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5.37 Multiplier ideals and logarithmic poles5BB7B3EA169D

5BB7B3EA169D

For a logarithmic pole along a submanifold, weighted integrability of a holomorphic germ is determined by its vanishing order in the normal directions. For general singularities, the valuative characterization of multiplier ideals and the strong openness theorem, both recalled in Theorem 5.16.21 (Guan–Zhou), make the comparison of multiplier ideals compatible with maxima, sums and increasing limits.

In local coordinates $(z,w)\in \mathbb C^ d\times \mathbb C^ k$, with $d\geq 0$ and $k\geq 1$, let $Y=\{ w=0\} $ and denote its ideal by $\mathcal I_ Y$.

Lemma 5.37.1.C21A2A6F9E07 If a quasi-plurisubharmonic function has the form $u=c\log |w|^2+O(1)$ with $c>0$ and locally bounded remainder, then for every $t>0$,

\[ \mathcal I(tu)=\mathcal I_ Y^{\max \{ \lfloor tc\rfloor -k+1,0\} }. \]

The zeroth power is the full structure sheaf.

Proof. The bounded remainder changes the weight only by bounded positive factors. Expand a nonzero holomorphic germ $g(z,w)$ in homogeneous polynomials in $w$, and let $a$ be the smallest degree whose term does not vanish identically. On smaller product neighborhoods, $|g(z,w)|\leq C|w|^ a$. Hence $a+k>tc$ suffices for weighted integrability, since the corresponding radial integral in $\rho =|w|$ is

\[ \int _0^\varepsilon \rho ^{2a-2tc+2k-1}\, \mathrm{d}\rho <+\infty . \]

Conversely, let $z$ be a point near the origin at which the term of degree $a$ does not vanish identically in $w$. Integration of $|g(z,w)|^2$ over the spheres $|w|=\rho $ gives a positive leading term of order $\rho ^{2a}$, so the radial integral in $w$ diverges when $a+k\leq tc$, logarithmically in the case of equality. Such points $z$ form a nonempty open set in every sufficiently small neighborhood, and Fubini's theorem shows that $g$ is not weighted-integrable near the origin. For $d=0$ this is the radial calculation at a point. Thus $g$ is weighted-integrable exactly when $a\geq \lfloor tc\rfloor -k+1$, that is, when $g$ lies in the power of $\mathcal I_ Y$ given in the statement. $\square$

Cutoff functions allow us to insert small isolated logarithmic poles into any Hermitian background.

Lemma 5.37.2.EBB1890494B1 Let $\omega $ be a Hermitian form on $X$, and fix distinct points $p_1,\ldots ,p_ N$ of $X$. There are constants $C_ j>0$ such that, whenever $a_ j>0$ and $\sum _ jC_ ja_ j<1$, there is $u\in \mathrm{PSH}(X,\omega )$, smooth off these points, with

\[ u=a_ j\log |z|^2+O(1)\quad \hbox{near }p_ j,\qquad \omega +\mathrm{dd}^{\mathrm{c}}u\geq \left(1-\sum _ jC_ ja_ j\right)\omega . \]

Here $z$ denotes local coordinates centered at $p_ j$. The function can be chosen to vanish outside arbitrarily small disjoint coordinate neighborhoods, with the constants depending on those neighborhoods.

Proof. Choose disjoint coordinate balls centered at the points $p_ j$ and smooth cutoffs $\chi _ j$ supported in them and equal to one near their centers. The function $\chi _ j\log |z|^2$, extended by zero, is plurisubharmonic near its pole and smooth elsewhere, so its complex Hessian is bounded below by $-C_ j\omega $. Set $u=\sum _ ja_ j\chi _ j\log |z|^2$. These lower bounds give the asserted current inequality, and the remaining properties follow from the disjointness of the supports. $\square$

Theorem 5.37.3.3F1FC2F620B4 Let $u,v$ be plurisubharmonic functions near a point of $\mathbb C^ n$. By a local modification we mean a modification $\pi $, with smooth source, of a neighborhood of this point.

  1. The inclusions $\mathcal I(ku)\subseteq \mathcal I(kv)$ for every real $k>0$ are equivalent to the inequalities $\nu (u\circ \pi ,y)\geq \nu (v\circ \pi ,y)$ at every point $y$ of the source of every local modification $\pi $. Likewise, equality of the multiplier ideals at every positive weight is equivalent to equality of all these Lelong numbers.

  2. If $p_ j$ is an increasing sequence of plurisubharmonic functions converging almost everywhere to a plurisubharmonic function $p$, then, for each point $x$ and each $\lambda >0$,

    \[ \mathcal I(\lambda p_ j)_ x=\mathcal I(\lambda p)_ x \quad \text{for all sufficiently large }j. \]

In the first item, the neighborhoods may be shrunk as necessary; we never need to extend a local modification to a modification of a compact manifold. The second item is the increasing-limit form of the strong openness theorem used in Theorem 5.16.21 (Guan–Zhou). Since adding a smooth function changes neither multiplier ideals nor Lelong numbers, both items apply to quasi-plurisubharmonic functions after the local correction of proposition 5.22.2.

