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12.6.4 Invariant backgrounds on compact Lie-group quotients8D8E5D56DAEF

On a compact quotient of a complex Lie group, the backgrounds with constant coefficients in an invariant coframe form a cone of nonclosed backgrounds on which everything can be computed explicitly. With respect to the normalized invariant volume, the root volume is the $n$th root of a determinant, the minimizing metric is the background itself, and the Hessian metric is the trace metric on positive Hermitian matrices. Its unit-volume hypersurface is complete, so the boundary of the cone of coefficient matrices lies at infinite distance after normalization.

Let $G$ be a connected complex Lie group of dimension $n\geq 2$, and let $X=\Gamma \backslash G$ be compact, where the discrete subgroup $\Gamma $ acts on the left. Choose a left-invariant holomorphic coframe $\alpha _1,\ldots ,\alpha _ n$, which descends to $X$. For a Hermitian matrix $A$ put

\[ \begin{gathered} \theta _ A=\frac{\mathrm i}{2\pi }\sum _{j,k}A_{jk}\alpha _ j\wedge \bar\alpha _ k, \qquad h_0=\theta _ I,\\ H=\int _ Xh_0^ n,\qquad \mu =\frac{h_0^ n}{H}. \end{gathered} \]

Here $\operatorname {Herm}(n)$ is the real vector space of Hermitian $n\times n$ matrices, and $A>0$ (respectively $A\geq 0$) means that $A$ is positive definite (respectively semidefinite). Fix a real linear subspace $W\subset \operatorname {Herm}(n)$ containing a positive matrix, and write $V_ W=\{ \theta _ A:A\in W\} $. Throughout this subsection, the probability form is the normalized invariant volume $\mu $ just defined.

Proposition 12.6.5.47DDBF953B9C The backgrounds in $V_ W\cap \mathscr P$ are exactly the forms $\theta _ A$ with $A\in W$ and $A>0$. Moreover,

\[ V_ W\cap \mathrm{dd}^{\mathrm{c}}C^\infty (X,\mathbb R)=\{ 0\} . \]

Every positive $\theta _ A$ is balanced, and its unique minimizing Gauduchon metric normalized by $D_\mu =1$ is

684C5D55AF27 12.6.6
\begin{equation} \lambda _\mu (\theta _ A)=(H\det A)^{1/n},\qquad \gamma _ A=\frac{\theta _ A}{\lambda _\mu (\theta _ A)},\qquad \gamma _ A^ n=\mu . \end{equation}

On this coefficient cone the Hessian metric is

85B17908B21F 12.6.7
\begin{equation} g_ A(U,Z)=\frac1n\operatorname {tr}(A^{-1}UA^{-1}Z), \qquad U,Z\in W. \end{equation}

For $A\in W$, there is a real distribution $u$ with $\theta _ A+\mathrm{dd}^{\mathrm{c}}u\geq 0$ exactly when $A\geq 0$. The closure of $\{ A\in W:A>0\} $ is $W\cap \{ A\geq 0\} $, and each of its points $A$ is represented by the smooth semipositive form $\theta _ A$. For $A=0$, the only positive current $\mathrm{dd}^{\mathrm{c}}u$ is zero. If $G$ is nonabelian, every positive background in this cone is nonclosed, and adding a smooth $\mathrm{dd}^{\mathrm{c}}$ term never makes it closed.

Proof. Invariant averages and balancedness. Let $Z_1,\ldots ,Z_ n$ be the invariant holomorphic vector fields dual to $\alpha _1,\ldots ,\alpha _ n$, and set $\Upsilon =\alpha _1\wedge \cdots \wedge \alpha _ n$. This holomorphic top-degree form and its conjugate are closed. For an invariant holomorphic vector field $Z$, evaluation on the invariant frame gives

\[ \mathcal L_ Z\Upsilon =-\operatorname {tr}(\operatorname {ad}Z)\Upsilon , \qquad \mathcal L_ Z\bar\Upsilon =0. \]

