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16.8.1 The definitions of the preordersF7493F03C4C2

Recall that the $P$-envelope is defined in definition 16.3.5.

Definition 16.8.2.4E959BD934C4 For $\varphi ,\psi \in \mathrm{QPSH}(X)$, we say $\varphi $ is $P$-more singular than $\psi $ and write $\varphi \preceq _ P \psi $ if for some (equivalently, every, due to 16.8.4 below) closed smooth real $(1,1)$-form $\theta $ on $X$ such that $\varphi ,\psi \in \mathrm{PSH}(X,\theta )_{>0}$, we have

D3383E5F872D 16.8.3
\begin{equation} P_{\theta }[\varphi ]\leq P_{\theta }[\psi ]. \end{equation}

If $\varphi \preceq _ P \psi $ and $\psi \preceq _ P \varphi $, we write $\varphi \sim _ P \psi $ and say that $\varphi $ and $\psi $ have the same $P$-singularity type.

Recall that $\mathrm{PSH}(X,\theta )_{>0}$ was introduced in (13.13.1). Note that if $\varphi \preceq \psi $, then $\varphi \preceq _ P \psi $. So the $P$-preorder is coarser than $\preceq $.

The $P$-equivalence relation can also be formulated using the language of relative full mass classes developed in 16.5. In fact, $\varphi ,\psi \in \mathrm{PSH}(X,\theta )_{>0}$ satisfies $\varphi \sim _ P \psi $ if and only if $\varphi ,\psi \in \mathcal{E}(X,\theta ;\phi )$ for a common model potential $\phi \in \mathrm{PSH}(X,\theta )_{>0}$.

The condition (16.8.3) is independent of the choice of $\theta $:

Lemma 16.8.4.A3C93A5CDBF4 Let $\varphi ,\psi \in \mathrm{PSH}(X,\theta )_{>0}$. For any Kähler form $\omega $ on $X$, the following are equivalent:

  1. ED4E919B13E0

    $P_{\theta }[\varphi ]\leq P_{\theta }[\psi ]$;

  2. E3965942668C

    $P_{\theta +\omega }[\varphi ]\leq P_{\theta +\omega }[\psi ]$.

In particular, $\preceq _ P$ defines a preorder on $\mathrm{QPSH}(X)$.

Proof. 1 $\implies $ 2. Assume 1. Observe that

\[ \varphi \preceq P_{\theta }[\varphi ]\leq P_{\theta +\omega }[\varphi ]. \]

Taking the $P_{\theta +\omega }$-envelope, we find

\[ P_{\theta +\omega }[\varphi ] \leq P_{\theta +\omega }\Bigl [P_{\theta }[\varphi ]\Bigr ] \leq P_{\theta +\omega }\Bigl [P_{\theta +\omega }[\varphi ]\Bigr ]=P_{\theta +\omega }[\varphi ], \]

where the equality follows from theorem 16.3.15. In particular,

7E95C2DD4B7D 16.8.5
\begin{equation} P_{\theta +\omega }[\varphi ]=P_{\theta +\omega }\Bigl [P_{\theta }[\varphi ]\Bigr ]. \end{equation}

A similar formula holds for $\psi $. So we see that 2 holds.

2 $\implies $ 1. Assume 2. By (16.8.5), we may assume that $\varphi $ and $\psi $ are both model potentials in $\mathrm{PSH}(X,\theta )_{>0}$.

Observe that $\varphi \lor \psi \preceq P_{\theta +\omega }[\psi ]$. It follows that $P_{\theta +\omega }[\varphi \lor \psi ]\leq P_{\theta +\omega }[\psi ]$. The reverse inequality is trivial, so

\[ P_{\theta +\omega }[\varphi \lor \psi ]= P_{\theta +\omega }[\psi ]. \]

From the direction we have proved, for any $C\geq 1$,

\[ P_{\theta +C\omega }[\varphi \lor \psi ]= P_{\theta +C\omega }[\psi ]. \]

So by proposition 16.3.10,

\[ \int _ X \Bigl (\theta +C\omega +\mathrm{dd}^{\mathrm{c}}(\varphi \lor \psi )\Bigr )^ n=\int _ X\left(\theta +C\omega +\mathrm{dd}^{\mathrm{c}}\psi \right)^ n. \]