Lemma 5.37.4.ACC2529A680B Let $u,u',v,v'$ be quasi-plurisubharmonic functions on $X$. For any quasi-plurisubharmonic $h$, one has

\[ u+h\sim _{\mathcal I}v+h \quad \Longleftrightarrow \quad u\sim _{\mathcal I}v. \]

If $u\sim _{\mathcal I}v$ and $u'\sim _{\mathcal I}v'$, then

\[ \max (u,u')\sim _{\mathcal I}\max (v,v'),\qquad u+u'\sim _{\mathcal I}v+v',\qquad a u\sim _{\mathcal I}a v\quad (a>0). \]

Proof. Fix a coordinate neighborhood $U\subset X$ and a modification $\pi :Y\to U$ with smooth source. At every $y\in Y$, the elementary rules for the Lelong numbers of maxima, sums and positive multiples give

\[ \begin{aligned} \nu (\max (u,u')\circ \pi ,y) & =\min \{ \nu (u\circ \pi ,y),\nu (u'\circ \pi ,y)\} ,\\ \nu ((u+u')\circ \pi ,y) & =\nu (u\circ \pi ,y)+\nu (u'\circ \pi ,y),\\ \nu (a u\circ \pi ,y)& =a\nu (u\circ \pi ,y). \end{aligned} \]

These rules are unaffected by smooth local corrections. Since $u\sim _{\mathcal I}v$ and $u'\sim _{\mathcal I}v'$, the first item of theorem 5.37.3 shows that the right-hand sides do not change when $u,u'$ are replaced by $v,v'$. The converse direction of the same item, applied on each coordinate neighborhood, gives the three asserted equivalences.

For the cancellation rule, suppose that $u+h\sim _{\mathcal I}v+h$. By the first item of theorem 5.37.3, the pullbacks $(u+h)\circ \pi $ and $(v+h)\circ \pi $ have the same Lelong numbers. The common summand $h\circ \pi $ is quasi-plurisubharmonic, so its Lelong numbers are finite, and subtracting them shows that $u\circ \pi $ and $v\circ \pi $ have the same Lelong numbers. Hence $u\sim _{\mathcal I}v$ by the same item. The reverse implication is the addition rule proved above. $\square$

A residual with zero Lelong numbers can still be unbounded, but it does not change any multiplier ideal, even after addition to another potential.

Lemma 5.37.5.5929CFA4B87F Let $q$ be quasi-plurisubharmonic on a complex manifold and suppose that $\nu (q,x)=0$ at every point. Then $\mathrm e^{-tq}$ is locally integrable for every $t>0$. For every quasi-plurisubharmonic $v$ and every $t>0$,

\[ \mathcal I\bigl (t(v+q)\bigr )=\mathcal I(tv). \]

Proof. Fix a point $x$ and add a smooth correction to make $q$ plurisubharmonic on a bounded pseudoconvex coordinate neighborhood. Form the weighted Bergman space of proposition 5.35.1 at weight $t$. If every member vanished at $x$, the Cauchy estimates, together with the local upper bound for $q$, would give

\[ \sup _{\| g\| _ t\leq 1}|g(z)|\leq C|z-x| \]

near $x$. Its Bergman potential would consequently have Lelong number at least $1/t$, contradicting (5.35.3). There is therefore a weighted square-integrable holomorphic function nonzero at $x$. On a smaller neighborhood it is bounded away from zero, so its weighted norm proves integrability of $\mathrm e^{-tq}$. Smooth corrections do not change this conclusion. Thus $q\sim _{\mathcal I}0$; the addition rule in lemma 5.37.4 gives $v+q\sim _{\mathcal I}v$, which is precisely the asserted equality at every weight. $\square$

Let $v,w$ be quasi-plurisubharmonic functions on an open set, and let $Y$ be a complex submanifold on which $v|_ Y$ is not identically $-\infty $. The restriction and subadditivity theorems give the two inclusions recalled in 6.10 Restriction, products and integral closure and :

582A3343A949 5.37.6
\begin{equation} \mathcal I(v|_ Y)\subseteq \mathcal I(v)\mathcal O_ Y, \qquad \mathcal I(v+w)\subseteq \mathcal I(v)\mathcal I(w). \end{equation}

The first follows from the local Ohsawa–Takegoshi extension theorem. For the second, the weighted Hilbert space of holomorphic functions on a product is the Hilbert tensor product of the two weighted spaces, so the multiplier ideal of $v(x)+w(y)$ on the product is generated by products of generators of $\mathcal I(v)$ and $\mathcal I(w)$; the first inclusion, applied to the diagonal, then gives the second. These local results for plurisubharmonic functions extend to quasi-plurisubharmonic functions, in the weight convention of these constructions, by smooth corrections.

Multiplier ideals commute with pullback by holomorphic submersions. Here the extension $\mathcal I\mathcal O_ Z$ of an ideal sheaf $\mathcal I$ on $Y$ is the ideal sheaf on $Z$ generated by the pullbacks of its local sections.

Lemma 5.37.7.2FA053FE56D9 Let $p:Z\to Y$ be a holomorphic submersion of complex manifolds and let $u\in \mathrm{QPSH}(Y)$. For every $t>0$,

\[ \mathcal I(tu\circ p) =\mathcal I(tu)\mathcal O_ Z. \]

Proof. Work in product coordinates $(z,\zeta )$ with $p(z,\zeta )=z$. Write $\alpha $ for a multi-index in the fiber variables and $\mathrm{d}\lambda _\zeta $ for their Euclidean volume. A germ in the ideal on the right is a finite sum of bounded holomorphic multiples of pullbacks of germs that are square integrable against $\mathrm{e}^{-tu(z)}$. Fubini's theorem shows that it is weighted-integrable on a sufficiently small product neighborhood.