The second identity also follows from Cartan's formula. Since $h_0^ n$ is a positive constant multiple of the appropriately oriented form $\Upsilon \wedge \bar\Upsilon $, Stokes' theorem on compact $X$ gives

\[ 0=\int _ X\mathcal L_ Zh_0^ n=-H\operatorname {tr}(\operatorname {ad}Z). \]

Thus the fields $Z_ j$ and their conjugates have zero divergence with respect to $\mu $. In particular,

8E5F08796F4E 12.6.8
\begin{equation} \int _ XZ_ jf\, \mu =\int _ X\bar Z_ jf\, \mu =0 \qquad (f\in C^\infty (X,\mathbb C)). \end{equation}

Cartan's formula also gives $\mathrm d(\iota _{Z_ j}\Upsilon )=0$. These contractions span the invariant $(n-1,0)$-forms. The form $\theta _ A^{n-1}$ is a constant linear combination of their wedges with conjugates, so $\mathrm d\theta _ A^{n-1}=0$.

The holomorphic fields commute with the antiholomorphic fields, and $\mathrm d\alpha _ j$ has type $(2,0)$. The coefficient matrix of $\mathrm{dd}^{\mathrm{c}}u$ is therefore $(Z_ j\bar Z_ k u)$. For smooth $u$ its entries have $\mu $-mean zero by (12.6.8), so the matrix of $\mu $-means of the coefficients of $\theta _ A+\mathrm{dd}^{\mathrm{c}}u$ is $A$. If $\theta _ A+\mathrm{dd}^{\mathrm{c}}u>0$, averaging the positive coefficient matrix gives $A>0$. The converse follows by taking $u=0$. The same average shows that $V_ W$ contains no nonzero smooth $\mathrm{dd}^{\mathrm{c}}$ direction.

For a distribution $u$, the adjoints of $Z_ j$ and $\bar Z_ k$ with respect to $\mu $ annihilate constants, so the mean of each $Z_ j\bar Z_ k u$ is still zero. The coefficients of a positive current in this global frame form a positive matrix of measures, whose matrix of total masses is semipositive; for $\theta _ A+\mathrm{dd}^{\mathrm{c}}u\geq 0$ this gives $A\geq 0$. Conversely, $\theta _ A$ itself is a positive current when $A\geq 0$. If $A=0$, the positive trace measure of $\mathrm{dd}^{\mathrm{c}}u$ has total mass zero, and polarization then makes the entire current zero. Finally, for a fixed positive $A_+\in W$, the matrices $A+\varepsilon A_+$ with $\varepsilon \downarrow 0$ approximate every semipositive $A\in W$ from the positive cone. This proves the closure assertion.

The quotient and its equality case. Put $Q=H\det A$, so that $\theta _ A^ n=Q\mu $. For every smooth positive Hermitian form $\gamma $, the matrix arithmetic–geometric mean inequality gives

\[ \frac{\theta _ A\wedge \gamma ^{n-1}}{\gamma ^ n} =\frac1n\operatorname {tr}_\gamma \theta _ A \geq \left(\frac{\theta _ A^ n}{\gamma ^ n}\right)^{1/n}. \]

Integration yields $\int _ X\theta _ A\wedge \gamma ^{n-1}\geq Q^{1/n}D_\mu (\gamma )$, which bounds every Gauduchon quotient in definition 12.2.1 from below. The balanced, hence Gauduchon, metric $\gamma =\theta _ A$ has $D_\mu (\theta _ A)=Q^{(n-1)/n}$ and attains equality. This proves the formula for $\lambda _\mu (\theta _ A)$.

For a minimizing Gauduchon metric $\gamma $, the continuous nonnegative difference of the two sides of the pointwise inequality has integral zero. Pointwise equality then forces $\gamma =f\theta _ A$ for a smooth positive function $f$. Set $q=f^{n-1}$ and $T=\theta _ A^{n-1}$. Since $\mathrm dT=0$, the Gauduchon equation becomes $\mathrm{dd}^{\mathrm{c}}q\wedge T=0$, and

\[ 0=\int _ Xq\mathrm{dd}^{\mathrm{c}}q\wedge T=-\int _ X\mathrm dq\wedge \mathrm d^{\mathrm c}q\wedge T. \]

The last integrand is nonnegative and vanishes exactly where $\mathrm dq=0$. Thus $f$ is constant. As $n\geq 2$ and

\[ D_\mu (c\theta _ A)=c^{n-1}\lambda _\mu (\theta _ A)^{n-1}, \]

normalization determines $c=\lambda _\mu (\theta _ A)^{-1}$. This proves the unique minimizer and its volume identity.

