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15.19.23 Curve areas and radial tube lengths83F8EFD496FF

The approximating metrics give each exceptional curve an area tending to zero, by corollary 15.19.12. Along the curve, small area forces small diameter as long as the metrics are bounded above; in the normal directions, an integrable bound for the speed of radial rays has the same effect.

Let $C$ be a connected compact Riemann surface. Fix a smooth Hermitian metric $h$ of area one on $C$, and use the associated Riemannian metrics for lengths and areas.

Lemma 15.19.24.240B8EBF50C3 There is $K_ h>0$ such that every smooth Hermitian metric $g\leq M h$, with $M>0$ and $A=\operatorname {Area}_ g(C)$, satisfies

\[ \operatorname {diam}(C,g) \leq K_ h\sqrt{A\bigl (1+\log (M/A)\bigr )}. \]

Here $0<A\leq M$. In particular, for a fixed upper bound $M$, area tending to zero implies diameter tending to zero.

Proof. Replace $g$ by $g/M$. Its area is $a=A/M\leq 1$, and it is bounded above by $h$. We prove the estimate for this normalized metric.

Choose a finite cover by holomorphic coordinate disks $U_ i$ represented by $\{ |z|<1\} $, with each coordinate defined on the larger disk $\{ |z|<2\} $. Write $g=\rho _ i|\mathrm{d}z|^2$ there. There is a common $L>0$ such that $0<\rho _ i\leq L$ on all the closed unit disks, and

\[ \int _{U_ i}\rho _ i\, \mathrm{d}\lambda _2\leq a, \]

where $\lambda _2$ is Euclidean area. For $p,z\in U_ i$, let $\ell _ p(z)$ be the $g$-length of their straight coordinate segment, which stays in $U_ i$. Polar coordinates about $p$ and Fubini give

\[ \int _{U_ i}\ell _ p(z)\, \mathrm{d}\lambda _2(z) \leq 2\int _{U_ i}\frac{\sqrt{\rho _ i(w)}}{|w-p|} \, \mathrm{d}\lambda _2(w). \]

Indeed each ray meets the convex unit disk in an interval of length $R\leq 2$. Interchanging the radial integrals multiplies the length integrand at radius $s$ by $(R^2-s^2)/2\leq 2$.

For $0<a\leq 1/4$, put $t=\sqrt a$. The integral on the right, without its factor two, is bounded by

\[ \begin{split} \sqrt L\int _{\{ |w-p|<t\} }\frac{\mathrm{d}\lambda _2(w)}{|w-p|} & +\left(\int _{U_ i}\rho _ i\, \mathrm{d}\lambda _2\right)^{1/2} \left(\int _{\{ t<|w-p|<2\} }\frac{\mathrm{d}\lambda _2(w)}{|w-p|^2}\right)^{1/2}\\ & \leq 2\pi \sqrt L\, t+\sqrt{2\pi a\log (2/t)} \leq K\sqrt{a\bigl (1+\log (1/a)\bigr )}. \end{split} \]

Thus for any $p,q\in U_ i$, averaging $\ell _ p(z)+\ell _ q(z)$ over $z\in U_ i$ gives a two-segment path of length at most $K\sqrt{a(1+\log (1/a))}$. The constant is common to the finite cover.

The overlap graph of this cover is connected because $C$ is connected. Choose points in consecutive overlaps along a simple path in this finite graph. The local estimates join any two points of $C$ through at most the number of covering disks, proving the global bound for $a\leq 1/4$. For $1/4\leq a\leq 1$, the comparison $g\leq h$ gives $\operatorname {diam}(C,g)\leq \operatorname {diam}(C,h)$, and increasing $K_ h$ gives the same estimate. Restoring the factor $M$ scales lengths by $\sqrt M$ and proves the assertion. $\square$

Example 15.19.25.F7F939140E90 On every such $(C,h)$ there are smooth Hermitian metrics $g_\varepsilon \leq h$, for $\varepsilon \downarrow 0$, such that

\[ \begin{aligned} A_\varepsilon :=\operatorname {Area}_{g_\varepsilon }(C) & \asymp \varepsilon ^2\log (1/\varepsilon ),\\ \operatorname {diam}(C,g_\varepsilon ) & \asymp \varepsilon \log (1/\varepsilon ). \end{aligned} \]

Consequently the preceding diameter bound has sharp order under its uniform upper bound. Without that bound, area can tend to zero while diameter stays bounded below by a positive constant.