Conversely, let $F(z,\zeta )$ be a weighted-integrable holomorphic germ and expand it in the fiber variables,

\[ F(z,\zeta )=\sum _\alpha f_\alpha (z)\zeta ^\alpha . \]

The coefficient estimate for a holomorphic function on a polydisk gives, on smaller product neighborhoods,

\[ |f_\alpha (z)|^2\leq C_\alpha \int |F(z,\zeta )|^2\, \mathrm{d}\lambda _\zeta . \]

Multiplying by $\mathrm{e}^{-tu(z)}$ and integrating in $z$ shows that each coefficient germ $f_\alpha $ belongs to $\mathcal I(tu)$. Let $J$ be the extension of this ideal to the local ring $R$ of holomorphic germs on the product. Every finite Taylor sum of $F$ belongs to $J$, and the remainder of total fiber degree at least $N$ belongs to $(\zeta )^ N$. Thus the class of $F$ in $R/J$ lies in $(\zeta )^ N(R/J)$ for every $N$. By the Krull intersection theorem for the finitely generated module $R/J$ over the Noetherian local ring $R$, the intersection of these submodules is zero. Hence $F\in J$. Smooth corrections and smooth positive volume densities do not change the integrability conditions. $\square$

Example 5.37.8.E39EAA145A67 Exact multiplier-ideal pullback can fail at a critical fiber. On a polydisk in $\mathbb C^ n$, $n\geq 1$, let $f(z_0,\ldots ,z_{n-1})=z_0^2$ and put $v(t)=\tfrac 12\log |t|^2$. At the origin,

\[ \mathcal I(v)=\mathcal O,\qquad \mathcal I(v\circ f)=(z_0) \ne \mathcal I(v)\mathcal O. \]

Proof. On the curve the coefficient is $1/2$, so the multiplier ideal is the zeroth power of the maximal ideal. Upstairs $v\circ f=\log |z_0|^2$ has coefficient one along the smooth divisor $\{ z_0=0\} $. Apply lemma 5.37.1 in codimension one to get its first ideal power. $\square$

This calculation concerns a fixed weight. For a surjective holomorphic map from a connected compact manifold to a curve, with connected fibers, pullback still preserves and reflects all-weight ideal types by 5.43.9.

5.37.9 Weighted distance from a sum of multiplier ideals1B01826812A9

Membership in a multiplier ideal is a local integrability condition. On a pseudoconvex domain one can ask, more quantitatively, how small the weighted norm of a holomorphic function can be made by subtracting global sections of such ideals. A sharp $L^2$ estimate answers this question for one weight. Applied successively, with the remaining weights kept in the auxiliary weight at each step, it gives a product bound for several weights.

Throughout this subsection, $\Omega \subset \mathbb C^ n$ is a pseudoconvex domain, $n\geq 1$, and $\mathrm{d}V$ denotes Euclidean volume. For a plurisubharmonic weight $\rho $ on $\Omega $, put

\[ \| f\| _\rho ^2=\int _\Omega |f|^2\mathrm e^{-\rho }\, \mathrm{d}V. \]

For a plurisubharmonic function $v$ on $\Omega $, we write $\Gamma (\Omega ,\mathcal I(v))$ for the space of holomorphic functions on $\Omega $ whose germs belong to $\mathcal I(v)$ at every point. Membership requires only local weighted integrability, not a finite global norm.

We first prove a division estimate with two summands. Its sharp constant comes from keeping the full sum of the twisting functions in the $\bar\partial $-estimate.

Lemma 5.37.10.95217B5924C0 Let $\psi ,\phi _1,\phi _2$ be plurisubharmonic functions on $\Omega $, and suppose that $S=\mathrm e^{\phi _1}+\mathrm e^{\phi _2}<1$. If $f$ is holomorphic and

\[ J=\int _\Omega \frac{|f|^2\mathrm e^{-\psi }}{S^2}\, \mathrm{d}V<+\infty , \]

then there are holomorphic $F_1,F_2$ with $F_1+F_2=f$ and

363923246C67 5.37.11
\begin{equation} \int _\Omega \bigl (|F_1|^2\mathrm e^{-\phi _1} +|F_2|^2\mathrm e^{-\phi _2}\bigr ) \mathrm e^{-\psi }\, \mathrm{d}V\leq J. \end{equation}

Proof. Step 1: a twisted $\bar\partial $-estimate. Suppose first that $\Omega $ is bounded, that the weights are smooth on a neighborhood of $\overline\Omega $ with $S<1$ there, and that $\Phi =\log S$ is strictly plurisubharmonic. Set $\chi =\phi _1+\phi _2+\psi $ and $A=(\Phi _{j\bar k})$. For a $(0,1)$-form $b$, write $|b|_ A^2$ for its squared norm with respect to the dual of this positive Hermitian matrix. We claim that every $\bar\partial $-closed $(0,1)$-form $b$ for which the right-hand side below is finite admits a solution $u$ of

35D5D6699C73 5.37.12
\begin{equation} \bar\partial u=b,\qquad \int |u|^2\mathrm e^{\Phi -\chi }\, \mathrm{d}V \leq \int (1-\mathrm e^\Phi )|b|_ A^2 \mathrm e^{-\chi }\, \mathrm{d}V. \end{equation}

To prove this, define for $x<0$

\[ T(x)=-\log (1-\mathrm e^ x),\qquad \eta (x)=\frac{-x}{1-\mathrm e^ x}-1,\qquad \lambda (x)=-\frac{\eta '(x)}{T'(x)}. \]