Differentiating $-\log \lambda _\mu (\theta _ A)=-(\log H+\log \det A)/n$ twice gives (12.6.7). The corresponding squared norm of $U$ is $\| A^{-1/2}UA^{-1/2}\| _{\mathrm F}^2/n$, which is positive for $U\ne 0$; here $\| B\| _{\mathrm F}^2=\operatorname {tr}(B^*B)$ denotes the squared Frobenius norm.

Finally,

\[ \partial \theta _ A=\frac{\mathrm i}{2\pi }\sum _{j,k}A_{jk}\, \mathrm d\alpha _ j\wedge \bar\alpha _ k. \]

For invertible $A$, the vanishing of this form forces every $\mathrm d\alpha _ j=0$, by independence of the conjugate coframe, and the Lie algebra would then be abelian. Since adding $\mathrm{dd}^{\mathrm{c}}u$ does not change $\mathrm d\theta _ A$, this proves the last assertion. $\square$

Lemma 12.6.9.81EECB4E9700 On the cone of all positive definite Hermitian $n\times n$ matrices, the Riemannian distance of the metric (12.6.7) is

C6F155F53713 12.6.10
\begin{equation} d_{\mathrm{full}}(A,B)=\frac1{\sqrt n} \| \log (A^{-1/2}BA^{-1/2})\| _{\mathrm F}. \end{equation}

For endpoints with equal determinant, this is also the intrinsic distance in the hypersurface of all positive definite matrices with that determinant.

Proof. By the trace formula, the congruence $M\mapsto P^*MP$ by a fixed invertible matrix $P$ is an isometry. Taking $P=A^{-1/2}$, we may assume that the endpoints are $I$ and $C=A^{-1/2}BA^{-1/2}>0$. The curve $\exp (t\log C)$, $0\leq t\leq 1$, has constant speed $\| \log C\| _{\mathrm F}/\sqrt n$, which gives the upper bound for the distance.

For the reverse inequality, diagonalization gives the convergent resolvent formula for the matrix logarithm and its derivative

\begin{align*} \log M& =\int _0^\infty \bigl ((1+s)^{-1}I-(M+sI)^{-1}\bigr )\, \mathrm ds,\\ D\log _ M[U]& =\int _0^\infty (M+sI)^{-1}U(M+sI)^{-1}\, \mathrm ds. \end{align*}

On a neighborhood of $M$ where the spectrum is bounded below by a positive constant, differentiation under the integral sign is justified by an integrable bound. In a unitary basis diagonalizing $M$, with eigenvalues $d_ i>0$, the derivative has entries $c_{ij}U_{ij}$, where

\[ c_{ij}=\frac{\log d_ i-\log d_ j}{d_ i-d_ j}\quad (d_ i\ne d_ j), \qquad c_{ij}=\frac1{d_ i}\quad (d_ i=d_ j). \]

Writing $d_ i/d_ j=\mathrm e^{2s}$ gives $\sqrt{d_ id_ j}|c_{ij}|=|s/\sinh s|\leq 1$, including the limiting value at $s=0$. Hence

\[ \| D\log _ M[U]\| _{\mathrm F} \leq \| M^{-1/2}UM^{-1/2}\| _{\mathrm F}. \]

Applying this along a piecewise $C^1$ path of positive matrices from $I$ to $C$ and integrating, we bound its length below by $\| \log C\| _{\mathrm F}/\sqrt n$. This proves the distance formula. In terms of the original endpoints, the length-minimizing curve is

3C044D127EF7 12.6.11
\begin{equation} M(t)=A^{1/2}(A^{-1/2}BA^{-1/2})^ tA^{1/2}. \end{equation}

Its determinant is $(\det A)^{1-t}(\det B)^ t$, so for endpoints with equal determinant it stays in the fixed-determinant hypersurface. $\square$

Write $\lambda (A)=\lambda _\mu (\theta _ A)$ and

\[ S_ W=\{ A\in W:A>0,\ H\det A=1\} . \]

The radial derivative of $\lambda $ is positive, so $S_ W$ is a smooth hypersurface of the cone $\{ A\in W:A>0\} $. We write $d_ W$ for the intrinsic path distance of $S_ W$ with the metric induced by (12.6.7).