Since both sides are polynomials in $C$, the equality extends to $C=0$, namely,

\[ \int _ X \theta _{\varphi \lor \psi }^ n=\int _ X \theta _{\psi }^ n. \]

In particular, $\varphi \lor \psi \leq P_{\theta }[\psi ]=\psi $ by (16.3.16). So 1 follows. $\square$

As a consequence of 16.8.4, we can define the $P$-preorder at the level of currents. Given closed positive $(1,1)$-currents $T=\theta _{\varphi }$, $S=\theta '_{\psi }$, we write $T\preceq _ P S$ (resp. $T\sim _ P S$) if $\varphi \preceq _ P \psi $ (resp. $\varphi \sim _ P \psi $). This definition is independent of the decompositions of $T$ and $S$.

As a first example of $P$-equivalence, we have:

Example 16.8.6.14285897F9E7 Let $\theta $ be a closed smooth real $(1,1)$-form on $X$ and $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$. Then

\[ \varphi \sim _ P P_{\theta }[\varphi ]{}^{\href{#sgpt-a0000048053}{1}}. \]

This follows immediately from theorem 16.3.15.

We give a very useful criterion of the $P$-equivalence in terms of the non-pluripolar masses.

Proposition 16.8.7.C7C64ABB4647 Let $\theta $ be a closed smooth real $(1,1)$-form on $X$ representing a big cohomology class. Let $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$ and $\varphi \preceq _ P \psi $. Then the following are equivalent:

  1. B4083090A0B4

    $\varphi \sim _ P \psi $;

  2. 28D1D9DDF8EF

    for each $j=0,\ldots ,n$, we have

    DF3EF73A9B89 16.8.8
    \begin{equation} \int _ X \theta _{\varphi }^ j\wedge \theta _{V_{\theta }}^{n-j}=\int _ X \theta _{\psi }^ j\wedge \theta _{V_{\theta }}^{n-j}. \end{equation}

Assume furthermore that $\varphi ,\psi \in \mathrm{PSH}(X,\theta )_{>0}$, then these conditions are equivalent to the following:

  1. 2A79C290D213

    We have

    \[ \int _ X \theta _{\varphi }^ n=\int _ X \theta _{\psi }^ n. \]
Recall that $V_{\theta }$ is introduced in (13.13.7).

Proof. We first prove the equivalence between 1 and 1 when $\varphi ,\psi \in \mathrm{PSH}(X,\theta )_{>0}$.

1 $\implies $ 1. Assume that $\varphi \sim _ P \psi $. By 16.8.4, we have

\[ P_{\theta }[\varphi ]=P_{\theta }[\psi ]. \]

So 1 follows from proposition 16.3.10.

1 $\implies $ 1. Since $\varphi \preceq _ P\psi $, we have $P_{\theta }[\varphi ]\leq P_{\theta }[\psi ]$. Moreover, proposition 16.3.10 shows that $P_{\theta }[\varphi ]$ and $P_{\theta }[\psi ]$ have the same positive mass. By theorem 16.3.15, $P_{\theta }[\psi ]$ is a candidate in the characterization of $P_{\theta }\bigl [P_{\theta }[\varphi ]\bigr ]=P_{\theta }[\varphi ]$. Hence $P_{\theta }[\psi ]\leq P_{\theta }[\varphi ]$, and therefore $P_{\theta }[\varphi ]=P_{\theta }[\psi ]$. So 1 follows.

Let us come back to the general case with $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$.

1 $\implies $ 2. Fix $j\in \{ 0,\ldots ,n\} $. We argue (16.8.8).