Proof. Choose a coordinate disk $\{ |z|<R\} $ with $0<R<1$, on whose closure $h=\lambda (z)|\mathrm{d}z|^2$ with $\lambda >0$ smooth. Choose a smooth cutoff $0\leq \chi \leq 1$, supported in this disk and equal to one for $|z|\leq R/2$, and a constant $c>0$ with $c\leq \min \lambda $. For sufficiently small $\varepsilon >0$, set

\[ g_\varepsilon = \left(\chi \frac{c\varepsilon ^2}{\lambda (z)(\varepsilon ^2+|z|^2)} +(1-\chi )\varepsilon ^2\right)h \]

in the disk, and set $g_\varepsilon =\varepsilon ^2h$ outside it. The cutoff makes this a smooth positive metric, and both coefficients in its convex combination are at most one.

On $|z|\leq R/2$ its metric density is $c\varepsilon ^2/(\varepsilon ^2+|z|^2)$, whose area is

\[ \pi c\varepsilon ^2 \log \left(1+\frac{R^2}{4\varepsilon ^2}\right). \]

The remaining area is $O(\varepsilon ^2)$, proving the asserted area comparison. Any path from the origin to a point outside this smaller disk must first cross its boundary. Radial variation is bounded by Euclidean speed, so that initial portion has length at least

\[ \sqrt c\, \varepsilon \int _0^{R/2} \frac{\mathrm{d}r}{\sqrt{\varepsilon ^2+r^2}} =\sqrt c\, \varepsilon \operatorname {arsinh}(R/(2\varepsilon )) \asymp \varepsilon \log (1/\varepsilon ). \]

This gives the diameter lower bound. The upper bound follows from lemma 15.19.24, since $A_\varepsilon (1+\log (1/A_\varepsilon ))\asymp \varepsilon ^2\log ^2(1/\varepsilon )$. Finally rescale by

\[ \widetilde g_\varepsilon =\frac{g_\varepsilon }{\varepsilon ^2\log ^2(1/\varepsilon )}. \]

Its area is comparable to $1/\log (1/\varepsilon )$ and tends to zero, whereas its diameter is comparable to one. At the origin its ratio to $h$ tends to infinity, so it has no uniform upper bound. $\square$

Let $V\to C$ be a holomorphic vector bundle of positive rank with a fixed smooth Hermitian fiber norm. Write $U_\delta =\{ v\in V:|v|<\delta \} $ and identify its zero section with $C$.

Proposition 15.19.26.4A271B6E1DDB Let $g_ j$ be smooth Hermitian metrics on $U_{\delta _0}$. Suppose their restrictions to $C$ satisfy

\[ g_ j|_ C\leq M h,\qquad A_ j=\operatorname {Area}_{g_ j|_ C}(C)\longrightarrow 0 \]

for a fixed $M>0$. Suppose also that there are $B>0$ and $0<\alpha \leq 1$ such that, for every unit fiber vector $v$ over any $x\in C$, the ray $\gamma _{x,v}(s)=sv$ satisfies

\[ g_ j(\gamma _{x,v}'(s),\gamma _{x,v}'(s)) \leq B s^{2\alpha -2}, \qquad 0<s<\delta _0, \]

uniformly in $j,x,v$. Then

\[ \operatorname {diam}^{\mathrm{int}}(U_\delta ,g_ j) \leq \frac{2\sqrt B}{\alpha }\delta ^\alpha +K_ h\sqrt{A_ j\bigl (1+\log (M/A_ j)\bigr )}, \qquad 0<\delta <\delta _0. \]

In particular,

\[ \lim _{\delta \downarrow 0}\limsup _{j\to \infty } \operatorname {diam}^{\mathrm{int}}(U_\delta ,g_ j)=0. \]

Proof. A point of fiber radius $r<\delta $ joins its base point on the zero section along the radial segment, entirely inside $U_\delta $. Its length is at most

\[ \sqrt B\int _0^ r s^{\alpha -1}\, \mathrm{d}s =\frac{\sqrt B}{\alpha }r^\alpha . \]

The metric is smooth at the zero section for each $j$; the integrable uniform bound controls the whole segment. Join the two base points by an almost minimizing path in $(C,g_ j|_ C)$. This path also lies in $U_\delta $, and up to an arbitrarily small excess its length is bounded by lemma 15.19.24. Together with the two radial segments, this gives the asserted bound for the intrinsic diameter. Since $A_ j(1+\log (M/A_ j))\to 0$, taking $j\to \infty $ and then $\delta \downarrow 0$ proves the final assertion. $\square$