Theorem 12.6.12.B01FA2265C81 The metric space $(S_ W,d_ W)$ is complete and proper, and a sequence in $S_ W$ is Cauchy exactly when its coefficient matrices converge to a positive matrix in $S_ W$. For $A,B\in S_ W$,

8B3AE102E667 12.6.13
\begin{align} d_ W(A,B)& \geq \frac1{\sqrt n} \| \log (A^{-1/2}BA^{-1/2})\| _{\mathrm F},\\ d_ W(A,B)& \leq \frac{\| A-B\| _{\mathrm F}}{\sqrt n\min \{ \lambda _{\min }(A),\lambda _{\min }(B)\} }. \tag{12.6.14} \end{align}

The normalized minimizing metrics of (12.6.6) satisfy, pointwise on $X$,

ED6415BD1F26 12.6.15
\begin{equation} \mathrm e^{-\sqrt n d_ W(A,B)}\gamma _ A \leq \gamma _ B\leq \mathrm e^{\sqrt n d_ W(A,B)}\gamma _ A. \end{equation}

In particular, the completion of $S_ W$ adds no point, and no point of the boundary of the coefficient cone is a limit of a Cauchy sequence.

If $A_ j>0$ in $W$ converges to a nonzero singular semipositive $A_0$, then $\widehat A_ j=A_ j/\lambda (A_ j)$ lies in $S_ W$ and, for fixed $A_\star \in S_ W$,

5EC99A6A3831 12.6.16
\begin{equation} d_ W(A_\star ,\widehat A_ j) \geq \frac{|\log \det A_ j|}{n\sqrt n}+O(1) \longrightarrow \infty . \end{equation}

By contrast, a sequence of coefficient matrices tending to zero can normalize to a point of $S_ W$.

Proof. Paths in $W$. Every path in $S_ W$ is a path in the hypersurface of all positive matrices with $H\det A=1$, so lemma 12.6.9 gives (12.6.13). To obtain an upper bound by paths inside $W$, put

\[ U=B-A,\qquad C(t)=A+tU,\qquad N(t)=\frac{C(t)}{\lambda (C(t))}. \]

Since the positive cone is convex and $W$ is linear, $N(t)$ stays in $S_ W$ and joins $A$ to $B$. With $K=C^{-1/2}UC^{-1/2}$, differentiation gives

\[ \begin{gathered} g_ N(N',N')=\frac1n\operatorname {tr}(K^2) -\frac1{n^2}(\operatorname {tr}K)^2 \leq \frac{\| U\| _{\mathrm F}^2}{nm^2},\\ m=\min \{ \lambda _{\min }(A),\lambda _{\min }(B)\} . \end{gathered} \]

Indeed $C(t)\geq mI$ and $(\log \lambda (C))'=\operatorname {tr}(C^{-1}U)/n$. Integrating proves (12.6.14), and shows in particular that $S_ W$ is connected.

Put $d=d_ W(A,B)$. Every eigenvalue of $A^{-1/2}BA^{-1/2}$ has a logarithm of absolute value at most $\| \log (A^{-1/2}BA^{-1/2})\| _{\mathrm F}\leq \sqrt n\, d$, by (12.6.13). Hence

B2704F167832 12.6.17
\begin{equation} \mathrm e^{-\sqrt n d}A\leq B\leq \mathrm e^{\sqrt n d}A. \end{equation}

Since $\gamma _ A=\theta _ A$ on $S_ W$, this proves (12.6.15).