The inequality $-x>1-\mathrm e^ x$ gives $\eta >0$. Also $\eta '= -[1-(1-x)\mathrm e^ x]/(1-\mathrm e^ x)^2<0$, whereas $T'>0$, so $\lambda >0$. Direct differentiation gives

\[ \eta T'-\eta '=1,\qquad \eta T''-\eta ''-\frac{(\eta ')^2}{\lambda }=0,\qquad \frac{\mathrm e^{-T}}{\eta +\lambda }=\mathrm e^ x. \]

Use the weight $h=\mathrm e^{-\chi -T(\Phi )}$ on the trivial line bundle and evaluate the twisting functions at $\Phi $. The twisted curvature is

\[ \begin{aligned} B_0& =\eta \, \mathrm i\partial \bar\partial (\chi +T(\Phi )) -\mathrm i\partial \bar\partial \eta -\mathrm i\lambda ^{-1}\partial \eta \wedge \bar\partial \eta \\ & =\eta \, \mathrm i\partial \bar\partial \chi +\mathrm i\partial \bar\partial \Phi \geq \mathrm i\partial \bar\partial \Phi . \end{aligned} \]

Let $\Lambda $ denote contraction by the Euclidean Kähler form and $\bar\partial _ h^*$ the weighted adjoint. For a compactly supported $(n,1)$-form $v$, the twisted Bochner identity and the weighted Cauchy–Schwarz inequality give

04CF8B360946 5.37.13
\begin{equation} \langle [B_0,\Lambda ]v,v\rangle _ h \leq \| \sqrt{\eta +\lambda }\, \bar\partial _ h^*v\| _ h^2 +\| \sqrt\eta \, \bar\partial v\| _ h^2. \end{equation}

More explicitly, the cross term is bounded by $\lambda |\bar\partial _ h^*v|^2+\lambda ^{-1}|(\bar\partial \eta )^*v|^2$; the latter term is exactly the commutator contribution of $\mathrm i\lambda ^{-1}\partial \eta \wedge \bar\partial \eta $. The terms of type $(n+1,1)$ vanish, and the remaining connection norm has a favorable sign.

The Hilbert space existence argument applied to (5.37.13) therefore gives

\[ \int \frac{|u|^2h}{\eta +\lambda }\, \mathrm{d}V \leq \int |b|_ A^2h\, \mathrm{d}V. \]

To see the coefficient, project a test form to $\ker \bar\partial $. On this kernel the second term of (5.37.13) vanishes, and the Cauchy–Schwarz inequality in the curvature norm bounds the functional $v\mapsto \langle b,v\rangle _ h$ by $(\int |b|_ A^2h)^{1/2}\| \sqrt{\eta +\lambda }\, \bar\partial _ h^*v\| _ h$. The Riesz representation theorem gives a solution with the asserted norm. The twisting functions are bounded on $\Omega $, since $\Phi $ is smooth and bounded away from both $-\infty $ and $0$. The argument first uses a complete Kähler metric; approximating the Euclidean metric by the Euclidean metric plus small positive multiples of a complete metric gives the Euclidean statement. Under the identification with canonical-bundle-valued forms, the $(n,0)$ norm integral and the curvature-dual $(n,1)$ integral have the same coordinate expressions as above. Since $h=\mathrm e^{-\chi }(1-\mathrm e^\Phi )$, the identities for $T,\eta ,\lambda $ now give (5.37.12).

Step 2: division for smooth weights. Put $v_ i=\mathrm e^{\phi _ i}/S$ and $\ell =(v_1f,v_2f)$. Equip $\mathbb C^2$ with the diagonal metric $(\mathrm e^{-\phi _1},\mathrm e^{-\phi _2})$. Then $\ell $ is orthogonal to the kernel line of the sum map, generated by $(1,-1)$, and $|\ell |^2=|f|^2/S$. Write $\delta =\phi _1-\phi _2$. The Hessian formula gives

\[ \begin{aligned} A& =v_1(\phi _{1,j\bar k})+v_2(\phi _{2,j\bar k}) +v_1v_2(\delta _ j\overline{\delta _ k}),\\ \bar\partial (v_1f)& =fv_1v_2\bar\partial \delta . \end{aligned} \]

Thus $v_1v_2|\bar\partial \delta |_ A^2\leq 1$ and, for $b=\bar\partial (v_1f)$,

\[ |b|_ A^2\mathrm e^{-\chi } \leq \frac{|f|^2\mathrm e^{-\psi }}{S^2}. \]

Solve (5.37.12) for this $b$ and set $F=\ell -u(1,-1)$. Since $v_1+v_2=1$, the vector $F=(F_1,F_2)$ is holomorphic and its components sum to $f$. The squared norm of $(1,-1)$ is $\mathrm e^{-\phi _1}+\mathrm e^{-\phi _2}=S\mathrm e^{-\phi _1-\phi _2}$. Orthogonality and (5.37.12) consequently give

\[ \begin{aligned} \int |F|^2\mathrm e^{-\psi } & =\int \frac{|f|^2\mathrm e^{-\psi }}{S} +\int |u|^2\mathrm e^{\Phi -\chi }\\ & \leq \int \frac{|f|^2\mathrm e^{-\psi }}{S^2}. \end{aligned} \]

This proves (5.37.11) for smooth weights.

