. After a smooth local correction, divisorial removal from the positive Hessian of $(U_ m+V_ m)\circ \pi $ shows that

\[ (U_ m+V_ m)\circ \pi -(1-\delta _ m)\sum _ i c_ i\log |z_ i|^2 \]

has a quasi-plurisubharmonic representative, which is locally bounded above. A finite cover of $\widetilde X$ by charts and descent along the proper map $\pi $, as in the proof of lemma 5.38.11, therefore give $U_ m+V_ m\leq (1-\delta _ m)s+O(1)$. The bounded constant may depend on $m$. $\square$

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