Cauchy sequences and bounded balls. For a Cauchy sequence $(A_ j)$ in $(S_ W,d_ W)$, comparison with one fixed element of the sequence, using (12.6.17), gives $mI\leq A_ j\leq MI$ with fixed positive $m,M$. Comparing two elements then gives

\[ \| A_ j-A_ k\| _{\mathrm{op}} \leq M\bigl (\mathrm e^{\sqrt n d_ W(A_ j,A_ k)}-1\bigr ), \]

where $\| \cdot \| _{\mathrm{op}}$ is the operator norm. The coefficient matrices therefore form a Cauchy sequence. Their limit lies in the closed linear space $W$, is positive, and satisfies $H\det A=1$, and the upper bound (12.6.14) proves convergence to that point in $d_ W$. Conversely, coefficient convergence to a positive point gives convergence in $d_ W$ by the same bound. This proves completeness and the Cauchy criterion. The minimizing forms then converge in $C^\infty $, because their coefficients multiply a fixed smooth coframe.

By these estimates, $d_ W$ induces the topology of coefficient convergence. A closed ball of radius $R$ around $A_\star $ is contained in the compact matrix interval

\[ \begin{gathered} \mathrm e^{-\sqrt nR}A_\star \leq A\leq \mathrm e^{\sqrt nR}A_\star ,\\ A\in W,\qquad H\det A=1. \end{gathered} \]

The ball is closed in that interval, hence compact. This proves properness. In particular, distances from a fixed reference point are bounded exactly when the eigenvalues relative to that point are bounded above and away from zero.

The coefficient boundary. Write $\lambda _{\max }$ for the largest eigenvalue. If $A_ j\to A_0$ with $A_0\geq 0$ singular and nonzero, then $\lambda (A_ j)\to 0$ while $\lambda _{\max }(A_ j)$ has a positive limit, so the largest eigenvalue of $\widehat A_ j$ tends to infinity. Applying (12.6.17) to $A_\star ,\widehat A_ j$ gives

\[ \begin{aligned} d_ W(A_\star ,\widehat A_ j) & \geq \frac1{\sqrt n}\log \frac{\lambda _{\max }(A_ j)}{\lambda (A_ j)\lambda _{\max }(A_\star )}\\ & =\frac{|\log \det A_ j|}{n\sqrt n}+O(1). \end{aligned} \]

The error term is bounded because $A_0\ne 0$. This proves (12.6.16). For comparison, $A_ j=t_ jA_\star $ with $t_ j\downarrow 0$ normalizes to $A_\star $ for every $j$; its coefficient limit, the zero matrix, gives no new point of the completion. $\square$

By proposition 12.6.1, the whole cone $\{ \theta _ A:A\in W,\ A>0\} $ is then complete as well. The argument uses the invariant probability and the linearity of $W$; in other geometries the unit-volume hypersurface can have a boundary at finite distance, as in example 12.6.3.

The length-minimizing path (12.6.11) need not stay in a proper subspace $W$. For $n=3$, take

\[ W=\operatorname {span}_{\mathbb R}\{ I,\operatorname {diag}(0,1,2)\} , \qquad a=H^{-1/3}. \]

The points $aI$ and $a6^{-1/3}\operatorname {diag}(1,2,3)$ of $S_ W$ have, on the path (12.6.11), the midpoint $a6^{-1/6}\operatorname {diag}(1,\sqrt2,\sqrt3)$. The diagonal entries fail the relation $x_1-2x_2+x_3=0$, since $1-2\sqrt2+\sqrt3\ne 0$. Thus this path leaves $W$, whereas the normalized segment $N(t)$ used in the proof remains in it.