Take a Kähler form $\omega $ on $X$. By 16.8.4, for each $\epsilon >0$, we have

\[ P_{\theta +\epsilon \omega }[\varphi ]= P_{\theta +\epsilon \omega }[\psi ]. \]

It follows from proposition 16.3.10 that

\[ \begin{aligned} \int _ X \left(\theta +\epsilon \omega +\mathrm{dd}^{\mathrm{c}}\psi \right)^ j\wedge \theta _{V_{\theta }}^{n-j}=& \int _ X \Bigl (\theta +\epsilon \omega +\mathrm{dd}^{\mathrm{c}}P_{\theta +\epsilon \omega }[\psi ] \Bigr )^ j\wedge \theta _{V_{\theta }}^{n-j}\\ =& \int _ X \Bigl (\theta +\epsilon \omega +\mathrm{dd}^{\mathrm{c}}P_{\theta +\epsilon \omega }[\varphi ] \Bigr )^ j\wedge \theta _{V_{\theta }}^{n-j} \\ =& \int _ X \left(\theta +\epsilon \omega +\mathrm{dd}^{\mathrm{c}}\varphi \right)^ j\wedge \theta _{V_{\theta }}^{n-j}. \end{aligned} \]

Since the two extremes are both polynomials in $\epsilon $ by the multi-linearity of the non-pluripolar products proposition 13.11.4 6, we conclude that the same holds when $\epsilon =0$, that is, (16.8.8) holds.

2 $\implies $ 1. Assume (16.8.8) holds for all $j=0,\ldots ,n$. Then the same holds with $P_{\theta }[\psi ]$ in place of $\psi $, thanks to proposition 16.3.10. Therefore, for each $t\in (0,1)$, we have

\[ \int _ X \theta _{t\varphi +(1-t)V_{\theta }}^ n= \int _ X \theta _{tP_{\theta }[\psi ]+(1-t)V_{\theta }}^ n \]

by the binomial expansion. Furthermore, $t\varphi +(1-t)V_{\theta }\preceq tP_{\theta }[\psi ]+(1-t)V_{\theta }$. By the implication 1 $\implies $ 1, we have

\[ t\varphi +(1-t)V_{\theta }\sim _ P t P_{\theta }[\psi ]+(1-t)V_{\theta } \]

for each $t\in (0,1)$.

Fix a Kähler form $\omega $ on $X$. From the implication 1 $\implies $ 1, we have

\[ \int _ X (\theta +\omega )_{t\varphi +(1-t)V_{\theta }}^ n= \int _ X (\theta +\omega )_{tP_{\theta }[\psi ]+(1-t)V_{\theta }}^ n. \]

Since both sides are polynomials in $t$ by the multi-linearity of the non-pluripolar products proposition 13.11.4 6, the same holds when $t=1$. From the implication 1 $\implies $ 1 again, we have $\varphi \sim _ P P_{\theta }[\psi ]\sim _ P \psi $. $\square$

Next we introduce a different preorder.

Proposition 16.8.9.EE590FE41862 Given $\varphi ,\psi \in \mathrm{QPSH}(X)$, the following are equivalent:

  1. ABA41C3D6B24

    For any $k\in \mathbb {Z}_{>0}$, we have

    \[ \mathcal{I}(k\varphi )\subseteq \mathcal{I}(k\psi ); \]
  2. C970FD27DA7D

    for any $\lambda \in \mathbb {R}_{>0}$, we have

    \[ \mathcal{I}(\lambda \varphi )\subseteq \mathcal{I}(\lambda \psi ); \]
  3. EE2809B429C8

    for any modification $\pi \colon Y\rightarrow X$ and any $y\in Y$, we have

    \[ \nu (\pi ^*\varphi ,y)\geq \nu (\pi ^*\psi ,y); \]
  4. F03432967BAB

    for any proper bimeromorphic morphism $\pi \colon Y\rightarrow X$ from a Kähler manifold and any $y\in Y$, we have

    \[ \nu (\pi ^*\varphi ,y)\geq \nu (\pi ^*\psi ,y); \]
  5. 7B8BA50C8017

    for any prime divisor $E$ over $X$, we have

    \[ \nu (\varphi ,E)\geq \nu (\psi ,E). \]

Proof. The proof is almost identical to that of proposition 16.6.2. $\square$

Definition 16.8.10.5C5512F45CC2 Let $\varphi ,\psi \in \mathrm{QPSH}(X)$, we say $\varphi $ is $\mathcal{I}$-more singular than $\psi $ and write $\varphi \preceq _{\mathcal{I}} \psi $ if the equivalent conditions in proposition 16.8.9 are satisfied.