Step 3: general weights. Exhaust $\Omega $ by bounded pseudoconvex domains with compact closures in $\Omega $. On each of them, convolve the weights on a slightly larger neighborhood and add a sufficiently small positive multiple of $|z|^2$. These smooth plurisubharmonic weights dominate the original weights, converge to them almost everywhere, preserve $S<1$ on the chosen closure, and make $\Phi $ strictly plurisubharmonic. The corresponding integrals $J$ are bounded by the original one. On every compact subset the weights have common upper bounds, so (5.37.11) gives uniform unweighted local $L^2$ bounds for both components. The holomorphic mean-value inequality and a diagonal extraction give holomorphic limits. Almost-everywhere convergence of the weights and Fatou's lemma yield (5.37.11) on $\Omega $, and $F_1+F_2=f$ passes to the limit. $\square$

Proposition 5.37.14.B929E98153F2 Let $\psi $ and $\phi $ be plurisubharmonic functions on $\Omega $ with $\phi <0$, and let $p>1$. For holomorphic $f$ with $I=\| f\| _{\psi +\phi }^2<+\infty $, define

\[ c=\inf \{ \| g\| _\psi ^2:g\in \mathcal O(\Omega ),\quad f-g\in \Gamma (\Omega ,\mathcal I(p\phi +\psi ))\} . \]

Then $c\leq (1-1/p)I$.

Proof. For $t>0$, apply lemma 5.37.10 with

\[ \phi _1=\log \frac{t}{1+t}+p\phi ,\qquad \phi _2=-\log (1+t). \]

Their exponential sum is $S=(1+t\mathrm e^{p\phi })/(1+t)<1$. The integral $J$ of the lemma is finite, since $\| f\| _\psi ^2\leq I$ and $S\geq 1/(1+t)$. The first component $F_1$ belongs to $\Gamma (\Omega ,\mathcal I(p\phi +\psi ))$, so the second component $F_2=f-F_1$ is admissible for $c$, and the norm estimate gives

\[ \frac{c}{1+t}\leq \int _\Omega \frac{|f|^2\mathrm e^{-\psi }}{(1+t\mathrm e^{p\phi })^2}\, \mathrm{d}V. \]

Set $t=x^ p$ and integrate over $x>0$. With $\kappa _ k=\int _0^\infty (1+x^ p)^{-k}\, \mathrm{d}x$, Tonelli's theorem and the change of variable $x\mapsto x\mathrm e^\phi $ give $c\kappa _1\leq I\kappa _2$; the pole set of $\phi $ is Lebesgue null. Since $p>1$, both integrals are finite, and integrating the derivative of $x/(1+x^ p)$ over $(0,\infty )$ gives $\kappa _2=(1-1/p)\kappa _1$. The argument does not require the infimum to be attained. $\square$

Theorem 5.37.15.5433D9F2E00C Let $\psi $ and $\phi _1,\ldots ,\phi _ r$ be plurisubharmonic functions on $\Omega $, with $r\geq 1$ and $\phi _ i<0$, and choose $p_ i>1$. For holomorphic $f$ with

\[ I=\| f\| _{\psi +\sum _ i\phi _ i}^2<+\infty , \]

put

\[ c=\inf \left\{ \| g\| _\psi ^2:g\in \mathcal O(\Omega ),\quad f-g\in \sum _{i=1}^ r\Gamma (\Omega ,\mathcal I(p_ i\phi _ i+\psi ))\right\} . \]

Then

646E9C7EF985 5.37.16
\begin{equation} c\leq \prod _{i=1}^ r\left(1-\frac1{p_ i}\right)I. \end{equation}

For $r\leq n$, this constant is optimal for the stated class of data.

Proof. Set $\psi _ i=\psi +\sum _{j>i}\phi _ j$, $a_ i=1-1/p_ i$, and $f_0=f$. For arbitrary $\varepsilon _ i>0$, proposition 5.37.14 successively gives holomorphic $f_ i$ such that

\[ \begin{aligned} \| f_ i\| _{\psi _ i}^2& \leq a_ i\| f_{i-1}\| _{\psi _ i+\phi _ i}^2+\varepsilon _ i,\\ f_{i-1}-f_ i& \in \Gamma (\Omega ,\mathcal I(p_ i\phi _ i+\psi _ i)). \end{aligned} \]

Since $\psi _ i\leq \psi $, these ideals are contained in $\mathcal I(p_ i\phi _ i+\psi )$. As $f-f_ r$ is the sum of the differences $f_{i-1}-f_ i$, the function $f_ r$ is admissible for $c$. Moreover, $\psi _ i+\phi _ i=\psi _{i-1}$ for $i\geq 1$ and $\psi _ r=\psi $, so iteration gives

\[ c\leq \left(\prod _ i a_ i\right)I +\sum _{i=1}^ r\varepsilon _ i\prod _{j>i}a_ j. \]

Letting every $\varepsilon _ i$ tend to zero proves (5.37.16).

For sharpness when $r\leq n$, take the unit polydisk $\Omega =\Delta ^ n$, $f=1$, $\psi =0$, and $\phi _ i=p_ i^{-1}\log |z_ i|^2$ for $i\leq r$. By lemma 5.37.1, $\mathcal I(p_ i\phi _ i)=(z_ i)$. Every admissible $g$ equals one on $Y=\{ z_1=\cdots =z_ r=0\} $, hence $g(0)=1$. Orthogonality of the monomials on the polydisk gives $\| g\| _0^2\geq \pi ^ n$, with equality for $g=1$. Direct radial integration gives $I=\pi ^ n\prod _ i p_ i/(p_ i-1)$, so equality holds in (5.37.16). $\square$

The congruence condition in theorem 5.37.15 involves a sum of global sections, and the successive remainders in its proof are global; a condition on a single germ would not produce them. The estimate holds for any number of weights, whereas the optimality assertion uses distinct coordinate directions and therefore requires $r\leq n$.

