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12.10.4 The tail condition and perturbations of the density5210ECD5227F

Vanishing tails are equivalent to continuity of the threshold under uniformly bounded multiplicative perturbations of the density that converge in measure. This explains the role of the tail condition: if it fails, a perturbation supported on sets of shrinking volume can lower the threshold by a fixed factor.

Proposition 12.10.5.249445C21482 Let $0\leq p\in \mathcal D_\omega $ be nonzero. The following are equivalent:

  1. $p\in \mathcal D_\omega ^0$;

  2. the densities $p k_ T$, for $T\in \mathscr G_\omega $, are uniformly integrable;

  3. whenever $F_ j$ are smooth real functions, uniformly bounded and tending to zero in measure, one has

    \[ b_\omega (\mathrm{e}^{F_ j}p^ n)\longrightarrow b_\omega (p^ n). \]

If the first condition holds, the convergence in the third also holds for bounded measurable $F_ j$ with the same uniform bound and convergence in measure. If it fails, there are smooth $F_ j\geq 0$, uniformly bounded and tending to zero in measure, such that

\[ \mathrm{e}^{F_ j}p^ n\longrightarrow p^ n\quad \text{in }L^1, \qquad b_\omega (\mathrm{e}^{F_ j}p^ n)\leq 2^{-n}b_\omega (p^ n). \]

Proof. The first condition implies the second by theorem 12.10.1. Conversely, $\mathrm{d}V(\{ p>K\} )\to 0$ as $K\to \infty $, so uniform integrability and (12.10.2) give

\[ \rho _\omega (p\mathbf1_{\{ p>K\} }) =\sup _{T\in \mathscr G_\omega }\int _{\{ p>K\} }p k_ T\, \mathrm{d}V \longrightarrow 0. \]

This is the first condition by proposition 15.32.9.

If $p\in \mathcal D_\omega ^0$ and $|F_ j|\leq A$, then $p(\mathrm{e}^{F_ j/n}-1)$ tends to zero in measure and its absolute value is at most $(\mathrm{e}^{A/n}+1)p$. The dominated-convergence criterion of proposition 15.32.9 makes its root norm tend to zero, and the triangle inequality gives $\rho _\omega (p\mathrm{e}^{F_ j/n})\to \rho _\omega (p)>0$. Taking negative $n$th powers proves the third condition, also for bounded measurable $F_ j$.

Suppose now that the tails do not tend to zero, and put $R=\rho _\omega (p)>0$. The formula of theorem 15.29.1, which uses only smooth tests, yields $\delta >0$, numbers $K_ j\to \infty $ and smooth strictly positive $T_ j\in \mathscr G_\omega $ such that

\[ \int _{\{ p>K_ j\} }p k_{T_ j}\, \mathrm{d}V>\delta . \]

Since the finite measure $p k_{T_ j}\, \mathrm{d}V$ is regular, we can choose a compact set $C_ j\subset \{ p>K_ j\} $ of mass greater than $\delta /2$ for this measure. By outer regularity of $\mathrm{d}V$, choose an open set $O_ j\supset \{ p>K_ j\} $ with $\mathrm{d}V(O_ j)\leq \mathrm{d}V(\{ p>K_ j\} )+1/j$, and a smooth cutoff $0\leq \chi _ j\leq 1$ that equals one on $C_ j$ and has support in $O_ j$. Fix $A>0$ with $\mathrm{e}^{A/n}\delta /2>2R$, and set $F_ j=A\chi _ j$. Then $F_ j\to 0$ in measure, while

\[ \rho _\omega (p\mathrm{e}^{F_ j/n}) \geq \int _ Xp\mathrm{e}^{F_ j/n}k_{T_ j}\, \mathrm{d}V >2R. \]

Since $b_\omega (\mathrm{e}^{F_ j}p^ n)=\rho _\omega (p\mathrm{e}^{F_ j/n})^{-n}$, this gives the asserted uniform gap. Finally, $|\mathrm{e}^{F_ j}-1|p^ n\leq (\mathrm{e}^ A-1)p^ n\mathbf1_{O_ j}$, whose integral tends to zero by absolute continuity of the integral. This proves the last assertion and the converse to the third condition. $\square$

For $f=p^ n$, the perturbed densities satisfy $\mathrm{e}^{-A}f\leq \mathrm{e}^{F_ j}f\leq \mathrm{e}^ Af$ with a fixed $A$, so the continuity statement concerns only such order intervals. The instability under general $L^1$ approximation in section 15.32 involves approximations without these bounds.

For attainment at one density, uniform integrability along a single maximizing sequence is enough, and this weaker condition also identifies the limit of its weighted measures.

Proposition 12.10.6.B62E802ED631 Let $0\leq p\in \mathcal D_\omega $ be nonzero and put $R=\rho _\omega (p)$. Suppose $T_ j\in \mathscr G_\omega $ converge weakly to $T$ and satisfy $D_ p(T_ j)\to R$. If the densities $p k_{T_ j}$ are uniformly integrable, then

\[ D_ p(T)=R,\qquad p k_{T_ j}\, \mathrm{d}V\rightharpoonup p k_ T\, \mathrm{d}V. \]

Consequently, a maximizing sequence for $D_ p$ with uniformly integrable densities $pk_{T_ j}$ has a maximizing current among its weak cluster limits.

Proof. For positive integers $K$, put $p_ K=\min (p,K)$. Since $p$ is finite almost everywhere, uniform integrability gives

\[ \varepsilon _ K:=\sup _ j\int _{\{ p>K\} }p k_{T_ j}\, \mathrm{d}V \longrightarrow 0. \]

For every nonnegative continuous function $h$, the weight $hp_ K$ is bounded and measurable, so the upper semicontinuity of $D_{hp_ K}$ proved in theorem 12.10.1 gives

\[ \limsup _ j\int _ Xhp k_{T_ j}\, \mathrm{d}V \leq \int _ Xhp_ K k_ T\, \mathrm{d}V +\| h\| _\infty \varepsilon _ K. \]

Now let $K\to \infty $. For $h=1$ this yields $R\leq D_ p(T)$, and the supremum formula (12.10.2) gives the reverse inequality. If $\Lambda $ is a weak cluster limit of the measures $p k_{T_ j}\, \mathrm{d}V$, the same estimate for all nonnegative continuous $h$ gives $\Lambda \leq p k_ T\, \mathrm{d}V$. Both measures have mass $R$, so they agree. Since these measures have bounded masses, they form a weakly relatively compact family, and every cluster limit has now been identified. The final assertion follows from the compactness of $\mathscr G_\omega $. $\square$

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