Example 12.6.18.704C3B45EDAF On $G=\mathbb C^3$ take the multiplication

\[ z\cdot w=(z_1+w_1,z_2+w_2,z_3+w_3+z_1w_2), \]

the Gaussian lattice $\Gamma =\mathbb Z[\mathrm i]^3$, and $X=\Gamma \backslash G$. This is a compact non-Kähler manifold of dimension three, with invariant coframe

\[ \alpha _1=\mathrm dz_1,\qquad \alpha _2=\mathrm dz_2,\qquad \alpha _3=\mathrm dz_3-z_1\mathrm dz_2. \]

For its full nine-dimensional cone $W=\operatorname {Herm}(3)$ and the normalized invariant probability,

\[ H=\frac6{\pi ^3},\qquad \mathcal V_\mu (\theta _ A)=\frac6{\pi ^3}\det A,\qquad S=\{ A>0:\det A=\pi ^3/6\} . \]

Every positive background is nonclosed. The eight-dimensional unit-volume hypersurface is complete and proper, and its intrinsic distance is

8B7DB948FBBB 12.6.19
\begin{equation} d_ S(A,B)=\frac1{\sqrt3}\| \log (A^{-1/2}BA^{-1/2})\| _{\mathrm F}. \end{equation}

Proof. The bilinear cross term makes the multiplication associative, with identity zero and inverse $(-z_1,-z_2,-z_3+z_1z_2)$. These operations preserve the Gaussian lattice. Its action by left multiplication is free and properly discontinuous: for a compact set $K\subset G$, elements $\gamma $ with $\gamma K\cap K\ne \varnothing $ belong to the compact set $KK^{-1}$, containing only finitely many lattice elements.

Choose Gaussian integers $\gamma _1,\gamma _2$ that move $z_1,z_2$ into the half-open unit square, and then $\gamma _3$ that moves $z_3+\gamma _1z_2$ into it. This gives a representative in the real six-dimensional unit cube. If two points of the half-open cube are equivalent, then $\gamma _1=\gamma _2=0$ and then $\gamma _3=0$. The cube is therefore a measurable fundamental domain, and $X$ is compact, being the image of its closure.

This coframe is left-invariant, descends to $X$, and has

\[ \mathrm d\alpha _3=-\alpha _1\wedge \alpha _2,\qquad \alpha _1\wedge \alpha _2\wedge \alpha _3 =\mathrm dz_1\wedge \mathrm dz_2\wedge \mathrm dz_3. \]

The density of $h_0^3$ is $6/\pi ^3$ times real Lebesgue volume on the fundamental cube, giving the stated $H$. The coefficient of $\alpha _1\wedge \alpha _2\wedge \bar\alpha _3$ in $\partial \theta _ A$ is $-\mathrm iA_{33}/(2\pi )$, so positivity makes every such background nonclosed.

To see that $X$ admits no Kähler metric at all, suppose that a positive closed $(1,1)$-form $\kappa $ existed, and average its coefficient functions in this coframe against $\mu $. Their mean is a positive matrix $A$. In the coefficients of $\partial \kappa $, derivative terms have mean zero by (12.6.8); the remaining means are exactly the coefficients of $\partial \theta _ A$. Closedness would force them to vanish, contradicting $A_{33}>0$. Thus $X$ is non-Kähler.

The assertions about the volume, the minimizers and completeness follow from proposition 12.6.5, theorem 12.6.12. As $W$ is the full matrix space, the equal-determinant exponential path stays in $S$, and lemma 12.6.9 gives (12.6.19). For $A_\star =aI$, $a=(\pi ^3/6)^{1/3}$, this becomes

\[ d_ S(A_\star ,A)^2=\frac13\sum _{j=1}^3 \left(\log \frac{\lambda _ j(A)}a\right)^2. \]

The three logarithms sum to zero.

For a concrete degeneration, take $A_\varepsilon =\operatorname {diag}(1,1,\varepsilon )$, $0<\varepsilon \leq 1$. As $\varepsilon \to 0$, the coefficients converge to the nonzero smooth semipositive form $\theta _{\operatorname {diag}(1,1,0)}$. The normalized matrices and their distances, on the other hand, are

269EE4BAAD07 12.6.20
\begin{equation} \begin{gathered} \widehat A_\varepsilon =a\operatorname {diag}(\varepsilon ^{-1/3},\varepsilon ^{-1/3},\varepsilon ^{2/3}),\\ d_ S(A_\star ,\widehat A_\varepsilon )=\frac{\sqrt2}{3}|\log \varepsilon |. \end{gathered} \end{equation}

Thus, after normalization, the boundary form $\theta _{\operatorname {diag}(1,1,0)}$ lies at infinite distance. $\square$

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