5.37.17 The optimal constant in dimension oneA5A50BF6024B

In this subsection, $\Omega \subset \mathbb C$ is a pseudoconvex domain with Euclidean area $\mathrm{d}V$, and we use the weighted norms and spaces of global sections of 5.37.9. In one variable, every multiplier ideal is determined by vanishing orders at points. This allows us to combine the weights into a single one before applying the one-weight estimate, and leads to a better constant than the product bound.

Lemma 5.37.18.750629715507 For a subharmonic function $u$ on $\Omega $ and $x\in \Omega $,

B6502E786DEE 5.37.19
\begin{equation} \mathcal I(u)_ x=(z-x)^{\lfloor \nu (u,x)\rfloor }\mathcal O_{\Omega ,x}. \end{equation}

These ideals form a locally principal ideal sheaf.

Proof. With the normalization of $\mathrm{dd}^{\mathrm{c}}$ fixed in the conventions, $\mu =\mathrm{dd}^{\mathrm{c}}u$ is a positive Radon measure and $a=\mu (\{ x\} )=\nu (u,x)$. After removal of this atom, the distribution $u-a\log |z-x|^2$ has positive complex Hessian, so it has a subharmonic representative $v$, and $\mathrm{dd}^{\mathrm{c}}v$ has no atom at $x$. Since subharmonic functions that agree almost everywhere agree everywhere,

\[ u=a\log |z-x|^2+v. \]

We claim that, for each $t>0$, the function $\mathrm e^{-tv}$ is integrable on some neighborhood of $x$. Indeed, since $\mathrm{dd}^{\mathrm{c}}v$ has no atom at $x$, there is a disk $D=D(x,R)\Subset \Omega $ with $M=(\mathrm{dd}^{\mathrm{c}}v)(D)<1/t$. On $D$ write

\[ v(z)=\int _ D\log |z-y|^2\, \mathrm{d}(\mathrm{dd}^{\mathrm{c}}v)(y)+h(z), \]

where $h$ is harmonic: the integral is locally integrable by Fubini's theorem and has complex Hessian $\mathrm{dd}^{\mathrm{c}}v$ on $D$, so it differs from $v$ by a harmonic distribution. If $M=0$, the claim follows from harmonicity. For $M>0$, Jensen's inequality for the probability measure $(\mathrm{dd}^{\mathrm{c}}v)/M$ gives

\[ \exp \left(-t\int _ D\log |z-y|^2\, \mathrm{d}(\mathrm{dd}^{\mathrm{c}}v)(y)\right) \leq \frac1M\int _ D |z-y|^{-2tM}\, \mathrm{d}(\mathrm{dd}^{\mathrm{c}}v)(y). \]

Since $tM<1$, the integral of $|z-y|^{-2tM}$ over $z\in D(x,R/2)$ is bounded uniformly in $y\in D$. The harmonic function $h$ is bounded below on this smaller disk, so Tonelli's theorem proves the claim. (Truncating the logarithmic kernel justifies Jensen's inequality at its poles.)

A nonzero holomorphic germ of order $k$ at $x$ is a unit times $(z-x)^ k$. Since $v$ is locally bounded above, weighted integrability requires $k+1>a$; equality is excluded by the logarithmic divergence of the radial integral. Conversely, if $k+1>a$, choose $b>1$ such that $b(a-k)<1$. Then $|z-x|^{2k-2a}$ belongs locally to $L^ b$, and $\mathrm e^{-v}$ belongs locally to $L^{b/(b-1)}$ by the claim, so Hölder's inequality proves integrability. Thus the germ belongs to $\mathcal I(u)_ x$ exactly when $k\geq \lfloor a\rfloor $.

The points $y$ with $\nu (u,y)\geq 1$ form a locally finite set, since each of them carries an atom of mass at least one of the locally finite measure $\mathrm{dd}^{\mathrm{c}}u$. Near any point, therefore, the ideal sheaf is generated by a single power of a coordinate, which proves the last assertion. $\square$

The distance condition below involves a sum of spaces of global sections. In one variable, this sum coincides with the space of global sections of the sum of the ideal sheaves.

Lemma 5.37.20.9AA5F4F533CD If $u_1,\ldots ,u_ r$ are subharmonic functions on $\Omega $, then

594319E5AC8F 5.37.21
\begin{equation} \Gamma \left(\Omega ,\sum _{i=1}^ r\mathcal I(u_ i)\right) =\sum _{i=1}^ r\Gamma (\Omega ,\mathcal I(u_ i)). \end{equation}

Proof. For $r=1$ there is nothing to prove, so let $r\geq 2$. Put $J_ i=\mathcal I(u_ i)$ and $J=\sum _ iJ_ i$. By lemma 5.37.18, these sheaves are locally free of rank one. At each point, the order of $J$ is the smallest of the orders of the $J_ i$, and a local generator of an ideal $J_ i$ attaining this order also generates $J$. Consequently the sum map $\bigoplus _ iJ_ i\to J$ is locally split, and its kernel $E$ is a holomorphic vector bundle of rank $r-1$.