It is clear that $\preceq _{\mathcal{I}}$ is a preorder on $\mathrm{QPSH}(X)$.

Note that $\varphi \preceq _{\mathcal{I}}\psi $ and $\psi \preceq _{\mathcal{I}}\varphi $ both hold if and only if $\varphi \sim _{\mathcal{I}}\psi $ in the sense of definition 16.6.3.

Given closed positive $(1,1)$-currents $T=\theta _{\varphi }$, $S=\theta '_{\psi }$, we write $T\preceq _{\mathcal{I}} S$ (resp. $T\sim _{\mathcal{I}} S$) if $\varphi \preceq _{\mathcal{I}} \psi $ (resp. $\varphi \sim _{\mathcal{I}} \psi $). This definition is independent of the decompositions of $T$ and $S$.

Lemma 16.8.11.4A5CF38738F2 Let $\theta $ be a closed smooth real $(1,1)$-form on $X$ representing a big cohomology class. Let $\varphi ,\psi \in \mathrm{PSH}(X,\theta )_{>0}$. Then

295DE82294BA 16.8.12
\begin{equation} P_{\theta }[\varphi \lor \psi ]=P_{\theta }\Bigl [ P_{\theta }[\varphi ]\lor P_{\theta }[\psi ] \Bigr ]. \end{equation}

Proof. Since $\varphi \lor \psi \preceq P_{\theta }[\varphi ]\lor P_{\theta }[\psi ]$, the $\leq $ direction of (16.8.12) follows. Conversely, it suffices to show that

\[ P_{\theta }[\varphi \lor \psi ]\geq P_{\theta }[\varphi ]\lor P_{\theta }[\psi ], \]

which follows from $\varphi \preceq \varphi \lor \psi $, $\psi \preceq \varphi \lor \psi $, and the monotonicity of the $P$-envelope with respect to $\preceq $. $\square$

Lemma 16.8.13.005A077A0167 Let $\varphi ,\psi \in \mathrm{QPSH}(X)$. Then the following are equivalent:

  1. F123EB79E13C

    $\varphi \preceq _ P \psi $ (resp. $\varphi \preceq _{\mathcal{I}} \psi $);

  2. 1D8449F6F20B

    $\varphi \lor \psi \sim _ P\psi $ (resp. $\varphi \lor \psi \sim _{\mathcal{I}}\psi $).

Proof. Take a closed real smooth $(1,1)$-form $\theta $ on $X$ such that $\varphi ,\psi \in \mathrm{PSH}(X,\theta )_{>0}$. We only prove the $P$ case, the $\mathcal{I}$ case is similar.

2 $\implies $ 1. Assume 2. By 2 and example 16.8.6, $P_{\theta }[\varphi \lor \psi ]=P_{\theta }[\psi ]\sim _ P \psi $. But $\varphi \preceq P_{\theta }[\varphi \lor \psi ]$, so 1 follows.

1 $\implies $ 2. Assume 1. We may assume that $\varphi ,\psi $ are both model by 16.8.11. Then $\varphi \leq \psi $ and 2 follows. $\square$

Corollary 16.8.14.FE600747C81E Let $\varphi ,\psi \in \mathrm{QPSH}(X)$. Assume that $\varphi \preceq _ P \psi $. Then $\varphi \preceq _{\mathcal{I}}\psi $.

Therefore, the preorder $\preceq _{\mathcal{I}}$ is coarser than $\preceq _ P$. Given $\varphi ,\psi \in \mathrm{QPSH}(X)$, we therefore have the implications:
\[ \varphi \preceq \psi \implies \varphi \preceq _ P \psi \implies \varphi \preceq _{\mathcal{I}} \psi . \]

Proof. Thanks to 16.8.13, we have $\varphi \lor \psi \sim _ P \psi $. Take a closed smooth real $(1,1)$-form $\theta $ on $X$ such that $\varphi ,\psi \in \mathrm{PSH}(X,\theta )_{>0}$. Then by proposition 16.6.18, we have

\[ \psi \sim _{\mathcal{I}} P_{\theta }[\psi ]= P_{\theta }\left[\varphi \lor \psi \right]\sim _{\mathcal{I}} \varphi \lor \psi . \]

Our assertion follows from the $\mathcal{I}$-version of 16.8.13. $\square$

Next we give a few extra characterizations of the $P$-envelope.