Return to the standard nodal small resolutions of 15.19.8. On a nodal tube put $r^2=\sum _{k=1}^4|x_ k\circ \pi |^2$, the squared bundle norm used in lemma 15.19.10. Let $V_\delta \subset Y$ be the nodal coordinate ball $\sum _ k|x_ k|^2<\delta ^2$. For sufficiently small $\delta $, properness gives $\pi ^{-1}(V_\delta )=\{ r<\delta \} $. Write $g_\varepsilon $ for the Riemannian metric associated to $\omega _\varepsilon $. Its area on $E_ a$ is $\varepsilon \int _{E_ a}\eta $ by corollary 15.19.12. Fix an area-one Hermitian metric $h_ a$ on $E_ a$. If $g_\varepsilon |_{E_ a}\leq M h_ a$ uniformly and the radial bound of proposition 15.19.26 holds with $\alpha =1/2$, substitution in that proposition gives

\[ \operatorname {diam}^{\mathrm{int}}(\{ r<\delta \} ,g_\varepsilon ) \leq K\delta ^{1/2} +K\sqrt{\varepsilon \bigl (1+\log (1/\varepsilon )\bigr )} \]

for sufficiently small $\varepsilon $ and $\delta $, with $K$ independent of both. Under these two pointwise metric bounds, the condition on approximating neighborhoods in proposition 15.19.22 therefore holds. The condition on punctured neighborhoods in the limiting metric does not follow from it, as the next example shows.

In the following surface example the volume form is fixed and the approximating tubes shrink, but the punctured neighborhoods of the contracted point keep a positive diameter in the limiting metric.

Example 15.19.27.11425F03EC01 There are a compact complex surface $X$, a holomorphic map $\pi :X\to Y=\mathbb P^2$ contracting a curve $E$ to a point $p$, and smooth Hermitian metrics $g_ j,g_*$ on $X$ with the following properties. The map is biholomorphic from $X\setminus E$ to $Y\setminus \{ p\} $, and $g_ j=g_*$ eventually on each compact subset of $X\setminus E$. Their associated Hermitian forms satisfy

\[ \omega _ j^2=\omega _*^2. \]

The curve areas tend to zero, and the metrics have a uniform integrable radial bound near $E$. For a neighborhood basis $V_\delta $ of $p$, with $U_\delta =\pi ^{-1}(V_\delta )$,

\[ \lim _{\delta \downarrow 0}\limsup _{j\to \infty } \operatorname {diam}^{\mathrm{int}}(U_\delta ,g_ j)=0. \]

Nevertheless, for the intrinsic distance $d_0$ of $g_0=(\pi ^{-1})^*g_*$ on $Y\setminus \{ p\} $, there is $c>0$ such that

\[ \operatorname {diam}_{d_0}(V_\delta \setminus \{ p\} )\geq c \]

for every sufficiently small $\delta $.

Proof. Put $p=[1:0:0]$ and take the incidence surface

\[ \begin{gathered} X=\bigl \{ ([z_0:z_1:z_2],[u:v])\in \mathbb P^2\times \mathbb P^1: z_1v=z_2u\bigr \} ,\\ \pi ([z],[u:v])=[z]. \end{gathered} \]

Off $p$, the second coordinate is $[z_1:z_2]$, so $\pi $ is biholomorphic there. Its exceptional curve is $E=\{ p\} \times \mathbb P^1$. In the affine chart $z_0=1$, a chart of $X$ is

\[ (t,w)\longmapsto ([1:w:tw],[1:t]). \]

The other chart is $([1:t'w':w'],[t':1])$, with $t'=1/t$ and $w'=tw$ on their overlap. These are the charts of the tautological line bundle $L=\mathcal O_{\mathbb P^1}(-1)$. They also show smoothness along $E$; smoothness elsewhere follows from the biholomorphism. Thus $X$ is a compact smooth complex surface. Its connected dense complement $X\setminus E$ makes it connected.