Fix $f\in \Gamma (\Omega ,J)$. Gluing local holomorphic lifts of $f$ with a smooth partition of unity gives a smooth section $s$ of $\bigoplus _ iJ_ i$ whose image is $f$. Since $f$ is holomorphic, $\beta =\bar\partial s$ is an $E$-valued $(0,1)$-form. It suffices to solve $\bar\partial v=\beta $ for a section $v$ of $E$, for then $s-v$ is a holomorphic lift of $f$.

We solve this equation using a bundle metric of positive curvature. Choose a smooth strictly subharmonic exhaustion function $\rho \geq 1$ of $\Omega $. The Kähler metric

\[ \omega _*=\mathrm i\, \mathrm{d}z\wedge \mathrm{d}\bar z +\mathrm i\partial \bar\partial \rho ^2 \]

is complete: it dominates $2\mathrm i\partial \rho \wedge \bar\partial \rho $, so $\rho $ has bounded gradient with respect to it, and therefore every curve leaving all compact subsets has infinite length.

Equip $E$ with a smooth Hermitian metric $h$. Choose a smooth increasing convex function $\chi $ on $[1,+\infty )$ so that the metric $h_\chi =h\mathrm e^{-\chi (\rho )}$ has

\[ \mathrm i\Theta _{E,h_\chi }\geq \omega _*\operatorname {Id}_ E, \qquad \int _\Omega |\beta |_{h_\chi ,\omega _*}^2\, \mathrm{d}V_{\omega _*}<+\infty . \]

These two requirements can be imposed successively on the compact sublevel sets of $\rho $: increase $\chi '$ so that $\chi '(\rho )$ times the positive Hessian of $\rho $ dominates the negative part of the curvature, and increase $\chi $ so that the integral over each shell $\{ m\leq \rho <m+1\} $ is at most $2^{-m}$. Increasing the slopes preserves the inequalities already achieved.

Use the global frame $\mathrm{d}z$ of the canonical bundle $K_\Omega $ to identify $E$-valued $(0,q)$-forms with $(E\otimes K_\Omega ^{-1})$-valued $(1,q)$-forms, and give $K_\Omega ^{-1}$ its flat coordinate metric. Its curvature is zero, and $\omega _*$ dominates the Euclidean metric, so the identified form $\beta $ remains $L^2$. The Bochner–Kodaira inequality for compactly supported forms $w$ of type $(1,1)$ gives

\[ \| \bar\partial ^*w\| ^2\geq \langle [\mathrm i\Theta _{E,h_\chi },\Lambda _{\omega _*}]w,w\rangle \geq \| w\| ^2. \]

Here we used that there are no $(1,2)$-forms. By completeness, cutoffs and smoothing extend this inequality to the domain of the adjoint. Since $\beta $ is $L^2$, the Cauchy–Schwarz inequality bounds the functional $w\mapsto \langle w,\beta \rangle $ by $\| \beta \| \| \bar\partial ^*w\| $, and the Riesz representation theorem gives a distributional solution $v$ of $\bar\partial v=\beta $. Thus $s-v$ is distributionally holomorphic, hence holomorphic in every bundle chart, and it is the required global lift. No global weighted norm condition is imposed on its components. $\square$

Theorem 5.37.22.E767909834AD Let $\psi $ and $\phi _1,\ldots ,\phi _ r$ be subharmonic functions on $\Omega $, with $r\geq 1$ and $\phi _ i<0$, and choose $p_ i>1$. For holomorphic $f$ with $I=\| f\| _{\psi +\sum _ i\phi _ i}^2<+\infty $, define

\[ c=\inf \left\{ \| g\| _\psi ^2:g\in \mathcal O(\Omega ),\quad f-g\in \sum _{i=1}^ r\Gamma (\Omega ,\mathcal I(p_ i\phi _ i+\psi ))\right\} , \qquad s=\sum _{i=1}^ r\frac1{p_ i}. \]

Then

17133E696650 5.37.23
\begin{equation} c\leq \max \{ 1-s,0\} \, I. \end{equation}

For every fixed choice of the exponents, this constant is optimal over the stated class of data. If $s\geq 1$, the function $g=0$ is admissible.

Proof. Put $J_ i=\mathcal I(p_ i\phi _ i+\psi )$ and $J=\sum _ iJ_ i$. At a point $x$, write $A=\nu (\psi ,x)$ and $B_ i=\nu (\phi _ i,x)$. By lemma 5.37.18, the order of $J_ x$ is $\min _ i\lfloor A+p_ iB_ i\rfloor $.

Suppose first that $s<1$, and put $P=1/s>1$. The numbers $P/p_ i$ sum to one, so

\[ \min _ i p_ iB_ i\leq \sum _ i\frac{P}{p_ i}p_ iB_ i=P\sum _ iB_ i. \]

Taking integer parts and using lemma 5.37.18 gives $\mathcal I(P\sum _ i\phi _ i+\psi )\subseteq J$. By lemma 5.37.20, every global section of this smaller ideal sheaf lies in $\sum _ i\Gamma (\Omega ,J_ i)$, so every remainder admissible for the one-weight problem is admissible for $c$. Proposition 5.37.14 with $\phi =\sum _ i\phi _ i$ and $p=P$ therefore gives $c\leq (1-1/P)I=(1-s)I$.

Now let $s\geq 1$. Since $I<+\infty $, we have $f\in \Gamma (\Omega ,\mathcal I(\psi +\sum _ i\phi _ i))$. If $f\equiv 0$ there is nothing to prove; otherwise let $k$ be its order at $x$. Then $k+1>A+\sum _ iB_ i$. If its germ did not belong to $J_ x$, we would have $k+1\leq A+p_ iB_ i$ for every $i$. With $L=k+1-A>0$, this would give $\sum _ iB_ i\geq sL\geq L$, a contradiction. Hence $f\in \Gamma (\Omega ,J)$, and lemma 5.37.20 shows that $g=0$ is admissible.