Corollary 16.8.15.564E8A0E68F9 Let $\theta $ be a closed smooth real $(1,1)$-form on $X$ representing a big cohomology class. Assume that $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$. Then

\[ \begin{aligned} P_{\theta }[\varphi ]=& \sup \left\{ \psi \in \mathrm{PSH}(X,\theta ): \psi \leq 0, \psi \sim _ P \varphi \right\} \\ =& \sup \left\{ \psi \in \mathrm{PSH}(X,\theta ): \psi \leq 0, \psi \preceq _ P \varphi \right\} . \end{aligned} \]
Just for comparison, let us recall a few other characterizations of the $P$-envelope for $\varphi \in \mathrm{PSH}(X,\theta )_{>0}$:
\[ \begin{aligned} P_{\theta }[\varphi ]=& \operatorname *{sup}_{}{}\! {}^{*}\left\{ \psi \in \mathrm{PSH}(X,\theta ):\psi \leq 0,\psi \preceq \varphi \right\} \\ =& \operatorname *{sup}_{}{}\! {}^{*}\left\{ \psi \in \mathrm{PSH}(X,\theta ):\psi \leq 0,\psi \sim \varphi \right\} \\ =& \operatorname *{sup}_{C\in \mathbb {Z}_{>0}}{}\! {}^{*} (\varphi +C)\land V_{\theta }\\ =& \sup \left\{ \psi \in \mathrm{PSH}(X,\theta ): \psi \leq 0,\varphi \preceq \psi , \int _ X \theta _{\varphi }^ n=\int _ X \theta _{\psi }^ n\right\} . \end{aligned} \]

Proof. Note that $\psi \sim _ P \varphi $ implies that $\psi \in \mathrm{PSH}(X,\theta )_{>0}$ by proposition 16.3.10. We observe that

\[ \begin{split} & \sup \left\{ \psi \in \mathrm{PSH}(X,\theta ): \psi \leq 0, \psi \sim _ P \varphi \right\} \\ =& \sup \left\{ \psi \in \mathrm{PSH}(X,\theta ): \psi \leq 0, \varphi \preceq \psi , \psi \sim _ P \varphi \right\} \end{split} \]

since for any candidate $\psi $ for the first supremum, $\psi \lor (\varphi -\sup _ X \varphi )$ is larger than $\psi $, and is a candidate for the second supremum thanks to 16.8.13. So the first equality is a direct consequence of proposition 16.8.7 and theorem 16.3.15.

Next we prove the second equality. We only need to show that for any $\psi \in \mathrm{PSH}(X,\theta )$ with $\psi \leq 0$ and $\psi \preceq _ P \varphi $, we have $\psi \leq P_{\theta }[\varphi ]$.

By 16.8.13 and example 16.8.6, we know that $P_{\theta }[\varphi ]\lor \psi \sim _ P \varphi $ and $P_{\theta }[\varphi ]\lor \psi \leq 0$. It follows from the first equality that $\psi \leq P_{\theta }[\varphi ]$. $\square$

Similarly, we have a new characterization of the $\mathcal{I}$-envelope.

Corollary 16.8.16.69E7C4B20FAE Let $\theta $ be a closed smooth real $(1,1)$-form on $X$ representing a pseudo-effective cohomology class. Assume that $\varphi \in \mathrm{PSH}(X,\theta )$. Then

\[ P_{\theta }[\varphi ]_{\mathcal{I}}=\sup \left\{ \psi \in \mathrm{PSH}(X,\theta ): \psi \leq 0, \psi \preceq _{\mathcal{I}} \varphi \right\} . \]