Let $q:L\to \mathbb P^1$ be the bundle projection. Give $L$ the norm induced by its tautological inclusion into $\mathbb P^1\times \mathbb C^2$. In the first chart its squared norm is

\[ r^2=(1+|t|^2)|w|^2=|z_1|^2+|z_2|^2. \]

Fix an area-one Hermitian metric $h$ on $\mathbb P^1$. The Chern connection of the fiber norm defines a smooth semipositive Hermitian tensor $k$ on $L$ by the squared norm of the covariant fiber differential. Explicitly, with $\lambda =1+|t|^2$,

\[ k=\lambda \left|\mathrm{d}w+w\partial \log \lambda \right|^2. \]

Under $t'=1/t$, $w'=tw$, the differential in this formula multiplies by $t$ and $\lambda $ divides by $|t|^2$, so the tensor is globally defined. It has complex rank one, is positive on nonzero vertical tangent vectors, and restricts to zero on $TE$. Consequently $q^*h+k$ is a smooth positive Hermitian metric on $L$.

Choose $0<\delta _0<1$ and extend this metric from $U_{\delta _0}=\{ r<\delta _0\} $ to a smooth Hermitian metric $g_*$ on $X$. Such an extension follows by a smooth cutoff supported in a slightly larger bundle tube and a convex combination with any global Hermitian metric. It agrees exactly with $q^*h+k$ on $U_{\delta _0}$.

Choose $0<\varepsilon _ j<1$ tending to zero, with $2\varepsilon _ j^2<\delta _0$, and a smooth function $0\leq \chi \leq 1$ on $[0,\infty )$, equal to zero on $[0,1]$ and to one on $[4,\infty )$. Set

\[ \begin{aligned} f_ j(r)& =\varepsilon _ j^2+(1-\varepsilon _ j^2) \chi (r^2/\varepsilon _ j^4),\\ g_ j& =f_ jq^*h+f_ j^{-1}k, \end{aligned} \]

on $U_{\delta _0}$, and set $g_ j=g_*$ elsewhere. The function $f_ j$ is smooth at $E$, is at least $\varepsilon _ j^2$, and equals one for $r\geq 2\varepsilon _ j^2$. Hence the metrics glue smoothly and are positive. They equal $g_*$ eventually on every compact subset of $X\setminus E$.

Let $\beta ,\kappa $ be the Hermitian forms of $q^*h,k$. Their complex rank one gives $\beta ^2=\kappa ^2=0$. On the tube,

\[ (f_ j\beta +f_ j^{-1}\kappa )^2 =2\beta \wedge \kappa =(\beta +\kappa )^2. \]

Outside it the metrics coincide. This proves the global volume identity. On $E$, the restriction is $g_ j|_ E=\varepsilon _ j^2h$, so its area is $\varepsilon _ j^2$.

For any unit fiber vector $a$, a radial ray $\gamma (s)=sa$ has $k$-squared speed one and zero base component. Thus its $g_ j$-squared speed is $f_ j(s)^{-1}$. If $s<2\varepsilon _ j^2$, this is at most $\varepsilon _ j^{-2}\leq 2/s$; otherwise it is one, still at most $2/s$ for $s<\delta _0$. This is the uniform integrable radial bound with exponent $1/2$.

A radial segment of radius $r<\delta $ has length at most $r+2\varepsilon _ j$: its portion below $2\varepsilon _ j^2$ has speed at most $\varepsilon _ j^{-1}$ and length at most $2\varepsilon _ j$, and its remaining speed is one. Connect two points by their radial segments and an almost minimizing path on $E$. All three segments stay inside $U_\delta $, giving

\[ \operatorname {diam}^{\mathrm{int}}(U_\delta ,g_ j) \leq 2\delta +\varepsilon _ j\bigl (4+\operatorname {diam}(\mathbb P^1,h)\bigr ). \]

Taking $j\to \infty $ before $\delta \downarrow 0$ proves the asserted shrinking condition. The affine balls

\[ V_\delta =\{ [1:z_1:z_2]:|z_1|^2+|z_2|^2<\delta ^2\} \]

have precisely these tubes as their preimages.

Let $d_*$ be the global distance of the fixed smooth metric $g_*$. Choose distinct points $a,b\in E$, and put $c=d_*(a,b)>0$. Choose points $a_ r,b_ r$ of fiber norm $r>0$ over these base points. They tend to $a,b$ as $r\downarrow 0$. Every path in $Y\setminus \{ p\} $ lifts to a path in $X\setminus E$ with the same $g_0$-length as its $g_*$-length. Therefore

\[ d_0(\pi (a_ r),\pi (b_ r))\geq d_*(a_ r,b_ r)\longrightarrow c. \]

For any fixed $\delta >0$, these two images lie in $V_\delta $ when $r<\delta $. Taking the supremum and then $r\downarrow 0$ gives its punctured diameter at least $c$. $\square$

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