For sharpness when $s<1$, take the unit disk, $\psi =0$, $f=1$, and $\phi _ i=p_ i^{-1}\log |z|^2$. Then $J_ i=(z)$ for all $i$, so an admissible $g$ has $g(0)=1$. Orthogonality of the monomials on the disk gives $c=\pi $, attained by $g=1$, whereas $I=\pi /(1-s)$. If $s\geq 1$, keep these weights and take $f=z^ q$ with an integer $q\geq 0$ satisfying $q+1>s$. Then $I=\pi /(q+1-s)>0$ and $c=0$, so the constant $0$ cannot be replaced by a negative number. $\square$

Consequently, for $r\geq 2$ the product constant of theorem 5.37.15 is not optimal on plane domains. The argument above relies on all local ideals being principal; it does not determine the optimal constant when $n\geq 2$ and $r>n$.

5.37.24 Distance for several hyperplane weightsA632F1B7CA50

In this subsection, $n\geq 2$, $B\subset \mathbb C^ n$ is the unit ball, and $\mathrm{d}V$ is Euclidean volume. If the weights have logarithmic poles along several hyperplanes through the origin, every admissible remainder must take a prescribed value at their common zero. On the other hand, the input norm stays finite as long as the combined radial exponent is below the dimension. Together these observations give a positive distance even in part of the range where the planar distance of theorem 5.37.22 vanishes.

Example 5.37.25.9F227CC9F378 Fix $r>n$ and $p>r/n$. There are negative plurisubharmonic functions $\phi _1,\ldots ,\phi _ r$ on $B$ for which

\[ I=\int _ B\mathrm e^{-\sum _ i\phi _ i}\, \mathrm{d}V<+\infty \]

and

4F7B8ACF0243 5.37.26
\begin{equation} \inf \left\{ \int _ B|g|^2\, \mathrm{d}V:g\in \mathcal O(B),\quad 1-g\in \sum _{i=1}^ r\Gamma (B,\mathcal I(p\phi _ i))\right\} =\frac{\pi ^ n}{n!}>0. \end{equation}

In particular, for $r/n<p\leq r$, the distance is positive although $\sum _ i1/p=r/p\geq 1$.

Proof. Choose distinct real numbers $t_1,\ldots ,t_ r$ and unit linear forms

\[ \ell _ i(z)=\frac{\sum _{k=0}^{n-1}t_ i^ kz_{k+1}}{(\sum _{k=0}^{n-1}t_ i^{2k})^{1/2}}. \]

Any $n$ of these forms are linearly independent, since the determinant of their unnormalized coefficients is a nonzero Vandermonde determinant. Put $\phi _ i=p^{-1}\log |\ell _ i|^2$. Since the coefficient vectors of the $\ell _ i$ have norm one, $|\ell _ i(z)|<1$ on $B$, so the $\phi _ i$ are negative plurisubharmonic functions. By lemma 5.37.1, $\mathcal I(p\phi _ i)=(\ell _ i)$.

At a nonzero point, at most $n-1$ of the forms vanish. These forms are linearly independent and can be used as part of a holomorphic coordinate system, while the other forms are bounded away from zero on a small neighborhood of the point. Hence

\[ W(z)=\prod _{i=1}^ r|\ell _ i(z)|^{-2/p} \]

is locally integrable off the origin, because each factor $|\ell _ i|^{-2/p}$ has exponent $2/p<2$ (note that $p>r/n>1$). By compactness, $W$ is integrable on every closed annulus. Set $s=r/p$ and let $\mathrm{d}\sigma $ denote surface measure on the unit sphere. Homogeneity and polar integration over such an annulus show that

\[ A=\int _{|\zeta |=1}\prod _ i|\ell _ i(\zeta )|^{-2/p}\, \mathrm{d}\sigma (\zeta )<+\infty . \]

Tonelli then gives

\[ I=A\int _0^1\rho ^{2n-1-2s}\, \mathrm{d}\rho =\frac{A}{2(n-s)}<+\infty , \]

since $s<n$. This takes care of the common zero at the origin as well as of the individual hyperplanes.

Every global section of $(\ell _ i)$ vanishes at the origin. Thus every admissible $g$ in (5.37.26) satisfies $g(0)=1$. For each $z\in B$, the holomorphic function $\lambda \mapsto g(\lambda z)$ is defined on a disk of radius greater than one, and the submean inequality for the subharmonic function $|g(\lambda z)|^2$ gives

\[ \frac1{2\pi }\int _0^{2\pi }|g(\mathrm e^{\mathrm i\tau }z)|^2\, \mathrm{d}\tau \geq |g(0)|^2=1. \]

Integrating in $z$ and using the rotation invariance of $B$ proves $\int _ B|g|^2\, \mathrm{d}V\geq \operatorname {Vol}(B)=\pi ^ n/n!$, also when the integral is infinite. The constant $g=1$ is admissible and attains this bound. $\square$

Hence, for these equal exponents, the optimal universal constant in an estimate of the distance by a multiple of $I$ is at least $\pi ^ n/(n!I)>0$. In particular, the vanishing of the optimal constant for $s\geq 1$ in theorem 5.37.22 does not extend to higher dimensions. The example does not determine the optimal constant for $r>n$.

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