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11.2.9 First variation in a nonclosed backgroundAEF022344DD6

For the Hermitian background $\theta =\omega $, the functional (11.2.7) integrates $\alpha $ along the segment from $0$ to $u\in \mathcal H_\omega $. When $\omega $ is not closed, the derivative of $E_\omega $ differs from $\alpha $ by the terms produced when integration by parts differentiates the background powers. Computing this difference gives the Euler equation of $E_\omega $ even when no primitive exists.

Proposition 11.2.10.4793125897B2 For $u\in \mathcal H_\omega $ and $v\in C^\infty (X,\mathbb R)$, put $\Omega _ t=(\omega +t\mathrm{dd}^{\mathrm{c}}u)^{n-1}$ for $0\leq t\leq 1$. Then

91AE93E20D38 11.2.11
\begin{equation} \begin{split} DE_{\omega ,u}(v)-\int _ Xv\omega _ u^ n =n\int _0^1t\int _ Xv\bigl (& u\mathrm{dd}^{\mathrm{c}}\Omega _ t +\mathrm{d}u\wedge \mathrm d^{\mathrm c}\Omega _ t\\ & -\mathrm d^{\mathrm c}u\wedge \mathrm{d}\Omega _ t\bigr )\, \mathrm{d}t. \end{split} \end{equation}

Proof. Differentiating the radial integral in (11.2.7) in the direction $v$ gives

\[ DE_{\omega ,u}(v) =\int _0^1\left(\int _ Xv(\omega +t\mathrm{dd}^{\mathrm{c}}u)^ n +nt\int _ Xu\mathrm{dd}^{\mathrm{c}}v\wedge \Omega _ t\right)\mathrm dt. \]

On the other hand,

\[ \begin{aligned} \int _ Xv\omega _ u^ n & =\int _0^1\frac{\mathrm d}{\mathrm dt} \left(t\int _ Xv(\omega +t\mathrm{dd}^{\mathrm{c}}u)^ n\right)\mathrm dt\\ & =\int _0^1\left(\int _ Xv(\omega +t\mathrm{dd}^{\mathrm{c}}u)^ n +nt\int _ Xv\mathrm{dd}^{\mathrm{c}}u\wedge \Omega _ t\right)\mathrm dt. \end{aligned} \]

The terms without a factor $nt$ cancel in the difference, leaving

\[ \begin{aligned} DE_{\omega ,u}(v)-\int _ Xv\omega _ u^ n & =n\int _0^1t\int _ X (u\mathrm{dd}^{\mathrm{c}}v-v\mathrm{dd}^{\mathrm{c}}u)\wedge \Omega _ t\, \mathrm dt\\ & =n\int _0^1t\int _ Xv \bigl (\mathrm{dd}^{\mathrm{c}}(u\Omega _ t)-\mathrm{dd}^{\mathrm{c}}u\wedge \Omega _ t\bigr )\, \mathrm dt. \end{aligned} \]

The second equality is lemma 11.1.2. Expanding the last parenthesis by the product rule in the proof of lemma 11.2.2 gives (11.2.11). When $n=1$, one has $\Omega _ t=1$ and the right-hand side vanishes. $\square$

Proposition 11.2.12.0009683E4137 If $n=2$, then every $u\in \mathcal H_\omega $ satisfies

\[ E_\omega (u)=\int _ Xu\omega ^2 +\int _ Xu\omega \wedge \mathrm{dd}^{\mathrm{c}}u +\frac13\int _ Xu(\mathrm{dd}^{\mathrm{c}}u)^2. \]

For every smooth real direction $v$, its differential satisfies

173E9E78941E 11.2.13
\begin{equation} DE_{\omega ,u}(v)-\int _ Xv\omega _ u^2 =\int _ Xv\bigl (u\mathrm{dd}^{\mathrm{c}}\omega +\mathrm{d}u\wedge \mathrm d^{\mathrm c}\omega -\mathrm d^{\mathrm c}u\wedge \mathrm{d}\omega \bigr ). \end{equation}

Proof. Expanding the radial integral gives the first identity. For $n=2$, one has $\Omega _ t=\omega +t\mathrm{dd}^{\mathrm{c}}u$, and since $\mathrm d$ and $\mathrm d^{\mathrm c}$ annihilate $\mathrm{dd}^{\mathrm{c}}u$, the derivatives $\mathrm d\Omega _ t$, $\mathrm d^{\mathrm c}\Omega _ t$ and $\mathrm{dd}^{\mathrm{c}}\Omega _ t$ are those of $\omega $. Formula (11.2.11) and $2\int _0^1t\, \mathrm dt=1$ give the second identity. $\square$

Consequently, if $n=2$ and $\mu $ is a fixed smooth real $(2,2)$-form on $X$, a critical point $u\in \mathcal H_\omega $ of the functional $E_\omega (u)-\int _ Xu\, \mu $ satisfies

\[ \omega _ u^2+u\mathrm{dd}^{\mathrm{c}}\omega +\mathrm{d}u\wedge \mathrm d^{\mathrm c}\omega -\mathrm d^{\mathrm c}u\wedge \mathrm{d}\omega =\mu \]

rather than the Monge–Ampère equation $\omega _ u^2=\mu $. On a Gauduchon surface the term $u\mathrm{dd}^{\mathrm{c}}\omega $ vanishes, but the first-order torsion terms can persist. The radial Euler equation can therefore differ from the Monge–Ampère equation even when the total mass is invariant.

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