Proof. It suffices to show that for any $\psi \in \mathrm{PSH}(X,\theta )$ with $\psi \leq 0$ and $\psi \preceq _{\mathcal{I}}\varphi $, we have $\psi \leq P_{\theta }[\varphi ]_{\mathcal{I}}$. By 16.8.13 and proposition 16.6.11, we know that $P_{\theta }[\varphi ]_{\mathcal{I}}\lor \psi \sim _{\mathcal{I}}\varphi $. Therefore, $P_{\theta }[\varphi ]_{\mathcal{I}}\lor \psi $ is a candidate in the definition of $P_{\theta }[\varphi ]_{\mathcal{I}}$ (cf. (16.6.8)), so

\[ \psi \leq P_{\theta }[\varphi ]_{\mathcal{I}}\lor \psi \leq P_{\theta }[\varphi ]_{\mathcal{I}}. \]

We conclude the proof. $\square$

Proposition 16.8.17.2E8F613E7CBE Let $\theta $ be a closed real smooth $(1,1)$-form on $X$ and $\varphi ,\psi \in \mathrm{PSH}(X,\theta )$. Then the following are equivalent:

  1. 42227A6623F5

    $\varphi \preceq _{\mathcal{I}}\psi $;

  2. 6B5F8E56CB73

    $P_{\theta }[\varphi ]_{\mathcal{I}}\leq P_{\theta }[\psi ]_{\mathcal{I}}$.

Proof. 1 $\implies $ 2. This follows immediately from corollary 16.8.16.

2 $\implies $ 1. It follows from proposition 16.6.11 that

\[ \varphi \sim _{\mathcal{I}} P_{\theta }[\varphi ]_{\mathcal{I}}\leq P_{\theta }[\psi ]_{\mathcal{I}} \sim _{\mathcal{I}} \psi . \]

We conclude 1. $\square$

Example 16.8.18.C7A2AD00BFF3 Let us continue our example example 16.3.22, where $X=\mathbb {P}^1$, $\omega $ is the Fubini–Study metric and $\varphi \in \mathrm{PSH}(X,\omega )$ has log-log singularity at $0$. We have shown that $P_{\omega }[\varphi ]=0$ in (16.3.23), so $\varphi \sim _{P} 0$ and hence $\varphi \sim _{\mathcal{I}} 0$. In particular, $P$-equivalence is not equivalent to the equivalence of singularity types.

On the other hand, consider a potential $\psi \in \mathrm{PSH}(X,\omega )$ with log singularity at $0$, as in example 5.20.12. We know that $\nu (\psi ,0)=1$ from the explicit expression (5.20.13). So $\psi \not\sim _{\mathcal{I}} 0$ and hence $\psi \not\sim _{P} 0$.

Moreover, $\psi \preceq _{P} \varphi $ and hence $\psi \preceq _{\mathcal{I}}\varphi $.

We give an example showing that $P$-equivalence is not equivalent to $\mathcal{I}$-equivalence.

Example 16.8.19.325A49CBCF74 Let $X=\mathbb {P}^1$ and $\omega $ be the Fubini–Study metric. Let $K\subseteq \mathbb {P}^1$ be a polar Cantor set carrying an atom free probability measure $\mu $ supported on $K$ (see [Page 31, Car83]). Write $\mu =\omega +\mathrm{dd}^{\mathrm{c}}\varphi $ for some $\omega $-subharmonic function $\varphi $. Since $\mu $ is atom free, we know that all Lelong numbers of $\varphi $ are $0$. On the other hand, $\varphi $ has $0$ non-pluripolar mass since $K$ is pluripolar.

Then observe that $\varphi \sim _{\mathcal{I}} 0$ while $\varphi \not\sim _ P 0$.

For later use, we give the following definition.

Definition 16.8.20.33F50367BB68 Let $L$ be a pseudo-effective line bundle on $X$. An elementary metric on $L$ is a psh metric $h$ on $L$ such that there is a generalized Fubini–Study metric $h'$ on $L$ such that

\[ \mathrm{dd}^{\mathrm{c}}h\sim _{P} \mathrm{dd}^{\mathrm{c}}h'. \]

The set of elementary metrics on $L$ is denoted by $\mathrm{Ele}(L)$.

We also say $\mathrm{dd}^{\mathrm{c}}h$ is elementary. If we have fixed a Hermitian metric $h_0$ on $L$, and if we represent $h$ as $h_0\exp (-\varphi )$, we also say the quasi-psh function $\varphi $ is elementary.

Recall that the generalized Fubini–Study metrics are defined in definition 5.20.15.
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